Baker Avenue Asset Management

Latest statistics and disclosures from Baker Avenue Asset Management's latest quarterly 13F-HR filing:

Baker Avenue Asset Management portfolio companies for September 2015 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
EFA iShares MSCI EAFE Index Fund 12.38 1227336 57.32 62.56
BND Vanguard Total Bond Market ETF 6.15 426925 81.93 82.52
VTI Vanguard Total Stock Market ETF 5.18 298138 98.72 106.32
CSJ iShares Barclays 1-3 Year Cred Bd Fd ETF 3.87 209351 105.13 105.16
IVW iShares S&P; 500 Growth Index 3.71 195856 107.80 113.07
ISHARES TR MSCI Small Cap msci small cap 3.69 439235 47.77 0.00
Db-x Msci Eafe Currency-hedged 3.63 791137 26.08 0.00
SSD Simpson Manufacturing 2.16 -93.00% 366910 33.49 35.70
Vanguard Charlotte Fds intl bd idx etf 2.05 220279 52.93 0.00
Pimco Total Return Etf totl 1.88 101291 105.46 0.00
VMBS Vanguard Mortgage Bkd Sects ETF 1.85 197527 53.36 53.09
AMGN Amgen 1.48 60825 138.31 153.92
Citi 1.43 163423 49.61 0.00
ORCL Oracle Corporation 1.26 -15.00% 198042 36.12 41.62
SNE Sony Corporation 1.19 276137 24.50 26.85
AMAT Applied Materials 1.18 455221 14.69 23.76
AAPL Apple 1.03 53239 110.30 123.28
IJR iShares S&P; SmallCap 600 Index 1.03 55138 106.57 113.70
MSFT Microsoft Corporation 1.02 -2.00% 130371 44.26 42.00
IBM International Business Machines 1.01 -2.00% 39421 144.97 158.25
GS Goldman Sachs 0.99 32465 173.76 184.67
CWB SPDR Barclays Capital Convertible SecETF 0.97 122667 44.72 46.99
PDP PowerShares DWA Technical Ldrs Pf 0.96 135659 40.18 42.56
Ishares Tr fltg rate nt 0.94 105341 50.45 0.00
GE General Electric Company 0.91 204491 25.22 25.35
XLI Industrial SPDR 0.91 103908 49.89 56.03
PGF PowerShares Fin. Preferred Port. 0.91 282671 18.26 18.45
IAU iShares Gold Trust 0.87 458822 10.78 11.14
IHI iShares Dow Jones US Medical Dev. 0.87 44375 111.28 116.94
JPM JPMorgan Chase & Co. 0.85 -2.00% 78998 60.98 60.16
Suntrust Banks Inc $1.00 Par Cmn 0.85 125836 38.24 0.00
QCOM QUALCOMM 0.83 87351 53.73 71.27
Doubleline Total Etf etf 0.83 95178 49.52 0.00
HON Honeywell International 0.81 48791 94.69 100.92
HYG iShares iBoxx $ High Yid Corp Bond 0.81 55030 83.28 90.34
JNJ Johnson & Johnson 0.80 48470 93.36 98.55
CSX CSX Corporation 0.77 161860 26.90 33.62
DOW Dow Chemical Company 0.75 100422 42.40 47.09
BAC Bank of America Corporation 0.73 264785 15.58 15.95
PFE Pfizer 0.73 131783 31.41 33.78
IVV iShares S&P; 500 Index 0.73 21568 192.69 205.96
XOM Exxon Mobil Corporation 0.69 53090 74.35 84.57
NOC Northrop Grumman Corporation 0.69 -4.00% 23725 165.94 158.85
IWV iShares Russell 3000 Index 0.69 34580 113.88 122.37
Vodafone Group New Adr F 0.69 122770 31.74 0.00
ALU Alcatel-Lucent 0.65 1008880 3.65 3.76
WFC Wells Fargo & Company 0.63 -4.00% 69892 51.35 53.90
NVS Novartis AG 0.60 37093 91.93 96.03
PRU Prudential Financial 0.59 44120 76.20 80.31
UPS United Parcel Service 0.58 33264 98.70 99.32
Fiat Chrysler Auto 0.54 232913 13.19 0.00
MCD McDonald's Corporation 0.53 30670 98.53 96.21
TGT Target Corporation 0.51 37180 78.67 77.89
VEU Vanguard FTSE All-World ex-US ETF 0.50 66898 42.63 47.62
Alphabet Inc Class C cs 0.50 4677 608.51 0.00
Ipath Dow Jones-aig Commodity 0.48 110920 24.45 0.00
SLB Schlumberger 0.47 39042 68.98 81.67
XLF Financial Select Sector SPDR 0.44 109209 22.66 23.97
GILD Gilead Sciences 0.43 24885 98.17 99.53
XLG Rydex Russell Top 50 ETF 0.43 18392 132.83 140.88
VT Vanguard Total World Stock Idx Fd 0.42 43411 55.31 60.60
AMZN Amazon 0.38 4169 511.87 372.62
On Deck Capital 0.36 208802 9.90 0.00
FEX First Trust Large Cap Core Alp Fnd 0.34 46288 41.83 45.69
SDY SPDR S&P; Dividend 0.33 25835 72.15 76.89
XLV Health Care SPDR 0.32 27442 66.25 71.27
Blackhawk Network Hldgs Inc cl a 0.32 42500 42.40 0.00
Ishares Core Msci Eafe Etf core msci eafe 0.29 31552 52.80 0.00
Wisdomtree Tr intl hedge eqt 0.26 27440 54.66 0.00
NVDA NVIDIA Corporation 0.24 54600 24.65 22.93
FTR Frontier Communications 0.22 264000 4.75 7.40
IWN iShares Russell 2000 Value Index 0.22 13910 90.08 99.26
MDY SPDR S&P; MidCap 400 ETF 0.22 4915 248.83 268.26
FXL First Trust Tech AlphaDEX Fnd 0.22 39990 31.66 35.61
EWG iShares MSCI Germany Index Fund 0.22 51000 24.75 28.87
Flexshares Tr qlt div def idx 0.22 37699 33.40 0.00
MDR McDermott International 0.21 281520 4.30 3.06
IWO iShares Russell 2000 Growth Index 0.21 9010 133.96 146.64
KLD iShares FTSE KLD Select Scil Idx Fd 0.21 -4.00% 15320 78.79 84.78
IWM iShares Russell 2000 Index 0.20 10646 109.24 119.90
PHYS Sprott Physical Gold Trust 0.20 121195 9.18 9.52
IYM iShares Dow Jones US Basic Mater. 0.19 16610 64.72 82.91
* Proshares Tr S&p 500 Aristo Added 0.18 21450 46.48 0.00
ERTS Electronic Arts 0.17 14648 67.72 0.00
MU Micron Technology 0.17 63101 14.98 27.78
IYC iShares Dow Jones US Consumer Ser. 0.17 7090 137.66 142.01
DSI iShares FTSE KLD 400 Social Idx Fd 0.17 13920 70.98 76.29
Sanchez Energy Corp C ommon stocks 0.16 143650 6.15 0.00
IWD iShares Russell 1000 Value Index 0.15 9338 93.27 101.93
VNQ Vanguard REIT ETF 0.13 9594 75.57 80.84
Ishares Core Intl Stock Etf core 0.13 15300 48.82 0.00
AA Alcoa 0.12 70000 9.66 7.54
MRK Merck & Co 0.12 -2.00% 13873 49.38 56.20
XLE Energy Select Sector SPDR 0.12 11375 61.19 75.34
XLK Technology SPDR 0.12 16993 39.49 41.70
XLB Materials SPDR 0.12 16836 39.91 49.68
VBR Vanguard Small-Cap Value ETF 0.12 6760 96.89 105.60
TLT iShares Barclays 20+ Yr Treas.Bond 0.12 5365 123.58 126.45
VCSH Vanguard Short Term Corporate Bond ETF 0.12 8330 79.71 79.79
Powershares S&p 500 0.12 22495 31.47 0.00
Tubemogul 0.12 64000 10.52 0.00
BK Bank of New York Mellon Corporation 0.11 15600 39.17 39.44
NOK Nokia Corporation 0.11 91580 6.78 7.66
EMR Emerson Electric 0.11 14780 44.18 55.87
BSV Vanguard Short-Term Bond ETF 0.11 7778 80.35 80.04
CRM salesforce 0.11 9060 69.43 64.26
EXI iShares S&P; Global Industrials Sec 0.11 9421 64.01 71.44
DLS WisdomTree Intl. SmallCap Div Fd. 0.11 11146 55.18 57.78
Sunedison 0.11 85340 7.18 0.00
First Tr Exchange Traded Fd dorsey wrt 5 etf 0.11 28140 21.93 0.00
Alphabet Inc Class A cs 0.11 -35.00% 984 638.21 0.00
BRK.B Berkshire Hathaway 0.10 -4.00% 4187 130.40 0.00
AFL AFLAC Incorporated 0.10 9790 58.12 61.39
RAD Rite Aid Corporation 0.10 90000 6.07 7.34
CIEN Ciena Corporation 0.10 26810 20.74 20.98
TSLA Tesla Motors 0.10 2335 248.39 194.42
ISI iShares S&P; 1500 Index Fund 0.10 6775 87.53 0.00
TFI SPDR Nuveen Barclays Capital Municpl Bnd 0.10 24290 24.13 23.93
DIM WisdomTree Intl. MidCap Dividend F 0.10 11208 53.09 57.60
Linkedin 0.10 3092 190.17 0.00
COST Costco Wholesale Corporation 0.09 3497 144.41 148.30
MTB M&T; Bank Corporation 0.09 4320 121.99 121.63
SE Spectra Energy 0.09 18421 26.27 34.31
INTC Intel Corporation 0.09 -21.00% 16739 30.17 32.76
DE Deere & Company 0.09 6966 73.93 90.31
M Macy's 0.09 10446 51.31 62.37
CY Cypress Semiconductor Corporation 0.09 60000 8.52 15.52
VMW VMware 0.09 6660 78.83 81.59
GDX Market Vectors Gold Miners ETF 0.09 36450 13.74 17.31
Mosaic 0.09 15600 31.09 0.00
PNC PNC Financial Services 0.08 4940 89.27 93.21
UTX United Technologies Corporation 0.08 5351 88.96 118.52
PLCE Children's Place Retail Stores 0.08 7500 57.73 57.66
LQD iShares IBoxx $ Invest Grade Corp Bd Fd 0.08 4110 116.06 120.16
VB Vanguard Small-Cap ETF 0.08 4280 107.94 118.34
IXP iShares S&P; Global Telecommunicat. 0.08 8300 56.75 60.37
Fidelity Bond Etf 0.08 9918 48.40 0.00
GD General Dynamics Corporation 0.07 2700 137.78 133.60
FSLR First Solar 0.07 -2.00% 8960 42.75 60.28
SWC Stillwater Mining Company 0.07 39000 10.33 13.10
IJH iShares S&P; MidCap 400 Index 0.07 3094 136.72 147.14
Mellanox Technologies 0.07 10000 37.80 0.00
VIG Vanguard Dividend Appreciation ETF 0.07 5397 73.74 80.49
FXN First Trust Energy AlphaDEX Fd 0.07 29566 14.41 20.39
Pandora Media 0.07 18531 21.32 0.00
Wisdomtree Tr eur hdg smlcap 0.07 17190 23.44 0.00
RF Regions Financial Corporation 0.06 35000 9.00 9.54
F Ford Motor Company 0.06 24052 13.55 15.85
KRE SPDR KBW Regional Banking 0.06 8400 41.19 40.18
IEV iShares S&P; Europe 350 Index 0.06 8873 39.78 43.13
Powershares Etf Tr Ii s^p smcp ind p 0.06 7730 41.53 0.00
Powershares Etf Tr Ii s^p smcp it po 0.06 6960 48.56 0.00
Xylem 0.06 10000 32.90 0.00
Delphi Automotive Plc shs 0.06 4580 75.98 0.00
DVN Devon Energy Corporation 0.05 8331 37.09 57.71
CVX Chevron Corporation 0.05 -2.00% 3455 79.02 102.86
MMC Marsh & McLennan Companies 0.05 5860 52.22 55.76
Callon Pete Co Del Com Stk 0.05 -83.00% 36000 7.28 0.00
CONN CONN'S 0.05 11100 24.05 26.61
CMF iShares S&P; Cal AMTFr Mncpl Bnd Fd 0.05 2540 117.32 116.66
IYJ iShares Dow Jones US Industrial 0.05 3080 96.43 107.08
EUFN MSCI Europe Financials Sector Index Fund 0.05 14499 20.55 22.03
Ishares Tr eafe min volat 0.05 4982 62.42 0.00
Abbvie 0.05 5073 54.41 0.00
Ishares Tr hdg msci eafe 0.05 12175 24.56 0.00
Box Inc cl a 0.05 21600 12.59 0.00
AXP American Express Company 0.04 -16.00% 2941 74.12 79.39
NTRS Northern Trust Corporation 0.04 3173 68.07 69.63
BMY Bristol Myers Squibb 0.04 4156 59.19 66.08
HSC Harsco Corporation 0.04 27750 9.08 15.76
CL Colgate-Palmolive Company 0.04 3586 63.58 68.17
FCX Freeport-McMoRan Copper & Gold 0.04 25103 9.68 18.56
BCS Barclays 0.04 15700 14.78 15.15
BRCM Broadcom Corporation 0.04 4000 51.50 44.13
FMC FMC Corporation 0.04 -13.00% 6070 33.94 60.36
X United States Steel Corporation 0.04 20500 10.44 22.23
QQQQ PowerShares QQQ Trust, Series 1 0.04 -5.00% 2130 101.88 0.00
FXZ First Trust Materials AlphaDEX Fnd 0.04 7760 26.93 31.19
IJJ iShares S&P; MidCap 400 Value Index 0.04 1920 115.10 127.44
Palo Alto Networks 0.04 1280 171.88 0.00
Ruckus Wireless 0.04 20700 11.88 0.00
Tableau Software Inc Cl A 0.04 2900 79.66 0.00
ODP Office Depot 0.03 30000 6.43 9.28
Flextronics International Ltd Com Stk 0.03 15100 10.53 0.00
shares First Bancorp P R 0.03 48180 3.57 0.00
OESX Orion Energy Systems 0.02 47800 1.80 3.14
Ishares Inc msci gl sl met 0.02 11760 9.44 0.00
Halcon Resources 0.01 100000 0.53 0.00