Baker Avenue Asset Management

Latest statistics and disclosures from Baker Avenue Asset Management's latest quarterly 13F-HR filing:

Baker Avenue Asset Management portfolio companies for December 2013 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
EFA iShares MSCI EAFE Index Fund 9.10 +11.00% 704900 67.09 66.32
VTI Vanguard Total Stock Market ETF 8.05 +14.00% 436473 95.92 94.44
BND Vanguard Total Bond Market ETF 3.35 +6.00% 217645 80.05 81.47
IVW iShares S&P; 500 Growth Index 3.29 +9.00% 173482 98.75 96.97
VCSH Vanguard Short Term Corporate Bond ETF 2.91 +13.00% 189371 79.78 80.22
CSJ iShares Barclays 1-3 Year Cred Bd Fd ETF 2.12 -4.00% 104691 105.46 105.51
MDY SPDR S&P; MidCap 400 ETF 1.84 +9.00% 39230 244.20 240.57
ISHARES TR MSCI Small Cap msci small cap 1.73 +15.00% 176663 50.98 0.00
IDV iShares Dow Jones EPAC Sel Div Ind 1.69 +14.00% 232230 37.94 38.54
Barclays Bk Plc Ipspgs Ttl Etn etf 1.68 267709 32.57 0.00
IWO iShares Russell 2000 Growth Index 1.66 +10.00% 63824 135.51 126.93
EFV iShares MSCI EAFE Value Index 1.66 +9.00% 151016 57.20 57.08
CWB SPDR Barclays Capital Convertible SecETF 1.58 +12.00% 175314 46.73 47.39
FEX First Trust Large Cap Core Alp Fnd 1.55 -3.00% 195537 41.20 41.17
IAU iShares Gold Trust 1.52 -4.00% 678759 11.68 12.60
Pimco Total Return Etf totl 1.51 +9.00% 74999 104.73 0.00
AAPL Apple 1.45 13441 560.97 520.95
IWM iShares Russell 2000 Index 1.25 +43.00% 56197 115.36 110.14
MSFT Microsoft Corporation 1.21 +183.00% 167923 37.41 39.31
VEU Vanguard FTSE All-World ex-US ETF 1.17 120182 50.73 49.52
XLP Consumer Staples Select Sect. SPDR 1.16 +20.00% 140538 42.98 43.05
First Tr Exchange Traded Fd nasd tech div 1.10 +16.00% 232546 24.67 0.00
SDY SPDR S&P; Dividend 1.06 -21.00% 75664 72.62 72.69
EUFN MSCI Europe Financials Sector Index Fund 1.01 +5.00% 208126 25.12 25.06
Groupon 0.92 +1194.00% 408513 11.76 0.00
ERIC Telefonaktiebolaget LM Ericsson 0.90 +33.00% 381779 12.24 12.71
AMAT Applied Materials 0.82 +172.00% 241731 17.68 19.01
Pimco Etf Tr 0-5 high yield 0.82 +10.00% 40109 106.36 0.00
PDP PowerShares DWA Technical Ldrs Pf 0.80 -22.00% 112939 36.65 35.49
UTX United Technologies Corporation 0.79 +5.00% 36216 113.79 114.52
GS Goldman Sachs 0.77 +2.00% 22569 177.28 154.28
NOV National-Oilwell Var 0.76 -14.00% 49628 79.53 80.48
EXP Eagle Materials 0.75 +2.00% 50542 77.42 84.65
Actavis 0.73 +2.00% 22680 167.99 0.00
Ishares Tr fltg rate nt 0.71 +5.00% 72893 50.72 0.00
HYG iShares iBoxx $ High Yid Corp Bond 0.70 +16.00% 39034 92.89 94.15
XHB SPDR S&P; Homebuilders 0.70 +6.00% 109167 33.30 30.90
IYM iShares Dow Jones US Basic Mater. 0.67 +14.00% 42546 81.44 81.83
NVS Novartis AG 0.66 +2.00% 42470 80.39 83.56
FSLR First Solar 0.66 NEW 62867 54.64 66.35
FFIV F5 Networks 0.66 NEW 37960 90.86 106.14
VT Vanguard Total World Stock Idx Fd 0.65 +21.00% 57180 59.41 58.22
Powershares Senior Loan Portfo mf 0.65 +8.00% 134947 24.88 0.00
AMD Advanced Micro Devices 0.62 +4031.00% 826370 3.87 3.79
SM SM Energy 0.62 38920 83.12 73.97
MAS Masco Corporation 0.61 NEW 140180 22.77 21.36
MTG MGIC Investment 0.59 +983.00% 361810 8.44 7.74
AA Alcoa 0.59 NEW 288320 10.63 12.88
RF Regions Financial Corporation 0.57 +8.00% 299984 9.89 10.13
CELG Celgene Corporation 0.57 17545 168.99 139.21
SF Stifel Financial 0.57 -33.00% 61995 47.92 43.89
BBY Best Buy 0.55 +4.00% 71713 39.88 25.18
Lazard Ltd-cl A shs a 0.54 NEW 62506 45.32 0.00
NBL Noble Energy 0.53 40532 68.12 70.83
Ingersoll-rand Co Ltd-cl A 0.52 43928 61.60 0.00
LRCX Lam Research Corporation 0.49 46685 54.45 51.90
CME CME 0.48 NEW 32117 78.46 67.78
FCX Freeport-McMoRan Copper & Gold 0.47 +15.00% 64722 37.75 32.60
TGT Target Corporation 0.43 NEW 35046 63.26 59.41
IAI iShares Dow Jones US Brok-Dea. Ind.ETF 0.43 NEW 58121 38.64 35.45
JNJ Johnson & Johnson 0.42 +58.00% 23850 91.57 98.54
PBS PowerShares Dynamic Media Portfol. 0.42 NEW 81943 26.63 23.32
MS Morgan Stanley 0.40 +25.00% 66390 31.36 29.07
QQQQ PowerShares QQQ Trust, Series 1 0.40 -61.00% 23362 87.96 0.00
IHI iShares Dow Jones US Medical Dev. 0.40 NEW 22651 92.80 94.95
BAC Bank of America Corporation 0.39 -6.00% 130700 15.57 16.28
AMGN Amgen 0.39 +23.00% 17550 114.07 115.74
INTC Intel Corporation 0.38 +420.00% 76031 25.95 26.62
SLB Schlumberger 0.36 +13.00% 21030 90.11 99.74
Spdr Series Trust brcly em locl 0.36 +24.00% 62554 29.75 0.00
VLO Valero Energy Corporation 0.35 NEW 35847 50.41 52.82
COST Costco Wholesale Corporation 0.34 +368.00% 15045 119.04 112.39
CSCO Cisco Systems 0.34 +13.00% 79791 22.43 22.92
XLF Financial Select Sector SPDR 0.34 -59.00% 81183 21.86 21.44
CAT Caterpillar 0.33 +26.00% 18870 90.83 102.95
SO Southern Company 0.33 +24.00% 41938 41.11 45.04
HPQ Hewlett-Packard Company 0.32 +23.00% 59624 27.98 32.37
XLE Energy Select Sector SPDR 0.32 +85.00% 19064 88.49 90.00
BP BP 0.31 NEW 32690 48.61 47.96
NUE Nucor Corporation 0.31 +19.00% 29715 53.37 50.91
LOW Lowe's Companies 0.31 NEW 32214 49.54 46.28
CYN City National Corporation 0.31 20324 79.22 75.16
GE General Electric Company 0.30 -3.00% 55762 28.03 25.64
GM General Motors Company 0.30 -4.00% 38211 40.88 32.49
GILD Gilead Sciences 0.29 NEW 20280 75.10 67.95
SWY Safeway 0.28 +7.00% 44089 32.57 34.21
XLI Industrial SPDR 0.28 +77.00% 27936 52.26 50.96
BK Bank of New York Mellon Corporation 0.27 +19.00% 40736 34.93 33.18
T AT&T; 0.27 +25.00% 39678 35.16 35.45
HON Honeywell International 0.26 NEW 14977 91.34 90.90
BSV Vanguard Short-Term Bond ETF 0.24 15527 79.93 80.19
XLK Technology SPDR 0.24 +19.00% 34825 35.75 35.29
IYC iShares Dow Jones US Consumer Ser. 0.24 NEW 10490 121.35 116.09
EMB iShares JPMorgan USD Emer Mkt Bnd Fd ETF 0.24 11615 108.14 111.86
IWD iShares Russell 1000 Value Index 0.20 10924 94.20 94.76
XLG Rydex Russell Top 50 ETF 0.20 +7.00% 8199 129.89 127.04
PHYS Sprott Physical Gold Trust 0.20 106970 9.96 10.82
VBR Vanguard Small-Cap Value ETF 0.19 +4.00% 10097 97.36 97.10
PEY PowerShares High Yld. Dividend Achv 0.19 +9.00% 84830 11.85 12.04
XLV Health Care SPDR 0.18 +100.00% 16640 55.47 55.73
AGG iShares Lehman Aggregate Bond 0.18 +14.00% 8692 106.42 108.40
IWN iShares Russell 2000 Value Index 0.17 8749 99.55 96.89
FXI iShares FTSE/Xinhua China 25 Index 0.16 +41.00% 22000 38.36 35.22
Synergy Res 0.16 90140 9.26 0.00
VNQ Vanguard REIT ETF 0.14 +3.00% 11410 64.59 71.20
Imperva 0.14 +16.00% 14580 48.15 0.00
GLD SPDR Gold Trust 0.13 +183.00% 6032 116.05 125.43
ATML Atmel Corporation 0.13 +72.00% 88000 7.83 7.82
KRE SPDR KBW Regional Banking 0.13 -54.00% 16201 40.61 39.29
LQD iShares IBoxx $ Invest Grade Corp Bd Fd 0.13 5770 114.21 118.03
HIMX Himax Technologies 0.12 +182.00% 42400 14.72 9.23
URI United Rentals 0.12 -2.00% 7900 77.97 86.84
FTNT Fortinet 0.12 -8.00% 32368 19.12 20.29
SGOL ETFS Gold Trust 0.12 +19.00% 5165 118.30 127.74
Arris 0.12 NEW 24900 24.34 0.00
Allegion Plc equity 0.12 NEW 14623 44.18 0.00
ARMH ARM Holdings 0.11 +53.00% 10575 54.75 47.80
IGN iShares S&P; NA Tec.-Mul. Net. Idx. 0.11 NEW 17320 32.27 33.03
IGV iShares S&P; NA Tec.-SW. Idx. Fund 0.11 -88.00% 6691 82.05 78.32
MON Monsanto Company 0.10 -88.00% 4300 116.51 109.98
EOG EOG Resources 0.10 +12.00% 2970 167.68 100.88
XLB Materials SPDR 0.10 NEW 11227 46.23 46.15
PKT Procera Networks 0.10 -28.00% 34000 15.03 9.01
Tableau Software Inc Cl A 0.10 NEW 7250 68.97 0.00
Antero Res 0.10 NEW 8000 63.50 0.00
LSI LSI Corporation 0.09 NEW 42500 11.04 11.06
IBB iShares NASDAQ Biotechnology Index 0.09 -20.00% 2000 227.00 214.99
HUN Huntsman Corporation 0.09 NEW 19500 24.62 24.35
SHOR ShoreTel 0.09 NEW 52300 9.27 7.44
VB Vanguard Small-Cap ETF 0.09 4396 109.87 107.43
Linkedin 0.09 -22.00% 2092 217.02 0.00
Pandora Media 0.09 -33.00% 18531 26.60 0.00
FITB Fifth Third Ban 0.08 18850 21.01 21.60
CBI Chicago Bridge & Iron Company N.V. 0.08 -9.00% 5000 83.20 84.73
ALU Alcatel-Lucent 0.08 +97.00% 99300 4.40 3.67
CAM Cameron International Corporation 0.08 -89.00% 7230 59.47 62.82
XLY Consumer Discretionary SPDR 0.08 NEW 6214 66.78 62.10
CIU iShares Barclays Inter Crd Bd Fund ETF) 0.08 4050 107.90 109.48
Responsys 0.08 -42.00% 15454 27.44 0.00
Tronox 0.08 +2.00% 18030 23.07 0.00
Silver Spring Networks 0.08 NEW 18680 20.99 0.00
HAL Halliburton Company 0.07 -8.00% 6700 50.75 59.45
WY Weyerhaeuser Company 0.07 NEW 11400 31.58 27.62
CHK Chesapeake Energy Corporation 0.07 +14.00% 12900 27.13 27.29
STD Banco Santander, S.A. 0.07 +62.00% 40609 9.06 0.00
CIEN Ciena Corporation 0.07 NEW 14300 23.92 19.55
RTK Rentech 0.07 +26.00% 215970 1.75 2.13
CLGX CoreLogic 0.07 -10.00% 9810 35.58 28.11
Weatherford International Lt reg 0.07 +2.00% 22500 15.51 0.00
VGK Vanguard European ETF 0.07 +65.00% 6300 58.73 57.81
Brightcove 0.07 -40.00% 24300 14.16 0.00
GNW Genworth Financial 0.06 20000 15.55 15.93
BRK.B Berkshire Hathaway 0.06 NEW 2583 118.47 0.00
HOG Harley-Davidson 0.06 -10.00% 4140 69.32 64.54
EMR Emerson Electric 0.06 +21.00% 4370 70.25 65.53
XLNX Xilinx 0.06 NEW 6330 45.97 50.95
MYL Mylan 0.06 6600 43.33 45.90
Marvell Technology 0.06 20000 14.40 0.00
WNC Wabash National Corporation 0.06 -23.00% 24140 12.34 12.73
HRL Hormel Foods Corporation 0.06 NEW 7000 45.14 47.31
IGTE iGATE Corporation 0.06 -45.00% 7630 40.10 36.68
OSIS OSI Systems 0.06 NEW 5910 53.13 58.10
SKX Skechers USA 0.06 10000 33.10 33.60
CREE Cree 0.06 +17.00% 5000 62.60 55.20
XXIA Ixia 0.06 NEW 24199 13.31 12.58
GDP Goodrich Petroleum Corporation 0.06 NEW 19600 17.04 24.03
ACTG Acacia Research Corporation 0.06 NEW 19900 14.52 15.98
GDX Market Vectors Gold Miners ETF 0.06 NEW 15946 21.13 23.87
XLU Utilities SPDR 0.06 NEW 8131 38.00 42.22
KLD iShares FTSE KLD Select Scil Idx Fd 0.06 +33.00% 3900 76.67 77.07
SIVR ETFS Silver Trust 0.06 -7.00% 16290 19.21 19.25
TFI SPDR Nuveen Barclays Capital Municpl Bnd 0.06 NEW 13740 22.56 23.47
VSS Vanguard FTSE All Wld Ex USSml Cap 0.06 -4.00% 2815 103.02 105.00
Servicesource 0.06 +4.00% 38130 8.39 0.00
Proofpoint 0.06 9000 33.22 0.00
Ruckus Wireless 0.06 +82.00% 20800 14.18 0.00
CIT CIT 0.05 -11.00% 5200 52.12 46.87
CTSH Cognizant Technology Solutions 0.05 -33.00% 2675 100.93 48.57
GLW Corning Incorporated 0.05 -91.00% 15000 17.80 20.37
LUK Leucadia National 0.05 -6.00% 8453 28.39 25.57
STWD Starwood Property Trust 0.05 -8.00% 8600 27.67 22.63
AXP American Express Company 0.05 2820 90.78 86.60
IACI IAC/InterActive 0.05 -12.00% 3910 68.54 66.45
CROX Crocs 0.05 -7.00% 16110 15.89 14.52
BLT Blount International 0.05 -11.00% 17210 14.47 11.50
EMN Eastman Chemical Company 0.05 -9.00% 3260 80.67 85.84
MMC Marsh & McLennan Companies 0.05 5860 48.29 47.59
PX Praxair 0.05 2162 129.97 127.99
XRX Xerox Corporation 0.05 -91.00% 20000 12.15 11.15
SBGI Sinclair Broadcast 0.05 NEW 7500 35.73 27.10
SBAC SBA Communications Corporation 0.05 NEW 3000 90.00 87.41
BRCM Broadcom Corporation 0.05 -18.00% 9120 29.61 29.57
CBSH Commerce Bancshares 0.05 +5.00% 5250 44.95 43.34
HLX Helix Energy Solutions 0.05 10500 23.14 22.22
CNC Centene Corporation 0.05 4000 59.00 58.36
IJK iShares S&P; MidCap 400 Growth 0.05 -15.00% 1850 150.27 145.55
CODE Spansion 0.05 NEW 17500 13.89 17.60
IYR iShares Dow Jones US Real Estate 0.05 -26.00% 4460 63.00 68.10
FNX First Trust Mid Cap Core Alpha Fnd 0.05 5400 50.37 49.39
FYX First Trust Small Cap Cr AlphaDEXFd 0.05 4950 48.69 46.13
CALX Calix 0.05 -11.00% 28400 9.65 8.13
IJJ iShares S&P; MidCap 400 Value Index 0.05 2100 116.19 117.29
Sterling Finl Corp Wash 0.05 -10.00% 7280 34.07 0.00
Banner 0.05 -10.00% 5440 44.85 0.00
Marathon Petroleum 0.05 NEW 2950 91.86 0.00
Precidian Etfs Tr cmn 0.05 -23.00% 15300 18.56 0.00
Catamaran 0.05 -16.00% 5111 47.54 0.00
E2open 0.05 NEW 10940 23.95 0.00
Abbvie 0.05 NEW 5000 52.80 0.00
Franks Intl N V 0.05 NEW 8750 26.97 0.00
NLY Annaly Capital Management 0.04 +91.00% 19100 9.95 11.42
CSX CSX Corporation 0.04 NEW 7060 28.75 28.48
NOK Nokia Corporation 0.04 +24.00% 27540 8.10 7.16
DE Deere & Company 0.04 NEW 2400 91.25 92.56
WMB Williams Companies 0.04 NEW 5650 38.58 40.26
EMC EMC Corporation 0.04 -85.00% 9126 25.20 26.77
SD SandRidge Energy 0.04 NEW 30000 6.07 6.35
HTZ Hertz Global Holdings 0.04 NEW 8000 28.62 25.80
TWI Titan International 0.04 -13.00% 10910 17.97 17.21
CRM salesforce 0.04 NEW 3766 55.23 54.29
CMCO Columbus McKinnon 0.04 NEW 7975 27.08 25.66
MHO M/I Homes 0.04 NEW 8600 25.47 22.04
ROVI Rovi Corporation 0.04 NEW 11500 19.65 20.77
Frontline Limited Usd2.5 0.04 NEW 50000 3.74 0.00
RVBD Riverbed Technology 0.04 NEW 12100 18.10 18.78
TGI Triumph 0.04 -11.00% 2910 75.95 62.34
ARAY Accuray Incorporated 0.04 +163.00% 26300 8.71 8.52
Avago Technologies 0.04 NEW 4000 53.00 0.00
QLIK Qlik Technologies 0.04 NEW 8200 26.59 24.61
TIP iShares Barclays TIPS Bond Fund 0.04 NEW 2050 109.76 113.11
FXC CurrencyShares Canadian Dollar Trust 0.04 2250 93.78 90.44
IXP iShares S&P; Global Telecommunicat. 0.04 NEW 3300 68.18 66.00
United Cmnty Bks Ga Cap Stk 0.04 -10.00% 12120 17.74 0.00
Jazz Pharmaceuticals 0.04 -48.00% 1700 126.47 0.00
Fifth & Pac Cos 0.04 NEW 6800 32.06 0.00
Whitewave Foods 0.04 NEW 8967 22.97 0.00
Alcobra 0.04 NEW 12000 18.00 0.00
CDNS Cadence Design Systems 0.03 NEW 11000 14.00 14.67
IDTI Integrated Device Technology 0.03 NEW 16700 10.18 11.14
F Ford Motor Company 0.03 -95.00% 10930 15.46 15.69
ITUB Banco Itau Holding Financeira S.A. 0.03 -3.00% 11360 13.56 15.29
NBIX Neurocrine Biosciences 0.03 +26.00% 16500 9.33 12.85
SIMO Silicon Motion Technology 0.03 NEW 10600 14.15 16.71
CNTY Century Casinos 0.03 NEW 28600 5.21 6.66
Tristate Capital Hldgs 0.03 NEW 15000 11.87 0.00
Cyan 0.03 NEW 26714 5.28 0.00
***ardmore Shipping 0.03 -8.00% 11160 15.59 0.00
QTM Quantum Corporation 0.02 -3.00% 72700 1.20 1.13
Sprott Physical Silver Tr tr unit 0.02 10760 7.53 0.00
Emcore Corp Common Stock Npv 0.02 -63.00% 17200 5.12 0.00
Intel Corp sdcv 0.01 50000 1.12 0.00
HNSN Hansen Medical 0.01 +79.00% 43029 1.72 2.18
Halcon Resources 0.01 -60.00% 15000 3.87 0.00
Sirius Xm Holdings 0.01 NEW 10000 3.50 0.00
Suntech Pwr Hldgs Co Ltd note 3.000% 3/1 0.00 32000 0.09 0.00