RMB Capital Management

Latest statistics and disclosures from RMB Capital Management's latest quarterly 13F-HR filing:

RMB Capital Management portfolio companies for December 2014 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
DHR Danaher Corporation 1.99 -3.00% 379908 85.71 84.59
DXJ WisdomTree Japan Total Dividend Fd 1.94 -7.00% 647139 49.23 54.17
LBY Libbey 1.82 -2.00% 946028 31.44 36.76
HOG Harley-Davidson 1.66 -3.00% 413563 65.91 62.41
SNI Scripps Networks Interactive 1.58 +10.00% 343601 75.27 71.97
TJX TJX Companies 1.57 -22.00% 375651 68.58 67.66
AAP Advance Auto Parts 1.55 -3.00% 159462 159.28 147.03
VRTS Virtus Investment Partners 1.48 -11.00% 142561 170.49 130.87
GWR Genesee & Wyoming 1.47 +16.00% 268572 89.92 102.48
JOF Japan Smaller Capitalizaion Fund 1.41 +3.00% 2566511 8.97 9.60
Ishares Tr s^p gtfidx etf 1.39 429919 52.94 0.00
IHS IHS 1.30 +67.00% 187310 113.88 111.86
WST West Pharmaceutical Services 1.29 +89.00% 397204 53.24 53.95
EMC EMC Corporation 1.26 -2.00% 696581 29.74 26.24
NDSN Nordson Corporation 1.25 +2.00% 262286 77.96 73.70
First Republic Bank/san F 1.23 -2.00% 385103 52.12 0.00
MJN Mead Johnson Nutrition 1.21 -4.00% 197084 100.54 98.45
COO Cooper Companies 1.18 -16.00% 119643 162.09 182.47
V Visa 1.16 +8.00% 72374 262.19 266.74
PLL Pall Corporation 1.10 -32.00% 178496 101.21 97.86
NGNM NeoGenomics 1.06 +3.00% 4177053 4.17 0.00
ARG Airgas 1.04 147929 115.18 114.17
Linkedin 0.99 -3.00% 70760 229.71 0.00
M Macy's 0.98 -2.00% 243162 65.75 62.37
SLB Schlumberger 0.98 +22.00% 187008 85.41 81.67
Thermon Group Holdings 0.97 -6.00% 654019 24.19 0.00
IFF International Flavors & Fragrances 0.95 -25.00% 153172 101.36 117.32
GOOG Google 0.91 +22.00% 28085 530.64 554.33
MMC Marsh & McLennan Companies 0.90 -4.00% 258583 57.24 55.76
BDX Becton, Dickinson and 0.89 +16.00% 104283 139.16 142.79
LOW Lowe's Companies 0.87 -4.00% 207113 68.80 73.15
GNMK GenMark Diagnostics 0.87 1051933 13.61 11.94
FTI FMC Technologies 0.86 -22.00% 302469 46.84 37.08
KS KapStone Paper and Packaging 0.82 458645 29.31 31.46
Accenture 0.81 147889 89.31 0.00
CVS CVS Caremark Corporation 0.75 -25.00% 128132 96.31 101.90
American Tower Reit 0.75 124353 98.85 0.00
UNP Union Pacific Corporation 0.74 -5.00% 101297 119.13 114.86
EFA iShares MSCI EAFE Index Fund 0.74 -19.00% 199785 60.84 62.56
Google Inc Class C 0.74 22914 526.40 0.00
UNF UniFirst Corporation 0.73 98703 121.45 114.67
CWST Casella Waste Systems 0.73 2978481 4.04 4.67
CME CME 0.70 -12.00% 128718 88.65 95.64
USB U.S. Ban 0.69 250572 44.95 43.76
RPM RPM International 0.65 +86.00% 211196 50.71 47.86
EMR Emerson Electric 0.65 173756 61.73 55.87
WLL Whiting Petroleum Corporation 0.64 +1161.00% 319595 33.00 37.80
LABL Multi-Color Corporation 0.61 181383 55.42 66.34
Fiesta Restaurant 0.61 165006 60.80 0.00
BMY Bristol Myers Squibb 0.58 -3.00% 161524 59.03 66.08
BEN Franklin Resources 0.57 167357 55.37 51.68
ITW Illinois Tool Works 0.56 -2.00% 97216 94.70 96.27
CMCO Columbus McKinnon 0.56 -4.00% 326369 28.04 24.39
AWK American Water Works 0.56 -3.00% 173288 53.30 52.46
QCOM QUALCOMM 0.55 -2.00% 120670 74.33 71.27
Palmetto Bancshares, 0.55 +71.00% 535740 16.70 0.00
Uso 03/20/15 P 20.5 put 0.55 NEW 440000 20.36 0.00
DEO Diageo 0.53 76539 114.09 110.91
Winthrop Rlty Trsr Nt equities 0.53 +2.00% 332415 25.91 0.00
Investors Ban 0.52 -3.00% 753495 11.23 0.00
Yadkin Finl Corp Com stock 0.51 +10.00% 425444 19.65 0.00
AFL AFLAC Incorporated 0.50 -5.00% 135241 61.09 61.39
VIA.B Via 0.48 104648 75.25 0.00
BA Boeing Company 0.48 60650 129.98 152.38
PX Praxair 0.48 60202 129.56 124.53
Black Diamond 0.47 +3.00% 882350 8.75 0.00
XOM Exxon Mobil Corporation 0.44 +518.00% 77366 92.44 84.57
EEM iShares MSCI Emerging Markets Indx 0.43 -32.00% 180067 39.29 38.45
SIAL Sigma-Aldrich Corporation 0.42 50139 137.28 137.95
Hometrust Bancshares 0.42 +4.00% 415131 16.66 0.00
NATI National Instruments 0.40 208750 31.09 30.70
LKQX LKQ Corporation 0.39 +4.00% 226235 28.12 0.00
FARM Farmer Brothers 0.38 209594 29.45 23.95
BCAR Bank of the Carolinas Corporation 0.38 44935688 0.14 0.14
Boralex 0.38 +8.00% 486937 12.85 0.00
RLOG Rand Logistics 0.37 1529329 3.95 3.13
Sun Bancorp Inc New Jers 0.37 +8.00% 309248 19.41 0.00
Wlt 01/15/16 P 2 put 0.37 NEW 4344400 1.38 0.00
HBOS Heritage Financial 0.36 -36.00% 227317 25.90 25.84
DV DeVry 0.34 115747 47.47 35.10
Knowles 0.34 +7.00% 235155 23.55 0.00
WU Western Union Company 0.32 295847 17.91 19.29
Amuse Inc Npv Isin#jp312450000 0.32 +10.00% 177950 29.07 0.00
Put Xlf Jan 24.00000 01/17/201 put 0.32 NEW 222000 23.80 0.00
Put Xlf Jan 25.00000 01/17/201 put 0.32 NEW 222000 23.80 0.00
TSM Taiwan Semiconductor Mfg 0.31 -33.00% 230296 22.39 23.50
CALX Calix 0.29 -7.00% 470131 10.02 8.53
EBS Emergent BioSolutions 0.28 -6.00% 165913 27.23 28.38
IBDRY Iberdrola SA 0.28 +2.00% 132696 34.48 25.24
BNCN BNC Ban 0.28 +9.00% 266450 17.21 16.90
Stedim Eur3.05 0.28 -6.00% 23303 195.17 0.00
CVX Chevron Corporation 0.27 -58.00% 39452 112.18 102.86
SANW S&W; Seed Company 0.27 +6.00% 1101985 4.00 4.26
Faith Inc Npv Isin#jp380269000 0.27 +11.00% 469580 9.30 0.00
CLR Continental Resources 0.26 -49.00% 109028 38.36 43.64
NVS Novartis AG 0.26 -12.00% 46234 91.77 96.03
AAPL Apple 0.26 38734 110.39 123.28
Asb Bancorp Inc Nc 0.26 +47.00% 200337 21.50 0.00
Masonite International 0.26 69476 61.46 0.00
Put Bbt Jan 39.00000 01/17/201 put 0.26 NEW 111000 38.89 0.00
CAM Cameron International Corporation 0.25 +1981.00% 81699 49.96 44.71
CHMT Chemtura Corporation 0.25 -17.00% 167559 24.73 25.97
Engility Hldgs 0.25 -6.00% 96182 42.80 0.00
Toei Animation Npv Isin#jp3560 0.25 +7.00% 145450 28.53 0.00
Opus Bank 0.25 +15.00% 144644 28.37 0.00
Connectone Banc 0.25 +42.00% 214193 19.00 0.00
Sso Us 01/17/15 P 117 put 0.25 NEW 32500 128.31 0.00
ORRF Orrstown Financial Services 0.24 +9.00% 234525 17.00 16.87
Zuken Inc Npv Isin#jp341200000 0.24 +45.00% 390620 10.18 0.00
CSV Carriage Services 0.23 -6.00% 182051 20.95 24.01
HOOK Craft Brewers Alliance 0.23 283457 13.34 0.00
HDSN Hudson Technologies 0.23 -17.00% 988107 3.77 4.49
First Sec 0.23 +40.00% 1686013 2.26 0.00
Put Usb Jan 44.00000 01/17/201 put 0.23 NEW 83500 44.95 0.00
Argo Graphics Npv Isin#jp31261 0.22 +4.00% 235280 15.20 0.00
Capstone Infrastructure Corp C 0.22 +21.00% 974581 3.74 0.00
BDSI BioDelivery Sciences International 0.21 +3.00% 286797 12.02 14.81
Opt 0.21 +7.00% 572700 6.13 0.00
MXL MaxLinear 0.20 -7.00% 445375 7.41 8.16
SFST Southern First Bancshares 0.20 +269.00% 188678 17.02 16.93
Atlantic Coast Financial Cor 0.20 +10.00% 813199 3.97 0.00
Mosaic 0.20 -49.00% 72000 45.65 0.00
Simplicity Ban 0.20 NEW 190700 17.15 0.00
AMG Affiliated Managers 0.19 14932 212.23 209.73
NSRGY Nestle SA Reg Shs. Ser. B Spons 0.19 +6.00% 42946 72.50 74.64
Homestreet 0.19 NEW 178955 17.41 0.00
Banc Of California 0.19 -7.00% 277500 11.47 0.00
Put Axp Jan 91.00000 01/17/201 put 0.19 NEW 33000 93.03 0.00
Put Trv Jan 95.00000 01/17/201 put 0.19 NEW 30000 105.87 0.00
Put Wfc Jan 55.00000 01/17/201 put 0.19 NEW 56000 54.82 0.00
Put Zion Jan 28.00000 01/17/20 put 0.19 NEW 111000 28.51 0.00
Put Wfc Jan 52.50000 01/17/201 put 0.19 NEW 55500 54.83 0.00
GOL Gol Linhas Aereas Inteligentes SA 0.18 +8.00% 500729 5.75 2.73
Triumph Ban 0.18 NEW 223193 13.55 0.00
SNY Sanofi-Aventis SA 0.17 +10.00% 60009 45.60 47.19
ABB ABB 0.17 -7.00% 134848 21.15 20.21
Koninklijke Ahold N V Sponsore 0.17 152740 17.85 0.00
TEVA Teva Pharmaceutical Industries 0.16 -13.00% 45391 58.00 57.77
AIRM Air Methods Corporation 0.16 NEW 61157 44.03 50.09
BRKR Bruker Corporation 0.16 -26.00% 129788 19.62 18.90
UL Unilever 0.16 64841 40.48 42.20
SWHC Smith & Wesson Holding Corporation 0.16 +48.00% 275608 9.47 13.59
Destination Xl 0.16 -8.00% 485441 5.46 0.00
Sra Holdings Inc Npv Isin#jp31 0.16 +23.00% 219160 12.08 0.00
Access 0.16 +39.00% 621440 4.24 0.00
C1 Financial 0.16 +53.00% 146021 18.29 0.00
Put Pnc Jan 87.50000 01/17/201 put 0.16 NEW 28000 91.21 0.00
Put Stt Jan 75.00000 01/17/201 put 0.16 NEW 33000 78.52 0.00
DTEGY Deutsche Telekom AG 0.15 156027 16.03 17.61
FLL Full House Resorts 0.15 1716953 1.40 1.53
TKOMY Tokio Marine Holdings 0.15 76204 32.51 34.85
PUR Pure Technologies 0.15 +50.00% 377141 6.38 0.00
Seacoast Bkg Corp Fla 0.15 -13.00% 173350 13.75 0.00
Jacksonville Bancorp Inc Fla 0.15 +75.00% 196532 12.28 0.00
Put Usb Jan 45.50000 01/17/201 put 0.15 NEW 55500 44.95 0.00
GSK GlaxoSmithKline 0.14 -11.00% 56248 42.04 45.62
TEF Telefonica S.A. 0.14 -2.00% 157465 14.21 14.04
TOT TOTAL S.A. 0.14 -4.00% 44426 51.19 48.03
HEI.A HEICO Corporation 0.14 49421 47.37 0.00
Put Cof Jan 80.00000 01/17/201 put 0.14 NEW 28000 82.54 0.00
Put Kre Jan 40.50000 01/17/201 put 0.14 NEW 55500 40.77 0.00
HMC HONDA MOTOR 0.13 +73.00% 74587 29.52 33.26
SAP SAP AG 0.13 +11.00% 30556 69.64 67.42
CGNX Cognex Corporation 0.13 52629 41.33 46.41
PGC Peapack-Gladstone Financial 0.13 NEW 111000 18.56 20.75
KCRPY Kao Corporation 0.13 54227 39.68 46.12
Icad 0.13 229267 9.17 0.00
National Holdings 0.13 +21.00% 4828034 0.45 0.00
Orange Sa 0.13 -16.00% 121270 16.92 0.00
Eiken Chemical 0.13 129490 16.27 0.00
Shobunsha Publications 0.13 +383.00% 293100 7.34 0.00
Anchor Bancorp Wisconsin 0.13 NEW 61127 34.44 0.00
Put Cma Jan 44.00000 01/17/201 put 0.13 NEW 44500 46.83 0.00
Put Ms Jan 36.00000 01/17/2015 put 0.13 NEW 55500 38.79 0.00
Put Ms Jan 38.50000 01/17/2015 put 0.13 NEW 55500 38.79 0.00
BP BP 0.12 -10.00% 50000 38.10 38.44
RDS.A Royal Dutch Shell 0.12 -2.00% 28502 66.82 0.00
CAJ Canon 0.12 -4.00% 61669 31.66 32.87
BIDU Baidu 0.12 -47.00% 8804 227.89 207.29
EROC Eagle Rock Energy Partners,L.P, 0.12 NEW 908976 2.20 2.42
Seven & I Hldg Co Adr F Unspon 0.12 +300.00% 104099 18.18 0.00
Singapore Telecom Ltd New 2006 0.12 66723 29.44 0.00
Zurich Insurance 0.12 61002 31.82 0.00
Mitsui Knowledge Industry 0.12 911500 2.12 0.00
Put Ntrs Jan 65.00000 01/17/20 put 0.12 NEW 28000 67.39 0.00
Put Wu Jan 17.00000 01/17/2015 put 0.12 NEW 111000 17.91 0.00
NTRS Northern Trust Corporation 0.11 26908 67.41 69.63
AVD American Vanguard 0.11 +55.00% 158970 11.62 10.04
STD Banco Santander, S.A. 0.11 +2.00% 241435 7.77 0.00
BDC Belden 0.11 23705 78.80 85.06
TKPYY Takeda Pharmaceutical 0.11 -10.00% 86511 20.84 26.57
Covisint 0.11 NEW 666004 2.65 0.00
Pronexus Inc Npv Isin#jp311900 0.11 +2.00% 300410 6.25 0.00
Sotsu Co Ltd Npv Isin#jp343250 0.11 +322.00% 88200 19.60 0.00
Tecmo Koei Holdings Coltd Npv 0.11 +23.00% 117900 14.85 0.00
Put Cof Jan 82.50000 01/17/201 put 0.11 NEW 22000 82.55 0.00
Put Dfs Jan 62.50000 01/17/201 put 0.11 NEW 28000 65.50 0.00
Put Jpm Jan 61.50000 01/17/201 put 0.11 NEW 28000 62.57 0.00
Put Stt Jan 77.50000 01/17/201 put 0.11 NEW 22000 78.50 0.00
CINF Cincinnati Financial Corporation 0.10 31530 51.82 52.08
USG USG Corporation 0.10 61306 27.99 27.52
VRSK Verisk Analytics 0.10 25874 64.04 69.61
Credi 0.10 -46.00% 10498 160.31 0.00
ASTE Astec Industries 0.10 41570 39.31 42.40
IWV iShares Russell 3000 Index 0.10 -67.00% 13096 122.25 122.37
VEA Vanguard Europe Pacific ETF 0.10 43892 37.89 39.04
TSCDY Tes 0.10 -12.00% 189252 8.84 10.53
Stonegate Bk Ft Lauderdale 0.10 +10.00% 55440 29.62 0.00
FBMS First Bancshares 0.10 +3.00% 110301 14.51 16.67
China St Const Intl Adrf Unspo 0.10 -50.00% 22534 70.22 0.00
Main Street Bank 0.10 NEW 176471 8.90 0.00
Franklin Financial Networ 0.10 NEW 95000 17.29 0.00
Tav Havalimanlari Hldg 0.10 -53.00% 51243 32.69 0.00
A10 Networks 0.10 NEW 380730 4.36 0.00
Select Ban 0.10 +52.00% 212769 7.37 0.00
Put Schw Jan 30.00000 01/17/20 put 0.10 NEW 55500 30.20 0.00
CHL China Mobile 0.09 25973 58.81 63.03
IBN ICICI Bank 0.09 +88.00% 121144 11.55 11.08
LVS Las Vegas Sands 0.09 24895 58.16 52.42
WHR Whirlpool Corporation 0.09 NEW 7747 193.71 197.86
TTM Tata Motors 0.09 -54.00% 36450 42.24 46.30
IVW iShares S&P; 500 Growth Index 0.09 13429 111.62 113.07
NBBC NewBridge Ban 0.09 NEW 166497 8.71 8.21
Ping An Insurance 0.09 -47.00% 69832 20.42 0.00
Southcoast Financial cmn 0.09 +75.00% 218766 7.05 0.00
Carter Bank & Trust Martinsvil 0.09 +36.00% 114340 12.70 0.00
Tokyo Electronic 0.09 79017 19.22 0.00
Silvercrest Asset Mgmt Groupcl 0.09 +37.00% 95995 15.65 0.00
Kato Sangyo Co Npv Isin#jp3213 0.09 -11.00% 76250 19.03 0.00
Alpine Electronics 0.09 89040 16.30 0.00
Denso Corp Npv Isin#jp35515000 0.09 +2.00% 31310 46.66 0.00
Dic 0.09 +3.00% 594090 2.43 0.00
Kose Corporation Npv Isin#jp32 0.09 +2.00% 37540 39.40 0.00
Newtek Business Svcs 0.09 NEW 100000 14.76 0.00
Put Pnc Jan 90.00000 01/17/201 put 0.09 NEW 16500 91.21 0.00
CLH Clean Harbors 0.08 -4.00% 28250 48.04 54.84
FCX Freeport-McMoRan Copper & Gold 0.08 -29.00% 56674 23.37 18.56
BECN Beacon Roofing Supply 0.08 +22.00% 49445 27.81 27.51
HDB HDFC Bank 0.08 -60.00% 24315 50.69 60.17
FISI Financial Institutions 0.08 -32.00% 52494 25.15 22.82
ASX Advanced Semiconductor Engineering 0.08 NEW 216404 6.13 7.58
FCFS First Cash Financial Services 0.08 -48.00% 22186 55.61 46.90
COWN Cowen 0.08 -65.00% 278950 4.80 5.23
METR Metro Ban 0.08 +10.00% 51203 25.92 26.27
Evans Ban 0.08 +68.00% 55412 24.31 0.00
FCCO First Community Corporation 0.08 +10.00% 115375 11.31 11.77
Endocyte 0.08 219200 6.29 0.00
Techtronic Industries-sp 0.08 -47.00% 81810 16.11 0.00
Aac Tech Hldgs Inc Adr F Unspo 0.08 -30.00% 24507 53.64 0.00
Daimler Ag 0.08 +5.00% 16436 83.47 0.00
Mrc Global Inc cmn 0.08 NEW 82785 15.15 0.00
LOCALIZA RENT A CAR 0.08 -26.00% 91680 13.45 0.00
Dts Corporation Npv Isin#jp354 0.08 -14.00% 58940 21.51 0.00
Square 1 Financial 0.08 -13.00% 54900 24.70 0.00
Ladder Capital Corp Class A 0.08 NEW 70484 19.61 0.00
Seven Bank 0.08 +2.00% 307570 4.24 0.00
Kabu.com Securities Coltd Npv 0.08 +2.00% 250790 4.97 0.00
Sunshine Ban 0.08 +8.00% 108000 12.23 0.00
Put Cma Jan 42.00000 01/17/201 put 0.08 NEW 28000 46.86 0.00
RRC Range Resources 0.07 +5.00% 20250 53.43 47.15
E Eni S.p.A. 0.07 -14.00% 34391 34.90 34.59
BBD Banco Bradesco SA 0.07 -47.00% 82946 13.38 10.81
CIB Bancolombia S.A. 0.07 -51.00% 25645 47.84 36.73
SHBI Shore Bancshares 0.07 -29.00% 118425 9.34 9.00
RWEOY RWE AG 0.07 -9.00% 38076 31.04 25.24
Vinci S.a 0.07 87786 13.77 0.00
Park Sterling Bk Charlott 0.07 150000 7.35 0.00
FCVA First Capital Ban 0.07 +120.00% 242616 4.40 4.41
Grupo Financiero Banorte 0.07 -51.00% 40666 27.58 0.00
Anhui Conch Cem Co Ltd equs 0.07 -54.00% 60183 18.76 0.00
Pt Bank Rakyat Adr F Unsponsor 0.07 -47.00% 60585 18.79 0.00
Malvern Ban 0.07 100000 12.09 0.00
Estacio Participacoes Sa 0.07 -47.00% 134330 8.97 0.00
Softbank Corp foreign stock 0.07 +5.00% 17910 59.46 0.00
Vodafone Group New Adr F 0.07 34511 33.33 0.00
Ford Otomotiv Sanayi A S A D R foreign common stock 0.07 15450 69.59 0.00
Futaba Corp Chiba 0.07 +3.00% 74910 14.35 0.00
Lixil 0.07 +4.00% 56850 21.30 0.00
Now 0.07 -60.00% 42436 25.73 0.00
Put Bk Jan 41.50000 01/17/2015 put 0.07 NEW 28000 38.89 0.00
Mhr 02/20/15 P 3 put 0.07 NEW 347800 3.14 0.00
VALE Vale 0.06 -53.00% 117882 8.19 6.09
GGB Gerdau SA 0.06 -39.00% 297786 3.55 3.52
PBR.A Petroleo Brasileiro SA 0.06 -28.00% 126013 7.56 0.00
CTXS Citrix Systems 0.06 +15.00% 16303 63.79 59.63
Kinder Morgan 0.06 +103.00% 24122 42.31 0.00
Hampton Roads Bankshares Inc C 0.06 +8.00% 589710 1.68 0.00
Yandex Nv-a 0.06 -46.00% 55464 17.97 0.00
Franklin Financial 0.06 +7.00% 43100 21.18 0.00
Performant Finl 0.06 NEW 157800 6.65 0.00
Standard Bank Group L 0.06 -48.00% 77846 12.39 0.00
Guaranty Bancorp Del 0.06 +3.00% 72703 14.44 0.00
King Co Ltd Npv Isin#jp3261200 0.06 -21.00% 288500 3.64 0.00
Otsuka Corporation Npv Isin#jp 0.06 +5.00% 32026 31.85 0.00
Japan Hotel Reit Investment 0.06 1417 642.20 0.00
Put Cma Jan 45.00000 01/17/201 put 0.06 NEW 22000 46.82 0.00
Bandai Namco Holdingsinc Npv I 0.06 NEW 44040 21.39 0.00
BRK.B Berkshire Hathaway 0.05 5232 150.09 0.00
BAM.A Brookfield Asset Management 0.05 -11.00% 16211 50.14 0.00
BRGYY BG 0.05 -16.00% 57497 13.48 12.77
IWM iShares Russell 2000 Index 0.05 +27.00% 7278 119.68 119.90
DCM NTT DoCoMo 0.05 -5.00% 53446 14.60 18.09
NBTB NBT Ban 0.05 +7.00% 32300 26.28 23.73
ENL Reed Elsevier NV 0.05 -55.00% 18687 47.65 48.62
LDL Lydall 0.05 -80.00% 25315 32.83 29.80
QLTY Quality Distribution 0.05 -60.00% 71926 10.64 10.35
FBNC First Ban 0.05 -6.00% 46384 18.48 16.52
LION Fidelity Southern Corporation 0.05 -45.00% 54541 16.12 15.86
EXXAY Exxaro Resources 0.05 -57.00% 83756 8.96 8.17
Agric Bk Of China Adr F Unspon 0.05 -47.00% 61691 12.64 0.00
CHINA NATL MATLS CO Lt 0.05 -47.00% 130799 6.03 0.00
Sands China Ltd-unspons 0.05 -50.00% 15054 49.23 0.00
Eurocash S A Adr F Sponsored 1 0.05 -51.00% 79708 10.72 0.00
Gs Yuasa 0.05 +5.00% 204980 4.30 0.00
Asahi Broadcasting 0.05 NEW 109200 7.62 0.00
Avex Group Holdings 0.05 NEW 54100 16.51 0.00
Porter Bank Series B pfd 0.05 NEW 1714300 0.47 0.00
Tc 03/20/15 C 2.5 call 0.05 NEW 500000 1.67 0.00
Canadian Natl Ry 0.04 -19.00% 9871 68.95 0.00
NSC Norfolk Southern 0.04 5827 109.66 108.18
AMGN Amgen 0.04 -12.00% 3680 159.24 153.92
PG Procter & Gamble Company 0.04 -10.00% 6409 91.12 81.31
IVV iShares S&P; 500 Index 0.04 2975 206.72 205.96
Canadian Pacific Railway 0.04 -22.00% 3519 191.94 0.00
SYT Syngenta AG 0.04 NEW 7679 83.33 66.54
TWI Titan International 0.04 -44.00% 56950 10.62 10.15
ROSE Rosetta Resources 0.04 NEW 27337 22.31 17.15
SI Siemens AG 0.04 -19.00% 5137 113.49 0.00
CHOLY China Oilfield Services 0.04 -56.00% 17614 34.67 29.99
CHINA MERCHANTS BK 0.04 -47.00% 49150 12.54 0.00
Maruzen Co Ltd Npv Isin#jp3875 0.04 -50.00% 79000 8.91 0.00
Tohokushinsha Film Corporation 0.04 -56.00% 98800 7.12 0.00
Kroton Educacional-spons 0.04 -52.00% 110469 5.83 0.00
Century Tokyo Leasing 0.04 +3.00% 25810 25.07 0.00
HD Home Depot 0.03 -18.00% 4128 104.89 113.11
SPY SPDR S&P; 500 ETF 0.03 +35.00% 2180 205.50 205.25
WFC Wells Fargo & Company 0.03 -6.00% 10325 54.87 53.90
KR Kroger 0.03 7488 64.24 74.09
Potash Corp. Of Saskatchewan I 0.03 -22.00% 11912 40.00 0.00
MCK McKesson Corporation 0.03 2215 207.67 221.98
RIO Rio Tinto 0.03 -33.00% 10124 45.94 42.40
ORCL Oracle Corporation 0.03 -5.00% 11764 44.97 41.62
AXAS Abraxas Petroleum 0.03 -49.00% 193145 2.94 3.17
Suncor Energy 0.03 -30.00% 13376 31.93 0.00
FXCB Fox Chase Ban 0.03 +7.00% 32300 16.66 16.60
VIG Vanguard Dividend Appreciation ETF 0.03 +19.00% 5858 81.09 80.49
PCYO Pure Cycle Corporation 0.03 107000 4.00 4.24
SBERBANK RUSSIA 0.03 -57.00% 121440 3.86 0.00
Oak View National 0.03 101750 5.15 0.00
Constellium Holdco B V cl a 0.03 -44.00% 27500 16.44 0.00
Inf Developmnt 0.03 70600 7.59 0.00
Piraeus Bank Sa 0.03 -56.00% 192727 2.21 0.00
Bankwell Financial 0.03 +8.00% 22500 20.98 0.00
Medtronic 0.03 NEW 6744 72.21 0.00
Tosho Printing 0.03 NEW 154000 2.75 0.00
CMCSA Comcast Corporation 0.02 -3.00% 6608 57.96 58.60
TWC Time Warner Cable 0.02 1981 152.19 154.39
TS Tenaris S.A. 0.02 -40.00% 8241 30.21 27.37
MSFT Microsoft Corporation 0.02 -4.00% 6347 46.37 42.00
STT State Street Corporation 0.02 4186 78.60 72.30
DFS Discover Financial Services 0.02 -13.00% 5825 65.44 58.01
CAT Caterpillar 0.02 3615 91.49 79.57
CSX CSX Corporation 0.02 -16.00% 7500 36.27 33.62
JNJ Johnson & Johnson 0.02 +10.00% 3050 104.59 98.55
PFE Pfizer 0.02 -12.00% 12158 31.13 33.78
DIS Walt Disney Company 0.02 -19.00% 2864 94.27 103.60
GE General Electric Company 0.02 +4.00% 13698 25.26 25.35
TSN Tyson Foods 0.02 6587 40.08 37.76
COP ConocoPhillips 0.02 +43.00% 5120 69.14 61.42
PEP Pepsi 0.02 -3.00% 3326 94.71 93.96
SYK Stryker Corporation 0.02 -4.00% 3651 94.22 90.61
UN Unilever N.V. 0.02 -23.00% 7721 39.23 42.05
BIIB Biogen Idec 0.02 805 339.13 415.20
SRCL Stericycle 0.02 2087 131.29 135.67
SBUX Starbucks Corporation 0.02 -18.00% 4505 82.13 92.23
TM Toyota Motor Corporation 0.02 -23.00% 3123 125.57 134.15
EDU New Oriental Education & Tech 0.02 -55.00% 15019 20.36 20.52
BHP BHP Billiton 0.02 -49.00% 6226 47.88 45.68
BTI British American Tobac 0.02 -20.00% 3556 107.81 108.89
CELG Celgene Corporation 0.02 3453 111.74 118.26
JAH Jarden Corporation 0.02 +37.00% 7771 47.87 50.93
PGSVY Petroleum Geo-Services ASA 0.02 50000 5.64 4.92
BASFY BASF SE 0.02 -17.00% 3885 84.52 94.76
Nabors Industries Ltd shs 0.02 +40.00% 23195 12.98 0.00
PPC Pilgrim's Pride Corporation 0.02 10519 32.80 24.81
RHHBY Roche Holding 0.02 -8.00% 7774 33.96 32.21
VWO Vanguard Emerging Markets ETF 0.02 8568 40.03 39.44
Alerian Mlp Etf 0.02 -64.00% 19117 17.52 0.00
HHC Howard Hughes 0.02 2349 130.27 143.75
VNQ Vanguard REIT ETF 0.02 -65.00% 4740 81.01 80.84
Vitesse Semiconductor Corporate 0.02 +23.00% 100067 3.78 0.00
Qbe Insurance Group-spn 0.02 -9.00% 42065 9.18 0.00
TMK OAO 0.02 -56.00% 135566 2.35 0.00
Facebook Inc cl a 0.02 3299 77.90 0.00
Eaton 0.02 -28.00% 4170 80.00 0.00
Soft99 Corporation Npv Isin#jp 0.02 -65.00% 71000 5.48 0.00
Weatherford Intl Plc ord shs 0.02 -32.00% 24655 11.44 0.00
Felissimo 0.02 NEW 31000 8.52 0.00
Funai Electric 0.02 NEW 23000 12.13 0.00
Porter Bank Series F pfd 0.02 NEW 1405 261.92 0.00
HBC HSBC Holdings 0.01 -17.00% 4355 47.28 0.00
AMP Ameriprise Financial 0.01 1800 132.22 131.20
Ubs Ag Cmn 0.01 -16.00% 10271 16.55 0.00
AN AutoNation 0.01 NEW 3578 60.37 60.20
REGN Regeneron Pharmaceuticals 0.01 NEW 518 411.20 427.05
T AT&T; 0.01 6816 33.66 32.70
NOK Nokia Corporation 0.01 -2.00% 14905 7.86 7.66
Agrium 0.01 -21.00% 2498 95.36 0.00
IBM International Business Machines 0.01 -12.00% 1336 160.18 158.25
WEC Wisconsin Energy Corporation 0.01 NEW 4000 52.75 47.92
IWD iShares Russell 1000 Value Index 0.01 -3.00% 2034 104.23 101.93
MTU Mitsubishi UFJ Financial 0.01 -10.00% 18253 5.51 6.19
BUD Anheuser-Busch InBev NV 0.01 -8.00% 1830 112.57 120.72
BBVA Banco Bilbao Vizcaya Argentaria SA 0.01 NEW 11052 9.50 9.42
AXAHY AXA 0.01 -19.00% 9385 23.16 24.09
LYG Lloyds TSB 0.01 -15.00% 22109 4.66 4.70
Manulife Finl 0.01 -15.00% 12637 19.22 0.00
Henderson Land Dev Ord F 0.01 19732 6.99 0.00
ISHARES TR MSCI Small Cap msci small cap 0.01 4577 46.76 0.00
Wendy's/arby's 0.01 23826 9.18 0.00
Groupon 0.01 10500 8.29 0.00
Ambev Sa- 0.01 -30.00% 15786 6.23 0.00
Noble Corp Plc equity 0.01 -39.00% 10470 16.52 0.00
Fc Holdings Inc Cl E Conv Pfd pfd 0.01 20000 4.70 0.00
Entegra Financial Corp Restric 0.01 15315 14.37 0.00
Anthem 0.01 NEW 1631 125.69 0.00
Walgreen Boots Alliance 0.01 NEW 3032 76.19 0.00
Edgewater Ban 0.01 NEW 10000 10.10 0.00
Porter Bank Series E pfd 0.01 NEW 885 265.54 0.00
First Horizon Nat Corp 100,000 0.00 +1680.00% 442506 0.00 0.00
NGG National Grid 0.00 38419 0.00 63.76
UOVEY United Overseas Bank 0.00 48505 0.00 32.54
Markland Technologiesinc Comne 0.00 10000 0.00 0.00
HLDCY Henderson Land Development 0.00 -35.00% 14186 0.00 6.61
Americ Int Gr Frac Warrant 0.00 207685 0.00 0.00
Carrefour Sa - Spon 0.00 NEW 11827 0.00 0.00
Hearusa 0.00 -3.00% 436386 0.00 0.00
Fc Holdings Inc Contra Cusip 0.00 100000 0.47 0.00
Fibrogen Inc Series Fconv Pfd pfd 0.00 NEW 25000 0.00 0.00
S&w Co. Warrants Exp. 6/30/15 wt 0.00 NEW 169999 0.00 0.00

Past 13F-HR SEC Filings for RMB Capital Management