RMB Capital Management

Latest statistics and disclosures from RMB Capital Management's latest quarterly 13F-HR filing:

RMB Capital Management portfolio companies for September 2014 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
DXJ WisdomTree Japan Total Dividend Fd 2.23 NEW 696173 52.32 50.21
DHR Danaher Corporation 1.83 +10.00% 393166 75.98 86.27
TJX TJX Companies 1.75 -6.00% 482599 59.17 66.08
VRTS Virtus Investment Partners 1.71 -5.00% 161168 173.70 167.91
LBY Libbey 1.56 -2.00% 971028 26.26 30.82
HOG Harley-Davidson 1.52 +7.00% 426864 58.20 64.79
SNI Scripps Networks Interactive 1.49 -5.00% 311691 78.09 77.83
JOF Japan Smaller Capitalizaion Fund 1.48 NEW 2488259 9.69 8.99
COO Cooper Companies 1.36 -20.00% 142956 155.75 162.87
PLL Pall Corporation 1.35 +20.00% 262542 83.70 100.14
GWR Genesee & Wyoming 1.35 -4.00% 230954 95.31 89.18
AAP Advance Auto Parts 1.32 -5.00% 165678 130.30 159.85
FTI FMC Technologies 1.29 +9.00% 388257 54.31 48.20
NGNM NeoGenomics 1.29 4042010 5.21 0.00
EMC EMC Corporation 1.28 -27.00% 716746 29.26 30.14
Ishares Tr s^p gtfidx etf 1.28 NEW 423740 49.30 0.00
MJN Mead Johnson Nutrition 1.22 -7.00% 207287 96.22 100.35
IFF International Flavors & Fragrances 1.21 -5.00% 205889 95.88 102.49
NDSN Nordson Corporation 1.19 -4.00% 256188 76.07 77.74
First Republic Bank/san F 1.19 393755 49.38 0.00
Thermon Group Holdings 1.05 +4.00% 699189 24.42 0.00
ARG Airgas 1.01 149683 110.65 115.03
EFA iShares MSCI EAFE Index Fund 0.98 NEW 249558 64.12 61.70
SLB Schlumberger 0.95 +2.00% 152056 101.69 87.52
Linkedin 0.94 -30.00% 73668 207.78 0.00
M Macy's 0.89 -3.00% 249964 58.18 62.59
CLR Continental Resources 0.87 +30.00% 214395 66.48 38.63
MMC Marsh & McLennan Companies 0.87 -2.00% 272134 52.34 57.99
V Visa 0.87 66810 213.37 261.67
IHS IHS 0.86 NEW 111795 125.19 116.67
CVS CVS Caremark Corporation 0.84 -3.00% 171747 79.59 95.70
GOOG Google 0.83 -4.00% 22945 588.40 516.35
Google Inc Class C 0.82 -4.00% 23257 577.35 0.00
KS KapStone Paper and Packaging 0.77 -34.00% 450109 27.97 29.94
Accenture 0.75 150188 81.32 0.00
CME CME 0.72 -3.00% 146339 79.96 92.36
Dunkin' Brands 0.72 -2.00% 263827 44.82 0.00
American Tower Reit 0.72 +18.00% 126070 93.63 0.00
UNP Union Pacific Corporation 0.71 +12.00% 106900 108.42 118.47
LOW Lowe's Companies 0.71 -6.00% 217697 52.92 66.90
CVX Chevron Corporation 0.69 -3.00% 94200 119.32 112.93
CWST Casella Waste Systems 0.69 +7.00% 2928599 3.85 3.98
EEM iShares MSCI Emerging Markets Indx 0.68 NEW 267443 41.56 38.84
EMR Emerson Electric 0.66 173166 62.58 62.33
GS Goldman Sachs 0.65 -58.00% 57564 183.57 193.28
USB U.S. Ban 0.65 -2.00% 254507 41.83 45.20
BDX Becton, Dickinson and 0.62 89210 113.81 139.81
BEN Franklin Resources 0.57 -3.00% 169505 54.61 56.69
WST West Pharmaceutical Services 0.57 NEW 209266 44.76 54.67
UNF UniFirst Corporation 0.57 -3.00% 96868 96.59 117.26
GNMK GenMark Diagnostics 0.57 1032370 8.97 13.57
QCOM QUALCOMM 0.56 -3.00% 123313 74.77 73.43
DEO Diageo 0.54 -2.00% 77062 115.40 114.51
AWK American Water Works 0.53 -3.00% 178778 48.23 52.36
BMY Bristol Myers Squibb 0.52 -2.00% 167427 51.18 61.30
RLOG Rand Logistics 0.52 1500885 5.70 3.81
Winthrop Rlty Trsr Nt equities 0.52 +70.00% 325865 26.09 0.00
AFL AFLAC Incorporated 0.51 -15.00% 142519 58.25 61.18
ITW Illinois Tool Works 0.51 -2.00% 99427 84.42 96.02
LABL Multi-Color Corporation 0.51 181711 45.48 54.43
VIA.B Via 0.49 +3471.00% 103011 76.94 0.00
Fiesta Restaurant 0.49 -7.00% 161936 49.68 0.00
Investors Ban 0.49 -3.00% 783606 10.13 0.00
BA Boeing Company 0.48 61050 127.38 126.23
PX Praxair 0.48 -23.00% 60541 129.00 130.05
Walter Energy Inc. put 0.48 NEW 3368600 2.34 0.00
CMCO Columbus McKinnon 0.46 -8.00% 341807 21.99 27.40
Spy 10/18/14 P 195 put 0.46 NEW 38300 197.00 0.00
HBOS Heritage Financial 0.44 +62.00% 356560 20.19 25.21
TSM Taiwan Semiconductor Mfg 0.43 -6.00% 348010 20.17 22.20
Yadkin Finl Corp Com stock 0.43 +80.00% 384070 18.16 0.00
SIAL Sigma-Aldrich Corporation 0.41 -32.00% 49207 136.02 136.51
Black Diamond 0.40 +21.00% 856395 7.56 0.00
NATI National Instruments 0.39 -30.00% 204868 30.93 31.20
Mosaic 0.39 +8.00% 141886 44.41 0.00
FARM Farmer Brothers 0.36 205694 28.95 30.11
Hometrust Bancshares 0.36 -3.00% 398946 14.61 0.00
Boralex 0.36 +16.00% 448537 13.14 0.00
Knowles 0.36 NEW 219304 26.50 0.00
LKQX LKQ Corporation 0.35 +58.00% 217500 26.59 0.00
VBF Invesco Van Kampen Bond Fund 0.34 +2.00% 301868 18.58 18.17
BCAR Bank of the Carolinas Corporation 0.33 NEW 44935688 0.12 0.14
RPM RPM International 0.32 NEW 112956 45.78 50.83
Sun Bancorp Inc New Jers 0.32 NEW 286078 18.10 0.00
DV DeVry 0.30 -28.00% 114296 42.81 48.12
NVS Novartis AG 0.30 -14.00% 52756 93.13 94.61
CALX Calix 0.30 -5.00% 508845 9.57 10.15
WU Western Union Company 0.29 -29.00% 290363 16.04 18.00
BDSI BioDelivery Sciences International 0.29 +76.00% 277243 17.09 13.82
IWV iShares Russell 3000 Index 0.29 -49.00% 40089 116.79 123.24
CHMT Chemtura Corporation 0.29 +20.00% 204063 23.33 23.48
Put Trv Oct 92.50000 10/18/201 put 0.29 NEW 50000 93.94 0.00
Amuse Inc Npv Isin#jp312450000 0.28 -28.00% 160930 28.54 0.00
Put Xlf Oct 23.00000 10/18/201 put 0.28 NEW 200000 23.17 0.00
Put All Oct 60.00000 10/18/201 put 0.28 NEW 75000 61.36 0.00
IBDRY Iberdrola SA 0.27 129739 34.48 27.45
SANW S&W; Seed Company 0.27 +5.00% 1033318 4.24 3.61
Palmetto Bancshares, 0.27 +11.00% 312504 14.14 0.00
Stedim Eur3.05 0.26 -12.00% 25003 167.14 0.00
Put Usb Oct 42.00000 10/18/20 put 0.26 NEW 100000 41.83 0.00
HOOK Craft Brewers Alliance 0.25 278188 14.40 0.00
Argo Graphics Npv Isin#jp31261 0.25 +6.00% 224540 18.08 0.00
AAPL Apple 0.24 -4.00% 39175 100.75 111.78
HDSN Hudson Technologies 0.24 1193712 3.31 3.58
Faith Inc Npv Isin#jp380269000 0.24 +14.00% 421680 9.24 0.00
Opus Bank 0.24 125310 30.63 0.00
EBS Emergent BioSolutions 0.23 178204 21.31 27.05
BNCN BNC Ban 0.23 +436.00% 243329 15.66 16.91
Masonite International 0.23 68185 55.38 0.00
Capstone Infrastructure Corp C 0.23 +3.00% 799081 4.64 0.00
Opt 0.23 +6.00% 532500 6.99 0.00
BIDU Baidu 0.22 +19.00% 16634 218.25 234.23
LDL Lydall 0.22 -6.00% 130160 27.01 30.40
Tav Havalimanlari Hldg 0.22 -27.00% 110137 32.10 0.00
Toei Animation Npv Isin#jp3560 0.22 +7.00% 135760 26.04 0.00
TTM Tata Motors 0.21 -8.00% 79983 43.71 41.39
CSV Carriage Services 0.21 +20.00% 195194 17.33 20.78
ORRF Orrstown Financial Services 0.21 NEW 213650 16.31 16.89
China St Const Intl Adrf Unspo 0.21 +5.00% 45537 74.23 0.00
Banc Of California 0.21 300000 11.63 0.00
Put Ms Oct 34.00000 10/18/2014 put 0.21 NEW 100000 34.57 0.00
BRKR Bruker Corporation 0.20 -5.00% 177113 18.51 19.56
ABB ABB 0.20 146023 22.41 21.41
MXL MaxLinear 0.20 +17.00% 479762 6.88 7.40
Engility Hldgs 0.20 NEW 103289 31.17 0.00
Now 0.20 -5.00% 106385 30.41 0.00
IBN ICICI Bank 0.19 -8.00% 64399 49.03 11.56
AMG Affiliated Managers 0.19 15113 200.36 211.16
SNY Sanofi-Aventis SA 0.19 54124 57.14 46.39
Credi 0.19 -8.00% 19772 153.11 0.00
GSK GlaxoSmithKline 0.18 +21.00% 63654 45.85 43.35
TOT TOTAL S.A. 0.18 -2.00% 46342 64.45 53.33
NSRGY Nestle SA Reg Shs. Ser. B Spons 0.18 -7.00% 40495 72.50 73.48
HDB HDFC Bank 0.18 -9.00% 61518 46.56 50.69
CIB Bancolombia S.A. 0.18 -8.00% 53018 56.72 49.14
COWN Cowen 0.18 +100.00% 797233 3.75 4.70
Atlantic Coast Financial Cor 0.18 +14.00% 733697 4.08 0.00
Yandex Nv-a 0.18 +54.00% 103690 27.84 0.00
Connectone Banc 0.18 +350.00% 150000 19.05 0.00
Hyg 10/18/14 P 90.5 put 0.18 NEW 31200 91.92 0.00
VALE Vale 0.17 254214 11.02 8.14
TEVA Teva Pharmaceutical Industries 0.17 -4.00% 52275 53.87 58.00
UL Unilever 0.17 64989 41.90 41.10
Grupo Financiero Banorte 0.17 -8.00% 84420 32.01 0.00
TMK OAO 0.17 -8.00% 313898 8.94 0.00
Asb Bancorp Inc Nc 0.17 +20.00% 136096 20.15 0.00
Zuken Inc Npv Isin#jp341200000 0.17 -20.00% 269150 10.08 0.00
PBR.A Petroleo Brasileiro SA 0.16 -25.00% 177343 14.91 0.00
FCX Freeport-McMoRan Copper & Gold 0.16 +8.00% 80642 32.68 23.40
Industries N shs - a - 0.16 -42.00% 24436 108.65 0.00
Estacio Participacoes Sa 0.16 -42.00% 254060 10.40 0.00
Sra Holdings Inc Npv Isin#jp31 0.16 -11.00% 177920 15.01 0.00
Put Ace Oct 100.0000 10/18/201 put 0.16 NEW 25000 104.84 0.00
Put Wfc Oct 49.00000 10/18/201 put 0.16 NEW 50000 51.86 0.00
BP BP 0.15 -2.00% 55791 43.89 39.40
TEF Telefonica S.A. 0.15 -2.00% 161491 15.37 14.69
DTEGY Deutsche Telekom AG 0.15 -2.00% 157241 15.16 16.26
FCFS First Cash Financial Services 0.15 -8.00% 42689 55.86 55.44
First Sec 0.15 +26.00% 1200951 1.98 0.00
Destination Xl 0.15 +4.00% 529606 4.72 0.00
Koninklijke Ahold N V Sponsore 0.15 +20.00% 152633 16.20 0.00
Access 0.15 +1050.00% 443900 5.40 0.00
GGB Gerdau SA 0.14 -7.00% 492873 4.80 3.58
GOL Gol Linhas Aereas Inteligentes SA 0.14 NEW 461830 4.81 5.23
RDS.A Royal Dutch Shell 0.14 -2.00% 29286 75.91 0.00
BBD Banco Bradesco SA 0.14 -8.00% 156890 14.26 13.11
QLTY Quality Distribution 0.14 NEW 182605 12.78 9.78
TKOMY Tokio Marine Holdings 0.14 75727 31.01 33.06
EXXAY Exxaro Resources 0.14 -8.00% 195490 11.38 9.26
Techtronic Industries-sp 0.14 -8.00% 155768 14.43 0.00
SBERBANK RUSSIA 0.14 -8.00% 288783 7.65 0.00
Icad 0.14 225000 9.85 0.00
CAJ Canon 0.13 64594 32.58 32.95
CGNX Cognex Corporation 0.13 52882 40.28 40.31
STD Banco Santander, S.A. 0.13 -2.00% 234733 9.17 0.00
KCRPY Kao Corporation 0.13 -27.00% 54845 38.99 39.21
TKPYY Takeda Pharmaceutical 0.13 +21.00% 96140 21.73 20.96
CHOLY China Oilfield Services 0.13 -8.00% 40526 52.66 34.38
Aac Tech Hldgs Inc Adr F Unspo 0.13 -8.00% 35263 58.00 0.00
Anhui Conch Cem Co Ltd equs 0.13 -8.00% 131434 16.00 0.00
Orange Sa 0.13 144578 14.74 0.00
Pronexus Inc Npv Isin#jp311900 0.13 293320 7.05 0.00
Seacoast Bkg Corp Fla 0.13 -18.00% 200000 10.93 0.00
Eiken Chemical 0.13 +4.00% 127500 17.11 0.00
Mitsui Knowledge Industry 0.13 +54.00% 911500 2.33 0.00
Put Axp Oct 85.00000 10/18/201 put 0.13 NEW 25000 87.52 0.00
SAP SAP AG 0.12 -2.00% 27372 74.07 70.44
WLL Whiting Petroleum Corporation 0.12 -2.00% 25341 77.54 34.31
E Eni S.p.A. 0.12 -2.00% 40157 47.26 36.95
ENL Reed Elsevier NV 0.12 42244 45.18 47.31
AXAS Abraxas Petroleum 0.12 +7.00% 381547 5.28 3.26
HEI.A HEICO Corporation 0.12 49544 40.31 0.00
TSCDY Tes 0.12 -3.00% 216438 9.05 8.64
FLL Full House Resorts 0.12 1685023 1.15 1.47
Seven & I Hldg Co Adr F Unspon 0.12 26014 77.57 0.00
Singapore Telecom Ltd New 2006 0.12 66554 29.80 0.00
Ping An Insurance 0.12 -8.00% 133349 15.00 0.00
Pt Bank Rakyat Adr F Unsponsor 0.12 -9.00% 114840 17.11 0.00
NTRS Northern Trust Corporation 0.11 26908 68.05 67.30
FISI Financial Institutions 0.11 +96.00% 77662 22.48 25.27
SWHC Smith & Wesson Holding Corporation 0.11 -3.00% 185426 9.44 9.82
OKSB Southwest Ban 0.11 +255.00% 108399 16.40 16.48
VEA Vanguard Europe Pacific ETF 0.11 43892 39.76 38.63
ABCB Ameris Ban 0.11 +73.00% 81595 21.95 25.58
PUR Pure Technologies 0.11 NEW 250620 7.23 0.00
Cyrela Brazil Rlty S A 0.11 -22.00% 343951 5.03 0.00
Zurich Insurance 0.11 60886 29.55 0.00
Standard Bank Group L 0.11 -8.00% 149764 11.57 0.00
LOCALIZA RENT A CAR 0.11 -8.00% 124322 14.34 0.00
National Holdings 0.11 3977034 0.47 0.00
Kato Sangyo Co Npv Isin#jp3213 0.11 -9.00% 85890 20.98 0.00
Tohokushinsha Film Corporation 0.11 +5.00% 225800 7.66 0.00
C1 Financial 0.11 NEW 95086 18.13 0.00
Put Schw Oct 26.00000 10/18/20 put 0.11 NEW 60000 29.38 0.00
CLH Clean Harbors 0.10 29600 53.92 49.06
USG USG Corporation 0.10 62031 27.49 27.32
VRSK Verisk Analytics 0.10 25656 60.88 64.70
DCOM Dime Community Bancshares 0.10 108258 14.40 15.98
RWEOY RWE AG 0.10 42044 38.98 32.09
Sands China Ltd-unspons 0.10 -29.00% 30506 52.06 0.00
Tristate Capital Hldgs 0.10 +367.00% 187767 9.07 0.00
Eurocash S A Adr F Sponsored 1 0.10 +20.00% 165196 9.78 0.00
Put Xl Oct 32.00000 10/18/2014 put 0.10 NEW 50000 33.16 0.00
CHL China Mobile 0.09 26101 58.73 58.25
LVS Las Vegas Sands 0.09 24857 62.23 56.44
CINF Cincinnati Financial Corporation 0.09 31530 47.03 51.58
HMC HONDA MOTOR 0.09 NEW 43035 34.29 30.33
BDC Belden 0.09 23705 64.04 78.76
ASTE Astec Industries 0.09 40920 36.46 38.33
SHBI Shore Bancshares 0.09 167500 9.00 9.28
IVW iShares S&P; 500 Growth Index 0.09 13429 106.78 112.92
FBMS First Bancshares 0.09 106301 14.45 15.00
Dts Corporation Npv Isin#jp354 0.09 -62.00% 68800 20.93 0.00
King Co Ltd Npv Isin#jp3261200 0.09 +3.00% 367000 4.02 0.00
Maruzen Co Ltd Npv Isin#jp3875 0.09 +8.00% 158000 9.30 0.00
Tecmo Koei Holdings Coltd Npv 0.09 -20.00% 95710 16.14 0.00
Kroton Educacional-spons 0.09 NEW 234922 6.29 0.00
Alpine Electronics 0.09 87640 16.48 0.00
Denso Corp Npv Isin#jp35515000 0.09 +6.00% 30440 46.09 0.00
Kose Corporation Npv Isin#jp32 0.09 36510 42.48 0.00
Piraeus Bank Sa 0.09 +30.00% 442674 3.38 0.00
Put Rnr Oct 100.0000 10/18/201 put 0.09 NEW 15000 99.93 0.00
RRC Range Resources 0.08 19175 67.80 59.87
BRGYY BG 0.08 -2.00% 68677 18.49 14.10
SAPE Sapient Corporation 0.08 90874 14.00 24.80
VPFG ViewPoint Financial 0.08 55082 23.95 23.10
Vinci S.a 0.08 88971 14.53 0.00
LION Fidelity Southern Corporation 0.08 -5.00% 100000 13.70 15.86
Stonegate Bk Ft Lauderdale 0.08 -49.00% 50000 25.74 0.00
State Street Bank Financial 0.08 -17.00% 78898 16.24 0.00
Endocyte 0.08 +12.00% 219300 6.08 0.00
Tokyo Electronic 0.08 78454 16.32 0.00
Agric Bk Of China Adr F Unspon 0.08 -8.00% 118240 11.04 0.00
Soft99 Corporation Npv Isin#jp 0.08 205600 6.19 0.00
Dic 0.08 +10.00% 572940 2.24 0.00
Seven Bank 0.08 300220 4.08 0.00
Synovus Finl 0.08 NEW 55000 23.64 0.00
Synchrony Financial 0.08 NEW 51946 24.54 0.00
Put Wfc Oct 50.00000 10/18/201 put 0.08 NEW 25000 51.84 0.00
Put Cma Oct 48.00000 10/18/201 put 0.08 NEW 25000 49.84 0.00
XOM Exxon Mobil Corporation 0.07 -8.00% 12509 94.01 93.64
TWI Titan International 0.07 102362 11.82 10.69
AVD American Vanguard 0.07 101925 11.20 11.40
METR Metro Ban 0.07 46143 24.25 25.50
FCCO First Community Corporation 0.07 103975 10.64 10.78
Daimler Ag 0.07 -7.00% 15507 74.07 0.00
CHINA NATL MATLS CO Lt 0.07 -8.00% 250389 4.62 0.00
Malvern Ban 0.07 100000 11.39 0.00
Constellium Holdco B V cl a 0.07 49435 24.62 0.00
Nuveen Select Qualty Muni Fund 0.07 -75.00% 80400 13.67 0.00
Softbank Corp foreign stock 0.07 +2.00% 16950 70.09 0.00
Jacksonville Bancorp Inc Fla 0.07 +25.00% 112175 10.79 0.00
Vodafone Group New Adr F 0.07 34799 30.86 0.00
Square 1 Financial 0.07 63333 19.23 0.00
United Financial Ban 0.07 NEW 83764 12.69 0.00
Futaba Corp Chiba 0.07 +3.00% 72200 15.03 0.00
Gs Yuasa 0.07 194300 5.83 0.00
Lixil 0.07 +8.00% 54340 21.37 0.00
Namco Bandai Holdingsinc Npv I 0.07 -17.00% 41520 25.67 0.00
Kabu.com Securities Coltd Npv 0.07 +4.00% 245160 4.89 0.00
Otsuka Corporation Npv Isin#jp 0.07 +5.00% 30226 39.77 0.00
Sunshine Ban 0.07 NEW 100000 11.85 0.00
CTXS Citrix Systems 0.06 14078 71.32 63.13
Canadian Pacific Railway 0.06 -28.00% 4567 207.57 0.00
BECN Beacon Roofing Supply 0.06 40400 25.47 27.66
DCM NTT DoCoMo 0.06 -3.00% 56654 16.73 14.93
Alerian Mlp Etf 0.06 NEW 53571 19.17 0.00
VNQ Vanguard REIT ETF 0.06 NEW 13688 71.89 82.03
Gdf Suez Spon 0.06 -2.00% 37295 25.08 0.00
Park Sterling Bk Charlott 0.06 150000 6.63 0.00
Chs Inc 8% Cum Redeemable Pfd prd 0.06 32712 30.11 0.00
Carter Bank & Trust Martinsvil 0.06 NEW 84000 11.70 0.00
Guaranty Bancorp Del 0.06 +58.00% 70343 13.51 0.00
Silvercrest Asset Mgmt Groupcl 0.06 NEW 69871 13.63 0.00
Select Ban 0.06 NEW 139708 7.45 0.00
Wlt 10/18/14 C 3.5 call 0.06 NEW 420200 2.34 0.00
* Barrick Gold 0.05 -71.00% 56052 14.66 0.00
BRK.B Berkshire Hathaway 0.05 5326 138.15 0.00
Canadian Natl Ry 0.05 -20.00% 12201 71.05 0.00
BAM.A Brookfield Asset Management 0.05 +18.00% 18278 44.89 0.00
RIO Rio Tinto 0.05 -22.00% 15312 49.18 45.38
EDU New Oriental Education & Tech 0.05 -9.00% 33709 23.22 20.55
SI Siemens AG 0.05 6382 120.48 0.00
FBNC First Ban 0.05 +19.00% 49684 16.02 17.93
SFE Safeguard Scientifics 0.05 NEW 44747 18.39 19.99
Evans Ban 0.05 32800 23.05 0.00
Southcoast Financial cmn 0.05 125000 7.10 0.00
Hampton Roads Bankshares Inc C 0.05 NEW 542710 1.53 0.00
Franklin Financial 0.05 40000 18.60 0.00
CHINA MERCHANTS BK 0.05 -8.00% 93939 8.60 0.00
Zoomlion Heavy Ind Sci 0.05 -8.00% 136908 5.79 0.00
Ford Otomotiv Sanayi A S A D R foreign common stock 0.05 NEW 15660 57.10 0.00
Japan Hotel Reit Investment 0.05 NEW 1391 608.91 0.00
TS Tenaris S.A. 0.04 -24.00% 13967 45.52 30.75
NSC Norfolk Southern 0.04 -9.00% 5827 111.55 109.05
AMGN Amgen 0.04 4214 140.48 170.17
PG Procter & Gamble Company 0.04 +19.00% 7129 83.74 92.05
IVV iShares S&P; 500 Index 0.04 -19.00% 2975 198.32 209.01
AF Astoria Financial Corporation 0.04 NEW 50000 12.38 13.10
HTZ Hertz Global Holdings 0.04 NEW 26195 25.39 22.68
IWM iShares Russell 2000 Index 0.04 -34.00% 5711 109.26 118.90
BHP BHP Billiton 0.04 -21.00% 12367 58.82 48.39
TFSL TFS Financial Corporation 0.04 50000 14.32 14.80
NBTB NBT Ban 0.04 30000 22.53 25.88
OTTR Otter Tail Corporation 0.04 23576 26.68 30.72
Suncor Energy 0.04 -22.00% 19219 36.13 0.00
PCYO Pure Cycle Corporation 0.04 107350 6.47 4.60
SFST Southern First Bancshares 0.04 51100 13.93 16.87
Forbes Energy Services 0.04 -44.00% 172490 4.03 0.00
Regional Management 0.04 -11.00% 36833 17.95 0.00
Sotsu Co Ltd Npv Isin#jp343250 0.04 20900 31.58 0.00
Inf Developmnt 0.04 -24.00% 70600 8.71 0.00
Weatherford Intl Plc ord shs 0.04 -25.00% 36378 17.24 0.00
Century Tokyo Leasing 0.04 NEW 24820 26.59 0.00
DFS Discover Financial Services 0.03 6700 64.42 65.09
HD Home Depot 0.03 -8.00% 5036 91.74 101.93
PFE Pfizer 0.03 13866 29.57 31.94
WFC Wells Fargo & Company 0.03 +3.00% 10985 51.82 54.45
MDT Medtronic 0.03 -6.00% 6744 61.98 74.62
Potash Corp. Of Saskatchewan I 0.03 -20.00% 15458 30.00 0.00
MCK McKesson Corporation 0.03 -7.00% 2215 194.58 211.12
UN Unilever N.V. 0.03 -22.00% 10040 47.62 39.35
SBUX Starbucks Corporation 0.03 5505 75.39 79.44
ORCL Oracle Corporation 0.03 -16.00% 12439 38.27 46.00
TM Toyota Motor Corporation 0.03 +5.00% 4056 118.18 127.01
BTI British American Tobac 0.03 -20.00% 4479 113.12 109.24
BASFY BASF SE 0.03 -18.00% 4712 90.91 85.15
FXCB Fox Chase Ban 0.03 30000 16.30 16.48
MSL MidSouth Ban 0.03 25000 18.68 17.45
FCVA First Capital Ban 0.03 +10.00% 110120 4.45 4.22
Kinder Morgan 0.03 11850 38.37 0.00
Qbe Insurance Group-spn 0.03 46656 10.20 0.00
Qbe Insurance 0.03 48386 10.21 0.00
Oak View National 0.03 101750 5.45 0.00
Softcreate Holdings Corpnpv Is 0.03 -22.00% 61200 8.95 0.00
Medikit 0.03 -48.00% 13100 31.30 0.00
Atlanta Bancorporation Contra 0.03 272822 1.95 0.00
Put Bk Oct 39.00000 10/18/2014 put 0.03 NEW 25000 17.04 0.00
CMCSA Comcast Corporation 0.02 -2.00% 6838 53.82 57.17
TWC Time Warner Cable 0.02 1971 143.46 149.31
HBC HSBC Holdings 0.02 -9.00% 5293 50.00 0.00
MSFT Microsoft Corporation 0.02 +6.00% 6617 46.28 47.66
STT State Street Corporation 0.02 4214 73.56 79.73
CAT Caterpillar 0.02 -10.00% 3615 99.09 91.71
CSX CSX Corporation 0.02 +20.00% 9000 32.11 35.76
JNJ Johnson & Johnson 0.02 -20.00% 2750 106.55 105.55
DIS Walt Disney Company 0.02 -3.00% 3549 89.04 92.89
SPY SPDR S&P; 500 ETF 0.02 -49.00% 1608 197.14 206.52
GE General Electric Company 0.02 13103 25.64 25.62
TSN Tyson Foods 0.02 6587 39.32 40.22
Agrium 0.02 -21.00% 3202 89.09 0.00
KR Kroger 0.02 7488 51.95 63.55
COP ConocoPhillips 0.02 +7.00% 3565 76.58 70.98
IBM International Business Machines 0.02 -10.00% 1532 189.95 158.51
PEP Pepsi 0.02 -14.00% 3444 93.21 95.44
SYK Stryker Corporation 0.02 -18.00% 3809 80.86 94.79
BIIB Biogen Idec 0.02 -9.00% 805 330.43 360.67
Canadian Natural Resources 0.02 -22.00% 9086 38.90 0.00
INTU Intuit 0.02 -98.00% 3738 87.75 93.92
Ingersoll-rand Co Ltd-cl A 0.02 -25.00% 3877 83.33 0.00
LGCY Legacy Reserves 0.02 10000 29.70 13.28
CELG Celgene Corporation 0.02 +25.00% 3453 94.74 117.18
JAH Jarden Corporation 0.02 -8.00% 5655 60.12 46.86
AXAHY AXA 0.02 -20.00% 11651 24.69 23.61
CAM Cameron International Corporation 0.02 -25.00% 3925 66.50 50.21
PGSVY Petroleum Geo-Services ASA 0.02 +42.00% 50000 6.34 5.59
Nabors Industries Ltd shs 0.02 -27.00% 16485 22.75 0.00
Manulife Finl 0.02 -16.00% 14962 19.22 0.00
PPC Pilgrim's Pride Corporation 0.02 -17.00% 10519 30.52 33.48
RHHBY Roche Holding 0.02 -11.00% 8491 36.98 34.47
VWO Vanguard Emerging Markets ETF 0.02 +5.00% 8568 41.67 39.67
VIG Vanguard Dividend Appreciation ETF 0.02 4887 76.94 81.27
BDGE Bridge Ban 0.02 -52.00% 11772 23.62 26.49
HHC Howard Hughes 0.02 -8.00% 2393 150.02 132.12
GWX SPDR S&P; International Small Cap 0.02 -61.00% 12000 32.67 27.50
Vitesse Semiconductor Corporate 0.02 81067 3.60 0.00
Facebook Inc cl a 0.02 -12.00% 3318 78.96 0.00
Eaton 0.02 -22.00% 5807 63.49 0.00
Noble Corp Plc equity 0.02 -21.00% 17220 22.24 0.00
Bankwell Financial 0.02 NEW 20700 18.99 0.00
Shobunsha Publications 0.02 NEW 60600 6.44 0.00
Elizabeth Arden, Inc. put 0.02 NEW 291900 1.28 0.00
BAC Bank of America Corporation 0.01 NEW 10046 17.02 17.62
AMP Ameriprise Financial 0.01 1800 123.33 134.33
Ubs Ag Cmn 0.01 +6.00% 12280 17.27 0.00
MCD McDonald's Corporation 0.01 -97.00% 2146 94.59 93.22
LLY Eli Lilly & Co. 0.01 -11.00% 3207 64.86 72.40
T AT&T; 0.01 6816 35.28 33.54
TRV Travelers Companies 0.01 -15.00% 2480 93.95 105.75
NOK Nokia Corporation 0.01 +9.00% 15284 8.45 7.91
PHG Koninklijke Philips Electronics NV 0.01 -2.00% 6691 31.68 29.06
MYL Mylan 0.01 4525 45.52 57.51
PC Panasonic Corporation 0.01 +11.00% 11840 11.91 0.00
PM Philip Morris International 0.01 -8.00% 2697 82.99 83.05
IWD iShares Russell 1000 Value Index 0.01 NEW 2115 100.24 105.31
F Ford Motor Company 0.01 NEW 11571 14.78 15.03
MTU Mitsubishi UFJ Financial 0.01 -9.00% 20343 5.59 5.70
SRCL Stericycle 0.01 2063 116.34 132.07
BUD Anheuser-Busch InBev NV 0.01 -12.00% 2000 111.00 114.27
NVO Novo Nordisk A/S 0.01 -4.00% 4281 46.67 43.81
NMR Nomura Holdings 0.01 +5.00% 15158 5.99 6.01
LYG Lloyds TSB 0.01 -2.00% 26156 5.03 4.74
Henderson Land Dev Ord F 0.01 20032 6.49 0.00
ISHARES TR MSCI Small Cap msci small cap 0.01 4577 48.50 0.00
OGZPY Gazprom OAO 0.01 +3.00% 12856 6.99 4.82
Wendy's/arby's 0.01 -8.00% 24225 8.12 0.00
Delphi Automotive Plc shs 0.01 -3.00% 3950 61.27 0.00
Ensco Plc Shs Class A 0.01 -22.00% 5870 41.23 0.00
Ambev Sa- 0.01 22672 6.54 0.00
Fc Holdings Inc Cl E Conv Pfd pfd 0.01 20000 4.70 0.00
Entegra Financial Corp Restric 0.01 NEW 15315 9.99 0.00
Wlt 10/18/14 C 4 call 0.01 NEW 83300 2.33 0.00
First Horizon Nat Corp 100,000 0.00 24849 0.00 0.00
MFG Mizuho Financial 0.00 -16.00% 16669 3.60 3.42
DWA DreamWorks Animation SKG 0.00 NEW 8664 0.00 22.31
NGG National Grid 0.00 38524 0.00 71.40
UOVEY United Overseas Bank 0.00 48112 0.00 36.17
Markland Technologiesinc Comne 0.00 10000 0.00 0.00
HLDCY Henderson Land Development 0.00 -10.00% 21954 0.00 6.69
Americ Int Gr Frac Warrant 0.00 207685 0.00 0.00
Groupon 0.00 -41.00% 10500 6.67 0.00
Hearusa 0.00 -4.00% 449959 0.00 0.00
Porter Bancorp warrant 0.00 43478 0.00 0.00
Liberty Media Corp Del Com Ser C 0.00 NEW 4548 0.00 0.00
Fc Holdings Inc Contra Cusip 0.00 100000 0.47 0.00

Past 13F-HR SEC Filings for RMB Capital Management