RMB Capital Management

Latest statistics and disclosures from RMB Capital Management's latest quarterly 13F-HR filing:

RMB Capital Management portfolio companies for March 2015 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
LBY Libbey 2.12 -7.00% 879586 39.91 36.76
DXJ WisdomTree Japan Total Dividend Fd 1.97 -8.00% 592320 55.12 54.17
DHR Danaher Corporation 1.90 -2.00% 370872 84.90 84.59
JOF Japan Smaller Capitalizaion Fund 1.60 +3.00% 2663332 9.94 9.60
TJX TJX Companies 1.55 -2.00% 365930 70.05 67.66
GWR Genesee & Wyoming 1.55 265342 96.44 102.48
HOG Harley-Davidson 1.50 410053 60.74 62.41
WST West Pharmaceutical Services 1.42 389293 60.21 53.95
AAP Advance Auto Parts 1.41 -2.00% 155418 149.69 147.03
SNI Scripps Networks Interactive 1.41 339377 68.56 71.97
COO Cooper Companies 1.33 117715 187.42 182.47
First Republic Bank/san F 1.31 378661 57.09 0.00
IHS IHS 1.28 186205 113.76 111.86
Ishares Tr s^p gtfidx etf 1.24 -12.00% 376594 54.62 0.00
NDSN Nordson Corporation 1.23 259597 78.34 73.70
NGNM NeoGenomics 1.19 4208614 4.67 0.00
ANSS ANSYS 1.17 NEW 219462 88.19 85.06
MJN Mead Johnson Nutrition 1.17 -2.00% 192313 100.53 98.45
GLD SPDR Gold Trust 1.14 NEW 165751 113.67 110.56
V Visa 1.11 +288.00% 280892 65.41 266.74
EMC EMC Corporation 1.08 696862 25.56 26.24
IFF International Flavors & Fragrances 1.05 -3.00% 147444 117.40 117.32
PLL Pall Corporation 1.04 -3.00% 172319 100.39 97.86
CWST Casella Waste Systems 1.00 2995792 5.50 4.67
CLR Continental Resources 0.99 +244.00% 376083 43.67 43.64
VRTS Virtus Investment Partners 0.99 -11.00% 125527 130.77 130.87
ARG Airgas 0.94 147154 106.11 114.17
SLB Schlumberger 0.93 184289 83.44 81.67
GOOG Google 0.93 27819 554.68 554.33
BDX Becton, Dickinson and 0.90 103283 143.59 142.79
LOW Lowe's Companies 0.90 -2.00% 201079 74.39 73.15
American Tower Reit 0.89 +26.00% 157091 94.15 0.00
MMC Marsh & McLennan Companies 0.87 257325 56.09 55.76
Accenture 0.83 147402 93.69 0.00
GNMK GenMark Diagnostics 0.83 1060385 12.98 11.94
KS KapStone Paper and Packaging 0.81 -11.00% 407326 32.84 31.46
CVS CVS Caremark Corporation 0.79 126280 103.21 101.90
M Macy's 0.77 -19.00% 196202 64.91 62.37
Google Inc Class C 0.75 22792 547.98 0.00
CME CME 0.73 127352 94.71 95.64
CVX Chevron Corporation 0.72 +188.00% 113757 104.98 102.86
UNF UniFirst Corporation 0.71 99496 117.69 114.67
EMR Emerson Electric 0.69 +15.00% 200835 56.62 55.87
USB U.S. Ban 0.66 251573 43.67 43.76
UNP Union Pacific Corporation 0.66 101125 108.31 114.86
Linkedin 0.64 -40.00% 42350 249.87 0.00
BMY Bristol Myers Squibb 0.62 -2.00% 158206 64.50 66.08
LABL Multi-Color Corporation 0.62 -17.00% 148789 69.33 66.34
RPM RPM International 0.61 210143 47.99 47.86
Black Diamond 0.60 +19.00% 1051435 9.45 0.00
VIA.B Via 0.59 +35.00% 142294 68.30 0.00
Palmetto Bancshares, 0.59 -4.00% 512709 19.00 0.00
Put Xlf Apr 24.00000 04/17/201 put 0.58 NEW 384000 24.81 0.00
ITW Illinois Tool Works 0.57 96634 97.14 96.27
AWK American Water Works 0.56 170741 54.21 52.46
Knowles 0.56 +103.00% 478483 19.27 0.00
BA Boeing Company 0.55 60346 150.09 152.38
CELG Celgene Corporation 0.55 +2191.00% 79128 115.29 118.26
CMCO Columbus McKinnon 0.54 329014 26.94 24.39
Winthrop Rlty Trsr Nt equities 0.54 +4.00% 347315 25.70 0.00
BEN Franklin Resources 0.53 169956 51.32 51.68
AFL AFLAC Incorporated 0.52 134999 64.01 61.39
DEO Diageo 0.51 76383 110.57 110.91
Investors Ban 0.48 -10.00% 672850 11.72 0.00
Yadkin Finl Corp Com stock 0.46 -12.00% 373844 20.30 0.00
PX Praxair 0.45 +2.00% 61713 120.73 124.53
Put Bbt Apr 38.00000 04/17/201 put 0.45 NEW 192000 38.46 0.00
HBOS Heritage Financial 0.43 +14.00% 259357 27.23 25.84
DV DeVry 0.42 +78.00% 206801 33.36 35.10
Put Wfc Apr 53.00000 04/17/201 put 0.42 NEW 128000 54.40 0.00
Hometrust Bancshares 0.40 415491 15.97 0.00
WU Western Union Company 0.37 298216 20.81 19.29
Boralex 0.37 -4.00% 466937 13.28 0.00
Access 0.36 +32.00% 824210 7.33 0.00
RLOG Rand Logistics 0.35 +15.00% 1767517 3.25 3.13
Ameris Bancorp Restricted 0.35 NEW 219895 26.39 0.00
Bank Of The Carolinas Corporat 0.35 NEW 44935688 0.13 0.00
Put Usb Apr 42.00000 04/17/201 put 0.34 NEW 128000 43.67 0.00
FARM Farmer Brothers 0.32 211278 24.75 23.95
Fiesta Restaurant 0.32 -47.00% 86343 61.00 0.00
Amuse Inc Npv Isin#jp312450000 0.32 +6.00% 188850 28.08 0.00
Put Kre Apr 40.00000 04/17/201 put 0.32 NEW 128000 40.83 0.00
Sun Bancorp Inc Com New Restri 0.32 NEW 283286 18.91 0.00
NATI National Instruments 0.31 -23.00% 160428 32.04 30.70
SANW S&W; Seed Company 0.31 1110575 4.62 4.26
Put Bk Apr 39.00000 04/17/2015 put 0.31 NEW 128000 40.24 0.00
UL Unilever 0.30 +82.00% 118228 41.72 42.20
First Sec 0.30 +24.00% 2094501 2.40 0.00
Centrue Financial Corp Restric 0.30 NEW 9409649 0.52 0.00
LKQX LKQ Corporation 0.29 -17.00% 187627 25.56 0.00
Franklin Financial Networ 0.29 +140.00% 228176 21.00 0.00
Argo Graphics Npv Isin#jp31261 0.29 +34.00% 317310 14.87 0.00
Opt 0.29 +44.00% 825050 5.81 0.00
Masonite International 0.28 70034 67.25 0.00
Put/uso@15 put 0.28 NEW 273000 16.84 0.00
ORRF Orrstown Financial Services 0.27 +10.00% 258935 17.10 16.87
BNCN BNC Ban 0.27 -6.00% 249300 18.10 16.90
EFA iShares MSCI EAFE Index Fund 0.26 -65.00% 68047 64.18 62.56
Stonegate Bk Ft Lauderdale 0.25 +149.00% 138342 30.19 0.00
Asb Bancorp Inc Nc 0.25 200337 20.50 0.00
Faith Inc Npv Isin#jp380269000 0.25 -17.00% 386300 10.84 0.00
Zuken Inc Npv Isin#jp341200000 0.25 +19.00% 465780 8.71 0.00
Connectone Banc 0.25 214933 19.46 0.00
NVS Novartis AG 0.24 -14.00% 39531 98.95 96.03
USG USG Corporation 0.24 +144.00% 150089 26.70 27.52
HOOK Craft Brewers Alliance 0.24 285735 13.64 0.00
Southcoast Financial cmn 0.24 +147.00% 541845 7.24 0.00
Sra Holdings Inc Npv Isin#jp31 0.24 +30.00% 285200 13.81 0.00
Toei Animation Npv Isin#jp3560 0.24 -7.00% 134610 29.62 0.00
AAPL Apple 0.23 -20.00% 30683 124.44 123.28
EBS Emergent BioSolutions 0.23 -18.00% 134642 28.76 28.38
Triumph Ban 0.23 +23.00% 275244 13.66 0.00
HDSN Hudson Technologies 0.22 -10.00% 883522 4.17 4.49
SFST Southern First Bancshares 0.22 +13.00% 214399 17.00 16.93
Banc Of California 0.22 +8.00% 300500 12.31 0.00
Put Ms Apr 34.00000 04/17/2015 put 0.22 NEW 128000 27.88 0.00
CSV Carriage Services 0.21 -18.00% 148156 23.87 24.01
IBDRY Iberdrola SA 0.21 -2.00% 128882 27.03 25.24
Opus Bank 0.21 -23.00% 110000 30.88 0.00
Put Wfc Apr 54.00000 04/17/201 put 0.21 NEW 64000 54.41 0.00
AMG Affiliated Managers 0.20 15086 214.77 209.73
CALX Calix 0.20 -17.00% 387060 8.39 8.53
Atlantic Coast Financial Cor 0.20 813199 4.15 0.00
Mosaic 0.20 73094 46.06 0.00
Stedim Eur3.05 0.20 -34.00% 15269 212.39 0.00
C1 Financial 0.20 +22.00% 179239 18.75 0.00
Put/uso@16 put 0.20 NEW 196600 16.84 0.00
EEM iShares MSCI Emerging Markets Indx 0.19 -57.00% 76974 40.13 38.45
TSM Taiwan Semiconductor Mfg 0.19 -41.00% 133761 23.46 23.50
Icad 0.19 +45.00% 334665 9.58 0.00
HMC HONDA MOTOR 0.18 +18.00% 88036 33.33 33.26
SNY Sanofi-Aventis SA 0.18 60304 49.44 47.19
MXL MaxLinear 0.18 -15.00% 375876 8.13 8.16
Put Pnc Apr 90.00000 04/17/201 put 0.18 NEW 32000 93.25 0.00
NSRGY Nestle SA Reg Shs. Ser. B Spons 0.17 -13.00% 36979 75.00 74.64
ABB ABB 0.17 136287 21.17 20.21
Seacoast Bkg Corp Fla 0.17 +13.00% 196733 14.27 0.00
Koninklijke Ahold N V Sponsore 0.17 -4.00% 145206 19.71 0.00
Put Cma Apr 44.00000 04/17/201 put 0.17 NEW 64000 45.12 0.00
TEVA Teva Pharmaceutical Industries 0.16 -5.00% 42740 62.30 57.77
GSK GlaxoSmithKline 0.16 +6.00% 59852 45.05 45.62
SAP SAP AG 0.16 +19.00% 36447 72.17 67.42
DTEGY Deutsche Telekom AG 0.16 -4.00% 148397 18.31 17.61
PGC Peapack-Gladstone Financial 0.16 +13.00% 126010 21.60 20.75
BDSI BioDelivery Sciences International 0.16 -9.00% 259227 10.50 14.81
FLL Full House Resorts 0.16 1730749 1.51 1.53
TKOMY Tokio Marine Holdings 0.16 -5.00% 71992 37.71 34.85
Capstone Infrastructure Corp C 0.16 974581 2.80 0.00
Newtek Business Svcs 0.16 +58.00% 158725 16.53 0.00
Shobunsha Publications 0.15 +12.00% 328400 7.54 0.00
Asahi Broadcasting 0.15 +163.00% 287760 8.90 0.00
AIRM Air Methods Corporation 0.14 -16.00% 51200 46.58 50.09
CGNX Cognex Corporation 0.14 -13.00% 45645 49.60 46.41
TSCDY Tes 0.14 +9.00% 208080 10.77 10.53
TKPYY Takeda Pharmaceutical 0.14 +5.00% 91495 25.01 26.57
Kayne Anderson Mdstm Energy 0.14 NEW 70306 32.79 0.00
Pronexus Inc Npv Isin#jp311900 0.14 +15.00% 346299 6.80 0.00
Anchor Bancorp Wisconsin 0.14 +5.00% 64707 34.73 0.00
Engility Hldgs 0.14 NEW 78011 30.03 0.00
Put Amtd Apr 35.00000 04/17/20 put 0.14 NEW 64000 37.27 0.00
Put Amtd Apr 36.00000 04/17/20 put 0.14 NEW 64000 37.27 0.00
Put Ms Apr 35.00000 04/17/2015 put 0.14 NEW 64000 35.69 0.00
Put/wlt@2e put 0.14 NEW 4401900 0.51 0.00
TEF Telefonica S.A. 0.13 154629 14.35 14.04
TOT TOTAL S.A. 0.13 43797 49.67 48.03
CAJ Canon 0.13 61341 35.37 32.87
EROC Eagle Rock Energy Partners,L.P, 0.13 +4.00% 948852 2.33 2.42
Seven & I Hldg Co Adr F Unspon 0.13 -4.00% 99349 21.07 0.00
FBMS First Bancshares 0.13 +16.00% 128101 16.26 16.67
Jacksonville Bancorp Inc Fla 0.13 196928 11.00 0.00
National Holdings 0.13 NEW 564658 3.90 0.00
BP BP 0.12 +5.00% 52926 39.00 38.44
KBH KB Home 0.12 NEW 127364 15.62 13.29
AXAS Abraxas Petroleum 0.12 +211.00% 601033 3.25 3.17
HEI.A HEICO Corporation 0.12 -16.00% 41053 49.55 0.00
ABCB Ameris Ban 0.12 NEW 77135 26.40 25.60
Singapore Telecom Ltd New 2006 0.12 -4.00% 63458 31.93 0.00
FCCO First Community Corporation 0.12 +49.00% 173051 11.66 11.77
HTBK Heritage Commerce 0.12 NEW 213094 9.13 8.38
PUR Pure Technologies 0.12 -15.00% 318708 6.40 0.00
Destination Xl 0.12 -16.00% 403975 4.94 0.00
Sotsu Co Ltd Npv Isin#jp343250 0.12 +14.00% 100600 19.81 0.00
National Commerce 0.12 NEW 90000 21.94 0.00
Put Axp Apr 80.00000 04/17/201 put 0.12 NEW 25500 78.12 0.00
Put Schw Apr 29.00000 04/17/20 put 0.12 NEW 64000 30.44 0.00
NTRS Northern Trust Corporation 0.11 26908 69.64 69.63
BDC Belden 0.11 -16.00% 19725 93.54 85.06
VEA Vanguard Europe Pacific ETF 0.11 43892 39.83 39.04
Zurich Insurance 0.11 -8.00% 55911 33.90 0.00
Softbank Corp foreign stock 0.11 +73.00% 31020 58.22 0.00
Bandai Namco Holdingsinc Npv I 0.11 +120.00% 96950 19.50 0.00
Put Etfc Apr 27.00000 04/17/20 put 0.11 NEW 64000 28.56 0.00
CHL China Mobile 0.10 -6.00% 24209 65.02 63.03
CLH Clean Harbors 0.10 28450 56.77 54.84
CBS CBS Corporation 0.10 NEW 26735 60.63 59.57
CINF Cincinnati Financial Corporation 0.10 31530 53.28 52.08
RDS.A Royal Dutch Shell 0.10 -2.00% 27861 59.55 0.00
BECN Beacon Roofing Supply 0.10 +12.00% 55420 31.31 27.51
VRSK Verisk Analytics 0.10 -7.00% 23849 71.41 69.61
AVD American Vanguard 0.10 -2.00% 154420 10.62 10.04
STD Banco Santander, S.A. 0.10 -2.00% 234216 7.17 0.00
ASTE Astec Industries 0.10 -2.00% 40370 42.88 42.40
SWHC Smith & Wesson Holding Corporation 0.10 -51.00% 134478 12.73 13.59
COWN Cowen 0.10 +14.00% 318450 5.20 5.23
METR Metro Ban 0.10 +13.00% 58133 27.57 26.27
PBIB Porter Ban 0.10 NEW 1714300 0.96 0.94
KCRPY Kao Corporation 0.10 -39.00% 32849 50.02 46.12
KYE Kayne Anderson Energy Total Return Fund 0.10 NEW 65708 24.70 24.59
Evans Ban 0.10 +20.00% 66606 24.80 0.00
Carter Bank & Trust Martinsvil 0.10 +12.00% 128803 13.16 0.00
Main Street Bank 0.10 178471 9.40 0.00
Teliasonera Ab-unspon 0.10 NEW 128890 12.71 0.00
Performant Finl 0.10 +219.00% 503830 3.40 0.00
Seaworld Entertainment 0.10 NEW 85500 19.27 0.00
Covisint 0.10 +27.00% 846832 2.03 0.00
Select Ban 0.10 +14.00% 243030 7.10 0.00
RRC Range Resources 0.09 +38.00% 28120 52.03 47.15
SYT Syngenta AG 0.09 +136.00% 18152 83.33 66.54
WLL Whiting Petroleum Corporation 0.09 -84.00% 48816 30.89 37.80
IVW iShares S&P; 500 Growth Index 0.09 13429 113.93 113.07
HEOP Heritage Oaks Ban 0.09 NEW 186936 8.31 7.82
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.09 NEW 221711 6.72 0.00
NBBC NewBridge Ban 0.09 -2.00% 162141 8.92 8.21
Daimler Ag 0.09 16120 96.35 0.00
Malvern Ban 0.09 +5.00% 105700 13.50 0.00
Silvercrest Asset Mgmt Groupcl 0.09 +12.00% 108055 14.25 0.00
Sunshine Ban 0.09 +13.00% 122940 12.40 0.00
Put Cma Apr 43.00000 04/17/201 put 0.09 NEW 32000 45.12 0.00
Mazda Motor Corp Npv Isin#jp38 0.09 NEW 72220 20.35 0.00
LVS Las Vegas Sands 0.08 25371 55.06 52.42
FISI Financial Institutions 0.08 +13.00% 59524 22.93 22.82
E Eni S.p.A. 0.08 +11.00% 38235 34.62 34.59
CHI Calamos Conv. Opptys. & Income Fund 0.08 NEW 99879 12.98 13.03
RWEOY RWE AG 0.08 +41.00% 54004 25.54 25.24
BLE BlackRock Municipal Income Trust II 0.08 NEW 91785 15.15 15.33
Endocyte 0.08 220200 6.26 0.00
Tokyo Electronic 0.08 -5.00% 74604 17.48 0.00
Hampton Roads Bankshares Inc C 0.08 +13.00% 670870 1.89 0.00
Sun Bancorp Inc New Jers 0.08 -77.00% 68434 18.91 0.00
Nuveen Dow 30 Dyn Overwrite shs 0.08 NEW 90191 15.17 0.00
Avex Group Holdings 0.08 +44.00% 78000 16.00 0.00
Put Bk Apr 40.00000 04/17/2015 put 0.08 NEW 32000 40.25 0.00
Put Usb Apr 43.50000 04/17/201 put 0.08 NEW 32000 43.66 0.00
GOL Gol Linhas Aereas Inteligentes SA 0.07 -2.00% 490197 2.43 2.73
TOWN TowneBank 0.07 NEW 68700 16.08 15.72
SHBI Shore Bancshares 0.07 +13.00% 133901 9.18 9.00
IWV iShares Russell 3000 Index 0.07 -30.00% 9108 123.85 122.37
EAD Wells Fargo Adv Inc Opport Fund 0.07 NEW 126325 8.80 9.02
FCVA First Capital Ban 0.07 +2.00% 249546 4.35 4.41
Hitachi 0.07 NEW 159160 6.87 0.00
Constellium Holdco B V cl a 0.07 +115.00% 59375 20.31 0.00
Vodafone Group New Adr F 0.07 -3.00% 33195 33.33 0.00
A10 Networks 0.07 -32.00% 256910 4.33 0.00
Ladder Capital Corp Class A 0.07 -7.00% 64994 18.51 0.00
Eiken Chemical 0.07 -41.00% 75400 16.43 0.00
Put Bbt Apr 39.00000 04/17/201 put 0.07 NEW 32000 38.47 0.00
Nippon Steel & Sumitomometal C 0.07 NEW 429480 2.52 0.00
Toei Co Ltd Npv Isin#jp3560000 0.07 NEW 149140 7.45 0.00
XOM Exxon Mobil Corporation 0.06 -85.00% 11441 84.96 84.57
CTXS Citrix Systems 0.06 16603 63.84 59.63
DCM NTT DoCoMo 0.06 53535 17.44 18.09
NBTB NBT Ban 0.06 +13.00% 36780 25.07 23.73
HTD John Hancock Tax-Advantage Dvd Incom Fd. 0.06 NEW 48344 21.37 20.99
FBNC First Ban 0.06 +13.00% 52774 17.57 16.52
UTG Reaves Utility Income Fund 0.06 NEW 33948 30.25 29.22
LION Fidelity Southern Corporation 0.06 +13.00% 62025 16.88 15.86
Park Sterling Bk Charlott 0.06 150000 7.10 0.00
Kinder Morgan 0.06 24337 42.05 0.00
Doubleline Income Solutions 0.06 NEW 49861 19.86 0.00
Futaba Corp Chiba 0.06 -11.00% 66530 16.14 0.00
Gs Yuasa 0.06 +14.00% 235710 4.51 0.00
Sumitomo Mitsui Financial Gr cmn 0.06 NEW 27670 38.38 0.00
Japan Airlines Co Ltdnpv Isin# 0.06 NEW 34250 31.21 0.00
BRGYY BG 0.05 +13.00% 65146 12.31 12.77
TWI Titan International 0.05 +58.00% 90000 9.36 10.15
HTGC Hercules Technology Growth Capital 0.05 NEW 64000 13.48 13.99
CSQ Calamos Strategic Total Return Fund 0.05 NEW 77524 11.26 11.30
GDV Gabelli Dividend & Income Trust 0.05 NEW 41515 21.20 21.05
HIO Western Asst High Incm Opprtnty Fnd 0.05 NEW 161794 5.32 5.37
ASG Liberty All-Star Growth Fund 0.05 NEW 159401 5.22 5.11
BLW BlackRock Ltd. Duration Income Trust 0.05 NEW 52049 15.79 15.88
VPV Invesco Van Kampen Penn Vl MI Trust 0.05 NEW 57421 13.32 13.26
WEA Western Asset Premier Bond Fund 0.05 NEW 59655 13.95 14.39
Sony 0.05 NEW 28100 26.62 0.00
Dic 0.05 -56.00% 260490 2.92 0.00
Century Tokyo Leasing 0.05 25740 30.50 0.00
Patriot National 0.05 NEW 70166 12.70 0.00
Dai-ichi Life Insurance 0.05 NEW 51200 14.57 0.00
Square Enix Holdings Co.ltd.np 0.05 NEW 35300 21.47 0.00
BRK.B Berkshire Hathaway 0.04 -4.00% 4977 144.30 0.00
NSC Norfolk Southern 0.04 5827 102.97 108.18
WFC Wells Fargo & Company 0.04 +7.00% 11054 54.45 53.90
AMGN Amgen 0.04 +19.00% 4380 159.82 153.92
IVV iShares S&P; 500 Index 0.04 +5.00% 3149 207.68 205.96
GGT Gabelli Global Multimedia Trust 0.04 NEW 75200 9.30 9.57
BIDU Baidu 0.04 -67.00% 2863 208.68 207.29
XLU Utilities SPDR 0.04 NEW 16000 44.44 43.18
FXCB Fox Chase Ban 0.04 +13.00% 36780 16.83 16.60
AWF AllianceBernstein Global Hgh Incm Fd 0.04 NEW 55169 12.56 12.60
IEO iShares Dow Jones US Oil & Gas Exp. 0.04 NEW 8160 73.41 69.86
CWB SPDR Barclays Capital Convertible SecETF 0.04 NEW 13500 47.78 46.99
Shinsei Bank Ltd Ord F 0.04 NEW 362930 1.99 0.00
Blackrock Util & Infrastrctu 0.04 NEW 37782 19.61 0.00
Public Stor 5.375% 0.04 NEW 28087 24.07 0.00
Oak View National 0.04 +14.00% 116770 5.35 0.00
Pimco Dynamic Credit Income other 0.04 NEW 36293 20.42 0.00
Allianzgi Equity & Conv In 0.04 NEW 29879 19.81 0.00
Orix Corporation 0.04 NEW 51960 14.09 0.00
Orange Sa 0.04 -64.00% 43069 16.02 0.00
Inf Developmnt 0.04 +8.00% 76400 8.40 0.00
Medtronic 0.04 +14.00% 7733 77.97 0.00
Fujitsu Npv Isin#jp3818000006 0.04 NEW 102760 6.83 0.00
Lasertec 0.04 NEW 56520 12.83 0.00
Showa Denko Kk Npv Isin#jp3368 0.04 NEW 575000 1.28 0.00
Yamato Kogyo Co Npv Isin#jp394 0.04 NEW 29800 24.23 0.00
PFE Pfizer 0.03 +3.00% 12562 34.78 33.78
BAM.A Brookfield Asset Management 0.03 -38.00% 10017 53.59 0.00
KR Kroger 0.03 7488 76.66 74.09
MCK McKesson Corporation 0.03 2213 226.39 221.98
PG Procter & Gamble Company 0.03 6367 81.99 81.31
SBUX Starbucks Corporation 0.03 4582 94.72 92.23
HDB HDFC Bank 0.03 -67.00% 7996 59.10 60.17
ORCL Oracle Corporation 0.03 11837 43.17 41.62
LEN.B Lennar Corporation 0.03 NEW 11329 41.13 0.00
IWM iShares Russell 2000 Index 0.03 -36.00% 4621 124.43 119.90
TTM Tata Motors 0.03 -70.00% 10657 45.00 46.30
ASX Advanced Semiconductor Engineering 0.03 -68.00% 68947 7.20 7.58
Credi 0.03 -69.00% 3246 140.35 0.00
SI Siemens AG 0.03 -14.00% 4381 108.19 0.00
Manulife Finl 0.03 +95.00% 24678 17.12 0.00
Alerian Mlp Etf 0.03 +59.00% 30525 16.59 0.00
USA Liberty All-Star Equity Fund 0.03 NEW 86038 5.83 5.78
PCYO Pure Cycle Corporation 0.03 107000 5.04 4.24
PTY PIMCO Corporate Opportunity Fund 0.03 NEW 34271 15.76 16.14
FCO Aberdeen Global Income Fund 0.03 NEW 45860 9.29 9.25
NPT Nuveen Premium Income Muni Fd 4 0.03 NEW 33304 13.39 13.13
NIO Nuveen Insured Municipal Opp. Fund 0.03 NEW 33838 14.69 14.24
EMD Wstrn Asst Emrgng Mrkts Incm Fnd 0.03 NEW 39319 11.11 11.10
GPM Guggenheim Enhanced Equity Income Fund. 0.03 NEW 51696 8.45 8.35
EHI Western Asset Global High Income Fnd 0.03 NEW 43624 11.12 11.12
NQP Nuveen PA Investnt Quality Municipal Fd 0.03 NEW 35212 13.89 13.92
MQY Blackrock Muniyield Quality Fund 0.03 NEW 37204 15.37 15.38
MYJ BlackRock MuniYield New Jersey Fund 0.03 NEW 30487 15.22 15.28
NTX Nuveen Texas Quality Income Municipal Fd 0.03 NEW 37007 14.32 14.16
Ping An Insurance 0.03 -67.00% 22764 23.98 0.00
Grupo Financiero Banorte 0.03 -59.00% 16360 29.08 0.00
Powershares Senior Loan Portfo mf 0.03 NEW 19160 24.11 0.00
Qbe Insurance Group-spn 0.03 +6.00% 44834 9.97 0.00
Techtronic Industries-sp 0.03 -69.00% 24893 16.91 0.00
China St Const Intl Adrf Unspo 0.03 -64.00% 8025 69.82 0.00
Nextera Energy Pref stock 0.03 NEW 21956 24.37 0.00
Guaranty Bancorp Del 0.03 -65.00% 24888 16.96 0.00
Tav Havalimanlari Hldg 0.03 -73.00% 13691 33.53 0.00
Bankwell Financial 0.03 +13.00% 25600 19.26 0.00
Nuveen Nasdaq 100 Dynamic Over 0.03 NEW 26756 18.76 0.00
CMCSA Comcast Corporation 0.02 +4.00% 6918 56.52 58.60
TWC Time Warner Cable 0.02 +3.00% 2057 150.09 154.39
VALE Vale 0.02 -61.00% 45779 5.62 6.09
GGB Gerdau SA 0.02 -62.00% 112756 3.21 3.52
PBR.A Petroleo Brasileiro SA 0.02 -65.00% 43734 6.10 0.00
IBN ICICI Bank 0.02 -72.00% 33639 10.34 11.08
MSFT Microsoft Corporation 0.02 +8.00% 6894 40.67 42.00
STT State Street Corporation 0.02 4186 73.58 72.30
DFS Discover Financial Services 0.02 +2.00% 5954 56.34 58.01
Canadian Natl Ry 0.02 -43.00% 5533 66.84 0.00
CAT Caterpillar 0.02 -8.00% 3306 80.16 79.57
HD Home Depot 0.02 -13.00% 3560 113.48 113.11
JNJ Johnson & Johnson 0.02 +9.00% 3335 100.75 98.55
DIS Walt Disney Company 0.02 +8.00% 3097 104.94 103.60
SPY SPDR S&P; 500 ETF 0.02 -19.00% 1758 206.48 205.25
GE General Electric Company 0.02 -4.00% 13035 24.78 25.35
T AT&T; 0.02 +11.00% 7629 32.73 32.70
WHR Whirlpool Corporation 0.02 -79.00% 1600 201.97 197.86
TSN Tyson Foods 0.02 6587 38.26 37.76
PEP Pepsi 0.02 +14.00% 3812 95.58 93.96
SYK Stryker Corporation 0.02 3651 92.30 90.61
BIIB Biogen Idec 0.02 805 422.36 415.20
FCX Freeport-McMoRan Copper & Gold 0.02 -64.00% 20151 18.96 18.56
SRCL Stericycle 0.02 2087 140.39 135.67
TM Toyota Motor Corporation 0.02 -27.00% 2249 140.04 134.15
XLE Energy Select Sector SPDR 0.02 NEW 3400 77.65 75.34
BBD Banco Bradesco SA 0.02 -61.00% 32142 9.24 10.81
FCFS First Cash Financial Services 0.02 -74.00% 5556 46.31 46.90
JAH Jarden Corporation 0.02 -7.00% 7198 52.93 50.93
AMOV America Movil SAB de CV 0.02 NEW 18115 20.31 19.62
CIB Bancolombia S.A. 0.02 -66.00% 8555 39.37 36.73
PGSVY Petroleum Geo-Services ASA 0.02 50000 5.14 4.92
BELFB Bel Fuse 0.02 NEW 14500 19.03 18.93
VWO Vanguard Emerging Markets ETF 0.02 -5.00% 8118 40.90 39.44
VIG Vanguard Dividend Appreciation ETF 0.02 -16.00% 4887 80.42 80.49
Franklin Templeton 0.02 NEW 29545 12.18 0.00
HHC Howard Hughes 0.02 -12.00% 2067 154.81 143.75
VNQ Vanguard REIT ETF 0.02 -32.00% 3191 84.30 80.84
New America High Income Fund I 0.02 NEW 38001 9.05 0.00
NBH Neuberger Ber. Intermediate Muni. Fund 0.02 NEW 24511 15.54 15.37
MYI Blackrock Muniyield Insured Fund 0.02 NEW 17876 14.21 14.09
KMM DWS Multi Market Income Trust 0.02 NEW 37577 8.46 8.46
EVV Eaton Vance Limited Duration Income Fund 0.02 NEW 24817 14.39 14.26
JPS Nuveen Quality Pref. Inc. Fund II 0.02 NEW 34942 9.16 9.20
TEI Templeton Emerging Markets Income Fund 0.02 NEW 36584 10.77 11.08
MHY Western Asset Managed High Incm Fnd 0.02 NEW 55893 5.17 5.24
MQT Blackrock Muniyield Quality Fund II 0.02 NEW 19809 13.43 13.36
CHW Calamos Global Dynamic Income Fund 0.02 NEW 34470 8.79 8.70
FLC Flaherty & Crumrine/Claymore Total Retur 0.02 NEW 14566 20.25 20.29
VKQ Invesco Van Kampen Municipal Trust 0.02 NEW 29705 12.79 12.65
IQI Invesco Quality Municipal Inc Trust 0.02 NEW 20537 12.56 12.46
MZF Managed Duration Invtmt Grd Mun Fund 0.02 NEW 21566 13.59 13.66
NAD Nuveen Div. Advantage Muni. Fund 0.02 NEW 18583 14.31 14.12
EXXAY Exxaro Resources 0.02 -62.00% 31070 8.27 8.17
Nuveen New York Mun Value Fd 0.02 NEW 22358 14.85 0.00
NXC Nuveen CA Select Tax-Free Incom Port 0.02 NEW 18286 15.42 15.27
Yandex Nv-a 0.02 -65.00% 19315 15.19 0.00
GUGGENHEIM ENHANCED EQUITY STRATEGY Fd 0.02 NEW 15022 17.57 0.00
Aac Tech Hldgs Inc Adr F Unspo 0.02 -79.00% 4987 61.89 0.00
D Qwest Corp 7.375%, 6/1/51 pfddom 0.02 NEW 9585 26.29 0.00
John Hancock Hdg Eq & Inc Fd 0.02 NEW 18948 16.41 0.00
Anhui Conch Cem Co Ltd equs 0.02 -64.00% 21180 18.90 0.00
Pt Bank Rakyat Adr F Unsponsor 0.02 -69.00% 18520 20.28 0.00
Facebook Inc cl a 0.02 +19.00% 3947 82.21 0.00
Pimco Dynamic Incm Fund 0.02 NEW 11976 28.97 0.00
Standard Bank Group L 0.02 -72.00% 21483 13.93 0.00
LOCALIZA RENT A CAR 0.02 -66.00% 30412 11.42 0.00
Wells Fargo & Company stock 0.02 NEW 16272 24.15 0.00
Ares Dynamic Cr Allocation 0.02 NEW 23531 16.28 0.00
Estacio Participacoes Sa 0.02 -56.00% 58692 5.89 0.00
Ford Otomotiv Sanayi A S A D R foreign common stock 0.02 -68.00% 4916 64.33 0.00
Entegra Financial Corp Restric 0.02 +29.00% 19837 15.53 0.00
Legacy Reserves Lp Cum Red Perp Pfd Units Series A Lgcyp-usa preferred stock 0.02 NEW 15960 19.55 0.00
Anthem 0.02 1631 154.51 0.00
Walgreen Boots Alliance 0.02 +2.00% 3095 84.65 0.00
Felissimo 0.02 31000 8.48 0.00
S&w Co. Warrants Exp. 6/30/15 wt 0.02 169999 2.38 0.00
Cox 50 0.02 NEW 173800 2.12 0.00
Excite Japan 0.02 NEW 41300 9.18 0.00
Allstate Corp Leopards Repstg pfd 0.02 NEW 10402 27.11 0.00
MPEL Melco Crown Entertainment 0.01 NEW 9816 21.58 21.14
AMP Ameriprise Financial 0.01 1800 131.11 131.20
AN AutoNation 0.01 -11.00% 3184 64.38 60.20
CSX CSX Corporation 0.01 7500 33.07 33.62
REGN Regeneron Pharmaceuticals 0.01 518 451.74 427.05
NOK Nokia Corporation 0.01 -8.00% 13647 7.57 7.66
COP ConocoPhillips 0.01 -34.00% 3356 62.28 61.42
IBM International Business Machines 0.01 +2.00% 1374 160.84 158.25
UNH UnitedHealth 0.01 NEW 1743 118.41 113.33
IWD iShares Russell 1000 Value Index 0.01 2034 103.24 101.93
QCOM QUALCOMM 0.01 -97.00% 3342 69.50 71.27
Canadian Pacific Railway 0.01 -61.00% 1355 182.58 0.00
MTU Mitsubishi UFJ Financial 0.01 -15.00% 15416 6.25 6.19
BBVA Banco Bilbao Vizcaya Argentaria SA 0.01 -6.00% 10330 10.00 9.42
BHP BHP Billiton 0.01 -21.00% 4863 48.78 45.68
LYG Lloyds TSB 0.01 -14.00% 18842 4.67 4.70
BASFY BASF SE 0.01 -43.00% 2196 99.39 94.76
PPC Pilgrim's Pride Corporation 0.01 10409 22.58 24.81
RHHBY Roche Holding 0.01 -18.00% 6367 34.25 32.21
DSM Dreyfus Strategic Municipal Bond Fund 0.01 NEW 24391 8.08 8.01
ETY Eaton Vance Tax Managed Diversified Eq. 0.01 NEW 19401 11.34 11.40
Henderson Land Dev Ord F 0.01 -24.00% 14916 7.04 0.00
ISHARES TR MSCI Small Cap msci small cap 0.01 4577 49.38 0.00
VGM Invesco Van Kampen Trust For Inv Grd Mun 0.01 NEW 13663 13.47 13.21
NPM Nuveen Premium Income Muni Fund 2 0.01 NEW 13060 14.17 13.88
PFN Pimco Income Strategy Fund II 0.01 NEW 20284 10.06 10.20
PCF Putnam High Income Securities Fund 0.01 NEW 17464 8.13 8.12
MEN Blackrock MuniEnhanced Fund 0.01 NEW 13270 11.68 11.45
CIK Credit Suisse AM Inc Fund 0.01 NEW 62897 3.21 3.25
LEO Dreyfus Strategic Muni. 0.01 NEW 26654 8.40 8.31
RIT LMP Real Estate Income Fund 0.01 NEW 13956 13.04 12.69
NHS Lehman Brothers First Trust IOF 0.01 NEW 15430 12.31 12.56
JPG Nuveen Equity Premium and Growth Fund 0.01 NEW 12615 13.95 14.35
EOD Wells Fargo Adv Global Dividend Opport 0.01 NEW 19356 7.54 7.56
Goldman Sachs Floating Ser D P pfd 0.01 NEW 10800 20.46 0.00
MFL BlackRock MuniHolding Insured Investm 0.01 NEW 14406 14.44 14.25
GDF Western Asset Glbl Partners Incm Fnd 0.01 NEW 19190 9.59 9.58
MHN BlackRock MuniHoldings New York Insured 0.01 NEW 11153 14.08 14.02
INB Cohen and Steers Global Income Builder 0.01 NEW 19402 11.96 11.97
DTF DTF Tax Free Income 0.01 NEW 12972 15.26 15.43
MYM BlackRock Muniyield Michigan Ins. Fnd II 0.01 NEW 10899 13.03 12.96
FAV First Trust Active Dividend Income Fund 0.01 NEW 12958 8.87 8.77
NNY Nuveen NY Municipal Value 0.01 NEW 16393 9.76 9.86
Eaton Vance Oh Muni Income T sh ben int 0.01 NEW 10476 13.94 0.00
Western Asset Global Cp Defi 0.01 NEW 10651 17.65 0.00
BIE BlackRock Municipal Bond Investment Tst 0.01 NEW 10672 14.90 14.92
LOR Lazard World Dividend & Income Fund 0.01 NEW 11927 12.66 12.48
CHOLY China Oilfield Services 0.01 -62.00% 6541 33.26 29.99
Bank Amr 1/1200 Ser 5 P referred stock 0.01 NEW 10168 20.85 0.00
Wendy's/arby's 0.01 -9.00% 21494 10.94 0.00
Agric Bk Of China Adr F Unspon 0.01 -69.00% 18746 12.43 0.00
SBERBANK RUSSIA 0.01 -68.00% 38534 4.38 0.00
Ing Emerging Mkts Hgh Div Eq 0.01 NEW 12092 10.09 0.00
TMK OAO 0.01 -63.00% 49921 2.96 0.00
CHINA NATL MATLS CO Lt 0.01 -69.00% 39529 5.66 0.00
CHINA MERCHANTS BK 0.01 -69.00% 15144 12.29 0.00
Delphi Automotive Plc shs 0.01 NEW 2525 79.60 0.00
Ambev Sa- 0.01 -8.00% 14489 5.79 0.00
Eurocash S A Adr F Sponsored 1 0.01 -66.00% 26377 8.68 0.00
Weatherford Intl Plc ord shs 0.01 -56.00% 10725 12.31 0.00
Fc Holdings Inc Cl E Conv Pfd pfd 0.01 20000 4.70 0.00
Deutsche Strategic Municipal Income Trust 0.01 NEW 17851 13.89 0.00
Edgewater Ban 0.01 10000 10.40 0.00
First Horizon Nat Corp 100,000 0.00 442506 0.00 0.00
BKMU Bank Mutual Corporation 0.00 NEW 10818 7.30 7.15
NGG National Grid 0.00 -5.00% 36337 0.00 63.76
FXEN FX Energy 0.00 NEW 44193 1.24 1.72
ROIA Radio One 0.00 NEW 14001 3.07 2.60
GAB Gabelli Equity Trust 0.00 NEW 10700 6.54 6.60
UOVEY United Overseas Bank 0.00 -4.00% 46280 0.00 32.54
DSU BlackRock Debt Strategies Fund 0.00 NEW 17916 3.74 3.73
NRO Neuberger Berman Real Estate Sec Inc Fd 0.00 NEW 11723 5.46 5.23
OGZPY Gazprom OAO 0.00 NEW 10050 4.79 4.72
HLDCY Henderson Land Development 0.00 +66.00% 23636 0.00 6.61
HYF Managed High Yield Plus Fund 0.00 NEW 24640 1.91 1.92
CART Carolina Trust Bank 0.00 NEW 10184 5.40 5.37
Americ Int Gr Frac Warrant 0.00 207685 0.00 0.00
Netqin Mobile 0.00 NEW 11325 3.71 0.00
Saratoga Res Inc Tex 0.00 NEW 126800 0.20 0.00
Hearusa 0.00 -19.00% 351078 0.00 0.00
Revolution Lighting Tech 0.00 NEW 18995 1.11 0.00
Lightstream Resources 0.00 NEW 26450 0.72 0.00
Fc Holdings Inc Contra Cusip 0.00 100000 0.47 0.00
Fibrogen Inc Series Fconv Pfd pfd 0.00 25000 0.00 0.00

Past 13F-HR SEC Filings for RMB Capital Management