Capstone Financial Advisors
Latest statistics and disclosures from Capstone Financial Advisors's latest quarterly 13F-HR filing:
- Top 5 stock holdings are VTI, IWB, DFAC, BND, NFRA, and represent 52.34% of Capstone Financial Advisors's stock portfolio.
- Added to shares of these 10 stocks: BND, BNDX, VXUS, VTI, AAPL, AMZN, MCD, DFAX, DSL, TLT.
- Started 11 new stock positions in PFN, ENB, DLY, DSL, GSG, CRWD, COP, ZVIA, POLCQ, SCHD. ORCL.
- Reduced shares in these 10 stocks: AGG, IWB, IAGG, DFAC, ITOT, REET, IXUS, BXMT, HON, TILT.
- Sold out of its positions in ASRT, BXMT, DOV, DPG, 1847 Goedeker, POLWQ, HON, RADCQ, RYAAY, XLV. V, UP.
- Capstone Financial Advisors was a net seller of stock by $-1.9M.
- Capstone Financial Advisors has $1.3B in assets under management (AUM), dropping by -4.75%.
- Central Index Key (CIK): 0001599217
Tip: Access up to 7 years of quarterly data
Positions held by Capstone Financial Advisors consolidated in one spreadsheet with up to 7 years of data
Download as csv Download as ExcelPortfolio Holdings for Capstone Financial Advisors
Capstone Financial Advisors holds 146 positions in its portfolio as reported in the September 2023 quarterly 13F filing
Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price | |
---|---|---|---|---|---|---|
Vanguard Index Fds Total Stk Mkt (VTI) | 14.2 | $180M | 849k | 212.41 |
|
|
Ishares Tr Rus 1000 Etf (IWB) | 13.5 | $171M | 726k | 234.91 |
|
|
Dimensional Etf Trust Us Core Equity 2 (DFAC) | 10.9 | $138M | 5.3M | 26.20 |
|
|
Vanguard Bd Index Fds Total Bnd Mrkt (BND) | 7.2 | $92M | +4% | 1.3M | 69.78 |
|
Flexshares Tr Stoxx Globr Inf (NFRA) | 6.5 | $83M | 1.7M | 48.43 |
|
|
Vanguard Star Fds Vg Tl Intl Stk F (VXUS) | 5.9 | $74M | 1.4M | 53.52 |
|
|
Dimensional Etf Trust World Ex Us Core (DFAX) | 5.0 | $63M | 2.8M | 22.52 |
|
|
Ishares Tr Core Msci Total (IXUS) | 4.9 | $63M | 1.0M | 59.99 |
|
|
McDonald's Corporation (MCD) | 4.6 | $58M | 221k | 263.44 |
|
|
Vanguard Charlotte Fds Total Int Bd Etf (BNDX) | 3.1 | $39M | +4% | 817k | 47.83 |
|
Flexshares Tr M Star Dev Mkt (TLTD) | 2.5 | $31M | 499k | 62.55 |
|
|
Apple (AAPL) | 2.3 | $29M | +3% | 168k | 171.21 |
|
Ishares Tr Rus 1000 Grw Etf (IWF) | 2.2 | $29M | 107k | 265.99 |
|
|
Flexshares Tr Mornstar Usmkt (TILT) | 2.2 | $28M | 170k | 162.88 |
|
|
Ishares Tr Global Reit Etf (REET) | 2.1 | $27M | -2% | 1.3M | 21.17 |
|
Ishares Tr Core S&p Ttl Stk (ITOT) | 1.3 | $17M | -4% | 178k | 94.19 |
|
Ishares Tr Core Us Aggbd Et (AGG) | 1.0 | $13M | -20% | 136k | 94.04 |
|
Ishares Tr Core Intl Aggr (IAGG) | 0.8 | $9.6M | -19% | 198k | 48.78 |
|
Vanguard Specialized Funds Div App Etf (VIG) | 0.6 | $8.2M | -2% | 53k | 155.38 |
|
JPMorgan Chase & Co. (JPM) | 0.6 | $8.0M | 55k | 145.02 |
|
|
Spdr S&p Midcap 400 Etf Tr Utser1 S&pdcrp (MDY) | 0.6 | $7.5M | 16k | 456.65 |
|
|
Ishares Tr Russell 2000 Etf (IWM) | 0.4 | $4.7M | 27k | 176.74 |
|
|
Amazon (AMZN) | 0.4 | $4.6M | +12% | 36k | 127.12 |
|
Microsoft Corporation (MSFT) | 0.4 | $4.5M | +7% | 14k | 315.74 |
|
Cme (CME) | 0.4 | $4.5M | 22k | 200.22 |
|
|
Vanguard Scottsdale Fds Vng Rus1000idx (VONE) | 0.3 | $4.1M | 21k | 194.66 |
|
|
Vanguard Scottsdale Fds Vng Rus2000idx (VTWO) | 0.2 | $3.1M | +3% | 43k | 71.44 |
|
Spdr S&p 500 Etf Tr Tr Unit (SPY) | 0.2 | $3.0M | 7.1k | 427.46 |
|
|
Walgreen Boots Alliance (WBA) | 0.2 | $2.5M | 112k | 22.24 |
|
|
Spdr Index Shs Fds Dj Glb Rl Es Etf (RWO) | 0.2 | $2.4M | 64k | 38.20 |
|
|
Vanguard Mun Bd Fds Tax Exempt Bd (VTEB) | 0.2 | $2.4M | 49k | 48.10 |
|
|
Ishares Tr National Mun Etf (MUB) | 0.2 | $2.3M | 23k | 102.54 |
|
|
Accenture Plc Ireland Shs Class A (ACN) | 0.2 | $2.2M | 7.1k | 307.11 |
|
|
Costco Wholesale Corporation (COST) | 0.2 | $2.2M | 3.8k | 564.94 |
|
|
Tri-Continental Corporation (TY) | 0.2 | $2.0M | 76k | 26.59 |
|
|
Qualcomm (QCOM) | 0.2 | $2.0M | 18k | 111.06 |
|
|
NVIDIA Corporation (NVDA) | 0.1 | $1.9M | 4.3k | 434.99 |
|
|
J P Morgan Exchange Traded F Ultra Sht Muncpl (JMST) | 0.1 | $1.9M | 37k | 50.45 |
|
|
Schwab Strategic Tr Us Brd Mkt Etf (SCHB) | 0.1 | $1.7M | 35k | 49.85 |
|
|
Exxon Mobil Corporation (XOM) | 0.1 | $1.5M | 13k | 117.58 |
|
|
General Mills (GIS) | 0.1 | $1.5M | 23k | 63.99 |
|
|
Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.1 | $1.4M | -2% | 3.9k | 350.30 |
|
Johnson & Johnson (JNJ) | 0.1 | $1.3M | 8.4k | 155.76 |
|
|
Unilever Spon Adr New (UL) | 0.1 | $1.2M | 25k | 49.40 |
|
|
Cigna Corp (CI) | 0.1 | $1.2M | -10% | 4.1k | 286.08 |
|
Eaton Corp SHS (ETN) | 0.1 | $1.2M | -2% | 5.5k | 213.30 |
|
Lamb Weston Hldgs (LW) | 0.1 | $1.1M | 12k | 92.46 |
|
|
Tesla Motors (TSLA) | 0.1 | $1.1M | -2% | 4.5k | 250.22 |
|
Darden Restaurants (DRI) | 0.1 | $1.0M | +4% | 7.2k | 143.22 |
|
CBOE Holdings (CBOE) | 0.1 | $1.0M | -3% | 6.6k | 156.21 |
|
Dimensional Etf Trust Us Core Eqt Mkt (DFAU) | 0.1 | $985k | 33k | 29.95 |
|
|
Ford Motor Company (F) | 0.1 | $974k | 78k | 12.42 |
|
|
Coca-Cola Company (KO) | 0.1 | $958k | 17k | 55.98 |
|
|
Merck & Co (MRK) | 0.1 | $887k | 8.6k | 102.94 |
|
|
Alphabet Cap Stk Cl A (GOOGL) | 0.1 | $848k | -9% | 6.5k | 130.86 |
|
Bristol Myers Squibb (BMY) | 0.1 | $828k | -2% | 14k | 58.04 |
|
Dimensional Etf Trust Intl Core Eqt Mk (DFAI) | 0.1 | $816k | 31k | 26.11 |
|
|
Intel Corporation (INTC) | 0.1 | $780k | 22k | 35.55 |
|
|
Caterpillar (CAT) | 0.1 | $758k | 2.8k | 272.97 |
|
|
W.W. Grainger (GWW) | 0.1 | $697k | 1.0k | 691.84 |
|
|
Ishares Tr 20 Yr Tr Bd Etf (TLT) | 0.1 | $680k | +123% | 7.7k | 88.69 |
|
International Business Machines (IBM) | 0.1 | $675k | 4.8k | 140.29 |
|
|
Vanguard Index Fds S&p 500 Etf Shs (VOO) | 0.1 | $673k | 1.7k | 392.66 |
|
|
Chevron Corporation (CVX) | 0.1 | $663k | +5% | 3.9k | 168.62 |
|
Fifth Third Ban (FITB) | 0.1 | $641k | 25k | 25.33 |
|
|
Adams Express Company (ADX) | 0.0 | $619k | 37k | 16.64 |
|
|
Pepsi (PEP) | 0.0 | $615k | -3% | 3.6k | 169.46 |
|
Abbvie (ABBV) | 0.0 | $591k | -20% | 4.0k | 149.06 |
|
Intercontinental Exchange (ICE) | 0.0 | $579k | 5.3k | 110.02 |
|
|
Invesco Qqq Tr Unit Ser 1 (QQQ) | 0.0 | $569k | +25% | 1.6k | 358.19 |
|
Chipotle Mexican Grill (CMG) | 0.0 | $562k | +42% | 307.00 | 1831.83 |
|
Ishares Tr Russell 3000 Etf (IWV) | 0.0 | $560k | 2.3k | 245.04 |
|
|
Ishares Tr Blackrock Ultra (ICSH) | 0.0 | $557k | -2% | 11k | 50.38 |
|
Vanguard World Esg Us Stk Etf (ESGV) | 0.0 | $551k | 7.3k | 75.22 |
|
|
Amgen (AMGN) | 0.0 | $504k | -7% | 1.9k | 268.80 |
|
Vanguard Tax-managed Fds Van Ftse Dev Mkt (VEA) | 0.0 | $503k | 12k | 43.72 |
|
|
J P Morgan Exchange Traded F Equity Premium (JEPI) | 0.0 | $499k | -9% | 9.3k | 53.56 |
|
Meta Platforms Cl A (META) | 0.0 | $498k | 1.7k | 300.21 |
|
|
Dimensional Etf Trust Intl Core Equity (DFIC) | 0.0 | $485k | 21k | 23.35 |
|
|
Boeing Company (BA) | 0.0 | $466k | 2.4k | 191.68 |
|
|
Procter & Gamble Company (PG) | 0.0 | $454k | 3.1k | 145.86 |
|
|
Alaska Air (ALK) | 0.0 | $448k | 12k | 37.08 |
|
|
Pfizer (PFE) | 0.0 | $439k | +17% | 13k | 33.17 |
|
At&t (T) | 0.0 | $437k | +45% | 29k | 15.02 |
|
Archer Daniels Midland Company (ADM) | 0.0 | $421k | 5.6k | 75.42 |
|
|
Ishares Tr Core S&p500 Etf (IVV) | 0.0 | $421k | +20% | 981.00 | 429.28 |
|
Home Depot (HD) | 0.0 | $408k | +35% | 1.3k | 302.25 |
|
UnitedHealth (UNH) | 0.0 | $402k | +10% | 798.00 | 504.19 |
|
Doubleline Income Solutions (DSL) | 0.0 | $401k | NEW | 34k | 11.72 |
|
Arrow Electronics (ARW) | 0.0 | $369k | -4% | 2.9k | 125.24 |
|
Elastic N V Ord Shs (ESTC) | 0.0 | $364k | -3% | 4.5k | 81.24 |
|
Abbott Laboratories (ABT) | 0.0 | $364k | +3% | 3.8k | 96.85 |
|
Doubleline Yield (DLY) | 0.0 | $356k | NEW | 24k | 14.73 |
|
Oracle Corporation (ORCL) | 0.0 | $356k | NEW | 3.4k | 105.92 |
|
CarMax (KMX) | 0.0 | $354k | 5.0k | 70.73 |
|
|
Portillos Com Cl A (PTLO) | 0.0 | $347k | -4% | 23k | 15.39 |
|
Colgate-Palmolive Company (CL) | 0.0 | $341k | 4.8k | 71.11 |
|
|
Vanguard Intl Equity Index F Allwrld Ex Us (VEU) | 0.0 | $336k | 6.5k | 51.87 |
|
|
Nuveen Equity Premium Income Fund (BXMX) | 0.0 | $335k | 26k | 12.66 |
|
|
Ishares Tr Glb Infrastr Etf (IGF) | 0.0 | $320k | -11% | 7.4k | 43.29 |
|
Mastercard Incorporated Cl A (MA) | 0.0 | $317k | -7% | 802.00 | 395.69 |
|
Byline Ban (BY) | 0.0 | $313k | 16k | 19.71 |
|
|
Nuveen Nasdaq 100 Dynamic Ov Com Shs (QQQX) | 0.0 | $295k | 13k | 22.47 |
|
|
Yum! Brands (YUM) | 0.0 | $292k | 2.3k | 124.94 |
|
|
Marathon Petroleum Corp (MPC) | 0.0 | $288k | 1.9k | 151.34 |
|
|
Ishares Tr Core S&p Scp Etf (IJR) | 0.0 | $279k | +2% | 3.0k | 94.33 |
|
Morgan Stanley Com New (MS) | 0.0 | $260k | -8% | 3.2k | 81.68 |
|
Walt Disney Company (DIS) | 0.0 | $256k | 3.2k | 81.06 |
|
|
Verizon Communications (VZ) | 0.0 | $255k | -20% | 7.9k | 32.41 |
|
CSX Corporation (CSX) | 0.0 | $244k | +4% | 7.9k | 30.75 |
|
Vanguard World Fds Inf Tech Etf (VGT) | 0.0 | $244k | 588.00 | 414.77 |
|
|
Cohen & Steers Quality Income Realty (RQI) | 0.0 | $242k | 24k | 10.12 |
|
|
Enterprise Products Partners (EPD) | 0.0 | $237k | 8.7k | 27.37 |
|
|
Eli Lilly & Co. (LLY) | 0.0 | $234k | -11% | 436.00 | 537.52 |
|
Enbridge (ENB) | 0.0 | $234k | NEW | 7.0k | 33.54 |
|
Alphabet Cap Stk Cl C (GOOG) | 0.0 | $234k | 1.8k | 131.86 |
|
|
Cisco Systems (CSCO) | 0.0 | $233k | 4.3k | 53.76 |
|
|
Ishares Tr Core Msci Intl (IDEV) | 0.0 | $226k | 3.9k | 58.28 |
|
|
Texas Instruments Incorporated (TXN) | 0.0 | $226k | +4% | 1.4k | 159.01 |
|
Ishares S&p Gsci Commodity- Unit Ben Int (GSG) | 0.0 | $216k | NEW | 9.6k | 22.51 |
|
Schwab Strategic Tr Us Dividend Eq (SCHD) | 0.0 | $215k | NEW | 3.0k | 70.76 |
|
Crowdstrike Hldgs Cl A (CRWD) | 0.0 | $214k | NEW | 1.3k | 167.38 |
|
Lockheed Martin Corporation (LMT) | 0.0 | $209k | 510.00 | 408.88 |
|
|
ConocoPhillips (COP) | 0.0 | $207k | NEW | 1.7k | 119.80 |
|
General Electric Com New (GE) | 0.0 | $206k | 1.9k | 110.52 |
|
|
Palantir Technologies Cl A (PLTR) | 0.0 | $171k | -12% | 11k | 16.00 |
|
Energy Transfer Com Ut Ltd Ptn (ET) | 0.0 | $156k | 11k | 14.03 |
|
|
Lumen Technologies (LUMN) | 0.0 | $135k | 95k | 1.42 |
|
|
Grupo Televisa S A B Spon Adr Rep Ord (TV) | 0.0 | $122k | +33% | 40k | 3.05 |
|
Vinci Partners Invts Com Cl A (VINP) | 0.0 | $102k | 10k | 10.20 |
|
|
Pimco Income Strategy Fund II (PFN) | 0.0 | $69k | NEW | 10k | 6.59 |
|
Noodles & Co Com Cl A (NDLS) | 0.0 | $62k | 25k | 2.46 |
|
|
Aberdeen Asia-Pacific Income Fund (FAX) | 0.0 | $47k | 19k | 2.45 |
|
|
Loandepot Com Cl A (LDI) | 0.0 | $43k | 25k | 1.72 |
|
|
Gulf Resources (GURE) | 0.0 | $37k | +100% | 20k | 1.87 |
|
Vimeo Common Stock (VMEO) | 0.0 | $35k | 10k | 3.54 |
|
|
Zevia Pbc Cl A (ZVIA) | 0.0 | $33k | NEW | 15k | 2.22 |
|
Finance Of America Compan Com Cl A (FOA) | 0.0 | $32k | 25k | 1.28 |
|
|
Compass Cl A (COMP) | 0.0 | $29k | 10k | 2.90 |
|
|
Selectquote Ord (SLQT) | 0.0 | $18k | 15k | 1.17 |
|
|
Cineverse Corp Com Cl A (CNVS) | 0.0 | $12k | 10k | 1.17 |
|
|
Polished (POLCQ) | 0.0 | $8.1k | NEW | 100k | 0.08 |
|
Regis Corporation | 0.0 | $7.0k | 10k | 0.70 |
|
|
Uphealth Com New (UPHL) | 0.0 | $5.9k | +40% | 14k | 0.42 |
|
Uphealth *w Exp 06/08/202 (UPHLW) | 0.0 | $198.000000 | 20k | 0.01 |
|
|
Harbor Custom Development In *w Exp 05/09/202 (HCDWQ) | 0.0 | $174.000000 | 30k | 0.01 |
|
Past Filings by Capstone Financial Advisors
SEC 13F filings are viewable for Capstone Financial Advisors going back to 2013
- Capstone Financial Advisors 2023 Q3 filed Nov. 13, 2023
- Capstone Financial Advisors 2023 Q2 filed Aug. 15, 2023
- Capstone Financial Advisors 2023 Q1 filed May 12, 2023
- Capstone Financial Advisors 2022 Q4 filed Feb. 15, 2023
- Capstone Financial Advisors 2022 Q3 filed Nov. 15, 2022
- Capstone Financial Advisors 2022 Q2 filed Sept. 2, 2022
- Capstone Financial Advisors 2022 Q1 filed May 13, 2022
- Capstone Financial Advisors 2021 Q4 filed Feb. 11, 2022
- Capstone Financial Advisors 2021 Q3 filed Nov. 15, 2021
- Capstone Financial Advisors 2021 Q2 filed Aug. 16, 2021
- Capstone Financial Advisors 2021 Q1 filed May 13, 2021
- Capstone Financial Advisors 2020 Q4 filed Feb. 16, 2021
- Capstone Financial Advisors 2020 Q3 filed Nov. 13, 2020
- Capstone Financial Advisors 2020 Q2 filed Aug. 14, 2020
- Capstone Financial Advisors 2020 Q1 filed May 14, 2020
- Capstone Financial Advisors 2019 Q4 filed Feb. 14, 2020