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Thomas J. Herzfeld Advisors

Latest statistics and disclosures from Thomas J. Herzfeld Advisors's latest quarterly 13F-HR filing:

Top 5 stock holdings are PDX, HFRO, FSCO, BRW, NXDT, and represent 33.21% of Thomas J. Herzfeld Advisors's stock portfolio.
Added to shares of these 10 stocks: JPC (+$8.9M), CLM (+$7.9M), CUBA (+$6.2M), PDX, CRF, MQY, OCCI, RFMZ, NAD, MUC.
Started 27 new stock positions in KSM, NZF, VTMX, DSM, MQY, VFL, KTF, NEA, RFMZ, MUC.
Reduced shares in these 10 stocks: , TLT (-$6.0M), FSCO (-$5.4M), GAM, QID, CCIF, BIL, USFR, GDV, ECAT.
Sold out of its positions in AES, ASX, ABT, ABBV, ABNB, APD, BABA, ALNY, GOOG, AMZN.
Thomas J. Herzfeld Advisors was a net buyer of stock by $5.1M.
Thomas J. Herzfeld Advisors has $272M in assets under management (AUM), dropping by 5.21%.
Central Index Key (CIK): 0001509510

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Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 155 positions in its portfolio as reported in the December 2023 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
PIMCO Dynamic Income Strategy Fund Com Sh Ben Int (PDX)	9.3	$25M	+19%	1.2M	20.48	View chart
Highland Floating Rate Opportunities Fund Shs Ben Int (HFRO)	8.5	$23M	+5%	3.0M	7.69	View chart
Fs Global Cr Opportunitie Fda (FSCO)	8.1	$22M	-19%	3.9M	5.67	View chart
Saba Capital Income & Oprnt (BRW)	3.9	$11M	-3%	1.4M	7.71	View chart
Nexpoint Credit Strategies Fund (NXDT)	3.3	$9.0M	-3%	1.1M	7.95	View chart
Nuveen Multi-Strategy Income & Growth (JPC)	3.3	$8.9M	NEW	1.3M	6.76	View chart
Cornerstone Strategic Value (CLM)	3.1	$8.5M	+1245%	1.2M	7.19	View chart
Ofs Credit Company (OCCI)	3.0	$8.2M	+44%	1.3M	6.46	View chart
Herzfeld Caribbean Basin (CUBA)	2.8	$7.5M	+456%	2.7M	2.78	View chart
Destra Multi-alternative (DMA)	2.0	$5.6M	+10%	891k	6.23	View chart
Nuveen Floating Rate Income Fund (JFR)	2.0	$5.5M	+11%	671k	8.22	View chart
Boulder Growth & Income Fund (STEW)	2.0	$5.5M	-10%	396k	13.87	View chart
Franklin Templeton (FTF)	1.7	$4.7M	-5%	762k	6.22	View chart
Clearbridge Mlp And Mids (CEM)	1.5	$4.1M	-6%	103k	40.09	View chart
Royal Caribbean Cruises (RCL)	1.4	$3.9M	+19%	30k	129.49	View chart
Norwegian Cruise Line Holdings SHS (NCLH)	1.4	$3.7M	+60%	187k	20.04	View chart
New Fortress Energy Cl A (NFE)	1.3	$3.5M	+27%	94k	37.73	View chart
Western Asset Mrtg Defined Oppn Fund (DMO)	1.3	$3.5M	-12%	311k	11.17	View chart
Central Securities (CET)	1.3	$3.4M	-3%	91k	37.77	View chart
Cornerstone Total Rtrn Fd In (CRF)	1.2	$3.4M	+488%	482k	7.06	View chart
Thornburg Income Builder (TBLD)	1.2	$3.3M	-16%	210k	15.51	View chart
Sutter Rock Cap Corp (SSSS)	1.2	$3.3M	+25%	827k	3.94	View chart
Tortoise Pwr & Energy (TPZ)	1.2	$3.2M	+9%	228k	14.01	View chart
Nuveen Dow 30 Dynamic Overwrite Fund SHS (DIAX)	1.1	$3.1M	+25%	222k	14.00	View chart
Neuberger Brman Next Genera Common Stock (NBXG)	1.1	$3.0M	+35%	276k	10.93	View chart
Carlyle Credit Income Fund Shs Ben Int (CCIF)	1.1	$3.0M	-52%	374k	7.95	View chart
Exchange Listed FDS Tr Saba Int Rate (CEFS)	1.1	$3.0M	+231%	156k	18.97	View chart
First BanCorp/Puerto Rico Com New (FBP)	1.0	$2.8M	+6%	171k	16.45	View chart
Clearbridge Mlp And Midstrm Tr (CTR)	1.0	$2.8M	-4%	76k	36.23	View chart
Nuveen Credit Strategies Income Fund Com Shs (JQC)	1.0	$2.7M	+18%	524k	5.22	View chart
Cohen & Steers Ltd Dur Pfd I (LDP)	1.0	$2.7M	+5%	146k	18.43	View chart
Tortoise Energy Independenc Fd Com cef (NDP)	1.0	$2.6M	-30%	92k	28.66	View chart
Blackrock Muniyield Quality Fund (MQY)	1.0	$2.6M	NEW	214k	12.19	View chart
MasTec (MTZ)	0.9	$2.5M	+42%	34k	75.72	View chart
Nextera Energy (NEE)	0.9	$2.5M	+103%	41k	60.74	View chart
Popular Com New (BPOP)	0.9	$2.4M		30k	82.07	View chart
Martin Marietta Materials (MLM)	0.9	$2.4M	+21%	4.8k	498.91	View chart
Petroleum & Res Corp Com cef (PEO)	0.9	$2.4M		116k	20.63	View chart
Rivernorth Flexible Municipal Incm Fd II (RFMZ)	0.9	$2.3M	NEW	178k	13.10	View chart
Nuveen Div. Advantage Muni. Fund (NAD)	0.8	$2.3M	NEW	200k	11.45	View chart
Blackrock MuniHoldings CA Insrd Fnd (MUC)	0.8	$2.2M	NEW	202k	11.13	View chart
BlackRock Science and Technology Trust II Shs Ben Int (BSTZ)	0.8	$2.2M	+78%	132k	16.71	View chart
MFS Municipal Income Trust Sh Ben Int (MFM)	0.8	$2.2M	NEW	417k	5.17	View chart
Bny Mellon Alcentra Global Cr (DCF)	0.8	$2.1M	+23%	262k	8.15	View chart
Blackstone Strategic Cred 20 Com Shs Ben In (BGB)	0.7	$2.0M	+14%	173k	11.32	View chart
Playa Hotels & Resorts Nv SHS (PLYA)	0.7	$1.9M	+127%	225k	8.65	View chart
Copa Holdings SA Cl A (CPA)	0.7	$1.9M	+37%	18k	106.31	View chart
PIONEER DIV HIGH INCOME TRUS COM Bene Inter (HNW)	0.7	$1.9M	-2%	178k	10.73	View chart
Nuveen Mtg opportunity term (JLS)	0.7	$1.8M	-42%	109k	16.88	View chart
Cemex SAB de CV Spon Adr New (CX)	0.6	$1.7M	+44%	226k	7.75	View chart
Aersale Corp (ASLE)	0.6	$1.6M	+30%	129k	12.70	View chart
Fomento Economico Mexicano SAB de CV Spon Adr Units (FMX)	0.6	$1.6M	-7%	12k	130.35	View chart
Lennar Corp Cl A (LEN)	0.6	$1.6M		11k	149.04	View chart
Vesta Real Estate Corp Adx (VTMX)	0.6	$1.5M	NEW	38k	39.62	View chart
Aberdeen Std Global Infrastructure Shs Ben Int (ASGI)	0.5	$1.4M	-56%	77k	17.94	View chart
Vulcan Materials Company (VMC)	0.5	$1.4M	+20%	6.0k	227.01	View chart
PGT	0.5	$1.3M	-25%	32k	40.70	View chart
Grupo Aeroportuario del Sureste SAB de CV Spon Adr Ser B (ASR)	0.5	$1.2M		4.2k	294.27	View chart
Ofg Ban (OFG)	0.4	$1.2M	+173%	32k	37.48	View chart
Marriott Vacations Wrldwde Cp (VAC)	0.4	$1.1M	+84%	12k	84.89	View chart
Oxford Lane Cap Corp (OXLC)	0.3	$810k		164k	4.94	View chart
Empire State Realty Trust Cl A (ESRT)	0.3	$716k		74k	9.69	View chart
Evertec (EVTC)	0.3	$694k		17k	40.94	View chart
Onespaworld Holdings Ltd onespaworld hold (OSW)	0.2	$603k	NEW	43k	14.10	View chart
Seaboard Corporation (SEB)	0.2	$489k		137.00	3570.10	View chart
MFS Investment Grade Municipal Trust Sh Ben Int (CXH)	0.2	$488k	+27%	64k	7.57	View chart
MFS High Yield Municipal Trust Sh Ben Int (CMU)	0.2	$486k	+28%	147k	3.31	View chart
Morgan Stanley Emerging Markets Domestic (EDD)	0.2	$468k		100k	4.66	View chart
iShares Tr TRS FLT RT BD (TFLO)	0.2	$451k	-81%	8.9k	50.47	View chart
iShares Tr Shrt Nat Mun ETF (SUB)	0.2	$443k	NEW	4.2k	105.43	View chart
Nuveen Variable Rate Pref Incm Cf (NPFD)	0.2	$433k	NEW	27k	16.25	View chart
Delaware Invts Natl Mun Inco Sh Ben Int (VFL)	0.1	$396k	NEW	39k	10.21	View chart
Insight Select Income Fund Ins (INSI)	0.1	$355k		22k	15.97	View chart
SPDR Ser Tr Spdr Bloomberg (BIL)	0.1	$351k	-89%	3.8k	91.39	View chart
Nuveen Municipal Credit Com Sh Ben Int (NZF)	0.1	$328k	NEW	28k	11.82	View chart
Eaton Vance New York Municipal Bond Fund (ENX)	0.1	$328k	+149%	34k	9.65	View chart
Investco CurrencyShares Japan Japanese Yen (FXY)	0.1	$276k	-42%	4.2k	65.81	View chart
Blackrock Munivest Fund II (MVT)	0.1	$274k	NEW	26k	10.77	View chart
SPDR Gold Tr Gold Shs (GLD)	0.1	$267k		1.4k	191.17	View chart
Wisdomtree Tr Floating Rat Trea (USFR)	0.1	$260k	-91%	5.2k	50.24	View chart
Rivernorth Managed Dur Mun I (RMMZ)	0.1	$250k	NEW	16k	15.65	View chart
BlackRock Calif Mun Income Com Sh Ben Int (BFZ)	0.1	$227k	NEW	19k	12.03	View chart
Bny Mellon Strategic Municipal Bond Fund closed end income funds non-taxable (DSM)	0.1	$223k	NEW	39k	5.71	View chart
Bny Mellon Mun Income (DMF)	0.1	$219k	NEW	34k	6.50	View chart
Consolidated Water Ord (CWCO)	0.1	$217k		6.1k	35.60	View chart
America Movil SAB de CV Spon Adr L Shs (AMX)	0.1	$198k	-2%	11k	18.52	View chart
Nuveen CA Dividend Advantage Muni. Fund (NAC)	0.1	$191k	NEW	17k	11.09	View chart
SPDR S&P 500 ETF Tr Tr Unit (SPY)	0.1	$185k		390.00	475.31	View chart
Federated Premier Municipal Income (FMN)	0.1	$185k	NEW	17k	10.99	View chart
Western Asset/Claymore Inflation-Linked Securities & Income Fund Com Sh Ben Int (WIA)	0.1	$170k	-23%	21k	8.12	View chart
Dws Strategic Municipal Income Trust (KSM)	0.1	$166k	NEW	19k	8.65	View chart
BlackRock Municipal Income Trust II (BLE)	0.1	$165k	NEW	16k	10.68	View chart
Dws Municipal Income Cf non-tax cef (KTF)	0.1	$165k	NEW	19k	8.89	View chart
Invesco Van Kampen Trust for IGNYM Fund (VTN)	0.1	$164k	NEW	16k	10.41	View chart
Sprott Physical Gold and Silver Trust Tr Unit (CEF)	0.1	$153k		8.0k	19.15	View chart
Invesco Van Kampen Cal Val Mun Inc Trust (VCV)	0.0	$122k	NEW	12k	9.80	View chart
Invesco QQQ Tr Unit Ser 1 (QQQ)	0.0	$111k		270.00	409.52	View chart
Tortoise Pipeline & Energy F (TTP)	0.0	$97k	-18%	3.5k	28.11	View chart
Ecofin Sustainable and Social Impact Term Fund Sh Ben Int (TEAF)	0.0	$93k	-16%	7.9k	11.71	View chart
SPDR S&P MidCap 400 ETF Tr Utser1 S&pdcrp (MDY)	0.0	$76k		150.00	507.38	View chart
United States Oil Fund Units (USO)	0.0	$75k	-10%	1.1k	66.65	View chart
Net Power W Exp 06/08/202 (NPWR.WS)	0.0	$65k		30k	2.20	View chart
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW)	0.0	$65k	+26%	7.5k	8.67	View chart
Columbia Seligm Prem Tech Gr (STK)	0.0	$57k	+64%	1.8k	31.60	View chart
Netflix (NFLX)	0.0	$49k	-16%	100.00	486.88	View chart
Meta Platforms Cl A (META)	0.0	$35k	-34%	100.00	353.96	View chart
Oppfi Cl A (OPFI)	0.0	$30k		5.9k	5.12	View chart
General American Investors (GAM)	0.0	$30k	-99%	687.00	42.95	View chart
BlackRock ESG Cap Allc Tr Shs Ben Int (ECAT)	0.0	$26k	-98%	1.6k	16.13	View chart
Blackrock Capital Allocation Trust (BCAT)	0.0	$25k	-98%	1.7k	14.95	View chart
Gabelli Dividend & Income Trust (GDV)	0.0	$24k	-99%	1.1k	21.64	View chart
Gabelli Healthcare & Wellness Trust SHS (GRX)	0.0	$22k	-95%	2.3k	9.33	View chart
Taiwan Fund (TWN)	0.0	$21k	-76%	607.00	34.59	View chart
Nuveen Multi Asset Income Fu (NMAI)	0.0	$20k		1.6k	12.30	View chart
Nuveen Real (JRI)	0.0	$19k		1.6k	11.72	View chart
BlackRock Enhanced International Dividend Trust Com Bene Inter (BGY)	0.0	$18k	-8%	3.3k	5.27	View chart
Nuveen Insured Tax-Free Adv Munici (NEA)	0.0	$13k	NEW	1.2k	11.00	View chart
New Germany Fund (GF)	0.0	$13k	-23%	1.5k	8.74	View chart
Aberdeen Global Dynamic Divd F (AGD)	0.0	$13k	-4%	1.3k	9.34	View chart
Mexico Equity and Income Fund (MXE)	0.0	$13k	-24%	1.1k	11.20	View chart
BlackRock Health Sciences Trust II Com Shs (BMEZ)	0.0	$13k	-99%	850.00	14.65	View chart
Mexico Fund (MXF)	0.0	$12k	-13%	645.00	19.08	View chart
Tekla Life Sciences Investors Sh Ben Int (HQL)	0.0	$12k	-99%	882.00	13.46	View chart
ProShares Short VIX Short-Term Futures ETF Sht Vix St Trm (SVXY)	0.0	$11k		110.00	103.40	View chart
Pgim Global Short Duration H (GHY)	0.0	$10k	-10%	892.00	11.36	View chart
Tmc The Metals Company (TMC)	0.0	$9.9k		9.0k	1.10	View chart
TCW Strategic Income Fund (TSI)	0.0	$9.2k		2.0k	4.59	View chart
Korea Fund Com New (KF)	0.0	$9.1k	+18%	388.00	23.40	View chart
Morgan Stanley India Investment Fund (IIF)	0.0	$8.9k	+136%	416.00	21.47	View chart
Aberdeen Global Premier Properties Fund Com Sh Ben Int (AWP)	0.0	$7.9k	NEW	2.0k	3.88	View chart
Japan Equity Fund ietf (JEQ)	0.0	$7.7k	-21%	1.3k	5.74	View chart
Japan Smaller Capitalizaion Fund (JOF)	0.0	$7.7k	-12%	1.0k	7.59	View chart
Aberdeen Total Dynamic Dividend Fund Com Sh Ben Int (AOD)	0.0	$7.6k	-13%	947.00	8.06	View chart
Gabelli mutual funds - (GGZ)	0.0	$6.5k		557.00	11.73	View chart
Aberdeen Chile Fund (AEF)	0.0	$6.4k	-7%	1.2k	5.11	View chart
European Equity Fund (EEA)	0.0	$6.3k	+4%	727.00	8.62	View chart
Templeton Emerging Markets (EMF)	0.0	$5.0k	-28%	429.00	11.68	View chart
BlackRock Innovation and Grw Shs Ben Int (BIGZ)	0.0	$5.0k	+30%	681.00	7.33	View chart
Royce Value Trust (RVT)	0.0	$4.8k	-91%	331.00	14.56	View chart
Virtus Global Divid Income F (ZTR)	0.0	$4.6k	-60%	838.00	5.51	View chart
Adams Express Company (ADX)	0.0	$4.5k	-88%	253.00	17.71	View chart
Liberty All-Star Growth Fund (ASG)	0.0	$4.5k	-88%	848.00	5.28	View chart
Tri-Continental Corporation (TY)	0.0	$4.5k	-88%	155.00	28.83	View chart
Nuveen NASDAQ 100 Dynamic Overwrite Fund Com Shs (QQQX)	0.0	$4.4k	-91%	192.00	23.15	View chart
Gabelli Equity Trust (GAB)	0.0	$4.4k	-89%	869.00	5.08	View chart
BlackRock Enhanced Dividend Achievers Tr (BDJ)	0.0	$4.4k	-74%	573.00	7.69	View chart
Nuveen Core Equity Alpha Fund (JCE)	0.0	$4.4k	-91%	325.00	13.55	View chart
NWTN W Exp 12/31/202 (NWTNW)	0.0	$4.4k		26k	0.17	View chart
Liberty All Star Equity Fund Sh Ben Int (USA)	0.0	$4.3k	-89%	674.00	6.38	View chart
Forge Global Holdings (FRGE)	0.0	$3.4k		1.0k	3.43	View chart
Purecycle Technologies W Exp 01/28/202 (PCTTW)	0.0	$2.8k		2.5k	1.14	View chart
Pgim Short Duration High Yie (ISD)	0.0	$2.7k	NEW	220.00	12.32	View chart
Matterport Cl A (MTTR)	0.0	$2.0k		731.00	2.69	View chart
Chargepoint Holdings Com Cl A (CHPT)	0.0	$1.0k		445.00	2.34	View chart
Restaurant Brands Intl Inc Com equity / large cap (QSR)	0.0	$781.000000	-85%	10.00	78.10	View chart

Past Filings by Thomas J. Herzfeld Advisors

SEC 13F filings are viewable for Thomas J. Herzfeld Advisors going back to 2010

Thomas J. Herzfeld Advisors 2023 Q4 filed Feb. 14, 2024
Thomas J. Herzfeld Advisors 2023 Q3 filed Nov. 13, 2023
Thomas J. Herzfeld Advisors 2023 Q2 restated filed Aug. 16, 2023
Thomas J. Herzfeld Advisors 2023 Q2 amended filed Aug. 16, 2023
Thomas J. Herzfeld Advisors 2023 Q2 filed Aug. 14, 2023
Thomas J. Herzfeld Advisors 2023 Q1 restated filed May 16, 2023
Thomas J. Herzfeld Advisors 2023 Q1 filed May 15, 2023
Thomas J. Herzfeld Advisors 2022 Q4 filed Feb. 14, 2023
Thomas J. Herzfeld Advisors 2022 Q3 filed Nov. 14, 2022
Thomas J. Herzfeld Advisors 2022 Q2 filed Aug. 10, 2022
Thomas J. Herzfeld Advisors 2022 Q1 filed May 16, 2022
Thomas J. Herzfeld Advisors 2021 Q4 filed Feb. 14, 2022
Thomas J. Herzfeld Advisors 2021 Q3 filed Nov. 12, 2021
Thomas J. Herzfeld Advisors 2021 Q2 filed Aug. 16, 2021
Thomas J. Herzfeld Advisors 2021 Q1 filed May 14, 2021
Thomas J. Herzfeld Advisors 2020 Q4 filed Feb. 16, 2021

View all past filings

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