Thomas J. Herzfeld Advisors

Latest statistics and disclosures from Thomas J. Herzfeld Advisors's latest quarterly 13F-HR filing:

Thomas J. Herzfeld Advisors portfolio companies for December 2015 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
Oxford Lane Capital, 7.50% Pfd Series 2023 preferred stock 7.79 +3.00% 804614 24.11 0.00
SOR Source Capital 5.17 +7930.00% 194346 66.26 69.42
Oxlc 8 1/8 06/30/24 stock 4.91 +4.00% 482700 25.31 0.00
BIF Boulder Growth & Income Fund 4.86 1562630 7.74 8.56
Blackrock Science & 3.59 +9.00% 515901 17.31 0.00
Tekla Healthcare Opportunit Shs Added shs added 3.48 -18.00% 497935 17.39 0.00
ADX Adams Express Company 2.55 +4.00% 495122 12.83 13.84
Alpine Total Dyn Fd New cefs 2.28 +5.00% 740205 7.68 0.00
Pimco Dynamic Credit Income other 2.26 -14.00% 312690 18.03 0.00
Tekla World Healthcare Fd ben int shs 2.21 +244.00% 348358 15.83 0.00
TY Tri-Continental Corporation 1.94 -5.00% 241638 20.02 21.62
USA Liberty All-Star Equity Fund 1.87 +3.00% 868865 5.35 5.78
Mvc Capital Preferred Series B preferred stock 1.59 +9.00% 160695 24.60 0.00
GAM General American Investors 1.56 +9.00% 122013 31.94 34.90
MINT PIMCO Enhanced Short Mat Str Fund ETF 1.41 -11.00% 34822 100.60 101.12
Alpine Global Dynamic Fd 1.33 +18.00% 372944 8.85 0.00
MUTUAL FUND Gabelli Healthcare & Wellnessr*x 1.25 303936 10.25 0.00
Nexpoint Credit Strategies Fund 1.25 -69.00% 152911 20.44 0.00
Royal Caribbean Cruises 1.23 30313 101.21 0.00
CAF Morgan Stanley China A Share Fund 1.19 +9.00% 148943 19.91 29.85
Herzfeld Caribbean Basin 1.12 420107 6.62 0.00
First Tr Energy Infrastrctr 1.11 +104.00% 189411 14.59 0.00
RAP RMR Asia Pacific Real Estate Fund 1.08 139607 19.28 0.00
Petroleum & Res Corp Com cef 1.05 -28.00% 147474 17.74 0.00
JQC Nuveen Multi-Strategy Inc & Growth Fd 2 1.04 -10.00% 330189 7.84 9.03
Copa Holdings Sa-class A 0.98 +4.00% 50550 48.27 0.00
Virtus Total Return Fund Cef 0.98 -21.00% 639830 3.81 0.00
LEN Lennar Corporation 0.97 49500 48.91 48.23
PCEF PowerShrs CEF Income Cmpst Prtfl 0.95 NEW 110390 21.34 23.88
MTZ MasTec 0.94 134927 17.38 19.80
Salient Midstream & M 0.92 +8.00% 239697 9.53 0.00
Japan Equity Fund ietf 0.92 298018 7.70 0.00
GDV Gabelli Dividend & Income Trust 0.91 122229 18.46 21.05
Tortoise Pipeline & Energy Fd 0.89 -28.00% 153484 14.51 0.00
Norwegian Cruise Line Hldgs shs 0.86 36443 58.61 0.00
UTF Cohen & Steers infrastucture Fund 0.82 +12.00% 107334 19.08 22.30
TYG Tortoise Energy Infrastructure 0.80 +3497.00% 71954 27.82 43.19
RVT Royce Value Trust 0.76 159922 11.77 14.19
Zweig Total Return Fd 0.70 +5.00% 143629 12.18 0.00
H & Q Healthcare Fund equities 0.68 -13.00% 57139 29.66 0.00
SEB Seaboard Corporation 0.67 580 2894.83 3981.00
Cornerstone Strategic Value 0.67 +405.00% 105925 15.66 0.00
CONSOLIDATED WATER CO Inc Com Stk 0.64 129538 12.24 0.00
GF New Germany Fund 0.62 +5.00% 104546 14.70 15.11
First Tr Dynamic Europe Eqt 0.60 NEW 87466 17.16 0.00
CCL Carnival Corporation 0.59 27000 54.48 43.98
FOF Cohen & Steers Clsd-End Optuny Fnd 0.58 +1516.00% 132537 10.96 13.09
JOF Japan Smaller Capitalizaion Fund 0.55 +2.00% 134155 10.23 9.60
Nextera Energy 0.54 -2.00% 13000 103.92 0.00
Diversified Real Asset Inc F 0.53 -18.00% 84696 15.51 0.00
SPE Special Opportunities Fund 0.49 NEW 91772 13.20 15.16
WSO Watsco, Incorporated 0.47 10100 117.13 117.82
FMX Fomento Economico Mexicano SAB 0.44 12000 92.33 86.48
RDS.B Royal Dutch Shell 0.44 NEW 708 1542.37 0.00
CET Central Securities 0.42 +31.00% 55435 19.01 22.10
Korea Fd 0.40 30935 31.84 0.00
First Tr High Income L/s Fd 0.40 -43.00% 71365 14.08 0.00
ATNI Atlantic Tele-Network 0.38 11988 78.24 64.40
Spirit Airlines 0.38 +33.00% 24000 39.83 0.00
Nuveen Multi-mkt Inc Income Fd 0.38 +6.00% 132269 7.10 0.00
PFL Pimco Income Strategy Fund 0.34 +12.00% 87354 9.74 11.62
GUGGENHEIM ENHANCED EQUITY STRATEGY Fd 0.34 -23.00% 54213 15.77 0.00
CX Cemex SAB de CV 0.33 146372 5.57 9.12
NTG Tortoise MLP Fund 0.33 +125.00% 47811 17.36 24.79
Popular 0.33 29000 28.34 0.00
Allianzgi Nfj Divid Int Prem S cefs 0.33 NEW 66707 12.38 0.00
EVT Eaton V.Tax-Advantaged Dividend Inc Fund 0.32 -2.00% 40899 19.34 20.55
Clough Gbl Opps Fund Sh Ben Int closed-end fund 0.32 +25.00% 77490 10.44 0.00
TV Grupo Televisa, S.A. 0.31 -2.00% 28400 27.22 34.95
GGT Gabelli Global Multimedia Trust 0.30 +5.00% 100873 7.50 9.57
PCN PIMCO Corporate Income Fund 0.30 +122.00% 54972 13.41 15.36
GPM Guggenheim Enhanced Equity Income Fund. 0.29 +14.00% 93259 7.68 8.35
Apollo Tactical Income Fd In 0.29 -39.00% 52305 13.90 0.00
Tortoise Pwr & Energy 0.28 +369.00% 41292 16.78 0.00
PKO PIMCO Income Opportunity Fund 0.28 NEW 32924 21.17 25.61
Avianca Holdings Sa 0.27 157794 4.27 0.00
Gdl Fund Preferred Series B preferred stock 0.26 12800 50.23 0.00
* America Movil Sab De Cv spon adr l shs 0.25 44690 14.05 0.00
KOF Coca-Cola FEMSA, S.A.B. de C.V. 0.25 8799 70.80 78.77
ASG Liberty All-Star Growth Fund 0.24 -12.00% 128345 4.58 5.11
Tortoise Energy equity 0.23 NEW 51000 11.27 0.00
CIB Bancolombia S.A. 0.21 19780 26.74 36.73
FAX Aberdeen Asia-Pacific Income Fund 0.21 -50.00% 115107 4.57 5.41
RFI Cohen & Steers Total Return Real. Fd 0.21 -25.00% 42108 12.61 13.10
BCV Bancroft Fund 0.21 29293 18.20 20.18
TWN Taiwan Fund 0.21 +2.00% 35321 14.64 16.76
Cushing Mlp Total Return Fd Com New cef 0.21 48951 10.66 0.00
NSC Norfolk Southern 0.20 5750 84.52 108.18
LCM Advent/Claymore Enhanced Growth & Income 0.20 61714 8.26 9.28
MGU Macquarie Global Infr Total Rtrn Fnd 0.20 +15.00% 25561 19.05 24.39
Marriott Vacations Wrldwde Cp 0.20 +196.00% 8890 56.92 0.00
Livanova Plc Ord 0.20 NEW 8330 59.42 0.00
EDD Morgan Stanley Emerging Markets Domestic 0.19 +993.00% 70000 6.80 9.43
CME CME 0.18 5000 90.60 95.64
SCD LMP Capital and Income Fund 0.17 33771 12.38 16.71
FMY First Trust/FIDAC Mortgage Income Fund 0.17 -43.00% 29514 14.54 14.56
Brookfield Total Return Fd I 0.17 +4.00% 19468 21.93 0.00
MLM Martin Marietta Materials 0.16 3000 136.67 137.91
EWW iShares MSCI Mexico Inv. Mt. Idx. 0.16 -20.00% 7800 49.87 56.03
DEX Delaware Enhanced Glbl. Div. & Inc. Fund 0.16 42957 9.36 11.30
Evertec 0.16 +4.00% 23643 16.75 0.00
VMC Vulcan Materials Company 0.15 4000 95.00 82.73
AKP Alliance California Municipal Income Fun 0.15 25859 14.08 13.81
BLACKROCK MUN TARGET TERM TR SHARES Of Ben 0.15 NEW 16828 21.57 0.00
AFB AllianceBernstein Natnl Muncpl Incm Fnd. 0.14 +50.00% 25189 13.82 13.62
EXG Eaton Vance Tax-Managed Global Dive Eq 0.13 NEW 35485 8.85 9.62
PFN Pimco Income Strategy Fund II 0.13 +4.00% 38310 8.77 10.20
Nuveen Insd Dividend Advantage 0.13 +81.00% 21760 14.48 0.00
Nuveen Global High Inc Fd 0.13 24149 13.75 0.00
TDF Templeton Dragon Fund 0.12 +162.00% 16657 17.83 23.59
BTZ BlackRock Credit All Inc Trust IV 0.12 -77.00% 24287 12.35 13.18
First Trust New Opportunities 0.12 -49.00% 28273 10.79 0.00
Sprott Focus Tr 0.12 51908 5.80 0.00
Tahoe Resources 0.11 31900 8.68 0.00
WU Western Union Company 0.10 14000 17.93 19.29
Bk Nova Cad 0.10 6000 40.50 0.00
PPT Putnam Premier Income Trust 0.10 -72.00% 48242 4.95 5.32
Brookfield Global Listed 0.10 21001 11.76 0.00
Clearbridge Energy M 0.10 -7.00% 21187 12.32 0.00
Era 0.10 21515 11.16 0.00
Dreyfus Mun Bd Infrastructure Fd Inc Shs 0.10 NEW 19117 12.40 0.00
FCX Freeport-McMoRan Copper & Gold 0.09 +5.00% 33749 6.76 18.56
JPG Nuveen Equity Premium and Growth Fund 0.09 +159.00% 16878 13.45 14.35
CEV Eaton Vance California Mun. Income Trust 0.09 +35.00% 16582 13.33 13.50
CMU MFS High Yield Municipal Trust 0.09 +37.00% 49791 4.52 4.56
MXE Mexico Equity and Income Fund 0.09 +37.00% 21692 10.74 11.84
MXF Mexico Fund 0.09 +164.00% 13245 16.61 21.06
Singapore Fund 0.09 +9.00% 25967 8.55 0.00
Fresh Del Monte Produce 0.08 5000 38.80 0.00
GILD Gilead Sciences 0.08 +33.00% 2000 101.00 99.53
APF Morgan Stanley Asia Pacific Fund 0.08 14987 13.81 15.51
NQI Nuveen Insured Quality Muncipal Fund 0.08 +68.00% 15200 13.62 13.25
Zweig Fund 0.08 -14.00% 14863 13.12 0.00
Cushing Renaissance Fd 0.08 14387 14.25 0.00
ADM Archer Daniels Midland Company 0.07 5000 36.60 45.32
PCF Putnam High Income Securities Fund 0.07 -86.00% 23796 7.31 8.12
MFM MFS Municipal Income Trust 0.07 +12.00% 26435 6.81 6.74
NXZ Nuveen Dividend Advantage Municipal Fd 2 0.07 +46.00% 11757 14.12 14.10
MSD Morgan Stanley Emerging Markets Debt 0.07 19899 8.59 9.30
Blackstone Gso Strategic 0.07 -71.00% 12901 13.33 0.00
Jpmorgan China Region Fd 0.07 11067 15.36 0.00
Cornerstone Total Rtrn Fd In 0.07 NEW 9857 16.84 0.00
TTF Thai Fund 0.06 21764 6.85 8.86
NIO Nuveen Insured Municipal Opp. Fund 0.06 NEW 10671 14.34 14.24
CXE MFS High Income Municipal Trust 0.06 +31.00% 30936 4.91 4.94
NQS Nuveen Select Quality Municipal Fund 0.06 +41.00% 10890 14.05 13.88
Mainstay Definedterm Mn Opp 0.06 NEW 8032 18.80 0.00
Blackrock Multi-sector Incom other 0.06 -63.00% 9226 15.82 0.00
Cohen & Steers Mlp Fund 0.06 +106.00% 13476 10.46 0.00
Eagle Grwth & Income Oppty F 0.06 NEW 9589 15.12 0.00
IIF Morgan Stanley India Investment Fund 0.05 4967 25.57 28.81
AMGN Amgen 0.05 700 162.86 153.92
Teekay Lng Partners 0.05 9589 13.14 0.00
EEA European Equity Fund 0.05 16464 8.08 8.57
EQS Equus Total Return 0.05 -16.00% 65682 1.80 1.95
ETJ Eaton Vance Risk Managed Diversified 0.05 12500 10.16 10.78
TSI TCW Strategic Income Fund 0.05 -49.00% 22000 5.27 5.38
JTD Nuveen Tax-Advantaged Dividend Growth Fd 0.05 NEW 9400 13.94 15.83
Pacholder High Yield Fd 0.05 22075 6.07 0.00
IRL New Ireland Fund 0.05 -10.00% 8732 13.97 13.02
IF Aberdeen Indonesia Fund 0.05 23835 5.54 7.91
Blackrock Res & Commodities Strategy Tr Shs 0.05 16756 7.10 0.00
Cohen & Steers Ltd Dur Pfd I 0.05 5800 22.59 0.00
Nuveen Flexible Invt Income 0.05 8881 14.64 0.00
Royce Global Value Tr 0.05 15655 7.47 0.00
CKH Seacor Holdings 0.04 2000 52.50 69.15
MRK Merck & Co 0.04 +100.00% 2000 53.00 56.20
CELG Celgene Corporation 0.04 800 120.00 118.26
CHW Calamos Global Dynamic Income Fund 0.04 NEW 14800 7.16 8.70
NZF Nuveen Div Adv Muni Fd 3 Ben Int 0.04 6352 14.33 13.87
JCE Nuveen Core Equity Alpha Fund 0.04 +3.00% 6177 14.25 17.00
RCG RENN Global Entrepreneurs Fund 0.04 -8.00% 97088 0.90 1.22
THE GDL FUND Closed-End fund 0.04 9961 10.04 0.00
Avenue Income Cr Strat 0.04 8552 11.34 0.00
Exchange Traded Concepts Tr sust no am oil 0.04 NEW 5900 17.80 0.00
Clearbridge Amern Energ M 0.04 NEW 12252 8.16 0.00
Inovio Pharmaceuticals 0.04 15000 6.73 0.00
Deutsche Multi-mkt Income Tr Shs cef 0.04 12133 7.67 0.00
TEVA Teva Pharmaceutical Industries 0.03 +16.00% 1046 65.97 57.77
AZN AstraZeneca 0.03 1973 33.96 64.92
PSMT PriceSmart 0.03 1000 83.00 75.83
Central Fd Cda Ltd cl a 0.03 8000 10.00 0.00
CHN China Fund 0.03 5000 15.60 18.59
Jp Morgan Alerian Mlp Index 0.03 +200.00% 3000 29.00 0.00
JDD Nuveen Diversified Dividend & Income Fd. 0.03 7586 10.81 12.05
DTF DTF Tax Free Income 0.03 NEW 4264 15.01 15.43
Credit Suisse Nassau Brh invrs vix sterm 0.03 NEW 3000 25.67 0.00
Clearbridge Energy Mlp Opp F 0.03 6306 12.69 0.00
Blackrock Util & Infrastrctu 0.03 4746 16.86 0.00
Prudential Sht Duration Hg Y 0.03 -25.00% 4391 14.58 0.00
Brookfield Mortg. Opportunity bond etf 0.03 5001 14.80 0.00
Karyopharm Therapeutics 0.03 4868 13.35 0.00
SKM SK Tele 0.02 2284 20.14 26.19
FDX FedEx Corporation 0.02 400 150.00 170.82
BMRN BioMarin Pharmaceutical 0.02 400 105.00 113.42
LLY Eli Lilly & Co. 0.02 NEW 600 85.00 68.81
MTU Mitsubishi UFJ Financial 0.02 6383 6.27 6.19
ING ING Groep N.V. 0.02 +139.00% 3523 13.34 14.08
GDX Market Vectors Gold Miners ETF 0.02 3000 13.67 17.31
ETF Aberdn Emring Mkts Telecomtions Fd 0.02 4964 10.88 12.84
TIP iShares Barclays TIPS Bond Fund 0.02 410 109.76 111.97
IHI iShares Dow Jones US Medical Dev. 0.02 NEW 450 122.22 116.94
RMT Royce Micro Capital Trust 0.02 5194 7.32 9.64
EVV Eaton Vance Limited Duration Income Fund 0.02 -37.00% 3100 12.90 14.26
NQU Nuveen Quality Income Municipal Fund 0.02 NEW 4000 14.25 13.91
PCM PCM Fund 0.02 -36.00% 4309 9.28 10.64
SBW Western Asset Worldwide Income Fund 0.02 NEW 4506 9.99 11.16
WIA Western Ast Clymr Infl Lkd Sc & Incm Fd 0.02 5340 10.49 11.44
WIW Wstrn Ast Clymr Infltn Lkd Opts & Inc Fd 0.02 5000 10.20 11.23
ISL Aberdeen Israel Fund 0.02 2322 17.23 16.74
Clough Global Allocation Fun 0.02 NEW 3000 13.33 0.00
INB Cohen and Steers Global Income Builder 0.02 -3.00% 4903 9.38 11.97
APB Asia Pacific Fund 0.02 5150 10.10 10.99
DDF Delaware Investments Dividend And Income 0.02 4703 8.72 9.77
LEGG MASON BW GLOBAL Income 0.02 -72.00% 3864 11.65 0.00
Doubleline Income Solutions 0.02 -98.00% 2500 16.40 0.00
Vodafone Group New Adr F 0.02 1453 32.35 0.00
Duff & Phelps Select Energy Mlp Fund Inc closed end fund - equity 0.02 NEW 10000 6.00 0.00
Goldman Sachs Mlp Energy Ren Com Added 0.02 NEW 10000 5.50 0.00
SNP China Petroleum & Chemical 0.01 489 59.30 78.22
IBN ICICI Bank 0.01 -26.00% 2943 7.82 11.08
TSM Taiwan Semiconductor Mfg 0.01 +34.00% 942 22.29 23.50
Ace Limited Cmn 0.01 -12.00% 289 117.65 0.00
INCY Incyte Corporation 0.01 242 107.44 88.43
MAT Mattel 0.01 1151 26.93 24.73
DEO Diageo 0.01 NEW 268 108.21 110.91
UN Unilever N.V. 0.01 NEW 790 43.04 42.05
BIIB Biogen Idec 0.01 100 310.00 415.20
Canadian Pacific Railway 0.01 253 126.48 0.00
Canadian Natural Resources 0.01 -31.00% 922 21.69 0.00
SHPGY Shire 0.01 +24.00% 167 203.59 0.00
BCS Barclays 0.01 2384 13.00 15.15
Magna Intl Inc cl a 0.01 312 41.67 0.00
HDB HDFC Bank 0.01 -14.00% 487 61.60 60.17
TM Toyota Motor Corporation 0.01 303 122.11 134.15
EL Estee Lauder Companies 0.01 -20.00% 216 87.96 80.58
BIDU Baidu 0.01 185 189.19 207.29
Ingersoll-rand Co Ltd-cl A 0.01 615 55.28 0.00
MVC MVC Capital 0.01 2618 7.26 9.75
PUK Prudential Public Limited Company 0.01 605 44.63 48.95
ALXN Alexion Pharmaceuticals 0.01 138 188.41 179.76
Credi 0.01 223 98.65 0.00
BTI British American Tobac 0.01 +20.00% 266 109.02 108.89
CHU China Uni 0.01 1481 12.15 15.19
NGG National Grid 0.01 NEW 428 70.09 63.76
LYG Lloyds TSB 0.01 +42.00% 7211 4.30 4.70
LTS Ladenburg Thalmann Financial Services 0.01 10000 2.80 3.82
Asa Limited shs 0.01 3000 7.33 0.00
FBR Fibria Celulose S.A. 0.01 2263 12.81 12.43
Sensata Technologies Hldg Bv 0.01 539 46.38 0.00
Nxp Semiconductors N V 0.01 407 83.54 0.00
Clearbridge Energy Mlp Fd 0.01 NEW 1400 15.00 0.00
GAB Gabelli Equity Trust 0.01 +3.00% 3679 5.44 6.60
HTD John Hancock Tax-Advantage Dvd Incom Fd. 0.01 655 19.85 20.99
Industries N shs - a - 0.01 +60.00% 336 86.31 0.00
BTA BlackRock LT Municipal Advantage Trust 0.01 NEW 2000 11.50 11.40
PDT John Hancock Patriot Premium Div Fund II 0.01 1509 13.92 13.71
NRO Neuberger Berman Real Estate Sec Inc Fd 0.01 7218 4.99 5.23
JHP Nuveen Qual Preferred Inc. Fund III 0.01 -95.00% 3084 8.43 8.59
PML Pimco Municipal Income Fund II 0.01 NEW 2000 12.50 12.24
BKN BlackRock Inv. Quality Munic. Trust 0.01 NEW 2000 15.50 15.77
CEE Central Europe and Russia Fund 0.01 -18.00% 2014 16.39 19.81
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int 0.01 1463 16.40 0.00
VPV Invesco Van Kampen Penn Vl MI Trust 0.01 NEW 2000 13.00 13.26
IQI Invesco Quality Municipal Inc Trust 0.01 NEW 2000 12.50 12.46
NMA Nuveen Municipal Advantage Fund 0.01 NEW 2500 14.00 13.68
NMO Nuveen Munpl Markt Opp Fund 0.01 NEW 2000 14.00 13.47
NMY Nuveen Maryland Premium Income Municipal 0.01 NEW 2000 12.50 12.61
NXR Nuveen Select Tax-Free Incom Portfolio 3 0.01 NEW 2500 14.40 14.42
SWZ Swiss Helvetia Fund 0.01 2316 10.36 11.23
CXH MFS Investment Grade Municipal Trust 0.01 NEW 2000 10.00 9.38
NZH Nuveen CA Div Adv Muni Fd 3 Ben Int 0.01 NEW 1000 14.00 13.49
PNF Pimco NY Municipal Income Fund 0.01 NEW 2000 12.00 11.56
TKF Turkish Investment Fund 0.01 4630 7.78 9.22
CH Aberdeen Chile Fund 0.01 4800 5.62 7.30
BIE BlackRock Municipal Bond Investment Tst 0.01 NEW 2000 15.00 14.92
Morgan Stanley income sec 0.01 -44.00% 2125 16.94 0.00
Gabelli Equity Trust Preferred Series D preferred stock 0.01 848 25.94 0.00
Tri-Continental Corp. preferred Preferred B stock 0.01 500 50.00 0.00
Trust Spanish 0.01 10030 3.19 0.00
Telefonica Brasil Sa 0.01 NEW 1838 9.25 0.00
Duff & Phelps Global 0.01 1410 14.89 0.00
Tripadvisor 0.01 183 87.43 0.00
Delphi Automotive Plc shs 0.01 413 84.75 0.00
Depository Vipshop Holdings Ltd - Ads receipt 0.01 +24.00% 1926 15.06 0.00
Asml Holding N.v. 0.01 358 89.39 0.00
Ares Dynamic Cr Allocation 0.01 1596 13.16 0.00
Allianzgi Equity & Conv In 0.01 2000 18.00 0.00
Liberty Global Inc Com Ser A 0.01 702 42.74 0.00
Mallinckrodt Pub 0.01 +43.00% 405 74.07 0.00
Gw Pharmaceuticals Plc ads 0.01 +55.00% 308 68.18 0.00
Tortoise Energy Infrastructure, 3.75% Preferred Series B preferred stock 0.01 2800 10.00 0.00
Eaton Vance Fltg Rate In 0.01 1471 14.28 0.00
Dws Strategic Income Trust 0.01 1850 10.27 0.00
Nuveen Nasdaq 100 Dynamic Over 0.01 -94.00% 1324 19.64 0.00
XLV Health Care SPDR 0.00 111 72.07 71.27
USO United States Oil Fund 0.00 1000 11.00 17.60
IBB iShares NASDAQ Biotechnology Index 0.00 36 333.33 341.41
MNKD MannKind Corporation 0.00 1000 1.00 5.54
ULTRAPETROL BAHAMAS LTD COM Stk 0.00 36000 0.11 0.00
MNTA Momenta Pharmaceuticals 0.00 100 10.00 14.37
ALNY Alnylam Pharmaceuticals 0.00 50 100.00 111.05
XLY Consumer Discretionary SPDR 0.00 65 76.92 74.69
MSF Morgan Stanley Emerging Markets Fund 0.00 716 12.57 14.45
VGT Vanguard Information Technology ETF 0.00 100 110.00 105.97
TLI LMP Corporate Loan Fund 0.00 -80.00% 600 10.00 11.22
JGV Nuveen Global Value Opportunities Fund 0.00 1000 11.00 12.62
DXJ WisdomTree Japan Total Dividend Fd 0.00 143 48.95 54.17
BLW BlackRock Ltd. Duration Income Trust 0.00 250 16.00 15.88
BBK BlackRock Municipal Bond Trust 0.00 NEW 200 15.00 16.32
BDJ BlackRock Enhanced Dividend Achievers Tr 0.00 1230 7.32 8.19
DMF Dreyfus Municipal Income 0.00 NEW 1200 9.17 9.69
NHS Lehman Brothers First Trust IOF 0.00 700 10.00 12.56
PIONEER DIV HIGH INCOME TRUS COM Bene Inter 0.00 200 15.00 0.00
ERC Wells Fargo Adv Multi-Sector Inco Fund 0.00 234 12.82 13.51
LDF Latin American Discovery Fund 0.00 800 7.50 9.70
RAND Rand Capital Corporation 0.00 2000 4.00 4.04
First Trust Cloud Computing Et 0.00 209 28.71 0.00
Gamco Global Gold, Natural Resources & Income Trust By Gabelli Preferred Series B preferred stock 0.00 500 22.00 0.00
Quantum Fuel Sys Technologies stock 0.00 1000 1.00 0.00
Five Prime Therapeutics 0.00 50 40.00 0.00
Gabelli mutual funds - 0.00 700 10.00 0.00
Tekla Life Sciences sh ben int 0.00 61 16.39 0.00
Nexpoint Residential Tr 0.00 833 13.21 0.00