Baker Avenue Asset Management

Latest statistics and disclosures from Baker Avenue Asset Management's latest quarterly 13F-HR filing:

Baker Avenue Asset Management portfolio companies for September 2014 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
VTI Vanguard Total Stock Market ETF 10.26 +33.00% 724033 101.24 106.98
EFA iShares MSCI EAFE Index Fund 8.49 +7.00% 945814 64.12 64.51
BND Vanguard Total Bond Market ETF 6.72 +84.00% 585681 81.93 82.73
IVW iShares S&P; 500 Growth Index 3.28 +4.00% 219180 106.82 113.21
VWO Vanguard Emerging Markets ETF 1.57 NEW 268588 41.71 42.94
RWR SPDR DJ Wilshire REIT 1.51 NEW 135386 79.80 89.94
EFV iShares MSCI EAFE Value Index 1.50 +5.00% 195735 54.67 54.49
CWB SPDR Barclays Capital Convertible SecETF 1.47 +9.00% 211201 49.65 50.50
IDV iShares Dow Jones EPAC Sel Div Ind 1.46 +4.00% 291052 35.79 36.36
Pimco Total Return Etf totl 1.42 +8.00% 93589 108.58 0.00
MS Morgan Stanley 1.20 +11.00% 247241 34.57 35.12
PDP PowerShares DWA Technical Ldrs Pf 1.14 207732 39.31 41.73
SNE Sony Corporation 1.12 +93.00% 445380 18.04 21.69
QQQQ PowerShares QQQ Trust, Series 1 1.12 -7.00% 81268 98.78 0.00
GS Goldman Sachs 1.07 +25.00% 41557 183.58 188.52
IAU iShares Gold Trust 1.01 +5.00% 616784 11.70 11.60
Barclays Bk Plc Ipspgs Ttl Etn etf 1.00 +2.00% 240186 29.75 0.00
Citi 0.98 +18.00% 134479 51.82 0.00
FEX First Trust Large Cap Core Alp Fnd 0.94 -3.00% 153979 43.51 45.74
ILF iShares S&P; Latin America 40 Index 0.87 NEW 168920 36.88 36.80
XLP Consumer Staples Select Sect. SPDR 0.85 -4.00% 134502 45.11 48.68
TIP iShares Barclays TIPS Bond Fund 0.85 +21.00% 54233 112.07 113.31
AAPL Apple 0.82 58372 100.75 119.00
LQD iShares IBoxx $ Invest Grade Corp Bd Fd 0.73 +15.00% 44256 118.22 119.77
VT Vanguard Total World Stock Idx Fd 0.73 +18.00% 86505 60.38 62.07
KRE SPDR KBW Regional Banking 0.71 +69.00% 134743 37.86 40.44
Abbvie 0.69 +8.00% 85541 57.76 0.00
Tableau Software Inc Cl A 0.69 +738.00% 67862 72.65 0.00
BAB PowerShares Build America Bond Portfolio 0.67 +20.00% 161926 29.65 30.00
Powershares Etf Trust Ii intl corp bond 0.66 +11.00% 161049 29.06 0.00
MTG MGIC Investment 0.63 +45.00% 580045 7.81 9.35
MRK Merck & Co 0.63 +2.00% 75621 59.28 59.75
VEU Vanguard FTSE All-World ex-US ETF 0.63 -8.00% 90748 49.24 49.71
ERIC Telefonaktiebolaget LM Ericsson 0.62 -2.00% 350776 12.59 12.66
Seagate Technology Com Stk 0.62 -8.00% 77858 57.27 0.00
JNJ Johnson & Johnson 0.61 +20.00% 41001 106.58 107.21
Ishares Intl Etf equity 0.61 +17.00% 94675 46.30 0.00
AAXJ iShares MSCI Cntry Asa Jpn Idx Fnd 0.60 NEW 70050 61.31 63.45
NVS Novartis AG 0.59 44500 94.13 95.56
HYG iShares iBoxx $ High Yid Corp Bond 0.59 +3.00% 45901 91.96 92.01
BBY Best Buy 0.58 +6.00% 123057 33.59 38.75
AMGN Amgen 0.58 +10.00% 29286 140.48 164.72
IHI iShares Dow Jones US Medical Dev. 0.58 +25.00% 42024 99.40 112.68
PKB PowerShares Dynamic Bldg. & Const. 0.58 198591 20.77 22.13
URI United Rentals 0.57 36731 111.11 118.70
SGY Stone Energy Corporation 0.57 +102.00% 130609 31.36 20.83
GE General Electric Company 0.56 +79.00% 156191 25.62 26.87
CSCO Cisco Systems 0.56 +662.00% 157607 25.17 27.43
AGN Allergan 0.56 +540.00% 22625 178.21 214.00
COST Costco Wholesale Corporation 0.54 +13.00% 31024 125.32 139.75
ADSK Autodesk 0.52 +5.00% 66814 55.09 61.35
Sanchez Energy Corp C ommon stocks 0.52 +65.00% 142071 26.26 0.00
BAC Bank of America Corporation 0.51 +47.00% 214127 17.05 17.11
AMAT Applied Materials 0.51 +18.00% 167432 21.61 23.87
SHOR ShoreTel 0.51 543095 6.65 7.67
FL Foot Locker 0.50 63665 55.65 56.73
SDY SPDR S&P; Dividend 0.50 +18.00% 47292 74.94 80.92
L Brands 0.50 -4.00% 53677 66.97 0.00
PRU Prudential Financial 0.49 +10.00% 39643 87.93 85.78
XRX Xerox Corporation 0.48 -9.00% 257702 13.23 13.89
Actavis 0.48 +2.00% 14124 241.29 0.00
RF Regions Financial Corporation 0.47 336009 10.04 10.14
ATML Atmel Corporation 0.47 418036 8.08 7.93
AET Aetna 0.46 +15.00% 40713 81.01 86.91
FLS Flowserve Corporation 0.46 +2.00% 46636 70.52 65.19
TFM Fresh Market 0.46 NEW 93790 34.93 40.49
NSC Norfolk Southern 0.45 28826 111.60 117.20
FMC FMC Corporation 0.45 +50.00% 56499 57.19 55.69
EMB iShares JPMorgan USD Emer Mkt Bnd Fd ETF 0.45 +20.00% 28354 112.86 114.44
JACK Jack in the Box 0.44 NEW 46473 68.19 73.97
HPQ Hewlett-Packard Company 0.44 +14.00% 88243 35.47 39.16
RIO Rio Tinto 0.44 +14.00% 63553 49.19 47.43
ABB ABB 0.44 NEW 141780 22.41 22.89
FDX FedEx Corporation 0.43 +15.00% 19200 161.46 175.08
NBL Noble Energy 0.41 43155 68.36 53.83
FCX Freeport-McMoRan Copper & Gold 0.41 +12.00% 89478 32.64 29.34
FSLR First Solar 0.41 -8.00% 44512 65.80 51.52
FFIV F5 Networks 0.41 +3.00% 24862 118.74 129.09
Google Inc Class C 0.41 +49.00% 5068 577.35 0.00
FTI FMC Technologies 0.40 NEW 52660 54.31 52.18
ADBE Adobe Systems Incorporated 0.40 41276 69.19 72.98
DOW Dow Chemical Company 0.40 +15.00% 54736 52.43 51.76
LOW Lowe's Companies 0.40 +13.00% 53644 52.92 62.86
XLF Financial Select Sector SPDR 0.40 -6.00% 124147 23.17 24.38
GM General Motors Company 0.40 +16.00% 89173 31.94 32.07
Antero Res 0.40 +25.00% 52453 54.89 0.00
DIS Walt Disney Company 0.38 NEW 30140 89.02 91.92
WDC Western Digital 0.38 -12.00% 27884 97.33 103.67
HON Honeywell International 0.38 +29.00% 29193 93.10 99.08
ORCL Oracle Corporation 0.38 +11.00% 70722 38.28 41.87
VLO Valero Energy Corporation 0.37 +14.00% 57521 46.26 50.94
UTX United Technologies Corporation 0.37 +46.00% 25070 105.58 110.16
XOP SPDR S&P; Oil & Gas Explore & Prod. 0.35 NEW 36532 68.82 58.46
BP BP 0.34 +15.00% 55746 43.95 41.59
GILD Gilead Sciences 0.33 -30.00% 22199 106.45 100.30
CAG ConAgra Foods 0.33 +12.00% 71040 33.04 35.85
SLB Schlumberger 0.31 -29.00% 21716 101.68 92.81
First Tr Exchange Traded Fd nasd tech div 0.31 -56.00% 82627 27.09 0.00
CAT Caterpillar 0.30 +18.00% 21754 99.02 105.79
ANF Abercrombie & Fitch 0.30 +7.00% 59268 36.34 29.32
XLI Industrial SPDR 0.29 38450 53.16 57.39
GPS Gap 0.28 +12.00% 48701 41.68 39.34
XLE Energy Select Sector SPDR 0.26 20522 90.63 85.30
CYN City National Corporation 0.22 20324 75.67 78.50
Spdr Series Trust brcly em locl 0.22 54071 29.61 0.00
SONS Sonus Networks 0.20 -7.00% 413610 3.42 3.72
XLV Health Care SPDR 0.19 -13.00% 21659 63.90 69.18
MDY SPDR S&P; MidCap 400 ETF 0.18 -88.00% 5145 249.37 264.98
XLY Consumer Discretionary SPDR 0.18 +112.00% 19666 66.66 70.95
IGV iShares S&P; NA Tec.-SW. Idx. Fund 0.18 +69.00% 15081 86.47 92.71
PHYS Sprott Physical Gold Trust 0.18 -11.00% 131950 9.97 9.89
ALU Alcatel-Lucent 0.17 +328.00% 404510 3.03 3.55
XLG Rydex Russell Top 50 ETF 0.17 8752 138.14 144.44
GOOG Google 0.15 1785 588.24 540.37
IWD iShares Russell 1000 Value Index 0.14 -2.00% 9647 100.13 105.00
IYC iShares Dow Jones US Consumer Ser. 0.14 -7.00% 8181 124.43 133.86
VSAT ViaSat 0.13 NEW 16410 55.15 67.00
CY Cypress Semiconductor Corporation 0.13 92610 9.88 10.71
VBR Vanguard Small-Cap Value ETF 0.13 -15.00% 9366 99.72 106.92
IYM iShares Dow Jones US Basic Mater. 0.13 -79.00% 10510 86.11 86.69
RAD Rite Aid Corporation 0.12 +11.00% 170970 4.84 5.60
XLK Technology SPDR 0.12 -5.00% 21175 39.91 42.29
Proofpoint 0.12 -8.00% 23140 37.12 0.00
EOG EOG Resources 0.11 +11.00% 7620 99.08 94.07
XLB Materials SPDR 0.11 -5.00% 16469 49.61 50.30
IWN iShares Russell 2000 Value Index 0.11 8399 93.58 101.22
VNQ Vanguard REIT ETF 0.11 10884 71.85 80.37
EIDO MSCI Indonesia Investable Market Ind Fd 0.11 NEW 29860 27.23 27.90
Imperva 0.11 NEW 26090 28.75 0.00
Sunedison 0.11 +195.00% 41230 18.87 0.00
AGG iShares Lehman Aggregate Bond 0.10 -26.00% 6601 109.07 110.27
CSJ iShares Barclays 1-3 Year Cred Bd Fd ETF 0.10 -79.00% 6799 105.31 105.41
TFI SPDR Nuveen Barclays Capital Municpl Bnd 0.10 +16.00% 30710 24.00 24.02
Synergy Res 0.10 -10.00% 58367 12.18 0.00
GLW Corning Incorporated 0.09 NEW 33300 19.34 21.07
BRK.B Berkshire Hathaway 0.09 +82.00% 4433 138.06 0.00
Methanex 0.09 +92.00% 9210 66.78 0.00
INFA Informatica Corporation 0.09 +62.00% 18630 34.25 36.47
Baltic Trading 0.09 +4.00% 149986 4.14 0.00
KLD iShares FTSE KLD Select Scil Idx Fd 0.09 +26.00% 7491 82.37 86.81
HYT BlackRock Corporate High Yield Fund VI, 0.09 NEW 52500 11.83 11.64
INTC Intel Corporation 0.08 -15.00% 16115 34.81 36.90
AKAM Akamai Technologies 0.08 NEW 9470 59.77 64.21
ODP Office Depot 0.08 +2.00% 117630 5.14 6.62
EMC EMC Corporation 0.08 +25.00% 18862 29.27 30.04
CALD Callidus Software 0.08 +11.00% 50000 12.02 16.23
IYT iShares Dow Jones Transport. Avg. 0.08 +2.00% 3944 150.86 165.09
FTNT Fortinet 0.08 -3.00% 23787 25.27 27.52
Blackberry 0.08 58510 9.96 0.00
CCI Crown Castle International 0.07 +26.00% 6050 80.50 82.51
TDC Teradata Corporation 0.07 NEW 11240 41.90 44.86
AFL AFLAC Incorporated 0.07 +31.00% 8031 58.27 59.68
EMR Emerson Electric 0.07 +21.00% 7911 62.57 65.38
DE Deere & Company 0.07 +38.00% 6001 81.99 86.99
M Macy's 0.07 +28.00% 8430 58.13 63.53
NTES NetEase 0.07 +41.00% 5500 85.64 105.82
IWM iShares Russell 2000 Index 0.07 -95.00% 4478 109.42 118.45
IGTE iGATE Corporation 0.07 +114.00% 13734 36.70 36.91
AMCC Applied Micro Circuits Corporation 0.07 +4.00% 71100 7.00 6.15
NPSP NPS Pharmaceuticals 0.07 +98.00% 19660 25.99 33.96
CODE Spansion 0.07 +17.00% 20420 22.77 22.79
SLV iShares Silver Trust 0.07 -30.00% 32430 16.34 15.87
VB Vanguard Small-Cap ETF 0.07 4280 110.51 118.17
CIU iShares Barclays Inter Crd Bd Fund ETF) 0.07 +3.00% 4321 109.23 110.01
Paragon Shipping Inc cl a 0.07 +25.00% 133530 3.99 0.00
BK Bank of New York Mellon Corporation 0.06 +21.00% 10811 38.76 40.21
CSX CSX Corporation 0.06 +27.00% 13471 32.07 37.91
IACI IAC/InterActive 0.06 +95.00% 6322 65.96 65.44
MTB M&T; Bank Corporation 0.06 +25.00% 3340 123.35 126.36
NOK Nokia Corporation 0.06 -17.00% 51720 8.47 8.19
DPS Dr Pepper Snapple 0.06 +19.00% 6750 64.30 72.89
KALU Kaiser Aluminum 0.06 +25.00% 5400 76.30 74.24
GPK Graphic Packaging Holding Company 0.06 NEW 33560 12.43 12.38
FINL Finish Line 0.06 +121.00% 17700 25.03 28.29
LGF Lions Gate Entertainment 0.06 +25.00% 12500 32.96 33.39
GDP Goodrich Petroleum Corporation 0.06 +83.00% 26846 14.83 9.20
SCCO Southern Copper Corporation 0.06 +18.00% 14586 29.62 31.06
RTK Rentech 0.06 -11.00% 259434 1.71 1.37
CAM Cameron International Corporation 0.06 +22.00% 6810 66.37 56.82
IXP iShares S&P; Global Telecommunicat. 0.06 +33.00% 6964 62.89 64.74
Linkedin 0.06 2092 207.93 0.00
Pandora Media 0.06 18531 24.18 0.00
Halcon Resources 0.06 +7.00% 110680 3.96 0.00
Palo Alto Networks 0.06 -24.00% 4710 98.09 0.00
***ardmore Shipping 0.06 +37.00% 40302 10.89 0.00
PNC PNC Financial Services 0.05 +21.00% 3960 85.61 88.06
CTXS Citrix Systems 0.05 -48.00% 5360 71.27 65.83
ISIL Intersil Corporation 0.05 NEW 27300 14.21 13.43
CDNS Cadence Design Systems 0.05 20570 17.21 18.83
MCK McKesson Corporation 0.05 +30.00% 1800 194.44 208.24
WMB Williams Companies 0.05 -18.00% 6952 55.38 54.85
PCP Precision Castparts 0.05 +32.00% 1596 236.84 239.07
BSV Vanguard Short-Term Bond ETF 0.05 -31.00% 4650 80.00 80.36
HUN Huntsman Corporation 0.05 -41.00% 13000 26.00 26.24
CNC Centene Corporation 0.05 4000 82.75 98.66
VIG Vanguard Dividend Appreciation ETF 0.05 +3.00% 4710 76.86 81.67
Sterling Bancorp/de 0.05 NEW 30000 12.80 0.00
Twitter 0.05 -19.00% 7225 51.63 0.00
AXP American Express Company 0.04 2970 87.54 91.45
MON Monsanto Company 0.04 2600 112.69 120.86
MYL Mylan 0.04 6600 45.45 58.62
IDTI Integrated Device Technology 0.04 -31.00% 17800 15.96 18.86
MMC Marsh & McLennan Companies 0.04 5860 52.39 56.48
CA CA 0.04 NEW 10000 27.90 30.86
FITB Fifth Third Ban 0.04 -31.00% 12850 20.00 20.29
MWA Mueller Water Products 0.04 NEW 30530 8.29 9.85
QTM Quantum Corporation 0.04 -15.00% 229298 1.16 1.61
BHP BHP Billiton 0.04 4500 58.89 55.37
CGNX Cognex Corporation 0.04 6400 40.31 41.41
STD Banco Santander, S.A. 0.04 -33.00% 30037 9.49 0.00
TASR TASER International 0.04 -22.00% 17330 15.46 21.87
Lululemon Athletica 0.04 +50.00% 7520 42.02 0.00
TIVO TiVo 0.04 20000 12.80 11.94
VVTV ValueVision Media 0.04 +57.00% 54800 5.13 6.08
ACTG Acacia Research Corporation 0.04 -59.00% 17000 15.47 19.50
Weatherford International Lt reg 0.04 -92.00% 12752 20.78 0.00
EWW iShares MSCI Mexico Inv. Mt. Idx. 0.04 -50.00% 4000 68.75 66.58
IYR iShares Dow Jones US Real Estate 0.04 3864 69.10 76.80
Avago Technologies 0.04 3650 87.12 0.00
Nxp Semiconductors N V 0.04 4400 68.41 0.00
IJJ iShares S&P; MidCap 400 Value Index 0.04 2110 120.38 127.96
WSDT WisdomTree Investments 0.04 NEW 25000 11.40 0.00
Pvh Corporation 0.04 +26.00% 2400 121.25 0.00
Precidian Etfs Tr cmn 0.04 +8.00% 15000 17.53 0.00
Cdw 0.04 -15.00% 8490 31.10 0.00
Jumei Intl Hldg Ltd Sponsored 0.04 NEW 12500 23.52 0.00
MSFT Microsoft Corporation 0.03 -70.00% 4625 46.27 47.75
BMY Bristol Myers Squibb 0.03 NEW 3956 51.06 58.86
SCVL Shoe Carnival 0.03 NEW 13100 17.79 20.08
HAL Halliburton Company 0.03 -44.00% 3700 64.59 47.34
Lazard Ltd-cl A shs a 0.03 -93.00% 4598 50.67 0.00
SD SandRidge Energy 0.03 +132.00% 43860 4.29 3.80
WLL Whiting Petroleum Corporation 0.03 3000 77.67 53.14
INAP InterNAP Network Services 0.03 +27.00% 28500 6.91 7.96
CBSH Commerce Bancshares 0.03 5250 44.57 43.28
ARMH ARM Holdings 0.03 -10.00% 4660 43.78 42.98
MTRX Matrix Service Company 0.03 NEW 10000 24.10 23.33
CLGX CoreLogic 0.03 -10.00% 7424 27.07 33.12
SPR Spirit AeroSystems Holdings 0.03 -23.00% 6450 37.98 43.24
ACHN Achillion Pharmaceuticals 0.03 NEW 25000 10.00 13.21
RP RealPage 0.03 NEW 13000 15.54 20.50
Anacor Pharmaceuticals In 0.03 NEW 10000 24.50 0.00
SGOL ETFS Gold Trust 0.03 -28.00% 1975 118.48 117.38
VCSH Vanguard Short Term Corporate Bond ETF 0.03 -97.00% 3030 79.87 80.15
American Tower Reit 0.03 NEW 2526 93.82 0.00
Geospace Technologies 0.03 NEW 6701 35.22 0.00
Emerald Oil 0.03 35000 6.14 0.00
Restoration Hardware Hldgs I 0.03 -57.00% 3000 79.67 0.00
Intercept Pharmaceuticals In 0.03 NEW 1000 237.00 0.00
Fireeye 0.03 NEW 7883 30.57 0.00
Sfx Entmt 0.03 +48.00% 41410 5.02 0.00
Continental Bldg Prods 0.03 -14.00% 12680 14.59 0.00
HBAN Huntington Bancshares Incorporated 0.02 NEW 14660 9.75 10.25
RMBS Rambus 0.02 -47.00% 11670 12.51 11.86
ARAY Accuray Incorporated 0.02 -54.00% 17890 7.27 7.09
OESX Orion Energy Systems 0.02 NEW 21200 5.33 4.50
HNSN Hansen Medical 0.02 +25.00% 149092 1.18 0.87
Novadaq Technologies 0.02 12230 12.67 0.00
Autobytel 0.02 -7.00% 13280 8.58 0.00
Cyan 0.02 -15.00% 34514 3.13 0.00
Alcobra 0.02 -31.00% 10410 15.47 0.00
Liquid Hldgs Group Inc Com stock 0.02 NEW 83600 1.36 0.00
Intel Corp sdcv 0.01 50000 1.28 0.00
CNTY Century Casinos 0.01 -48.00% 18000 5.11 5.10
Sprott Physical Silver Tr tr unit 0.01 10760 6.88 0.00
SANW S&W; Seed Company 0.01 21520 4.23 3.63
Suntech Pwr Hldgs Co Ltd note 3.000% 3/1 0.00 32000 0.06 0.00