Nantahala Capital Management

Latest statistics and disclosures from Nantahala Capital Management's latest quarterly 13F-HR filing:

Nantahala Capital Management portfolio companies for September 2015 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
IWM iShares Russell 2000 Index 17.19 +25.00% 1160000 109.20 119.90
SGMS Scientific Games 8.14 +33.00% 5735580 10.45 13.79
Fiat Chrysler Auto 5.29 +54.00% 2950700 13.21 0.00
Diamond Resorts International 4.44 +17.00% 1399434 23.39 0.00
DLB Dolby Laboratories 3.87 +254.00% 874343 32.60 38.31
FCFS First Cash Financial Services 3.83 +224.00% 705020 40.06 46.90
News 3.23 +96.00% 1885130 12.62 0.00
SPY SPDR S&P; 500 ETF 2.60 +33.00% 100000 191.63 205.25
CROX Crocs 2.55 +3.00% 1453806 12.92 11.25
CSH Cash America International 2.40 +46.00% 631511 27.97 23.58
SURG Synergetics USA 2.26 +95.00% 2533260 6.57 5.30
Sodastream International 2.20 +45.00% 1176816 13.76 0.00
Imperial Hldgs Inc conv 2.19 14770000 1.09 0.00
BPI Bridgepoint Education 1.98 +56.00% 1909964 7.62 9.04
Owens Rlty Mtg 1.84 982013 13.77 0.00
Codexis 1.82 3954762 3.39 0.00
CASH Meta Financial 1.67 +45.00% 295403 41.77 36.69
CRWN Crown Media Holdings 1.62 +8.00% 2231360 5.35 3.60
TBBK Ban 1.50 +11.00% 1453355 7.62 8.97
Emergent Cap Inc Com Added 1.47 NEW 2061824 5.27 0.00
Qad Inc cl a 1.42 -5.00% 409267 25.60 0.00
CTRN Citi Trends 1.40 +14.00% 439745 23.38 26.04
ADEP Adept Technology 1.22 +3.00% 693296 12.96 6.60
Regional Management 1.20 -7.00% 571677 15.50 0.00
TWMC Trans World Entertainment Corporation 1.14 +3.00% 2222966 3.77 3.86
PTIE Pain Therapeutics 1.13 4537705 1.83 1.78
ARQL ArQule 1.09 +83.00% 4285020 1.87 2.34
ESI ITT Educational Services 1.08 +38.00% 2312943 3.43 7.66
F Ford Motor Company 1.03 NEW 560000 13.57 15.85
FALC FalconStor Software 1.02 3771043 1.99 1.51
SELECT INCOME REIT COM SH BEN int 1.01 NEW 390202 19.01 0.00
RBCAA Republic Bancorp, Inc. KY 0.91 +17.00% 273537 24.55 23.19
Fintech Acquisition Corp unit 99/99/9999 0.90 650000 10.20 0.00
Radiant Logistics 0.86 +36.00% 1422803 4.46 0.00
Luxfer Holdings 0.85 NEW 577239 10.79 0.00
Isis Us conv 0.84 2500000 2.47 0.00
Golden Entmt 0.84 NEW 688117 9.04 0.00
EPM Evolution Petroleum Corporation 0.81 +17.00% 1042785 5.75 6.23
QADB QAD 0.73 +25.00% 251237 21.45 18.73
USAK USA Truck 0.71 +15.00% 303727 17.23 28.95
GM General Motors Company 0.69 NEW 170000 30.02 37.89
Suncoke Energy 0.68 +28.00% 641767 7.78 0.00
Brightcove 0.66 +24.00% 994064 4.92 0.00
CVO Cenveo 0.56 +36.00% 2186619 1.88 2.08
PIP PharmAthene 0.52 +14.00% 2865823 1.33 1.74
YHOO Yahoo! 0.47 NEW 120000 28.91 42.61
INCY Incyte Corporation 0.46 +24.00% 31000 110.32 88.43
URI United Rentals 0.44 54200 60.06 88.12
DVD Dover Motorsports 0.40 +20.00% 1286331 2.31 2.21
Fintech Acquisition 0.35 250000 10.20 0.00
Whitehorse Finance 0.31 -13.00% 198322 11.64 0.00
National Resh Corp cl a 0.31 192454 11.94 0.00
Suncoke Energy Partners 0.28 +134.00% 187375 11.05 0.00
Castle A M & Co note 7.000%12/1 0.28 +26.00% 3800000 0.55 0.00
ICON Iconix Brand 0.25 NEW 137300 13.52 33.18
Cogentix Medical 0.21 +59.00% 1285790 1.19 0.00
EMMS Emmis Communications Corporation 0.19 +31.00% 1115307 1.24 1.82
LINC Lincoln Educational Services Corporation 0.16 +2.00% 2327545 0.51 2.76
SCLN SciClone Pharmaceuticals 0.16 -83.00% 170218 6.94 8.07
OCN Ocwen Financial Corporation 0.14 150000 6.71 9.67
CAS A.M. Castle & Co. 0.09 NEW 314968 2.22 3.39
UTI Universal Technical Institute 0.08 +34.00% 159216 3.51 9.61
DDE Dover Downs Gaming & Entertainment 0.03 198636 1.00 1.14