ClearBridge Asset Management
Latest statistics and disclosures from ClearBridge Asset Management's latest quarterly 13F-HR filing:
- Top 5 stock holdings are Suntech Pwr Hldgs Co Ltd note 3.000% 3/1, Sunpower Corp dbcv 4.750% 4/1, Alliance Data Systems Corp note 1.750% 8/0, Dollar Finl Corp note 3.000% 4/0, Annaly Cap Mgmt Inc note 4.000% 2/1. These five stock positions account for 18.85% of ClearBridge Asset Management's total stock portfolio.
- Added to shares of Alliance Data Systems Corp note 1.750% 8/0 (+$6.12M), Suntech Pwr Hldgs Co Ltd note 3.000% 3/1 (+$5.58M), Sunpower Corp dbcv 4.750% 4/1 (+$5.55M), Dollar Finl Corp note 3.000% 4/0 (+$5.15M), Annaly Cap Mgmt Inc note 4.000% 2/1, NIHD, Dryships Inc. note 5.000%12/0, Sonic Automotive Inc note 5.000% 10/0, China Med Technologies Inc note 6.250%12/1, Level 3 Communications Inc note 6.500%10/0.
- Started new stock positions in General Cable Corp Del New frnt 4.500% 11/1, Promotora De Informaciones S adr cl b conv, MERC, Alliance Data Systems Corp note 1.750% 8/0, Citigroup Inc Com Us cmn, Apache Corp. 6% Mandatory Conv pfd cv.
- Reduced shares in these stocks: ICON, Fisher Scientific Intl Inc note 3.250% 3/0, Mercer Intl Inc note 8.500% 1/1, Hutchinson Technology Inc note 3.250% 1/1, Ldk Solar Co Ltd note 4.750% 4/1, Terremark Worldwide Inc note 6.625% 6/1, Blackrock Inc dbcv 2.625% 2/1.
- Sold out of its positions in Blackrock Inc dbcv 2.625% 2/1, Fisher Scientific Intl Inc note 3.250% 3/0, Hutchinson Technology Inc note 3.250% 1/1, ICON, Ldk Solar Co Ltd note 4.750% 4/1, Mercer Intl Inc note 8.500% 1/1, Terremark Worldwide Inc note 6.625% 6/1.
- As of May 12, 2011, ClearBridge Asset Management has $155.27M in assets under management (AUM). Assets under management dropped from a total value of $188.36M to $155.27M.
- Independent of market fluctuations, ClearBridge Asset Management was a net buyer by $114.76M worth of stocks in the most recent quarter.
ClearBridge Asset Management portfolio companies for quarter ending May 2011
| Ticker | Name | Portfolio Weight | Change | Share Count | Price | Last Trade |
|---|---|---|---|---|---|---|
| Suntech Pwr Hldgs Co Ltd note 3.000% 3/1 | 4.15 | +651.00% | 7000000 | 0.92 | 0.00 | |
| Sunpower Corp dbcv 4.750% 4/1 | 4.09 | +696.00% | 6100000 | 1.04 | 0.00 | |
| Alliance Data Systems Corp note 1.750% 8/0 | 3.94 | NEW | 5100000 | 1.20 | 0.00 | |
| Dollar Finl Corp note 3.000% 4/0 | 3.76 | +740.00% | 4600000 | 1.27 | 0.00 | |
| Annaly Cap Mgmt Inc note 4.000% 2/1 | 2.91 | +672.00% | 3900000 | 1.16 | 0.00 | |
| NIHD | NII Holdings | 2.73 | +669.00% | 101700 | 41.67 | 7.10 |
| Level 3 Communications Inc note 6.500%10/0 | 2.65 | +515.00% | 2800000 | 1.47 | 0.00 | |
| Dryships Inc. note 5.000%12/0 | 2.64 | +664.00% | 4100000 | 1.00 | 0.00 | |
| China Med Technologies Inc note 6.250%12/1 | 2.60 | +670.00% | 3850000 | 1.05 | 0.00 | |
| Sonic Automotive Inc note 5.000% 10/0 | 2.59 | +769.00% | 3000000 | 1.34 | 0.00 | |
| Roper Inds Inc New frnt 1/1 | 2.53 | +672.00% | 3700000 | 1.06 | 0.00 | |
| Verigy Ltd note 5.250% 7/1 | 2.40 | +650.00% | 3000000 | 1.24 | 0.00 | |
| Anixter Intl Inc note 1.000% 2/1 | 2.38 | +668.00% | 3100000 | 1.19 | 0.00 | |
| Powerwave Technologies Inc note 3.875%10/0 | 2.36 | +667.00% | 3700000 | 0.99 | 0.00 | |
| Sba Communications Corp note 1.875% 5/0 | 2.28 | +866.00% | 3100000 | 1.14 | 0.00 | |
| Netapp Inc note 1.750% 6/0 | 2.25 | +1813.00% | 2200000 | 1.59 | 0.00 | |
| Nuance Communications Inc dbcv 2.750% 8/1 | 2.24 | +1008.00% | 2800000 | 1.24 | 0.00 | |
| Xilinx Inc sdcv 3.125% 3/1 | 2.24 | +461.00% | 3000000 | 1.16 | 0.00 | |
| Teva Pharm Finance Llc Cvt cv bnd | 2.24 | +502.00% | 3100000 | 1.12 | 0.00 | |
| D R Horton Inc note 2.000% 5/1 | 2.20 | +1137.00% | 3000000 | 1.14 | 0.00 | |
| Stanley Black & Decker Inc unit 99/99/9999 | 2.20 | +753.00% | 28600 | 119.65 | 0.00 | |
| Bank Of America Corporation preferred | 2.15 | +676.00% | 3300 | 1011.21 | 0.00 | |
| Gsi Commerce Inc note 2.500% 6/0 | 2.04 | +785.00% | 2800000 | 1.13 | 0.00 | |
| MERC | Mercer International | 2.04 | NEW | 233300 | 13.55 | 6.83 |
| Human Genome Sciences Inc note 2.250% 8/1 | 1.98 | +662.00% | 1900000 | 1.62 | 0.00 | |
| Aar Corp note 1.750% 2/0 | 1.88 | +679.00% | 2600000 | 1.12 | 0.00 | |
| Central European Dist Corp note 3.000% 3/1 | 1.83 | +870.00% | 3300000 | 0.86 | 0.00 | |
| Sina Corp note 7/1 | 1.77 | +286.00% | 750000 | 3.66 | 0.00 | |
| Danaher Corp Del debt | 1.74 | +651.00% | 1800000 | 1.50 | 0.00 | |
| Volcano Corporation note 2.875% 9/0 | 1.73 | +814.00% | 2400000 | 1.12 | 0.00 | |
| FCX | Freeport-McMoRan Copper & Gold | 1.69 | +1439.00% | 47100 | 55.56 | 29.51 |
| Incyte Corp note 4.750%10/0 | 1.63 | +669.00% | 1400000 | 1.81 | 0.00 | |
| Cephalon Inc note 2.500% 5/0 | 1.62 | +894.00% | 2100000 | 1.20 | 0.00 | |
| Cameron International Corp note 2.500% 6/1 | 1.57 | +682.00% | 1500000 | 1.62 | 0.00 | |
| Citigroup Inc unit | 1.47 | +360.00% | 18100 | 126.52 | 0.00 | |
| DO | Diamond Offshore Drilling | 1.45 | +670.00% | 28900 | 77.72 | 68.50 |
| Rti Intl Metals Inc note 3.000%12/0 | 1.42 | +456.00% | 1900000 | 1.16 | 0.00 | |
| Alliant Techsystems Inc note 3.000% 8/1 | 1.37 | +662.00% | 1900000 | 1.12 | 0.00 | |
| Horizon Lines Inc note 4.250% 8/1 | 1.27 | +664.00% | 2600000 | 0.76 | 0.00 | |
| Navistar Intl Corp New note 3.000%10/1 | 1.26 | +698.00% | 1300000 | 1.51 | 0.00 | |
| Onyx Pharmaceuticals Inc note 4.000% 8/1 | 1.21 | +661.00% | 1600000 | 1.17 | 0.00 | |
| General Cable Corp Del New frnt 4.500% 11/1 | 1.18 | NEW | 1300000 | 1.41 | 0.00 | |
| Gmx Res Inc note 4.500% 5/0 | 1.14 | +655.00% | 2100000 | 0.84 | 0.00 | |
| Apache Corp. 6% Mandatory Conv pfd cv | 1.13 | NEW | 24800 | 70.89 | 0.00 | |
| Time Warner Telecom Inc dbcv 2.375% 4/0 | 1.08 | +674.00% | 1410000 | 1.19 | 0.00 | |
| Coinstar Inc note 4.000% 9/0 | 1.07 | +375.00% | 1200000 | 1.38 | 0.00 | |
| Citigroup Inc Com Us cmn | 1.07 | NEW | 1814000 | 0.92 | 0.00 | |
| Promotora De Informaciones S adr cl b conv | 1.00 | NEW | 130000 | 11.93 | 0.00 | |
| Isis Pharmaceuticals Inc Del note 2.625% 2/1 | 0.99 | +693.00% | 1600000 | 0.96 | 0.00 | |
| Gmx Res Inc note 5.000% 2/0 | 0.87 | +488.00% | 1414000 | 0.95 | 0.00 |
Past 13F-HR SEC Filings for ClearBridge Asset Management
- ClearBridge Asset Management 2011 Q1 - filed Feb. 11, 2011