RELATIVE VALUE PARTNERS

Latest statistics and disclosures from Relative Value Partners's latest quarterly 13F-HR filing:

Relative Value Partners portfolio companies for September 2014 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
OEF iShares S&P; 100 Index 8.69 800061 88.16 92.01
BTZ BlackRock Credit All Inc Trust IV 7.99 +5.00% 4871163 13.31 13.34
SPE Special Opportunities Fund 4.90 2382654 16.67 15.60
TY Tri-Continental Corporation 4.84 +2.00% 1881718 20.87 21.37
BDJ BlackRock Enhanced Dividend Achievers Tr 4.75 +2.00% 4695146 8.20 8.26
ETJ Eaton Vance Risk Managed Diversified 4.16 -6.00% 2885640 11.69 11.36
Diversified Real Asset Inc F 4.07 NEW 1861778 17.73 0.00
ACG AllianceBernstein Income Fund 4.01 4341140 7.50 7.48
Zweig Total Return Fd 3.96 +3.00% 2318284 13.85 0.00
PPT Putnam Premier Income Trust 3.83 +9.00% 5674436 5.48 5.23
BND Vanguard Total Bond Market ETF 3.55 351618 81.93 82.79
VTI Vanguard Total Stock Market ETF 3.47 +11.00% 277955 101.24 106.91
RVT Royce Value Trust 3.35 -15.00% 1873452 14.50 14.33
MCR MFS Charter Income Trust 2.79 +14.00% 2550897 8.86 8.52
MMT MFS Multimarket Income Trust 2.75 +6.00% 3475549 6.42 6.17
EVG Eaton Vance Short Duration Diversified I 2.71 +20.00% 1498078 14.67 14.17
GFY Western Asset Vrble Rate Strtgc Fnd 2.50 +60.00% 1189382 17.08 16.73
MGF MFS Government Markets Income Trust 2.24 3185707 5.70 5.66
BOE BlackRock Global Opportunities Equity Tr 2.15 1236998 14.11 13.44
ETY Eaton Vance Tax Managed Diversified Eq. 2.11 -40.00% 1502678 11.41 11.53
USA Liberty All-Star Equity Fund 2.09 2901540 5.83 5.97
MIN MFS Intermediate Income Trust 2.04 -3.00% 3308112 5.01 4.91
TSI TCW Strategic Income Fund 1.64 +44.00% 2364794 5.63 5.45
Zweig Fund 1.44 771954 15.18 0.00
VDE Vanguard Energy ETF 1.31 81177 131.12 113.51
EVV Eaton Vance Limited Duration Income Fund 1.20 669754 14.58 13.90
VGT Vanguard Information Technology ETF 1.19 96827 100.08 105.12
EGF BlackRock Enhanced Government Fund 0.88 +9.00% 506235 14.04 14.13
Blackstone Gso Flting Rte Fu 0.82 NEW 389566 17.17 0.00
First Tr Inter Duration Pfd & Income Fd 0.76 +16.00% 283959 21.72 0.00
Blackrock Multi-sector Incom other 0.63 287419 17.74 0.00
Allianzgi Equity & Conv In 0.50 -9.00% 204264 19.87 0.00
JQC Nuveen Multi-Strategy Inc & Growth Fd 2 0.40 +213.00% 360685 8.93 8.66
Western Asset Global Cp Defi 0.40 +2.00% 176455 18.19 0.00
Flaherty & Crumrine Dyn Pfd shs 0.40 -5.00% 144248 22.59 0.00
GDX Market Vectors Gold Miners ETF 0.37 139967 21.36 18.53
Proshs Ultrashrt S&p500 Prosha etf 0.34 -16.00% 112846 24.67 0.00
JPG Nuveen Equity Premium and Growth Fund 0.32 -2.00% 183990 14.06 14.35
Apollo Tactical Income Fd In 0.32 149114 17.30 0.00
ECF Ellsworth Fund 0.29 -6.00% 270923 8.65 8.54
Clough Gbl Opps Fund Sh Ben Int closed-end fund 0.17 -3.00% 116120 11.93 0.00
Royce Global Value Tr 0.14 -13.00% 127969 8.71 0.00
OABC OmniAmerican Ban 0.13 +85.00% 39780 25.99 26.17
NUV Nuveen Muni Value Fund 0.13 113610 9.41 9.67
Blackstone Gso Lng Shrt Cr I 0.12 NEW 58224 16.69 0.00
JPZ Nuveen Equity Premium Income Fund 0.11 67880 12.74 12.59
L Loews Corporation 0.09 17590 41.67 41.81
INTC Intel Corporation 0.09 -4.00% 21743 34.82 36.37
EOI Eaton Vance Enhanced Equity Income Fund 0.09 -63.00% 54190 13.71 14.14
MSP Madison Strategic Sector Premium Fund 0.09 +99.00% 59869 12.39 12.07
MSFT Microsoft Corporation 0.08 13970 46.39 47.66
ARCC Ares Capital Corporation 0.08 +220.00% 40588 16.16 15.91
Blackrock Defined Opprty Cr 0.08 NEW 48615 13.43 0.00
Nuveen Multi-mkt Inc Income Fd 0.08 NEW 88173 7.55 0.00
TWO Two Harbors Investment 0.07 +216.00% 61978 9.66 10.41
JNJ Johnson & Johnson 0.07 5120 106.64 105.55
JLA Nuveen Equity Premium Advantage Fund 0.07 -42.00% 42186 13.06 13.84
Ares Coml Real Estate 0.07 NEW 47189 11.70 0.00
Polonia Bancorp Inc Md 0.07 57551 10.30 0.00
Markit 0.07 NEW 25060 23.34 0.00
CVX Chevron Corporation 0.06 -20.00% 4000 119.25 112.93
GLD SPDR Gold Trust 0.06 +121.00% 4427 116.11 114.77
ANH Anworth Mortgage Asset Corporation 0.06 +166.00% 101065 4.79 5.28
HTS Hatteras Financial 0.06 NEW 25351 17.95 19.25
PIM Putnam Master Int. Income 0.06 91037 5.03 4.87
PMO Putnam Municipal Opportunities Trust 0.06 41000 11.71 11.96
Blackstone Mtg Tr 0.06 NEW 19122 27.09 0.00
PFE Pfizer 0.05 12956 29.56 31.94
MRK Merck & Co 0.05 6500 59.23 59.58
EFA iShares MSCI EAFE Index Fund 0.05 +29.00% 6616 64.09 61.70
DBC PowerShares DB Com Indx Trckng Fund 0.05 +7.00% 16266 23.24 19.22
IBCA Intervest Bancshares 0.05 +20.00% 41455 9.55 9.99
RSP Rydex S&P; Equal Weight ETF 0.05 NEW 5758 75.72 80.24
XLU Utilities SPDR 0.05 8900 42.13 46.86
VB Vanguard Small-Cap ETF 0.05 3487 110.70 117.61
NNY Nuveen NY Municipal Value 0.05 -26.00% 37870 9.72 9.78
Citi 0.05 8000 51.88 0.00
Whitehorse Finance 0.05 NEW 28874 13.26 0.00
Fs Investment Corporation 0.05 +182.00% 35066 10.78 0.00
JPM JPMorgan Chase & Co. 0.04 -13.00% 5000 60.20 61.93
BAC Bank of America Corporation 0.04 18226 17.06 17.62
GE General Electric Company 0.04 +8.00% 12559 25.64 25.62
PNNT PennantPark Investment 0.04 NEW 28517 10.91 9.80
MFA MFA Mortgage Investments 0.04 NEW 45000 7.78 8.21
VNQ Vanguard REIT ETF 0.04 NEW 4441 71.83 82.03
JNK SPDR Barclays Capital High Yield B 0.04 +2.00% 7266 40.19 38.89
FEZ SPDR EURO STOXX 50 ETF 0.04 +3.00% 7370 39.76 37.53
FCT First Trust/Four Corners SFRI Fund II 0.04 NEW 26682 13.57 12.97
THE GDL FUND Closed-End fund 0.04 27485 10.55 0.00
Allianzgi Nfj Divid Int Prem S cefs 0.04 19540 18.27 0.00
CSCO Cisco Systems 0.03 10800 25.19 27.77
UNP Union Pacific Corporation 0.03 2180 108.26 118.47
COP ConocoPhillips 0.03 2900 76.55 70.98
PG Procter & Gamble Company 0.03 3000 83.67 92.05
Alerian Mlp Etf 0.03 11892 19.17 0.00
GF New Germany Fund 0.03 12691 16.70 17.18
IVR Invesco Mortgage Capital 0.03 NEW 16040 15.71 16.30
SAR Saratoga Investment 0.03 NEW 13613 16.01 14.89
EVF Eaton Vance Senior Income Trust 0.03 NEW 41683 6.50 6.25
Blackrock Res & Commodities Strategy Tr Shs 0.03 -7.00% 18600 11.24 0.00
Nexpoint Credit Strategies 0.03 21378 10.62 0.00
EWJ iShares MSCI Japan Index 0.02 +4.00% 12660 11.77 11.51
ARI Apollo Commercial Real Est. Finance 0.02 NEW 12770 15.74 16.92
JGG Nuveen Global Govt. Enhanced Income Fund 0.02 NEW 11369 12.40 0.00
CMK MFS InterMarket Income Trust I 0.02 21637 8.37 8.25
New Mountain Finance 0.02 NEW 10543 14.70 0.00
Virtus Total Return Fund Cef 0.02 -64.00% 38211 4.66 0.00
Alpine Total Dyn Fd New cefs 0.02 +5.00% 16947 8.50 0.00
Talmer Ban 0.02 11268 13.84 0.00
BLACKROCK INTL GRWTH & INC T COM Bene Inter 0.01 -3.00% 13358 7.56 0.00

Past 13F-HR SEC Filings for Relative Value Partners