Scotia Capital
Latest statistics and disclosures from Scotia Capital's latest quarterly 13F-HR filing:
- Top 5 stock holdings are Rbc Cad, Bk Nova Cad, Tor Dom Bk Cad, Transcanada, Enbridge. These five stock positions account for 31.98% of Scotia Capital's total stock portfolio.
- Added to shares of Tor Dom Bk Cad (+$35.80M), Rbc Cad (+$32.35M), Bk Nova Cad (+$29.48M), Suncor Energy (+$18.95M), Canadian Natl Ry (+$16.03M), Transcanada (+$15.70M), Cibc Cad (+$14.25M), Enbridge (+$14.19M), Bank Of Montreal Cadcom Npv (+$13.98M), Bce (+$12.80M).
- Started new stock positions in Pimco Total Return Etf totl, CLF, ANR, CVLT, GLW, Wi-lan, Stratasys, Mondelez Int, Hollyfrontier, ALL, NYB, AXP, FAF, UNTD, IYF, BX, TREX, VMED, DVA, CRD.A, ANF, DKS, VRTS, AIG, IVR, CMCSA, EWU, UNP, JOYG, WLL, ENI, BAX, INFY, MAR, DVN, TGT, WDC, MA, ANV, FAST, KWK, ACI, OXY, WNR, BRK.A, BIDU, PH, HRB, MUR, GDX, IWN, NYT, TWO, SPLS, CTB, PHYS, GIM, CNX, COP, NRF.
- Reduced shares in these stocks: TU (-$15.34M), COH (-$6.89M), EEM, NEM, CMG, KFT, APA, BTU, PEP, WYNN.
- Sold out of its positions in Advantage Oil & Gas, ALK, ARW, ATP, Cencosud S A sponsored ads, CMG, CTXS, DAL, BRXX,
- As of Dec. 31, 2012, Scotia Capital has $2.47B in assets under management (AUM). Assets under management grew from a total value of $2.01B to $2.47B.
- Independent of market fluctuations, Scotia Capital was a net buyer by $423.10M worth of stocks in the most recent quarter.
Scotia Capital portfolio companies for quarter ending December 2012
| Ticker | Name | Portfolio Weight | Change | Share Count | Price | Last Trade |
|---|---|---|---|---|---|---|
| Rbc Cad | 8.49 | +18.00% | 3478970 | 60.21 | 0.00 | |
| Bk Nova Cad | 7.63 | +18.00% | 3255415 | 57.84 | 0.00 | |
| Tor Dom Bk Cad | 6.85 | +26.00% | 2006429 | 84.22 | 0.00 | |
| Transcanada | 5.26 | +13.00% | 2742736 | 47.29 | 0.00 | |
| Enbridge | 3.75 | +18.00% | 2133606 | 43.29 | 0.00 | |
| Bce | 3.68 | +16.00% | 2114412 | 42.89 | 0.00 | |
| Bank Of Montreal Cadcom Npv | 3.31 | +20.00% | 1332983 | 61.22 | 0.00 | |
| Canadian Natl Ry | 2.98 | +27.00% | 809688 | 90.90 | 0.00 | |
| Suncor Energy | 2.88 | +36.00% | 2160886 | 32.92 | 0.00 | |
| Cibc Cad | 2.73 | +26.00% | 836166 | 80.49 | 0.00 | |
| Rogers Communications -cl B | 2.37 | +12.00% | 1288711 | 45.44 | 0.00 | |
| * Barrick Gold | 1.53 | +42.00% | 1082675 | 34.95 | 0.00 | |
| Potash Corp. Of Saskatchewan I | 1.52 | +49.00% | 924775 | 40.58 | 0.00 | |
| Manulife Finl | 1.52 | +29.00% | 2761515 | 13.57 | 0.00 | |
| Canadian Natural Resources | 1.50 | +50.00% | 1282547 | 28.80 | 0.00 | |
| Teck Resources Ltd cl b | 1.42 | +28.00% | 967165 | 36.30 | 0.00 | |
| Cenovus Energy | 1.41 | +37.00% | 1035686 | 33.51 | 0.00 | |
| Sun Life Financial | 1.41 | +20.00% | 1308340 | 26.52 | 0.00 | |
| BAM.A | Brookfield Asset Management | 1.30 | +29.00% | 881913 | 36.46 | 0.00 |
| Shaw Communications Inc cl b conv | 1.19 | +16.00% | 1280814 | 22.96 | 0.00 | |
| MCD | McDonald's Corporation | 1.07 | +15.00% | 300191 | 88.25 | 99.78 |
| Thomson Reuters | 1.01 | +24.00% | 863797 | 28.96 | 0.00 | |
| JNJ | Johnson & Johnson | 1.00 | +15.00% | 350856 | 70.14 | 86.09 |
| Encana | 0.98 | +29.00% | 1218962 | 19.74 | 0.00 | |
| GE | General Electric Company | 0.97 | +6.00% | 1144606 | 20.98 | 24.23 |
| Gold | 0.96 | +109.00% | 647605 | 36.63 | 0.00 | |
| UTX | United Technologies Corporation | 0.86 | +56.00% | 258163 | 82.03 | 95.79 |
| AAPL | Apple | 0.84 | +5.00% | 39153 | 531.99 | 430.18 |
| Magna Intl Inc cl a | 0.79 | +42.00% | 393504 | 49.82 | 0.00 | |
| Agrium | 0.77 | +26.00% | 190982 | 99.66 | 0.00 | |
| Canadian Pacific Railway | 0.72 | +2.00% | 175327 | 101.49 | 0.00 | |
| Pembina Pipeline | 0.71 | +2.00% | 610105 | 28.62 | 0.00 | |
| Imperial Oil | 0.68 | +40.00% | 387710 | 43.01 | 0.00 | |
| INTC | Intel Corporation | 0.65 | +38.00% | 777281 | 20.61 | 25.54 |
| Tim Hortons Inc Com Stk | 0.64 | +52.00% | 323768 | 49.12 | 0.00 | |
| PG | Procter & Gamble Company | 0.53 | +10.00% | 193014 | 67.87 | 79.14 |
| MSFT | Microsoft Corporation | 0.51 | +21.00% | 474129 | 26.70 | 34.92 |
| PEP | Pepsi | 0.51 | -17.00% | 184595 | 68.41 | 82.55 |
| Silver Wheaton | 0.50 | +53.00% | 342352 | 36.02 | 0.00 | |
| Baytex Energy | 0.50 | +31.00% | 286324 | 43.13 | 0.00 | |
| FCX | Freeport-McMoRan Copper & Gold | 0.49 | 353902 | 34.18 | 29.82 | |
| VRX | Valeant Pharmaceuticals Int | 0.45 | +127.00% | 186266 | 59.63 | 86.62 |
| Brookfield Infrastructure Part | 0.44 | +3.00% | 307580 | 34.91 | 0.00 | |
| QQQQ | PowerShares QQQ Trust, Series 1 | 0.41 | +463.00% | 156093 | 65.13 | 0.00 |
| SDY | SPDR S&P; Dividend | 0.40 | +31.00% | 167957 | 58.22 | 68.47 |
| KO | Coca-Cola Company | 0.39 | +40.00% | 267687 | 36.26 | 41.36 |
| Cameco Corporation | 0.38 | +53.00% | 471075 | 19.72 | 0.00 | |
| T | AT&T; | 0.37 | +9.00% | 272716 | 33.70 | 35.95 |
| PFE | Pfizer | 0.34 | +9.00% | 336817 | 25.09 | 29.48 |
| Talisman Energy Inc Com Stk | 0.34 | +75.00% | 748969 | 11.29 | 0.00 | |
| Brookfield Ppty Corp Cad | 0.34 | +13.00% | 498119 | 16.99 | 0.00 | |
| TU | TELUS Corporation | 0.33 | -65.00% | 126632 | 65.09 | 34.37 |
| DEO | Diageo | 0.31 | 64888 | 116.60 | 119.77 | |
| IVV | iShares S&P; 500 Index | 0.31 | +68.00% | 53385 | 143.15 | 166.48 |
| Nexen | 0.31 | +43.00% | 282145 | 26.75 | 0.00 | |
| Kinross Gold | 0.30 | +101.00% | 767542 | 9.66 | 0.00 | |
| Yamana Gold | 0.28 | +156.00% | 409293 | 17.15 | 0.00 | |
| Agni | 0.26 | +122.00% | 122608 | 52.36 | 0.00 | |
| JPM | JPMorgan Chase & Co. | 0.24 | +19.00% | 133213 | 43.99 | 53.78 |
| Group Cgi Cad Cl A | 0.24 | +526.00% | 254858 | 23.07 | 0.00 | |
| Transalta | 0.24 | +19.00% | 388023 | 15.19 | 0.00 | |
| Just Energy | 0.23 | +2535.00% | 603090 | 9.55 | 0.00 | |
| Eldorado Gold | 0.22 | +120.00% | 417277 | 12.86 | 0.00 | |
| WMT | Wal-Mart Stores | 0.21 | +4.00% | 74611 | 68.25 | 75.68 |
| GOOG | 0.21 | +14.00% | 7267 | 707.17 | 901.00 | |
| BRK.B | Berkshire Hathaway | 0.20 | 55586 | 89.75 | 0.00 | |
| NSC | Norfolk Southern | 0.20 | +312.00% | 79566 | 61.87 | 76.95 |
| F | Ford Motor Company | 0.20 | +18.00% | 374811 | 12.95 | 15.60 |
| IXN | iShares S&P; Global Technology Sect. | 0.20 | 71841 | 67.36 | 73.23 | |
| GLD | SPDR Gold Trust | 0.19 | +25.00% | 28613 | 162.20 | 132.83 |
| CSCO | Cisco Systems | 0.18 | +15.00% | 219859 | 19.66 | 24.85 |
| NKE | NIKE | 0.18 | +113.00% | 84029 | 51.59 | 62.20 |
| SIAL | Sigma-Aldrich Corporation | 0.18 | 61855 | 73.58 | 81.77 | |
| NVO | Novo Nordisk A/S | 0.18 | 26846 | 163.19 | 159.74 | |
| Methanex | 0.18 | +2.00% | 140838 | 31.74 | 0.00 | |
| BHP | BHP Billiton | 0.18 | +8.00% | 56734 | 78.44 | 62.53 |
| Penn West Energy Trust | 0.18 | +53.00% | 412446 | 10.84 | 0.00 | |
| CAT | Caterpillar | 0.17 | +76.00% | 45726 | 89.64 | 84.76 |
| EEM | iShares MSCI Emerging Markets Indx | 0.16 | -53.00% | 88165 | 44.35 | 39.60 |
| ABT | Abbott Laboratories | 0.16 | -13.00% | 62187 | 64.63 | 36.97 |
| VLO | Valero Energy Corporation | 0.16 | -8.00% | 117367 | 34.12 | 38.50 |
| EMR | Emerson Electric | 0.15 | +9.00% | 68093 | 52.96 | 57.41 |
| DE | Deere & Company | 0.15 | +3.00% | 43930 | 86.41 | 85.36 |
| VOD | Vodafone | 0.15 | +17.00% | 147254 | 25.20 | 28.32 |
| Research In Motion | 0.15 | +73.00% | 316097 | 11.86 | 0.00 | |
| DIS | Walt Disney Company | 0.14 | +22.00% | 68333 | 49.81 | 65.46 |
| VZ | Verizon Communications | 0.14 | -2.00% | 81860 | 43.28 | 51.07 |
| HYG | iShares iBoxx $ High Yid Corp Bond | 0.14 | -8.00% | 36235 | 93.36 | 93.11 |
| SWY | Safeway | 0.13 | +6.00% | 183830 | 18.10 | 24.06 |
| QCOM | QUALCOMM | 0.13 | +133.00% | 51051 | 61.80 | 62.69 |
| CHK | Chesapeake Energy Corporation | 0.13 | +20.00% | 185953 | 16.61 | 21.33 |
| NOV | National-Oilwell Var | 0.12 | +24.00% | 41867 | 68.34 | 71.39 |
| IBM | International Business Machines | 0.12 | +88.00% | 15632 | 191.47 | 204.88 |
| SLB | Schlumberger | 0.12 | +165.00% | 41571 | 69.30 | 74.10 |
| SPLS | Staples | 0.12 | NEW | 251715 | 11.40 | 16.32 |
| Pengrowth Energy | 0.12 | -12.00% | 608915 | 4.95 | 0.00 | |
| Kinder Morgan | 0.12 | +47.00% | 83617 | 35.38 | 0.00 | |
| SPY | SPDR S&P; 500 ETF | 0.11 | -4.00% | 19049 | 142.47 | 165.58 |
| MMM | 3M Company | 0.11 | 28587 | 92.84 | 112.95 | |
| EFA | iShares MSCI EAFE Index Fund | 0.11 | +39.00% | 49863 | 56.84 | 61.04 |
| Central Fd Cda Ltd cl a | 0.11 | 129250 | 20.98 | 0.00 | ||
| IJT | iShares S&P; SmallCap 600 Growth | 0.11 | +25.00% | 31353 | 83.98 | 99.17 |
| GM | General Motors Company | 0.11 | +4.00% | 96860 | 28.77 | 34.17 |
| FDX | FedEx Corporation | 0.10 | -18.00% | 27145 | 91.73 | 103.33 |
| SI | Siemens AG | 0.10 | 22345 | 109.47 | 107.01 | |
| Aurizon Mines | 0.10 | NEW | 698234 | 3.43 | 0.00 | |
| Iamgold | 0.10 | +137.00% | 218273 | 11.44 | 0.00 | |
| PCY | PowerShares Emerging Markets Sovere | 0.10 | +30.00% | 76545 | 31.46 | 28.24 |
| IDV | iShares Dow Jones EPAC Sel Div Ind | 0.10 | -13.00% | 71903 | 33.71 | 34.22 |
| HBM | HudBay Minerals | 0.10 | -26.00% | 255906 | 10.07 | 7.46 |
| Progressive Waste Solutions | 0.10 | +7.00% | 111491 | 21.58 | 0.00 | |
| Mondelez Int | 0.10 | NEW | 100493 | 25.43 | 0.00 | |
| KMB | Kimberly-Clark Corporation | 0.09 | +8.00% | 27246 | 84.45 | 98.48 |
| DD | E.I. du Pont de Nemours & Company | 0.09 | +20.00% | 49754 | 45.00 | 53.75 |
| PM | Philip Morris International | 0.09 | +4.00% | 27972 | 83.69 | 92.77 |
| K | Kellogg Company | 0.09 | +2.00% | 40401 | 55.84 | 64.79 |
| Gildan Activewear Inc Com Cad | 0.09 | +156.00% | 59162 | 36.49 | 0.00 | |
| MKC | McCormick & Company, Incorporated | 0.09 | +6.00% | 33134 | 63.53 | 73.01 |
| FNV | Franco-Nevada Corporation | 0.09 | +2.00% | 38142 | 57.13 | 37.38 |
| DEM | WisdomTree Emerging Markets Eq | 0.09 | -3.00% | 37911 | 57.21 | 51.10 |
| IOO | iShares S&P; Global 100 Index | 0.09 | 35196 | 63.93 | 71.42 | |
| BP | BP | 0.08 | -21.00% | 44432 | 41.66 | 42.85 |
| AXP | American Express Company | 0.08 | NEW | 34100 | 57.51 | 74.73 |
| CSX | CSX Corporation | 0.08 | +92.00% | 96704 | 19.72 | 25.11 |
| BDX | Becton, Dickinson and | 0.08 | -4.00% | 24421 | 78.17 | 99.77 |
| HON | Honeywell International | 0.08 | +7.00% | 29491 | 63.51 | 80.74 |
| CHD | Church & Dwight | 0.08 | +12.00% | 36111 | 53.56 | 61.70 |
| VWO | Vanguard Emerging Markets ETF | 0.08 | -8.00% | 46029 | 44.52 | 39.90 |
| PBR | Petroleo Brasileiro SA | 0.07 | -12.00% | 89653 | 19.45 | 15.23 |
| XOM | Exxon Mobil Corporation | 0.07 | -33.00% | 19972 | 86.52 | 92.01 |
| WM | Waste Management | 0.07 | +71.00% | 53190 | 33.75 | 40.56 |
| HD | Home Depot | 0.07 | -2.00% | 26673 | 61.82 | 76.88 |
| Transocean | 0.07 | +120.00% | 36586 | 44.66 | 0.00 | |
| BBY | Best Buy | 0.07 | +75.00% | 151787 | 11.84 | 27.79 |
| NVS | Novartis AG | 0.07 | +17.00% | 28800 | 63.30 | 72.76 |
| GIS | General Mills | 0.07 | +5.00% | 40506 | 40.41 | 49.78 |
| MRK | Merck & Co | 0.07 | +15.00% | 44426 | 40.99 | 47.75 |
| RDS.A | Royal Dutch Shell | 0.07 | +25.00% | 26670 | 68.99 | 0.00 |
| VIG | Vanguard Dividend Appreciation ETF | 0.07 | +9.00% | 26960 | 59.57 | 68.57 |
| NLY | Annaly Capital Management | 0.06 | +19.00% | 102585 | 14.06 | 13.39 |
| BAC | Bank of America Corporation | 0.06 | +117.00% | 124836 | 11.62 | 13.19 |
| CVX | Chevron Corporation | 0.06 | +18.00% | 13306 | 108.15 | 121.70 |
| UPS | United Parcel Service | 0.06 | +13.00% | 20211 | 73.77 | 87.23 |
| WFC | Wells Fargo & Company | 0.06 | +51.00% | 44772 | 34.17 | 40.79 |
| FLR | Fluor Corporation | 0.06 | +254.00% | 23824 | 58.72 | 63.02 |
| RIO | Rio Tinto | 0.06 | +14.00% | 23846 | 58.08 | 43.86 |
| DHR | Danaher Corporation | 0.06 | +174.00% | 26901 | 55.95 | 64.26 |
| TOT | TOTAL S.A. | 0.06 | -5.00% | 26449 | 51.99 | 50.24 |
| ANV | Allied Nevada Gold | 0.06 | NEW | 46900 | 29.70 | 7.52 |
| MOO | Market Vectors Agribusiness | 0.06 | -2.00% | 28384 | 52.81 | 53.47 |
| Enerplus | 0.06 | -60.00% | 113696 | 12.89 | 0.00 | |
| DO | Diamond Offshore Drilling | 0.05 | +159.00% | 19347 | 67.92 | 68.73 |
| BMY | Bristol Myers Squibb | 0.05 | -2.00% | 40582 | 32.60 | 46.54 |
| TAP | Molson Coors Brewing Company | 0.05 | +7.00% | 28161 | 42.79 | 50.50 |
| AFL | AFLAC Incorporated | 0.05 | +69.00% | 25160 | 53.10 | 57.91 |
| MDT | Medtronic | 0.05 | +4.00% | 29429 | 41.01 | 52.81 |
| RTN | Raytheon Company | 0.05 | +9.00% | 22435 | 57.54 | 67.56 |
| HMC | HONDA MOTOR | 0.05 | 35570 | 36.94 | 37.37 | |
| WAG | Walgreen Company | 0.05 | +72.00% | 34809 | 37.03 | 51.17 |
| V | Visa | 0.05 | +49.00% | 8799 | 151.49 | 184.29 |
| SJM | J.M. Smucker Company | 0.05 | 14250 | 86.25 | 103.52 | |
| BIDU | Baidu | 0.05 | NEW | 11406 | 100.30 | 95.28 |
| Citi | 0.05 | -3.00% | 30812 | 39.53 | 0.00 | |
| Granite Real Estate | 0.05 | +22.00% | 33693 | 37.96 | 0.00 | |
| Catamaran | 0.05 | +110.00% | 27328 | 46.80 | 0.00 | |
| Sandstorm Gold | 0.05 | +5.00% | 106177 | 11.74 | 0.00 | |
| ABV | Companhia de Bebidas das Americas | 0.04 | +7.00% | 21945 | 41.97 | 36.15 |
| VALE | Vale | 0.04 | -16.00% | 52125 | 20.97 | 14.31 |
| COST | Costco Wholesale Corporation | 0.04 | -3.00% | 11008 | 98.66 | 112.04 |
| MAT | Mattel | 0.04 | +269.00% | 27528 | 36.65 | 45.33 |
| SWK | Stanley Black & Decker | 0.04 | +22.00% | 13600 | 73.97 | 80.39 |
| SYY | SYSCO Corporation | 0.04 | +10.00% | 30604 | 31.70 | 34.61 |
| CVS | CVS Caremark Corporation | 0.04 | +309.00% | 21785 | 48.34 | 59.64 |
| CPB | Campbell Soup Company | 0.04 | +15.00% | 25354 | 34.87 | 45.70 |
| MO | Altria | 0.04 | +7.00% | 27878 | 31.42 | 36.09 |
| CL | Colgate-Palmolive Company | 0.04 | +4.00% | 8848 | 104.54 | 59.43 |
| GSK | GlaxoSmithKline | 0.04 | +19.00% | 21345 | 43.52 | 52.22 |
| PH | Parker-Hannifin Corporation | 0.04 | NEW | 10505 | 85.10 | 99.02 |
| WMB | Williams Companies | 0.04 | -5.00% | 33800 | 32.72 | 33.26 |
| TJX | TJX Companies | 0.04 | -2.00% | 22517 | 42.46 | 50.71 |
| ORCL | Oracle Corporation | 0.04 | +3.00% | 30021 | 33.31 | 34.51 |
| MRO | Marathon Oil Corporation | 0.04 | -24.00% | 33397 | 30.66 | 36.31 |
| CNX | CONSOL Energy | 0.04 | NEW | 33000 | 32.09 | 31.93 |
| Seagate Technology Com Stk | 0.04 | +7.00% | 34806 | 30.45 | 0.00 | |
| AEC | Associated Estates Realty Corporation | 0.04 | +4.00% | 63040 | 16.15 | 15.97 |
| CLF | Cliffs Natural Resources | 0.04 | NEW | 24354 | 38.60 | 18.32 |
| MET | MetLife | 0.04 | +45.00% | 26238 | 32.93 | 44.99 |
| VMED | Virgin Media | 0.04 | NEW | 27000 | 36.78 | 0.00 |
| ENI | Enersis S.A. | 0.04 | NEW | 52871 | 18.21 | 15.99 |
| IAU | iShares Gold Trust | 0.04 | +52.00% | 63453 | 16.19 | 13.35 |
| New Gold Inc Cda | 0.04 | -10.00% | 100524 | 11.01 | 0.00 | |
| AIG | American International | 0.04 | NEW | 30323 | 35.29 | 45.01 |
| SHY | iShares Lehman 1-3 Year Treas.Bond | 0.04 | +5.00% | 11165 | 84.46 | 84.43 |
| SHV | iShares Lehman Short Treasury Bond | 0.04 | -23.00% | 8917 | 110.46 | 110.23 |
| Ishares High Dividend Equity F | 0.04 | +27.00% | 16206 | 58.81 | 0.00 | |
| Duke Energy | 0.04 | 14467 | 63.87 | 0.00 | ||
| Kraft Foods | 0.04 | NEW | 19569 | 45.48 | 0.00 | |
| IBN | ICICI Bank | 0.03 | +41.00% | 16700 | 43.59 | 40.73 |
| FXI | iShares FTSE/Xinhua China 25 Index | 0.03 | +14.00% | 20345 | 40.45 | 34.19 |
| JOYG | Joy Global | 0.03 | NEW | 12062 | 63.75 | 0.00 |
| GS | Goldman Sachs | 0.03 | +157.00% | 6330 | 127.65 | 163.48 |
| BTU | Peabody Energy Corporation | 0.03 | -83.00% | 23365 | 26.58 | 16.47 |
| TEVA | Teva Pharmaceutical Industries | 0.03 | -26.00% | 23113 | 37.34 | 39.48 |
| APA | Apache Corporation | 0.03 | -79.00% | 10819 | 78.47 | 87.00 |
| HRB | H&R; Block | 0.03 | NEW | 34378 | 18.59 | 29.35 |
| IFF | International Flavors & Fragrances | 0.03 | +3.00% | 11300 | 66.55 | 79.99 |
| MCK | McKesson Corporation | 0.03 | -7.00% | 8352 | 96.98 | 114.88 |
| TEF | Telefonica S.A. | 0.03 | -37.00% | 58060 | 13.50 | 13.57 |
| EXC | Exelon Corporation | 0.03 | +20.00% | 27222 | 29.76 | 30.98 |
| EMC | EMC Corporation | 0.03 | +59.00% | 28149 | 25.29 | 25.28 |
| MUR | Murphy Oil Corporation | 0.03 | NEW | 12100 | 59.50 | 63.83 |
| Accenture | 0.03 | +196.00% | 12370 | 66.45 | 0.00 | |
| SAP | SAP AG | 0.03 | 9928 | 80.38 | 77.18 | |
| HUM | Humana | 0.03 | 10092 | 68.67 | 84.63 | |
| GDX | Market Vectors Gold Miners ETF | 0.03 | NEW | 16900 | 46.39 | 27.43 |
| Cae | 0.03 | +118.00% | 85034 | 10.13 | 0.00 | |
| Pimco Total Return Etf totl | 0.03 | NEW | 6868 | 109.06 | 0.00 | |
| Phillips 66 | 0.03 | -60.00% | 13501 | 53.18 | 0.00 | |
| Proshs Ultrashrt S&p500 Prosha etf | 0.03 | NEW | 15312 | 54.14 | 0.00 | |
| CVA | Covanta Holding Corporation | 0.02 | -71.00% | 21290 | 18.41 | 20.47 |
| CHL | China Mobile | 0.02 | 6640 | 58.73 | 49.36 | |
| HBC | HSBC Holdings | 0.02 | -5.00% | 9979 | 53.01 | 54.29 |
| BX | Blackstone | 0.02 | NEW | 37900 | 15.59 | 21.53 |
| DKS | Dick's Sporting Goods | 0.02 | NEW | 9200 | 45.43 | 52.19 |
| ED | Consolidated Edison | 0.02 | -10.00% | 8180 | 55.50 | 58.44 |
| LL | Lumber Liquidators Holdings | 0.02 | 7113 | 52.86 | 87.50 | |
| NTAP | NetApp | 0.02 | +87.00% | 15000 | 33.53 | 39.08 |
| SON | Sonoco Products Company | 0.02 | 17800 | 29.72 | 35.09 | |
| UNP | Union Pacific Corporation | 0.02 | NEW | 3265 | 125.57 | 157.46 |
| GWW | W.W. Grainger | 0.02 | -2.00% | 2952 | 202.24 | 255.63 |
| ROST | Ross Stores | 0.02 | -36.00% | 9500 | 54.11 | 65.41 |
| MS | Morgan Stanley | 0.02 | +6.00% | 20103 | 19.10 | 26.35 |
| Celestica | 0.02 | +51.00% | 47050 | 8.12 | 0.00 | |
| CTL | CenturyLink | 0.02 | +58.00% | 10854 | 39.16 | 35.93 |
| YUM | Yum! Brands | 0.02 | +39.00% | 6538 | 66.38 | 72.31 |
| S | Sprint Nextel Corporation | 0.02 | +114.00% | 104839 | 5.67 | 7.09 |
| AA | Alcoa | 0.02 | 64820 | 8.69 | 8.18 | |
| SNY | Sanofi-Aventis SA | 0.02 | +10.00% | 9400 | 47.45 | 54.23 |
| CAJ | Canon | 0.02 | -2.00% | 10250 | 39.22 | 33.80 |
| SO | Southern Company | 0.02 | +10.00% | 13400 | 42.76 | 44.65 |
| SBUX | Starbucks Corporation | 0.02 | -72.00% | 7025 | 53.52 | 67.11 |
| LOW | Lowe's Companies | 0.02 | +61.00% | 13172 | 35.53 | 41.44 |
| Sina Corporation | 0.02 | NEW | 8944 | 50.20 | 0.00 | |
| BSV | Vanguard Short-Term Bond ETF | 0.02 | -70.00% | 4611 | 80.89 | 80.54 |
| TM | Toyota Motor Corporation | 0.02 | +2.00% | 4770 | 93.29 | 122.03 |
| HNZ | H.J. Heinz Company | 0.02 | +26.00% | 6470 | 57.65 | 0.00 |
| TSO | Tesoro Corporation | 0.02 | -27.00% | 10400 | 44.04 | 58.55 |
| MT | ArcelorMittal | 0.02 | -85.00% | 22521 | 17.45 | 12.10 |
| IWM | iShares Russell 2000 Index | 0.02 | -19.00% | 5816 | 84.25 | 99.26 |
| Noble Corporation Com Stk | 0.02 | -31.00% | 11641 | 34.79 | 0.00 | |
| Royal Gold | 0.02 | +29.00% | 4820 | 81.33 | 0.00 | |
| ABB | ABB | 0.02 | +10.00% | 18767 | 20.78 | 22.65 |
| Lululemon Athletica | 0.02 | +14.00% | 6024 | 76.03 | 0.00 | |
| UL | Unilever | 0.02 | 15533 | 38.69 | 41.94 | |
| Open Text | 0.02 | 9454 | 55.74 | 0.00 | ||
| KMP | Kinder Morgan Energy Partners | 0.02 | +28.00% | 5092 | 79.93 | 84.29 |
| NRF | Northstar Realty Finance | 0.02 | NEW | 67335 | 7.04 | 9.03 |
| EWZ | iShares MSCI Brazil Index | 0.02 | -61.00% | 10162 | 55.99 | 46.87 |
| LQD | iShares IBoxx $ Invest Grade Corp Bd Fd | 0.02 | -53.00% | 4007 | 121.04 | 116.36 |
| IWN | iShares Russell 2000 Value Index | 0.02 | NEW | 6340 | 75.55 | 87.46 |
| Stantec | 0.02 | -29.00% | 13554 | 39.84 | 0.00 | |
| Sensata Technologies Hldg Bv | 0.02 | +60.00% | 12000 | 32.50 | 0.00 | |
| GIM | Templeton Global Income Fund | 0.02 | NEW | 53316 | 9.43 | 8.92 |
| DVY | iShares Dow Jones Select Dividend | 0.02 | +35.00% | 7861 | 57.24 | 65.50 |
| TUR | iShares MSCI Turkey Index Fund | 0.02 | -13.00% | 6699 | 66.73 | 63.90 |
| FAX | Aberdeen Asia-Pacific Income Fund | 0.02 | +25.00% | 68025 | 7.75 | 6.60 |
| PGF | PowerShares Fin. Preferred Port. | 0.02 | -9.00% | 26470 | 18.28 | 18.05 |
| EWU | iShares MSCI United Kingdom Index | 0.02 | NEW | 22840 | 17.95 | 18.85 |
| MXI | iShares S&P; Global Mat. Sector Inde | 0.02 | 8486 | 62.46 | 57.83 | |
| Mosaic | 0.02 | -33.00% | 10525 | 56.72 | 0.00 | |
| Student Transn | 0.02 | -10.00% | 82339 | 6.15 | 0.00 | |
| HAS | Hasbro | 0.01 | +6.00% | 9931 | 35.95 | 44.98 |
| CMCSA | Comcast Corporation | 0.01 | NEW | 7552 | 37.34 | 40.74 |
| INFY | Infosys Technologies | 0.01 | NEW | 6085 | 42.24 | 41.77 |
| GLW | Corning Incorporated | 0.01 | NEW | 18677 | 12.64 | 15.01 |
| CME | CME | 0.01 | -71.00% | 5900 | 50.68 | 76.81 |
| MA | MasterCard Incorporated | 0.01 | NEW | 555 | 490.09 | 589.50 |
| TWO | Two Harbors Investment | 0.01 | NEW | 29643 | 11.10 | 10.98 |
| DVN | Devon Energy Corporation | 0.01 | NEW | 6385 | 52.00 | 55.06 |
| BAX | Baxter International | 0.01 | NEW | 3305 | 66.57 | 70.51 |
| LLY | Eli Lilly & Co. | 0.01 | -16.00% | 6600 | 49.39 | 51.85 |
| COH | Coach | 0.01 | -97.00% | 3587 | 55.76 | 58.91 |
| FST | Forest Oil Corporation | 0.01 | +11.00% | 30000 | 6.70 | 4.29 |
| UPL | Ultra Petroleum | 0.01 | +46.00% | 15700 | 18.15 | 22.02 |
| DOW | Dow Chemical Company | 0.01 | -9.00% | 6405 | 32.32 | 34.56 |
| EXH | Exterran Holdings | 0.01 | 12403 | 21.93 | 29.74 | |
| JCI | Johnson Controls | 0.01 | +15.00% | 11202 | 30.71 | 37.51 |
| NWL | Newell Rubbermaid | 0.01 | +23.00% | 15500 | 22.26 | 27.09 |
| WDC | Western Digital | 0.01 | NEW | 4857 | 42.41 | 64.30 |
| DVA | DaVita | 0.01 | NEW | 2000 | 110.50 | 128.24 |
| Helen Of Troy | 0.01 | 8058 | 33.38 | 0.00 | ||
| ACI | Arch Coal | 0.01 | NEW | 30000 | 7.33 | 4.24 |
| APD | Air Products & Chemicals | 0.01 | +19.00% | 2894 | 83.97 | 96.81 |
| ALL | Allstate Corporation | 0.01 | NEW | 5175 | 40.19 | 47.44 |
| AOL | AOL | 0.01 | 7820 | 29.67 | 36.77 | |
| BRK.A | Berkshire Hathaway | 0.01 | NEW | 2 | 134000.00 | 0.00 |
| COP | ConocoPhillips | 0.01 | NEW | 5470 | 57.95 | 62.11 |
| OXY | Occidental Petroleum Corporation | 0.01 | NEW | 2615 | 76.48 | 93.09 |
| PX | Praxair | 0.01 | 3020 | 109.60 | 119.68 | |
| TGT | Target Corporation | 0.01 | NEW | 3485 | 59.40 | 69.75 |
| MAR | Marriott International | 0.01 | NEW | 6750 | 37.33 | 40.86 |
| ANF | Abercrombie & Fitch | 0.01 | NEW | 5996 | 48.03 | 48.61 |
| CLX | Clorox Company | 0.01 | +8.00% | 3716 | 73.20 | 85.62 |
| DOV | Dover Corporation | 0.01 | 5000 | 65.80 | 80.39 | |
| NYB | New York Community Ban | 0.01 | NEW | 12340 | 13.13 | 0.00 |
| FAST | Fastenal Company | 0.01 | NEW | 5190 | 46.63 | 47.40 |
| WLL | Whiting Petroleum Corporation | 0.01 | NEW | 5990 | 43.41 | 49.11 |
| TREX | Trex Company | 0.01 | NEW | 5756 | 37.18 | 56.81 |
| NYT | New York Times Company | 0.01 | NEW | 16537 | 8.53 | 10.45 |
| ANR | Alpha Natural Resources | 0.01 | NEW | 30100 | 9.73 | 5.82 |
| UA | Under Armour | 0.01 | -24.00% | 5250 | 48.57 | 60.32 |
| CF | CF Industries Holdings | 0.01 | 1243 | 203.54 | 190.66 | |
| CYH | Community Health Systems | 0.01 | 8693 | 30.71 | 47.96 | |
| IWB | iShares Russell 1000 Index | 0.01 | 3331 | 79.26 | 92.03 | |
| WNR | Western Refining | 0.01 | NEW | 8334 | 28.20 | 30.76 |
| CTB | Cooper Tire & Rubber Company | 0.01 | NEW | 10144 | 25.34 | 33.05 |
| CVI | CVR Energy | 0.01 | -8.00% | 6920 | 48.84 | 54.87 |
| FTE | France Telecom SA | 0.01 | -46.00% | 26900 | 11.04 | 10.24 |
| ICON | Iconix Brand | 0.01 | 15000 | 22.33 | 30.38 | |
| ASH | Ashland | 0.01 | 2997 | 80.41 | 86.52 | |
| NGG | National Grid | 0.01 | +3.00% | 5060 | 57.51 | 59.06 |
| CVLT | CommVault Systems | 0.01 | NEW | 3590 | 69.64 | 78.01 |
| PSEC | Prospect Capital Corporation | 0.01 | 18032 | 10.87 | 10.73 | |
| FAF | First American Financial | 0.01 | NEW | 8617 | 24.14 | 22.61 |
| PD | Precision Drilling Corporation | 0.01 | +12.00% | 29183 | 8.26 | 0.00 |
| Thompson Creek Metals | 0.01 | +8.00% | 57715 | 4.14 | 0.00 | |
| VRTS | Virtus Investment Partners | 0.01 | NEW | 2005 | 121.20 | 216.59 |
| OEF | iShares S&P; 100 Index | 0.01 | -61.00% | 3415 | 64.71 | 74.64 |
| Jaguar Mng | 0.01 | NEW | 400000 | 0.64 | 0.00 | |
| DIA | SPDR Dow Jones Industrial Average ETF | 0.01 | -60.00% | 1997 | 130.70 | 152.88 |
| SLV | iShares Silver Trust | 0.01 | -35.00% | 8887 | 29.37 | 20.99 |
| EWT | iShares MSCI Taiwan Index | 0.01 | -13.00% | 25460 | 13.63 | 13.44 |
| EPP | iShares MSCI Pacific ex-Japan Idx | 0.01 | -8.00% | 7125 | 47.16 | 45.84 |
| ACG | AllianceBernstein Income Fund | 0.01 | +14.00% | 25830 | 8.09 | 7.58 |
| ACWI | iShares MSCI ACWI Index Fund | 0.01 | -27.00% | 6241 | 48.07 | 52.24 |
| IVR | Invesco Mortgage Capital | 0.01 | NEW | 15541 | 19.75 | 18.50 |
| VYM | Vanguard High Dividend Yield ETF | 0.01 | 6250 | 49.44 | 58.11 | |
| PFF | iShares S&P; US Pref Stock Idx Fnd | 0.01 | +24.00% | 7435 | 39.68 | 39.70 |
| IYF | iShares Dow Jones US Financial | 0.01 | NEW | 3570 | 60.78 | 72.89 |
| IYG | iShares Dow Jones US Financial Svc. | 0.01 | 4702 | 59.34 | 72.67 | |
| PHYS | Sprott Physical Gold Trust | 0.01 | NEW | 10085 | 14.18 | 11.43 |
| CRD.A | Crawford & Company | 0.01 | NEW | 31349 | 5.65 | 0.00 |
| GTU | Central Gold-Trust | 0.01 | 3225 | 62.64 | 49.80 | |
| Sprott Physical Silver Tr tr unit | 0.01 | +42.00% | 27855 | 12.03 | 0.00 | |
| Ishares Tr s^p gtfidx etf | 0.01 | +60.00% | 8080 | 45.30 | 0.00 | |
| Hollyfrontier | 0.01 | NEW | 4455 | 46.46 | 0.00 | |
| Marathon Petroleum | 0.01 | NEW | 3430 | 62.97 | 0.00 | |
| American Capital Mortgage In | 0.01 | NEW | 15041 | 23.60 | 0.00 | |
| Flagstar Ban | 0.01 | NEW | 14887 | 19.41 | 0.00 | |
| Stratasys | 0.01 | NEW | 3373 | 80.05 | 0.00 | |
| Kinross Gold Corp note 1.750% 3/1 | 0.00 | 100000 | 1.00 | 0.00 | ||
| Dryships/drys | 0.00 | NEW | 16000 | 1.62 | 0.00 | |
| HOV | Hovnanian Enterprises | 0.00 | +45.00% | 14875 | 6.99 | 6.33 |
| KWK | Quicksilver Resources | 0.00 | NEW | 16000 | 2.88 | 2.00 |
| UNTD | United Online | 0.00 | NEW | 13381 | 5.60 | 7.64 |
| EWJ | iShares MSCI Japan Index | 0.00 | -61.00% | 12500 | 9.76 | 11.41 |
| SIRI | Sirius XM Radio | 0.00 | 29700 | 2.90 | 3.43 | |
| Golden Star Cad | 0.00 | NEW | 10000 | 1.70 | 0.00 | |
| Great Basin Gold Ltdcom Stk | 0.00 | NEW | 1946721 | 0.00 | 0.00 | |
| Denison Mines | 0.00 | +73.00% | 21538 | 1.21 | 0.00 | |
| Gran Tierra Energy | 0.00 | NEW | 12300 | 5.53 | 0.00 | |
| North Amern Palladium | 0.00 | 13200 | 1.29 | 0.00 | ||
| URRE | Uranium Resources | 0.00 | 20000 | 0.30 | 2.54 | |
| GAB | Gabelli Equity Trust | 0.00 | 16491 | 5.58 | 6.76 | |
| JTP | Nuveen Quality Preferred Income Fund | 0.00 | 13800 | 8.70 | 8.31 | |
| Kobex Minerals | 0.00 | 28000 | 0.50 | 0.00 | ||
| Uranerz Energy Corporation Cmn | 0.00 | NEW | 10385 | 1.35 | 0.00 | |
| Firstservice Corp sdcv 6.500%12/3 | 0.00 | 37000 | 1.11 | 0.00 | ||
| Equal Energy | 0.00 | 12000 | 3.08 | 0.00 | ||
| LSG | Lake Shore Gold | 0.00 | -40.00% | 113756 | 0.75 | 0.29 |
| Wi-lan | 0.00 | NEW | 15959 | 4.57 | 0.00 | |
| Fortuna Silver Mines | 0.00 | NEW | 10365 | 4.15 | 0.00 | |
| Timmins Gold | 0.00 | NEW | 14270 | 3.01 | 0.00 | |
| Crosshair Energy | 0.00 | -39.00% | 14000 | 0.07 | 0.00 | |
| Midstates Pete | 0.00 | NEW | 16000 | 6.88 | 0.00 |
Past 13F-HR SEC Filings for Scotia Capital
- Scotia Capital 2012 Q3 - filed Nov. 14, 2012
- Scotia Capital 2012 Q1 - filed May 15, 2012
- Scotia Capital 2011 Q4 - filed Feb. 14, 2012
- Scotia Capital 2011 Q3 - filed Nov. 14, 2011
- Scotia Capital 2011 Q2 - filed Aug. 12, 2011
- Scotia Capital 2011 Q1 - filed May 13, 2011
- Scotia Capital 2010 Q4 - filed Feb. 11, 2011