Dalton Investments
Latest statistics and disclosures from Dalton Investments's latest quarterly 13F-HR filing:
- Top 5 stock holdings are AIG, BRK.B, MS, Citi, HIMX. These five stock positions account for 47.26% of Dalton Investments's total stock portfolio.
- Added to shares of AIG (+$24.65M), Sanofi Aventis Wi Conval Rt (+$17.10M), CSCO (+$9.59M), Citi (+$6.12M), Turquoisehillres (+$5.78M), AAPL (+$5.20M), GNW, American Intl, MS, Phillips 66.
- Started new stock positions in ABB, OZM, Turquoisehillres, AAPL, ARDNA, GNW, MUNI, Phillips 66, American Intl, COWN, CSCO.
- Reduced shares in these stocks: Platinum Underwriter/ptp (-$14.31M), UMC (-$7.84M), KO, DELL, Potash Corp. Of Saskatchewan I, BPL, HIMX, BRK.B, AMCN, .
- Sold out of its positions in AMCN, ALL, AEO, BPL, ELY, CHS, KO, DLTR, FOSL,
- As of Sept. 30, 2012, Dalton Investments has $316.81M in assets under management (AUM). Assets under management grew from a total value of $289.49M to $316.81M.
- Independent of market fluctuations, Dalton Investments was a net buyer by $39.83M worth of stocks in the most recent quarter.
Dalton Investments portfolio companies for quarter ending September 2012
| Ticker | Name | Portfolio Weight | Change | Share Count | Price | Last Trade |
|---|---|---|---|---|---|---|
| AIG | American International | 13.67 | +132.00% | 1320900 | 32.79 | 44.90 |
| BRK.B | Berkshire Hathaway | 10.73 | -2.00% | 385450 | 88.20 | 0.00 |
| MS | Morgan Stanley | 8.63 | +6.00% | 1633000 | 16.74 | 25.19 |
| Citi | 7.85 | +32.00% | 760501 | 32.72 | 0.00 | |
| HIMX | Himax Technologies | 6.38 | -3.00% | 10309359 | 1.96 | 7.57 |
| Sanofi Aventis Wi Conval Rt | 6.08 | +787.00% | 11469429 | 1.68 | 0.00 | |
| GS | Goldman Sachs | 5.33 | +2.00% | 148400 | 113.68 | 158.18 |
| NYX | NYSE Euronext | 3.72 | +2.00% | 477700 | 24.65 | 41.34 |
| SLM | SLM Corporation | 3.67 | 738800 | 15.72 | 22.74 | |
| DELL | Dell | 3.46 | -23.00% | 1112994 | 9.86 | 13.40 |
| CSCO | Cisco Systems | 3.03 | NEW | 502000 | 19.10 | 24.24 |
| ROYAL BK SCOTLAND Group Plc adr pref ser n | 2.78 | 428900 | 20.52 | 0.00 | ||
| BAC | Bank of America Corporation | 2.46 | +9.00% | 883291 | 8.83 | 13.41 |
| ROYAL BK SCOTLAND Group Plc sp adr pref m | 2.06 | -8.00% | 320000 | 20.40 | 0.00 | |
| Royal Bk Scotland Group Plc adr pref shs r | 1.99 | 302572 | 20.86 | 0.00 | ||
| Turquoisehillres | 1.82 | NEW | 681704 | 8.48 | 0.00 | |
| AAPL | Apple | 1.64 | NEW | 7800 | 667.05 | 434.23 |
| BLDR | Builders FirstSource | 1.25 | 760665 | 5.19 | 6.95 | |
| GNW | Genworth Financial | 1.24 | NEW | 750000 | 5.23 | 10.74 |
| HPQ | Hewlett-Packard Company | 1.08 | 200000 | 17.06 | 21.27 | |
| COP | ConocoPhillips | 1.02 | 56588 | 57.19 | 63.31 | |
| Royal Bk Scotland Group Plc adr pfd ser p | 1.00 | 153505 | 20.72 | 0.00 | ||
| American Intl | 0.83 | NEW | 194362 | 13.45 | 0.00 | |
| VEU | Vanguard FTSE All-World ex-US ETF | 0.82 | +27.00% | 60261 | 42.96 | 48.76 |
| VTI | Vanguard Total Stock Market ETF | 0.72 | +12.00% | 30988 | 73.64 | 86.08 |
| RWM | ProShares Short Russell2000 | 0.70 | 89000 | 24.98 | 20.32 | |
| MSFT | Microsoft Corporation | 0.69 | -12.00% | 73816 | 29.76 | 34.87 |
| PHX | Panhandle Oil and Gas | 0.65 | 67200 | 30.67 | 29.40 | |
| VV | Vanguard Large-Cap ETF | 0.51 | 24622 | 65.67 | 76.44 | |
| BRK.A | Berkshire Hathaway | 0.42 | 10 | 132700.00 | 0.00 | |
| Phillips 66 | 0.41 | NEW | 28294 | 46.37 | 0.00 | |
| MMP | Magellan Midstream Partners | 0.35 | 12650 | 87.43 | 51.95 | |
| Platinum Underwriter/ptp | 0.29 | -94.00% | 22327 | 40.89 | 0.00 | |
| ECF | Ellsworth Fund | 0.25 | 107835 | 7.35 | 7.96 | |
| CRBQ | Jefferies CRB Global Commodity ETF | 0.19 | 13286 | 45.16 | 43.48 | |
| COWN | Cowen | 0.17 | NEW | 203700 | 2.70 | 2.81 |
| BCV | Bancroft Fund | 0.16 | 30957 | 16.80 | 18.08 | |
| LINTA | Liberty Media | 0.15 | 26000 | 18.50 | 23.35 | |
| FCTY | 1st Century Bancshares | 0.15 | +19.00% | 102379 | 4.55 | 5.99 |
| FOF | Cohen & Steers Clsd-End Optuny Fnd | 0.14 | -14.00% | 34304 | 13.00 | 13.84 |
| KFN | KKR Financial Holdings | 0.13 | 39600 | 10.05 | 10.70 | |
| MUE | Blackrock Muniholdings Insured Fund II | 0.13 | +3.00% | 26144 | 15.76 | 15.50 |
| MUNI | PIMCO Intermediate Mun Bond Strat Fund | 0.11 | NEW | 6319 | 54.44 | 54.43 |
| MYC | BlackRock MuniYield California Fund | 0.11 | +2.00% | 21153 | 17.16 | 16.68 |
| VB | Vanguard Small-Cap ETF | 0.10 | 4032 | 80.11 | 96.29 | |
| Tyco International Ltd S hs | 0.09 | -16.00% | 5000 | 56.20 | 0.00 | |
| ABB | ABB | 0.09 | NEW | 16000 | 18.69 | 22.33 |
| VNQ | Vanguard REIT ETF | 0.09 | -17.00% | 4543 | 64.94 | 77.53 |
| LQD | iShares IBoxx $ Invest Grade Corp Bd Fd | 0.08 | -2.00% | 2170 | 121.66 | 120.09 |
| HYG | iShares iBoxx $ High Yid Corp Bond | 0.08 | -21.00% | 2853 | 92.18 | 95.46 |
| MUS | Blackrock MuniHoldings Insured Fd | 0.08 | +3.00% | 16385 | 15.62 | 14.84 |
| ACTG | Acacia Research Corporation | 0.07 | -9.00% | 8236 | 27.44 | 23.83 |
| ARDNA | Arden | 0.07 | NEW | 2300 | 96.96 | 100.80 |
| Franklin Templeton | 0.07 | -22.00% | 14307 | 14.75 | 0.00 | |
| GWX | SPDR S&P; International Small Cap | 0.07 | 7935 | 27.35 | 31.41 | |
| OZM | Och-Ziff Capital Management | 0.06 | NEW | 19700 | 9.64 | 11.58 |
| AWP | Alpine Global Premier Properties Fund | 0.03 | 11826 | 7.36 | 8.84 | |
| RSO | Resource Capital | 0.02 | 10781 | 5.84 | 6.72 | |
| LIOX | Lionbridge Technologies | 0.01 | +5.00% | 13381 | 3.51 | 2.80 |
Past 13F-HR SEC Filings for Dalton Investments
- Dalton Investments 2012 Q1 - filed May 15, 2012
- Dalton Investments 2011 Q4 - filed Feb. 14, 2012
- Dalton Investments 2011 Q3 - filed Nov. 14, 2011
- Dalton Investments 2011 Q2 - filed July 21, 2011
- Dalton Investments 2011 Q1 - filed May 2, 2011
- Dalton Investments 2010 Q4 - filed Feb. 14, 2011