RMB Capital Management

Latest statistics and disclosures from RMB Capital Management's latest quarterly 13F-HR filing:

RMB Capital Management portfolio companies for December 2015 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
STT State Street Corporation 30.29 +2265.00% 99000 6637.12 72.30
DHR Danaher Corporation 1.28 -6.00% 297867 92.88 84.59
SPY SPDR S&P; 500 ETF 1.24 +9802.00% 131897 203.87 205.25
JOF Japan Smaller Capitalizaion Fund 1.24 2621060 10.23 9.60
XLF Financial Select Sector SPDR 1.23 NEW 1122000 23.83 23.97
ANSS ANSYS 1.10 -2.00% 259114 92.50 85.06
COO Cooper Companies 1.07 +55.00% 172243 134.20 182.47
KRE SPDR KBW Regional Banking 1.02 NEW 528000 41.91 40.18
NGNM NeoGenomics 1.01 -22.00% 2790991 7.87 0.00
TJX TJX Companies 0.96 292783 70.91 67.66
WST West Pharmaceutical Services 0.96 -2.00% 345549 60.22 53.95
First Republic Bank/san F 0.93 -2.00% 304873 66.06 0.00
IHS IHS 0.92 169120 118.43 111.86
V Visa 0.90 252134 77.55 266.74
CWST Casella Waste Systems 0.88 +8.00% 3189827 5.98 4.67
Alphabet Inc Class A cs 0.88 NEW 24441 777.99 0.00
URI United Rentals 0.84 -18.00% 250484 72.54 88.12
DISCK Discovery Communications 0.84 -13.00% 718603 25.22 31.23
GWR Genesee & Wyoming 0.80 +4.00% 325187 53.69 102.48
AAP Advance Auto Parts 0.78 +2.00% 112739 150.51 147.03
NVR NVR 0.74 +11.00% 9724 1643.05 1330.70
DXJ WisdomTree Japan Total Dividend Fd 0.74 319070 50.08 54.17
NDSN Nordson Corporation 0.73 246061 64.15 73.70
Alphabet Inc Class C cs 0.71 -29.00% 20225 758.89 0.00
VRTS Virtus Investment Partners 0.69 -16.00% 126637 117.46 130.87
IWV iShares Russell 3000 Index 0.69 +1405.00% 124385 120.31 122.37
Yadkin Finl Corp Com stock 0.68 +4.00% 586351 25.17 0.00
MJN Mead Johnson Nutrition 0.67 185056 78.95 98.45
American Tower Reit 0.66 -4.00% 147876 96.95 0.00
LBY Libbey 0.65 660117 21.32 36.76
PCLN priceline.com Incorporated 0.63 NEW 10707 1274.96 1190.00
LOW Lowe's Companies 0.61 -5.00% 173095 76.04 73.15
Perrigo Company 0.61 NEW 92184 144.70 0.00
USB U.S. Ban 0.60 +22.00% 302917 42.67 43.76
CME CME 0.58 -5.00% 139727 90.60 95.64
BDX Becton, Dickinson and 0.56 -20.00% 79087 154.08 142.79
CVS CVS Caremark Corporation 0.55 122812 97.77 101.90
AAPL Apple 0.55 -11.00% 112324 105.26 123.28
IWM iShares Russell 2000 Index 0.55 +1484.00% 104983 112.65 119.90
SLB Schlumberger 0.53 -8.00% 164843 69.75 81.67
CLR Continental Resources 0.51 -9.00% 479860 22.98 43.64
ITW Illinois Tool Works 0.49 +20.00% 114890 92.68 96.27
UNF UniFirst Corporation 0.49 101160 104.20 114.67
NBBC NewBridge Ban 0.49 +18.00% 869479 12.18 8.21
UNP Union Pacific Corporation 0.48 -10.00% 132993 78.20 114.86
MMC Marsh & McLennan Companies 0.46 -3.00% 179491 55.45 55.76
Accenture 0.46 -31.00% 95551 104.50 0.00
MCHP Microchip Technology 0.45 207604 46.54 49.28
CVX Chevron Corporation 0.44 -5.00% 106595 89.96 102.86
BMY Bristol Myers Squibb 0.44 -7.00% 139058 68.79 66.08
WSO Watsco, Incorporated 0.44 NEW 80699 117.13 117.82
MS Morgan Stanley 0.44 298915 31.81 34.94
BA Boeing Company 0.43 -4.00% 64196 144.58 152.38
AWK American Water Works 0.43 -3.00% 157680 59.75 52.46
Linkedin 0.43 -2.00% 41063 225.07 0.00
BF.B Brown-Forman Corporation 0.42 +10.00% 92230 99.28 0.00
KS KapStone Paper and Packaging 0.42 404237 22.59 31.46
ALGN Align Technology 0.42 NEW 136795 65.85 57.05
GNMK GenMark Diagnostics 0.42 +7.00% 1160430 7.76 11.94
BNCN BNC Ban 0.42 +41.00% 360706 25.38 16.90
News 0.42 +5.00% 678590 13.36 0.00
CELG Celgene Corporation 0.41 -4.00% 75140 119.77 118.26
LABL Multi-Color Corporation 0.41 147245 59.81 66.34
RPM RPM International 0.40 -4.00% 195736 44.06 47.86
M Macy's 0.40 +26.00% 248065 34.98 62.37
Ishares Tr s^p gtfidx etf 0.39 -11.00% 175668 47.77 0.00
EFA iShares MSCI EAFE Index Fund 0.38 +284.00% 141905 58.72 62.56
DEO Diageo 0.37 -4.00% 73917 109.07 110.91
WFC Wells Fargo & Company 0.36 +1149.00% 144355 54.39 53.90
Southcoast Financial cmn 0.36 500474 15.66 0.00
AFL AFLAC Incorporated 0.35 -5.00% 126119 59.90 61.39
BBT BB&T; Corporation 0.35 NEW 198000 37.80 37.76
Asb Bancorp Inc Nc 0.33 276970 25.96 0.00
Knowles 0.33 +3.00% 536482 13.33 0.00
Liberty Global 0.33 NEW 170524 41.37 0.00
FARM Farmer Brothers 0.32 214813 32.27 23.95
NTRS Northern Trust Corporation 0.31 +246.00% 92691 72.08 69.63
PNC PNC Financial Services 0.29 NEW 66000 95.30 93.21
CMCO Columbus McKinnon 0.29 334519 18.90 24.39
Nrg Yield Inc Cl A New cs 0.28 -41.00% 438881 13.91 0.00
Powershares Senior Loan Portfo mf 0.27 NEW 265271 22.40 0.00
Atlantic Cap Bancshares 0.27 NEW 394421 14.98 0.00
PBR.A Petroleo Brasileiro SA 0.25 +1394.00% 1567210 3.40 0.00
Masonite International 0.25 89241 61.23 0.00
MXL MaxLinear 0.24 -20.00% 353886 14.73 8.16
Centrue Financial 0.24 NEW 313654 16.64 0.00
Potash Corp. Of Saskatchewan I 0.23 NEW 292996 17.12 0.00
OZRK Bank of the Ozarks 0.23 -29.00% 98918 49.46 36.25
ORRF Orrstown Financial Services 0.23 +5.00% 276172 17.98 16.87
SFST Southern First Bancshares 0.23 219950 22.70 16.93
Hometrust Bancshares 0.23 -8.00% 246125 20.25 0.00
Seaworld Entertainment 0.23 -43.00% 255487 19.69 0.00
Performance Sports 0.23 +347.00% 515000 9.63 0.00
C1 Financial 0.23 207005 24.21 0.00
Triumph Ban 0.23 297590 16.50 0.00
EBS Emergent BioSolutions 0.22 116908 40.01 28.38
SANW S&W; Seed Company 0.22 -2.00% 1522365 3.11 4.26
Atlantic Coast Financial Cor 0.22 813199 5.86 0.00
Icad 0.22 935037 5.17 0.00
Lands' End 0.22 202628 23.44 0.00
Opus Bank 0.22 NEW 132010 36.97 0.00
JPM JPMorgan Chase & Co. 0.21 NEW 69972 66.02 60.16
USO United States Oil Fund 0.20 NEW 400000 11.00 17.60
AIG American International 0.19 NEW 66000 61.97 54.59
Allianzgi Nfj Divid Int Prem S cefs 0.19 +273.00% 339787 12.39 0.00
AIRM Air Methods Corporation 0.18 +42.00% 90645 41.93 50.09
UL Unilever 0.18 +49.00% 92244 43.11 42.20
SONA Southern National Banc. of Virginia 0.18 +3.00% 305850 13.06 12.19
Constellium Holdco B V cl a 0.18 520155 7.70 0.00
Investors Ban 0.18 314020 12.44 0.00
BKMU Bank Mutual Corporation 0.17 459457 7.80 7.15
Alpine Total Dyn Fd New cefs 0.17 NEW 467887 7.68 0.00
Avenue Financial Hldngs 0.17 -7.00% 262447 14.37 0.00
PGTI PGT 0.16 +133.00% 306718 11.39 10.76
Hampton Roads Bankshares Inc C 0.16 1862637 1.84 0.00
FLL Full House Resorts 0.15 1887619 1.67 1.53
HOOK Craft Brewers Alliance 0.15 +13.00% 379246 8.37 0.00
Stonegate Bk Ft Lauderdale 0.15 99672 32.86 0.00
Topbuild 0.15 +36.00% 102970 30.77 0.00
Houlihan Lokey Inc cl a 0.15 -7.00% 128120 26.21 0.00
EEM iShares MSCI Emerging Markets Indx 0.14 -84.00% 97497 32.19 38.45
Blackrock Res & Commodities Strategy Tr Shs 0.14 NEW 424581 7.11 0.00
SAP SAP AG 0.13 -3.00% 35146 79.11 67.42
NGG National Grid 0.13 -3.00% 42047 69.54 63.76
HYG iShares iBoxx $ High Yid Corp Bond 0.13 NEW 35799 80.59 90.34
RLOG Rand Logistics 0.13 1806091 1.60 3.13
AVK Advent Claymore Convertible Sec & Inc Fd 0.13 -32.00% 200916 13.52 16.98
PFF iShares S&P; US Pref Stock Idx Fnd 0.13 NEW 73614 38.85 39.78
FCCO First Community Corporation 0.13 188530 14.92 11.77
Washingtonfirst Bankshares, In c 0.13 NEW 126915 22.64 0.00
Destination Xl 0.13 +36.00% 509096 5.52 0.00
Continental Bldg Prods 0.13 +44.00% 159294 17.46 0.00
Anchor Bancorp Wisconsin 0.13 67061 43.51 0.00
Royal Caribbean Cruises 0.12 +4.00% 26030 101.23 0.00
HMC HONDA MOTOR 0.12 -7.00% 80561 31.93 33.26
FBMS First Bancshares 0.12 +7.00% 139254 18.34 16.67
Black Diamond 0.12 -43.00% 567168 4.42 0.00
BLACKROCK MUN TARGET TERM TR SHARES Of Ben 0.12 NEW 119472 21.57 0.00
Textura 0.12 +49.00% 118572 21.58 0.00
Koninklijke Ahold N V Sponsore 0.12 -14.00% 124033 21.16 0.00
Select Ban 0.12 330267 8.09 0.00
Engility Hldgs 0.12 -42.00% 78301 32.48 0.00
Horizon Global Corporation 0.12 +5.00% 252993 10.37 0.00
PGC Peapack-Gladstone Financial 0.11 111010 20.62 20.75
UTF Cohen & Steers infrastucture Fund 0.11 NEW 123290 19.08 22.30
ABCB Ameris Ban 0.11 +67.00% 69650 33.98 25.60
BDJ BlackRock Enhanced Dividend Achievers Tr 0.11 -7.00% 307592 7.61 8.19
Clough Gbl Opps Fund Sh Ben Int closed-end fund 0.11 +92.00% 219448 10.44 0.00
Expedia 0.11 NEW 19573 124.30 0.00
Bankwell Financial 0.11 +115.00% 125030 19.85 0.00
First Fndtn 0.11 103425 23.59 0.00
NVS Novartis AG 0.10 -23.00% 25959 85.33 96.03
GSK GlaxoSmithKline 0.10 -18.00% 54707 41.07 45.62
SNY Sanofi-Aventis SA 0.10 -16.00% 49762 42.65 47.19
BECN Beacon Roofing Supply 0.10 -5.00% 53555 41.17 27.51
AVD American Vanguard 0.10 -39.00% 148126 14.01 10.04
ABB ABB 0.10 -18.00% 125616 17.73 20.21
SHBI Shore Bancshares 0.10 197391 10.88 9.00
CVCO Cavco Industries 0.10 25103 83.30 70.10
CSQ Calamos Strategic Total Return Fund 0.10 -25.00% 210200 9.90 11.30
USA Liberty All-Star Equity Fund 0.10 NEW 396593 5.35 5.78
RVT Royce Value Trust 0.10 NEW 188031 11.77 14.19
Evans Ban 0.10 +9.00% 84370 25.49 0.00
Manning & Napier Inc cl a 0.10 +4.00% 247960 8.49 0.00
Seacoast Bkg Corp Fla 0.10 140633 14.98 0.00
Carolina Financial 0.10 NEW 117265 18.00 0.00
National Holdings 0.10 +2.00% 776858 2.82 0.00
Madison Square Garden Cl A 0.10 -48.00% 12917 161.80 0.00
Equity Bancshares Cl-a 0.10 NEW 92400 23.39 0.00
TSM Taiwan Semiconductor Mfg 0.09 -6.00% 88769 22.91 23.50
IFN India Fund 0.09 NEW 81625 22.74 28.97
IIF Morgan Stanley India Investment Fund 0.09 NEW 76300 25.47 28.81
CINF Cincinnati Financial Corporation 0.09 31530 59.18 52.08
SYT Syngenta AG 0.09 -3.00% 23138 83.33 66.54
COWN Cowen 0.09 +157.00% 537334 3.83 5.23
HEI.A HEICO Corporation 0.09 -4.00% 38819 49.20 0.00
FBNC First Ban 0.09 +61.00% 104413 18.74 16.52
HDSN Hudson Technologies 0.09 +3.00% 685833 2.97 4.49
Nuveen Mtg opportunity term fd 0.09 NEW 88537 22.71 0.00
Allegiance Bancshares 0.09 NEW 86735 23.65 0.00
Kcg Holdings Inc Cl A 0.09 +4.00% 150945 12.31 0.00
Jacksonville Bancorp Inc Fla 0.09 -45.00% 106582 18.73 0.00
Community Healthcare Tr 0.09 102420 18.43 0.00
BP BP 0.08 -23.00% 56595 30.00 38.44
AMG Affiliated Managers 0.08 -7.00% 11053 159.78 209.73
VRSK Verisk Analytics 0.08 -5.00% 22621 76.88 69.61
FISI Financial Institutions 0.08 59524 28.01 22.82
ZION Zions Bancorporation 0.08 NEW 66000 27.30 26.82
EXG Eaton Vance Tax-Managed Global Dive Eq 0.08 -30.00% 191578 8.85 9.62
TFI SPDR Nuveen Barclays Capital Municpl Bnd 0.08 -54.00% 71604 24.38 23.93
HTBK Heritage Commerce 0.08 141848 11.96 8.38
IDSY I.D. Systems 0.08 392858 4.60 5.90
State Street Bank Financial 0.08 77992 21.03 0.00
Kinder Morgan 0.08 +372.00% 118734 14.91 0.00
Fiesta Restaurant 0.08 +301.00% 48774 33.60 0.00
Silvercrest Asset Mgmt Groupcl 0.08 +11.00% 147734 11.89 0.00
Ivy High Income Opportunities Fd 0.08 +117.00% 138416 12.38 0.00
HBAN Huntington Bancshares Incorporated 0.07 NEW 132000 11.06 10.78
CAJ Canon 0.07 -13.00% 52578 30.13 32.87
E Eni S.p.A. 0.07 +2.00% 50130 29.81 34.59
ASTE Astec Industries 0.07 -3.00% 39170 40.69 42.40
IVW iShares S&P; 500 Growth Index 0.07 13255 115.81 113.07
VEA Vanguard Europe Pacific ETF 0.07 43892 36.73 39.04
HEOP Heritage Oaks Ban 0.07 184921 8.01 7.82
KCRPY Kao Corporation 0.07 -2.00% 30831 51.99 46.12
PBP PowerShares S&P; 500 BuyWrite Portfol ETF 0.07 NEW 76699 20.51 20.56
EVV Eaton Vance Limited Duration Income Fund 0.07 +25.00% 126916 12.76 14.26
FFA First Trust Enhanced Equity Income Fund 0.07 +503.00% 117834 13.20 14.54
Malvern Ban 0.07 92571 17.56 0.00
Sun Bancorp Inc New Jers 0.07 68434 20.63 0.00
CHL China Mobile 0.06 -5.00% 22277 57.38 63.03
CAB Cabela's Incorporated 0.06 NEW 26336 46.74 56.20
TEF Telefonica S.A. 0.06 -19.00% 124809 11.06 14.04
USG USG Corporation 0.06 -4.00% 55592 24.28 27.52
CGNX Cognex Corporation 0.06 -5.00% 38695 33.78 46.41
AWF AllianceBernstein Global Hgh Incm Fd 0.06 NEW 120168 10.78 12.60
PBIB Porter Ban 0.06 886164 1.43 0.94
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.06 +56.00% 239452 5.55 0.00
NTG Tortoise MLP Fund 0.06 NEW 80608 17.36 24.79
LION Fidelity Southern Corporation 0.06 60838 22.31 15.86
Park Sterling Bk Charlott 0.06 188260 7.32 0.00
FCVA First Capital Ban 0.06 250746 5.56 4.41
Cbre Clarion Global Real Estat re 0.06 NEW 180168 7.64 0.00
Liberty Media Corp Del Com Ser C 0.06 -85.00% 33367 38.09 0.00
Live Oak Bancshares 0.06 95490 14.20 0.00
AMTD TD Ameritrade Holding 0.05 NEW 33000 34.70 37.51
CLH Clean Harbors 0.05 -3.00% 27700 41.66 54.84
DCM NTT DoCoMo 0.05 -3.00% 51173 20.50 18.09
EVEP EV Energy Partners 0.05 NEW 378000 2.81 13.88
RNST Renasant 0.05 34440 34.41 28.26
RUSHA Rush Enterprises 0.05 NEW 53272 21.89 25.98
BDC Belden 0.05 -4.00% 23090 47.68 85.06
NBTB NBT Ban 0.05 36780 27.87 23.73
ADX Adams Express Company 0.05 NEW 87295 12.83 13.84
EMB iShares JPMorgan USD Emer Mkt Bnd Fd ETF 0.05 NEW 10115 105.78 110.08
BCV Bancroft Fund 0.05 NEW 60210 18.20 20.18
First Tr High Income L/s Fd 0.05 NEW 72459 14.08 0.00
Cohen & Steers Ltd Dur Pfd I 0.05 NEW 50153 22.51 0.00
Petroleum & Res Corp Com cef 0.05 NEW 58346 17.74 0.00
TEVA Teva Pharmaceutical Industries 0.04 -59.00% 13593 65.85 57.77
RDS.A Royal Dutch Shell 0.04 -26.00% 20455 45.81 0.00
STD Banco Santander, S.A. 0.04 -19.00% 184412 4.78 0.00
OSBC Old Second Ban 0.04 NEW 105540 7.84 5.29
KBE SPDR KBW Bank 0.04 NEW 28698 33.84 33.12
Franklin Templeton 0.04 NEW 71721 10.72 0.00
PTY PIMCO Corporate Opportunity Fund 0.04 +23.00% 68570 13.34 16.14
CHW Calamos Global Dynamic Income Fund 0.04 -38.00% 127587 7.16 8.70
PKO PIMCO Income Opportunity Fund 0.04 NEW 39960 21.17 25.61
MYC BlackRock MuniYield California Fund 0.04 NEW 51553 15.83 15.54
Western Asset Global Cp Defi 0.04 NEW 49712 15.79 0.00
Endocyte 0.04 217485 4.01 0.00
GUGGENHEIM ENHANCED EQUITY STRATEGY Fd 0.04 +69.00% 54199 15.78 0.00
John Hancock Hdg Eq & Inc Fd 0.04 +294.00% 58504 14.46 0.00
First Trust Strategic * 0.04 +57.00% 72571 11.13 0.00
Performant Finl 0.04 -43.00% 482902 1.79 0.00
Vodafone Group New Adr F 0.04 -15.00% 27469 34.48 0.00
Archrock Partners 0.04 NEW 75000 12.31 0.00
BRK.B Berkshire Hathaway 0.03 5355 131.97 0.00
CBS CBS Corporation 0.03 15836 47.11 59.57
LVS Las Vegas Sands 0.03 -50.00% 12994 43.87 52.42
DV DeVry 0.03 -49.00% 23600 25.30 35.10
KR Kroger 0.03 14976 41.80 74.09
AMGN Amgen 0.03 4347 162.41 153.92
IVV iShares S&P; 500 Index 0.03 3149 204.83 205.96
SBUX Starbucks Corporation 0.03 9160 60.04 92.23
LYG Lloyds TSB 0.03 +874.00% 169341 4.36 4.70
AWP Alpine Global Premier Properties Fund 0.03 NEW 99591 5.77 6.72
ESD Western Asset Emerging Mrkts Dbt Fnd 0.03 -55.00% 39962 13.74 15.71
PEBK Peoples Bancorp of North Carolina 0.03 NEW 32400 19.32 18.53
BTZ BlackRock Credit All Inc Trust IV 0.03 -39.00% 54548 12.34 13.18
JTD Nuveen Tax-Advantaged Dividend Growth Fd 0.03 +125.00% 45484 13.92 15.83
ERC Wells Fargo Adv Multi-Sector Inco Fund 0.03 -61.00% 51128 11.32 13.51
MFD Macquarie/First Trust Global Infrstrctre 0.03 NEW 48890 11.62 16.16
DEX Delaware Enhanced Glbl. Div. & Inc. Fund 0.03 NEW 72560 9.34 11.30
MXF Mexico Fund 0.03 NEW 32683 16.61 21.06
Nuveen Conn Prem Income Mun sh ben int 0.03 NEW 57632 12.75 0.00
OLBK Old Line Bancshares 0.03 NEW 37873 17.56 14.93
Avenue Income Cr Strat 0.03 -22.00% 64554 11.35 0.00
Abbvie 0.03 +5.00% 10307 59.28 0.00
Allianzgi Conv & Inc Fd taxable cef 0.03 +794.00% 130200 5.54 0.00
Ares Dynamic Cr Allocation 0.03 +240.00% 44733 13.37 0.00
Voya Global Eq Div & Pr Opp Fd 0.03 +405.00% 93680 7.00 0.00
CMCSA Comcast Corporation 0.02 -75.00% 6979 56.46 58.60
MSFT Microsoft Corporation 0.02 -7.00% 7254 55.45 42.00
DFS Discover Financial Services 0.02 -91.00% 6097 53.68 58.01
XOM Exxon Mobil Corporation 0.02 -63.00% 5492 77.93 84.57
HD Home Depot 0.02 3560 132.30 113.11
VIA.B Via 0.02 +20.00% 8129 41.17 0.00
JNJ Johnson & Johnson 0.02 +8.00% 4866 102.80 98.55
PFE Pfizer 0.02 +5.00% 15286 32.30 33.78
DIS Walt Disney Company 0.02 +8.00% 3621 105.07 103.60
NSC Norfolk Southern 0.02 -12.00% 5122 84.54 108.18
BAM.A Brookfield Asset Management 0.02 +18.00% 11616 30.20 0.00
GEF Greif 0.02 NEW 15176 30.84 36.08
MCK McKesson Corporation 0.02 -13.00% 1891 197.25 221.98
PEP Pepsi 0.02 -17.00% 3580 99.96 93.96
GGT Gabelli Global Multimedia Trust 0.02 NEW 53012 7.51 9.57
ORCL Oracle Corporation 0.02 11977 36.57 41.62
BPFH Boston Private Financial Holdings 0.02 46950 11.33 12.24
QQQQ PowerShares QQQ Trust, Series 1 0.02 NEW 4445 111.81 0.00
VALE.P Vale 0.02 -90.00% 132290 2.55 0.00
JQC Nuveen Multi-Strategy Inc & Growth Fd 2 0.02 NEW 45060 7.83 9.03
VIG Vanguard Dividend Appreciation ETF 0.02 4887 77.76 80.49
CHY Calamos Convertible & Hi Income Fund 0.02 NEW 35948 10.52 14.22
Clearbridge Energy Mlp Fd 0.02 NEW 31351 15.18 0.00
Eaton Vance Tax-advntg Glbl Di 0.02 NEW 21329 15.52 0.00
PFD Flaherty & Crumrine Pref. Income Fd 0.02 -15.00% 39128 12.93 15.07
GDV Gabelli Dividend & Income Trust 0.02 NEW 25820 18.47 21.05
PCYO Pure Cycle Corporation 0.02 107000 4.80 4.24
SAR Saratoga Investment 0.02 NEW 31960 15.43 15.84
AFB AllianceBernstein Natnl Muncpl Incm Fnd. 0.02 -49.00% 24743 13.82 13.62
LGI Lazard Global Total Return & Income Fund 0.02 NEW 39020 13.07 15.81
JPC Nuveen Multi-Strategy Income & Growth Fd 0.02 NEW 44359 9.15 9.44
JCE Nuveen Core Equity Alpha Fund 0.02 NEW 31540 14.27 17.00
EHI Western Asset Global High Income Fnd 0.02 -53.00% 48631 8.72 11.12
MFL BlackRock MuniHolding Insured Investm 0.02 NEW 31823 14.52 14.25
NMY Nuveen Maryland Premium Income Municipal 0.02 NEW 39219 12.70 12.61
CEV Eaton Vance California Mun. Income Trust 0.02 NEW 26505 13.32 13.50
MUC Blackrock MuniHoldings CA Insrd Fnd 0.02 NEW 34766 14.84 14.54
DTF DTF Tax Free Income 0.02 NEW 27151 15.10 15.43
GCV Gabelli Convertible & Income Securities 0.02 -25.00% 100158 4.78 6.14
NAC Nuveen CA Dividend Advantage Muni. Fund 0.02 NEW 32573 15.47 15.13
Nuveen Mortgage opportunity trm fd2 0.02 NEW 23709 22.27 0.00
Delaware Inv Mn Mun Inc Fd I 0.02 +118.00% 25559 13.34 0.00
XBKS Xenith Bankshares 0.02 +10.00% 58459 7.48 6.32
BIE BlackRock Municipal Bond Investment Tst 0.02 NEW 26103 14.98 14.92
Delphi Automotive Plc shs 0.02 NEW 4612 85.54 0.00
Powershares Kbw Bank Etf 0.02 NEW 8800 37.61 0.00
Facebook Inc cl a 0.02 +11.00% 4920 104.63 0.00
Nextera Energy Pref stock 0.02 NEW 18633 24.96 0.00
First Tr Mlp & Energy Income 0.02 NEW 36018 13.22 0.00
Madison Covered Call Eq Strat 0.02 -20.00% 54146 7.39 0.00
Allianzgi Equity & Conv In 0.02 +35.00% 18304 17.97 0.00
Blackrock Massachusetts Tax other 0.02 +83.00% 26693 13.37 0.00
TWC Time Warner Cable 0.01 1659 185.65 154.39
Canadian Natl Ry 0.01 -29.00% 3612 56.11 0.00
CAT Caterpillar 0.01 3290 68.09 79.57
ABT Abbott Laboratories 0.01 -2.00% 6537 44.97 46.40
REGN Regeneron Pharmaceuticals 0.01 518 542.47 427.05
GE General Electric Company 0.01 -42.00% 7896 31.16 25.35
T AT&T; 0.01 -6.00% 8463 34.46 32.70
ADSK Autodesk 0.01 NEW 3554 61.06 60.20
HOLX Hologic 0.01 NEW 5341 38.76 31.98
SWK Stanley Black & Decker 0.01 -3.00% 2060 106.41 95.48
TRV Travelers Companies 0.01 NEW 1775 112.68 105.54
TSN Tyson Foods 0.01 -32.00% 4437 53.41 37.76
HON Honeywell International 0.01 NEW 2306 103.33 100.92
UNH UnitedHealth 0.01 +18.00% 2141 117.19 113.33
IWD iShares Russell 1000 Value Index 0.01 NEW 2081 98.03 101.93
BIIB Biogen Idec 0.01 805 306.83 415.20
EMC EMC Corporation 0.01 -98.00% 10359 25.68 26.24
AMZN Amazon 0.01 -9.00% 408 676.47 372.62
TM Toyota Motor Corporation 0.01 +9.00% 1912 122.91 134.15
WLL Whiting Petroleum Corporation 0.01 -49.00% 33571 9.44 37.80
TSO Tesoro Corporation 0.01 NEW 1975 105.32 86.12
Central Fd Cda Ltd cl a 0.01 NEW 12000 10.00 0.00
XLU Utilities SPDR 0.01 NEW 5309 43.32 43.18
MUE Blackrock Muniholdings Insured Fund II 0.01 NEW 20032 13.63 13.49
BSD Blackrock Strategic Municipal Trust 0.01 NEW 10434 13.90 13.67
GAB Gabelli Equity Trust 0.01 NEW 20916 5.31 6.60
TTF Thai Fund 0.01 NEW 26779 6.87 8.86
HHC Howard Hughes 0.01 -5.00% 1951 113.28 143.75
FMO Fiduciary/Claymore MLP Opportunity Fund 0.01 13563 12.98 24.36
ISHARES TR MSCI Small Cap msci small cap 0.01 4528 49.91 0.00
VGM Invesco Van Kampen Trust For Inv Grd Mun 0.01 NEW 10423 13.34 13.21
JDD Nuveen Diversified Dividend & Income Fd. 0.01 NEW 23762 10.82 12.05
PFN Pimco Income Strategy Fund II 0.01 +2.00% 24886 8.76 10.20
EAD Wells Fargo Adv Inc Opport Fund 0.01 -74.00% 35239 7.46 9.02
BLACKROCK INTL GRWTH & INC T COM Bene Inter 0.01 -69.00% 25567 6.26 0.00
MHD BlackRock MuniHoldings Fund 0.01 NEW 10362 17.08 17.26
MUI Blackrock Muni Intermediate Drtn Fnd 0.01 NEW 17876 14.15 14.39
EIM Eaton Vance Municipal Bond Fund 0.01 NEW 22284 12.97 12.71
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int 0.01 NEW 14938 16.60 0.00
GPM Guggenheim Enhanced Equity Income Fund. 0.01 26755 7.66 8.35
VLT Invesco Van Kampen High Inc Trust II 0.01 NEW 20391 12.85 15.04
VCV Invesco Van Kampen Cal Val Mun Inc Trust 0.01 +102.00% 22996 13.26 13.15
NHS Lehman Brothers First Trust IOF 0.01 -67.00% 18782 10.06 12.56
JPG Nuveen Equity Premium and Growth Fund 0.01 NEW 12195 13.45 14.35
JRS Nuveen Real Estate Income Fund 0.01 -32.00% 14742 10.65 11.21
PMM Putnam Managed Municipal Income Trust 0.01 NEW 33710 7.36 7.30
JTA Nuveen Tax-Advantaged Total Return Strat 0.01 NEW 13485 11.64 13.34
MYN BlackRock MuniYield New York Insured Fnd 0.01 NEW 11561 13.49 13.28
NMT Nuveen Massachusetts Pre Income Mun Fd 0.01 NEW 10255 13.75 13.32
GDF Western Asset Glbl Partners Incm Fnd 0.01 NEW 22690 7.71 9.58
SWZ Swiss Helvetia Fund 0.01 NEW 12877 10.56 11.23
CGO Calamos Global Total Return Fund 0.01 -41.00% 10410 11.43 13.29
ECF Ellsworth Fund 0.01 +179.00% 40149 7.75 8.64
MSP Madison Strategic Sector Premium Fund 0.01 +20.00% 16897 10.77 12.21
Nuveen Ins Ny Tx Fr Adv Mun 0.01 NEW 13036 13.12 0.00
PFO Flaherty & Crumrine Pref. Incme Opp. Fd. 0.01 -51.00% 15383 10.66 12.11
BSE BlackRock New York Insured Municipal 0.01 NEW 17344 13.72 13.36
MNE BlackRock Muni New York Intr. Dur. Fnd. 0.01 NEW 19817 15.19 14.01
Eaton Vance Nj Muni Income T sh ben int 0.01 +53.00% 21859 12.67 0.00
EVY Eaton Vance New York Muni. Incm. Trst Fd 0.01 NEW 15859 14.12 13.57
Eaton Vance Calif Mun Bd Fd 0.01 NEW 19778 12.79 0.00
Eaton Vance N J Mun Bd Fd 0.01 NEW 10519 13.78 0.00
Eaton Vance N Y Mun Bd Fd Ii 0.01 NEW 17315 12.47 0.00
MGU Macquarie Global Infr Total Rtrn Fnd 0.01 -38.00% 12606 19.04 24.39
Nuveen Nj Div Advantage Mun 0.01 -25.00% 11281 13.47 0.00
MNP Western Asset Municipal Partners Fnd 0.01 +23.00% 16781 15.61 15.65
NUM Nuveen Michigan Qlity Incom Municipal Fd 0.01 NEW 19027 13.66 13.73
JHS John Hancock Income Securities Trust 0.01 NEW 14745 13.43 14.06
NNC Nuveen North Carol Premium Incom Mun Fd 0.01 NEW 18807 13.08 13.05
Delaware Inv Co Mun Inc Fd I 0.01 NEW 10158 14.57 0.00
Blackrock Md Municipal Bond 0.01 NEW 10648 14.93 0.00
Eaton Vance Pa Muni Income T sh ben int 0.01 NEW 10565 12.12 0.00
Nuveen Calif Municpal Valu F 0.01 NEW 11797 17.04 0.00
Wendy's/arby's 0.01 -3.00% 13537 10.94 0.00
Guggenheim Equal 0.01 NEW 14288 16.31 0.00
Rose Rock Midstream L P 0.01 NEW 17600 15.00 0.00
Us Natural Gas Fd Etf 0.01 NEW 35000 7.46 0.00
VIRTUS GLOBAL Multi-sec 0.01 -36.00% 13738 14.12 0.00
Depository Vipshop Holdings Ltd - Ads receipt 0.01 NEW 16133 15.22 0.00
Dividend & Income Fund 0.01 -64.00% 29103 11.00 0.00
Blackstone Gso Strategic 0.01 NEW 20301 13.35 0.00
Dreyfus Mun Bd Infrastructure Fd Inc Shs 0.01 NEW 24517 12.40 0.00
Nuveen Flexible Invt Income 0.01 -30.00% 18513 14.69 0.00
Deutsche Strategic Municipal Income Trust 0.01 NEW 10489 13.16 0.00
Anthem 0.01 1631 139.18 0.00
Newtek Business Svcs 0.01 +19.00% 16940 14.34 0.00
Sprott Focus Tr 0.01 NEW 48963 5.80 0.00
Nielsen Hldgs Plc Shs Eur stock 0.01 NEW 5625 46.49 0.00
GGB Gerdau SA 0.00 10413 1.18 3.52
NOK Nokia Corporation 0.00 +21.00% 13371 7.00 7.66
MTU Mitsubishi UFJ Financial 0.00 -21.00% 11606 6.23 6.19
TOT TOTAL S.A. 0.00 -12.00% 17225 0.00 48.03
VVR Invesco Van Kampen Senior Income Trust 0.00 NEW 16560 4.05 4.77
CIK Credit Suisse AM Inc Fund 0.00 NEW 11452 2.79 3.25
CART Carolina Trust Bank 0.00 10184 6.19 5.37
Royce Global Value Tr 0.00 NEW 13049 7.43 0.00
Brookfield High Income Fd In 0.00 -83.00% 12555 6.85 0.00

Past 13F-HR SEC Filings for RMB Capital Management