Nantahala Capital Management

Latest statistics and disclosures from Nantahala Capital Management's latest quarterly 13F-HR filing:

Nantahala Capital Management portfolio companies for September 2014 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
IWM iShares Russell 2000 Index 11.48 +119.00% 855000 109.35 118.27
SPY SPDR S&P; 500 ETF 10.04 +60.00% 415000 197.02 204.76
IBB iShares NASDAQ Biotechnology Index 4.91 -6.00% 146300 273.62 312.54
SGMS Scientific Games 3.77 +133.00% 2850884 10.77 13.06
GLD SPDR Gold Trust 3.50 +73.00% 245500 116.22 115.05
Pacira Pharmaceuticals conv 3.18 6600000 3.92 0.00
LTM Life Time Fitness 3.15 +41.00% 508277 50.44 54.91
ERTS Electronic Arts 2.82 645400 35.61 0.00
Diamond Resorts International 1.94 +10.00% 695530 22.76 0.00
SHLD Sears Holdings Corporation 1.86 403800 37.59 33.36
Isis Us conv 1.69 5650000 2.44 0.00
Xpo Logistics note 4.5% 10/1 1.65 5635000 2.39 0.00
LEN.B Lennar Corporation 1.61 +5.00% 409113 32.01 0.00
CROX Crocs 1.59 -10.00% 1031810 12.58 12.31
SCLN SciClone Pharmaceuticals 1.58 1870367 6.89 8.75
News 1.48 +8.00% 735000 16.35 0.00
Sodastream International 1.47 +62.00% 405000 29.49 0.00
URI United Rentals 1.43 104862 111.09 100.44
DLB Dolby Laboratories 1.41 +106.00% 275472 41.79 43.44
TDSC 3D Systems Corporation 1.24 217300 46.37 0.00
Air Lease 1.20 NEW 300000 32.50 0.00
Imperial Holdings 1.19 1505360 6.45 0.00
HD Home Depot 1.13 NEW 100000 91.74 101.32
Suncoke Energy 1.12 406442 22.45 0.00
ESI ITT Educational Services 1.08 NEW 2041600 4.29 9.00
BPI Bridgepoint Education 1.05 -19.00% 764381 11.16 11.54
Dean Foods Company 1.05 +56.00% 647600 13.25 0.00
EBAY eBay 1.04 -24.00% 150000 56.63 57.53
Vistaprint N V shs 1.03 153600 54.72 0.00
TWMC Trans World Entertainment Corporation 1.01 2248265 3.66 3.30
Codexis 0.97 +10.00% 3486853 2.27 0.00
ANF Abercrombie & Fitch 0.96 +28.00% 215908 36.34 27.72
Regional Management 0.95 -25.00% 430924 17.95 0.00
Linkedin 0.92 35900 207.80 0.00
American Realty Capital Prop 0.89 NEW 602100 12.06 0.00
PERY Perry Ellis International 0.87 NEW 346534 20.35 25.13
PGTI PGT 0.87 +22.00% 761971 9.32 8.92
Libertyinteractivecorp lbtventcoma 0.87 186000 37.96 0.00
Midway Gold 0.84 6581676 1.04 0.00
EPM Evolution Petroleum Corporation 0.84 +4.00% 744654 9.18 7.41
Owens Rlty Mtg 0.79 +34.00% 450500 14.25 0.00
TBBK Ban 0.78 +46.00% 737260 8.59 10.03
Liberty Tripadvisor Hldgs 0.77 NEW 186000 33.90 0.00
Fnf 0.75 NEW 221500 27.74 0.00
Clifton Ban 0.74 481500 12.59 0.00
TWX Time Warner 0.72 NEW 77500 75.21 83.09
CTRN Citi Trends 0.70 -12.00% 256229 22.10 25.63
CRWN Crown Media Holdings 0.70 1789494 3.20 3.60
IYR iShares Dow Jones US Real Estate 0.68 NEW 80000 69.20 77.50
Facebook Inc cl a 0.68 NEW 70000 79.04 0.00
STC Stewart Information Services Corporation 0.62 172190 29.35 35.31
RBCAA Republic Bancorp, Inc. KY 0.55 189835 23.69 24.83
Radiant Logistics 0.50 1108193 3.68 0.00
APOL Apollo 0.48 +2.00% 155600 25.15 32.99
TFSL TFS Financial Corporation 0.48 273387 14.32 14.84
ACTU Actuate Corporation 0.48 -2.00% 1009700 3.90 0.00
Potbelly 0.47 NEW 326400 11.66 0.00
FALC FalconStor Software 0.45 +9.00% 3220486 1.15 1.27
SURG Synergetics USA 0.45 +81.00% 1082792 3.41 3.95
ADEP Adept Technology 0.44 +286.00% 421409 8.41 8.51
RLH Red Lion Hotels Corporation 0.43 621439 5.69 5.99
Brightcove 0.41 +5370.00% 593374 5.58 0.00
Workday Inc cl a 0.39 NEW 38600 82.50 0.00
Lakes Entmnt 0.38 NEW 373937 8.33 0.00
Full Circle Cap 0.37 +6.00% 474820 6.39 0.00
QADB QAD 0.35 183484 15.72 18.21
PIR Pier 1 Imports 0.34 NEW 230000 11.89 15.33
PIP PharmAthene 0.33 NEW 1520000 1.78 1.73
CONN CONN'S 0.32 NEW 85000 30.27 16.80
National Resh Corp cl a 0.32 +27.00% 202273 13.01 0.00
DVD Dover Motorsports 0.27 947152 2.31 2.45
Qad Inc cl a 0.27 117184 18.62 0.00
BID Sotheby's 0.26 NEW 60000 35.72 42.49
BHI Baker Hughes Incorporated 0.25 +3.00% 31500 65.05 55.77
LINC Lincoln Educational Services Corporation 0.21 +314.00% 602295 2.81 2.78
Sears Hometown and Outlet Stores 0.20 102989 15.50 0.00
Clubcorp Hldgs 0.19 +60.00% 80000 19.82 0.00
Imperial Hldgs Inc debt 8.500% 2/1 0.17 1131000 1.19 0.00
CACH Cache 0.13 +89.00% 1272952 0.84 0.09
ANV Allied Nevada Gold 0.13 305000 3.40 1.04
Audience 0.12 -71.00% 129915 7.40 0.00
EMMS Emmis Communications Corporation 0.09 +2.00% 332079 2.11 1.90
Fidelity Natl Inc New Fnfv Group Com Isin #us31620r4020 0.07 NEW 44224 13.77 0.00
RUSHB Rush Enterprises 0.06 -77.00% 17350 29.45 28.07
COCO Corinthian Colleges 0.02 1400000 0.11 0.07
Mechel Oao spon adr pfd 0.01 712281 0.12 0.00
MSN Emerson Radio 0.00 14097 1.99 1.00