Thomas J. Herzfeld Advisors

Latest statistics and disclosures from Thomas J. Herzfeld Advisors's latest quarterly 13F-HR filing:

Thomas J. Herzfeld Advisors portfolio companies for September 2014 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
Oxford Lane Capital, 7.50% Pfd Series 2023 preferred stock 3.61 +132.00% 266164 24.40 0.00
FOFI First Opportunity Fund 3.51 +4.00% 650851 9.69 9.42
Pimco Dynamic Credit Income other 3.05 +43.00% 244235 22.47 0.00
Virtus Total Return Fund Cef 2.94 -8.00% 1136380 4.65 0.00
ADX Adams Express Company 2.91 +4.00% 374821 13.94 13.83
PEO Petroleum & Resources Corporation 2.90 181142 28.80 24.47
Alpine Total Dyn Fd New cefs 2.55 -6.00% 538400 8.51 0.00
TY Tri-Continental Corporation 2.39 -6.00% 205818 20.87 21.37
JQC Nuveen Multi-Strategy Inc & Growth Fd 2 1.80 +63.00% 362453 8.93 8.66
GAM General American Investors 1.78 -3.00% 86166 37.06 34.89
RAP RMR Asia Pacific Real Estate Fund 1.65 158274 18.80 0.00
Copa Holdings Sa-class A 1.54 +50.00% 25800 107.29 0.00
Clough Gbl Opps Fund Sh Ben Int closed-end fund 1.53 230877 11.93 0.00
USA Liberty All-Star Equity Fund 1.46 +5.00% 451708 5.83 5.97
Federated Enhanced Treasury 1.45 -5.00% 193348 13.47 0.00
BTZ BlackRock Credit All Inc Trust IV 1.39 +5.00% 187746 13.31 13.34
Diversified Real Asset Inc F 1.39 NEW 140718 17.73 0.00
UTF Cohen & Steers infrastucture Fund 1.34 +12.00% 104442 23.15 22.64
Doubleline Income Solutions 1.32 +75.00% 109681 21.65 0.00
Kayne Anderson Mdstm Energy 1.28 +20.00% 57330 40.08 0.00
Alpine Global Dynamic Fd 1.27 -13.00% 230138 9.89 0.00
MUTUAL FUND Gabelli Healthcare & Wellnessr*x 1.26 +70.00% 229097 9.91 0.00
Herzfeld Caribbean Basin 1.26 282652 8.00 0.00
First Tr High Income L/s Fd 1.25 +17.00% 131130 17.09 0.00
PPT Putnam Premier Income Trust 1.24 +3.00% 405470 5.48 5.23
Oxlc 8 1/8 06/30/24 stock 1.23 +42.00% 87135 25.31 0.00
Tortoise Pipeline & Energy Fd 1.19 +70.00% 62155 34.46 0.00
NZF Nuveen Div Adv Muni Fd 3 Ben Int 1.17 -8.00% 154543 13.67 13.78
MTZ MasTec 1.14 +11.00% 67100 30.63 21.22
TYG Tortoise Energy Infrastructure 1.13 +5568.00% 42284 48.10 45.29
KOF Coca-Cola FEMSA, S.A.B. de C.V. 1.10 19602 100.70 89.24
RVT Royce Value Trust 1.05 130589 14.50 14.33
Japan Equity Fund ietf 1.03 +4.00% 261158 7.11 0.00
Nuveen Ins Ca Tx Fr Adv Mun 1.01 +6.00% 130637 13.93 0.00
Royal Caribbean Cruises 0.97 -13.00% 26000 67.31 0.00
Allianzgi Equity & Conv In 0.95 +22.00% 86111 19.87 0.00
SEB Seaboard Corporation 0.94 633 2674.57 3756.01
LEN Lennar Corporation 0.87 40500 38.84 43.67
Nuveen Multi-mkt Inc Income Fd 0.83 NEW 197622 7.55 0.00
Zweig Total Return Fd 0.82 +6.00% 106891 13.85 0.00
First Tr Inter Duration Pfd & Income Fd 0.81 +35.00% 66792 21.72 0.00
FAX Aberdeen Asia-Pacific Income Fund 0.75 +4.00% 229579 5.90 5.48
Korea Fd 0.75 32624 41.50 0.00
PCF Putnam High Income Securities Fund 0.74 159859 8.32 8.06
Norwegian Cruise Line Hldgs shs 0.73 -5.00% 36443 36.03 0.00
GF New Germany Fund 0.72 +18.00% 77587 16.70 17.18
BIF Boulder Growth & Income Fund 0.72 +2.00% 146752 8.84 8.88
CCL Carnival Corporation 0.69 31000 40.16 44.79
CONSOLIDATED WATER CO Inc Com Stk 0.68 104013 11.68 0.00
Tortoise Energy equity 0.65 +26.00% 47297 24.72 0.00
BLACKROCK MUN TARGET TERM TR SHARES Of Ben 0.64 +9583.00% 58199 19.86 0.00
* America Movil Sab De Cv spon adr l shs 0.63 44690 25.20 0.00
CIB Bancolombia S.A. 0.61 -9.00% 19280 56.74 49.14
Salient Midstream & M 0.60 +1129.00% 36908 29.18 0.00
WSO Watsco, Incorporated 0.59 12300 86.18 106.27
JOF Japan Smaller Capitalizaion Fund 0.59 109186 9.69 8.99
GGT Gabelli Global Multimedia Trust 0.57 NEW 108773 9.39 10.22
NRO Neuberger Berman Real Estate Sec Inc Fd 0.54 +22.00% 201020 4.82 5.23
TV Grupo Televisa, S.A. 0.53 28400 33.87 33.50
CYBX Cyberonics 0.52 18330 51.17 55.56
FMY First Trust/FIDAC Mortgage Income Fund 0.52 -27.00% 61616 15.14 14.92
CQB Chiquita Brands International 0.50 -33.00% 63809 14.20 14.47
Gamco Global Gold, Natural Resources & Income Trust By Gabelli Preferred Series B preferred stock 0.50 -3.00% 41824 21.35 0.00
FMX Fomento Economico Mexicano SAB 0.49 9500 92.00 88.72
FCX Freeport-McMoRan Copper & Gold 0.49 27000 32.67 23.40
MTS Montgomery Street Income Securities 0.49 -27.00% 53675 16.32 16.53
BTF Boulder Total Return Fund 0.48 +18.00% 32938 26.35 27.25
Clough Global Equity Fund closed-end fund 0.48 60629 14.33 0.00
Nuveen Insd Dividend Advantage 0.45 -16.00% 57530 14.11 0.00
CX Cemex SAB de CV 0.41 56743 13.04 10.68
CET Central Securities 0.41 +11.00% 32036 22.97 22.01
Steiner Leisure Ltd Com Stk 0.41 19467 37.60 0.00
JHP Nuveen Qual Preferred Inc. Fund III 0.40 85999 8.37 8.48
Pimco Dynamic Incm Fund 0.40 NEW 23001 31.56 0.00
TE TECO Energy 0.39 40500 17.38 19.77
NMO Nuveen Munpl Markt Opp Fund 0.39 -2.00% 52353 13.26 13.56
Brookfield Global Listed 0.39 30071 23.31 0.00
RFI Cohen & Steers Total Return Real. Fd 0.36 +5.00% 54464 11.95 12.99
Gdl Fund Preferred Series B preferred stock 0.36 12800 50.70 0.00
H & Q Healthcare Fund equities 0.36 NEW 22793 28.39 0.00
NSC Norfolk Southern 0.34 5500 111.64 109.05
BCV Bancroft Fund 0.34 -19.00% 31090 19.75 20.14
MGU Macquarie Global Infr Total Rtrn Fnd 0.34 24634 24.72 24.71
Clough Global Allocation Fun 0.31 38994 14.31 0.00
Apollo Tactical Income Fd In 0.30 +10.00% 31626 17.30 0.00
KYE Kayne Anderson Energy Total Return Fund 0.28 -30.00% 16016 31.91 27.06
Nuveen Mult Curr St Gv Incm 0.28 46610 10.66 0.00
EDD Morgan Stanley Emerging Markets Domestic 0.27 -29.00% 41468 11.82 10.19
Nuveen Build Amer Bd Opptny 0.27 23013 21.21 0.00
Tahoe Resources 0.27 23900 20.29 0.00
Fresh Del Monte Produce 0.25 -17.00% 13890 31.89 0.00
HTD John Hancock Tax-Advantage Dvd Incom Fd. 0.25 +209.00% 22173 20.61 21.92
ATNI Atlantic Tele-Network 0.24 8000 53.88 67.19
DEX Delaware Enhanced Glbl. Div. & Inc. Fund 0.24 -23.00% 36300 12.01 11.38
Gabelli Equity Trust Preferred Series G preferred stock 0.24 -72.00% 18615 22.72 0.00
Center Coast Mlp And Infrastructure unit 0.24 22001 19.54 0.00
Teekay Lng Partners 0.23 +11.00% 9361 43.59 0.00
AWF AllianceBernstein Global Hgh Incm Fd 0.23 +67.00% 30513 13.60 12.90
SCD LMP Capital and Income Fund 0.23 -46.00% 24515 16.89 16.74
WIW Wstrn Ast Clymr Infltn Lkd Opts & Inc Fd 0.23 35075 11.60 11.22
Cushing Renaissance Fd 0.22 14677 27.39 0.00
Evertec 0.22 17643 22.33 0.00
PIM Putnam Master Int. Income 0.21 +8.00% 76628 5.02 4.87
Western Asset Hgh Yld Dfndfd 0.21 22669 16.63 0.00
TDF Templeton Dragon Fund 0.19 13170 25.82 22.75
TTF Thai Fund 0.19 -2.00% 28227 12.29 11.87
Royce Focus Tr 0.19 44434 7.88 0.00
Clearbridge Energy Mlp Fd 0.18 NEW 11307 27.86 0.00
Singapore Fund 0.18 26535 12.44 0.00
EVT Eaton V.Tax-Advantaged Dividend Inc Fund 0.17 15207 20.19 20.76
SOR Source Capital 0.16 4292 65.00 70.65
TWN Taiwan Fund 0.16 +227.00% 14834 18.88 18.79
Nexpoint Credit Strategies 0.16 27500 10.62 0.00
RMT Royce Micro Capital Trust 0.15 -61.00% 22228 11.79 10.11
Zweig Fund 0.15 17272 15.17 0.00
MLM Martin Marietta Materials 0.14 1900 128.95 119.26
APF Morgan Stanley Asia Pacific Fund 0.14 15600 16.35 14.86
TSI TCW Strategic Income Fund 0.14 -47.00% 46230 5.62 5.45
MXE Mexico Equity and Income Fund 0.14 14786 16.50 14.23
VMC Vulcan Materials Company 0.13 4000 60.25 66.78
IF Aberdeen Indonesia Fund 0.13 -8.00% 23835 9.52 9.09
Blackstone Gso Strategic 0.13 14001 16.78 0.00
RNP Cohen & Steers REIT/Pfd Inc Fd 0.12 -63.00% 12100 17.44 19.08
CMK MFS InterMarket Income Trust I 0.12 26056 8.37 8.25
MYM BlackRock Muniyield Michigan Ins. Fnd II 0.12 17550 12.54 12.81
WU Western Union Company 0.11 12000 16.00 18.00
EQS Equus Total Return 0.11 92292 2.21 1.99
MSD Morgan Stanley Emerging Markets Debt 0.11 19899 9.70 9.00
Cohen & Steers Mlp Fund 0.11 +44.00% 9496 21.17 0.00
Avianca Holdings Sa 0.11 +200.00% 15000 13.73 0.00
Nuveen Build Amer Bd fd 0.10 9037 20.36 0.00
Guggenheim Bld Amr Bds Mng D 0.10 8258 21.31 0.00
Morgan Stanley income sec 0.10 10425 17.84 0.00
Blackrock Res & Commodities Strategy Tr Shs 0.10 16756 11.10 0.00
Popular 0.10 6000 29.50 0.00
NPM Nuveen Premium Income Muni Fund 2 0.09 11432 13.73 14.03
NZH Nuveen CA Div Adv Muni Fd 3 Ben Int 0.09 12150 12.76 13.37
RCG RENN Global Entrepreneurs Fund 0.09 106588 1.50 1.34
Avenue Income Cr Strat 0.09 9185 16.77 0.00
Nuveen Intermediate 0.09 -28.00% 12520 12.46 0.00
Eaton Vance Fltg Rate In 0.09 9331 17.25 0.00
Nuveen Flexible Invt Income 0.09 9001 17.55 0.00
Jpmorgan China Region Fd 0.09 11067 15.18 0.00
CKH Seacor Holdings 0.08 2000 75.00 71.40
EATON VANCE MI Municipal 0.08 -14.00% 10955 12.41 0.00
EEA European Equity Fund 0.08 +7.00% 18296 8.20 8.24
GDV Gabelli Dividend & Income Trust 0.08 7000 21.29 21.47
CEV Eaton Vance California Mun. Income Trust 0.08 +5.00% 11415 12.35 13.20
FXBY Foxby 0.08 76580 1.91 1.87
Flaherty & Crumrine Dyn Pfd shs 0.08 6431 22.55 0.00
Royce Global Value Tr 0.08 16927 8.68 0.00
Goldman Sachs Mlp Inc Opp Fd 0.08 -67.00% 7001 21.71 0.00
IIF Morgan Stanley India Investment Fund 0.07 -5.00% 5231 24.85 26.84
Asa Limited shs 0.07 10307 11.74 0.00
AKP Alliance California Municipal Income Fun 0.07 -49.00% 9012 13.54 13.65
IRL New Ireland Fund 0.07 -4.00% 10532 12.63 12.70
Brookfield Total Return Fd I 0.07 -35.00% 5200 25.00 0.00
ULTRAPETROL BAHAMAS LTD COM Stk 0.06 36000 3.11 0.00
CHN China Fund 0.06 5000 20.80 17.96
BTA BlackRock LT Municipal Advantage Trust 0.06 NEW 9000 11.22 11.28
CEE Central Europe and Russia Fund 0.06 -7.00% 4122 24.75 21.16
VCV Invesco Van Kampen Cal Val Mun Inc Trust 0.06 +80.00% 9000 12.22 12.85
THE GDL FUND Closed-End fund 0.06 9961 10.54 0.00
Blackrock Util & Infrastrctu 0.06 5000 19.80 0.00
Dreyfus Mun Bd Infrastructure Fd Inc Shs 0.06 +83.00% 8801 11.82 0.00
PSMT PriceSmart 0.05 1000 86.00 90.63
Central Fd Cda Ltd cl a 0.05 8000 12.25 0.00
Mfs Calif Mun Fd 0.05 8864 10.83 0.00
NEA Nuveen Insured Tax-Free Adv Munici Fd 0.05 6500 13.54 13.69
JPG Nuveen Equity Premium and Growth Fund 0.05 6001 14.00 14.35
WIA Western Ast Clymr Infl Lkd Sc & Incm Fd 0.05 8471 11.57 11.43
Nuveen New Jersey Divid 0.05 7000 13.14 0.00
NQS Nuveen Select Quality Municipal Fund 0.05 +71.00% 7200 13.61 13.85
Cornerstone Progressive Rtn 0.05 NEW 19662 4.12 0.00
Brookfield Mortg. Opportunity bond etf 0.05 5001 17.00 0.00
FDX FedEx Corporation 0.04 -20.00% 400 162.50 174.22
GDX Market Vectors Gold Miners ETF 0.04 3000 21.33 18.53
ETF Aberdn Emring Mkts Telecomtions Fd 0.04 4964 13.90 13.17
EVV Eaton Vance Limited Duration Income Fund 0.04 5440 14.52 13.90
VMO Invesco Van Kampen Muni Opp Trust 0.04 6050 12.56 12.72
NXZ Nuveen Dividend Advantage Municipal Fd 2 0.04 5000 14.00 14.04
NQU Nuveen Quality Income Municipal Fund 0.04 4725 13.76 13.92
FDI Fort Dearborn Income Securities 0.04 5400 14.44 14.03
MIY BlackRock MuniYield Michigan Insured Fnd 0.04 -17.00% 5600 13.39 13.73
DDF Delaware Investments Dividend And Income 0.04 -31.00% 6767 9.90 9.85
LEGG MASON BW GLOBAL Income 0.04 4206 16.88 0.00
Era 0.04 3215 21.77 0.00
Neuberger Berman Mlp Income 0.04 -64.00% 3201 21.56 0.00
Ares Multi Strategy Cr Fd In 0.04 3316 20.81 0.00
INCY Incyte Corporation 0.03 NEW 955 49.21 76.86
TIP iShares Barclays TIPS Bond Fund 0.03 420 111.90 112.35
PDT John Hancock Patriot Premium Div Fund II 0.03 3691 13.28 13.76
PFN Pimco Income Strategy Fund II 0.03 NEW 5000 10.60 10.25
BGR BlackRock Global Energy & Resources Trus 0.03 -78.00% 1935 23.77 20.85
BDJ BlackRock Enhanced Dividend Achievers Tr 0.03 -96.00% 6127 8.16 8.26
NQI Nuveen Insured Quality Muncipal Fund 0.03 -42.00% 4000 13.00 13.13
ISL Aberdeen Israel Fund 0.03 2750 17.45 17.14
TKF Turkish Investment Fund 0.03 -5.00% 4630 10.37 10.75
APB Asia Pacific Fund 0.03 5150 11.26 11.09
BAF BlackRock Insured Municipal Income Inves 0.03 4000 14.25 14.38
Nuveen Conn Prem Income Mun sh ben int 0.03 -53.00% 4078 12.51 0.00
Duff & Phelps Global 0.03 2410 21.16 0.00
Nuveen Preferred And equity 0.03 2300 23.04 0.00
Kkr Income Opportunities Fd 0.03 3001 17.33 0.00
Karyopharm Therapeutics 0.03 NEW 1368 35.09 0.00
MVC MVC Capital 0.02 2618 10.70 10.05
MSF Morgan Stanley Emerging Markets Fund 0.02 2264 15.46 14.49
JPC Nuveen Multi-Strategy Income & Growth Fd 0.02 NEW 3000 9.33 9.29
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int 0.02 1763 19.29 0.00
SWZ Swiss Helvetia Fund 0.02 +119.00% 2573 13.60 11.31
Trust Spanish 0.02 10030 4.29 0.00
Blackrock Multi-sector Incom other 0.02 2301 17.82 0.00
Deutsche Multi-mkt Income Tr Shs cef 0.02 4751 8.84 0.00
Tekla Life Sciences sh ben int 0.02 NEW 1925 22.34 0.00
XLV Health Care SPDR 0.01 211 61.61 70.41
IBB iShares NASDAQ Biotechnology Index 0.01 36 277.78 317.20
EZU iShares MSCI EMU Index 0.01 322 37.27 37.01
XLY Consumer Discretionary SPDR 0.01 225 66.67 70.87
GAB Gabelli Equity Trust 0.01 +2.00% 3210 6.23 6.72
New America High Income Fund I 0.01 2000 9.50 0.00
VGT Vanguard Information Technology ETF 0.01 186 102.15 105.12
ASG Liberty All-Star Growth Fund 0.01 3188 5.02 5.19
JGV Nuveen Global Value Opportunities Fund 0.01 1000 13.00 12.58
JFR Nuveen Floating Rate Income Fund 0.01 800 11.25 10.78
Nuveen Premier Mun Income Fd 0.01 800 13.75 0.00
QQQX NASDAQ Premium Income & Growth Fund 0.01 1228 19.54 19.71
NHS Lehman Brothers First Trust IOF 0.01 1743 13.20 12.14
JCE Nuveen Core Equity Alpha Fund 0.01 1356 16.96 17.83
PMO Putnam Municipal Opportunities Trust 0.01 800 11.25 11.96
VDE Vanguard Energy ETF 0.01 109 128.44 113.51
VIS Vanguard Industrials ETF 0.01 166 102.41 106.36
TAI Transamerica Income Shares 0.01 429 20.98 20.32
EVM Eaton Vance Cali Muni Bnd Fnd 0.01 -90.00% 1000 11.00 11.97
Cornerstone Strategic Value 0.01 +4.00% 2066 5.81 0.00
LDF Latin American Discovery Fund 0.01 800 12.50 10.77
RNE Morgan Stanley East. Euro 0.01 1615 15.48 14.38
Gabelli Equity Trust Preferred Series D preferred stock 0.01 848 24.76 0.00
Tri-Continental Corp. preferred Preferred B stock 0.01 500 46.00 0.00
First Tr Energy Infrastrctr 0.01 NEW 588 22.11 0.00
Nuveen Int Dur Qual Mun Trm 0.01 -90.00% 950 12.63 0.00
Tortoise Energy Infrastructure, 3.75% Preferred Series B preferred stock 0.01 1300 9.23 0.00
Empire St Rlty Tr Inc cl a 0.01 NEW 1000 15.00 0.00
Dws Global High Income Fund 0.01 1802 8.32 0.00
Dws Strategic Income Trust 0.01 2000 12.00 0.00
BIV Vanguard Intermediate-Term Bond ETF 0.00 37 81.08 85.14
BSV Vanguard Short-Term Bond ETF 0.00 48 83.33 80.04
Tim Hortons Inc Com Stk 0.00 13 76.92 0.00
LQD iShares IBoxx $ Invest Grade Corp Bd Fd 0.00 20 100.00 119.38
XLF Financial Select Sector SPDR 0.00 302 23.18 24.68
EPP iShares MSCI Pacific ex-Japan Idx 0.00 51 39.22 43.77
FDN First Trust DJ Internet Index Fund 0.00 97 61.86 61.51
MBB iShares Lehman MBS Bond Fund 0.00 38 105.26 109.69
EWC iShares MSCI Canada Index 0.00 81 24.69 28.56
VAW Vanguard Materials ETF 0.00 31 96.77 107.61
PCY PowerShares Emerging Markets Sovere 0.00 27 37.04 28.27
JNK SPDR Barclays Capital High Yield B 0.00 42 47.62 38.89
IEI iShares Lehman 3-7 Yr Treasury Bond 0.00 6 166.67 122.34
EWD iShares MSCI Sweden Index 0.00 33 30.30 32.04
EWL iShares MSCI Switzerland Index Fund 0.00 99 30.30 32.19
EMLC Market Vectors Emerging Mkts Local ETF 0.00 33 30.30 21.44
Blackrock S&p Qlty Rk Eq Md shs ben int 0.00 -94.00% 150 13.33 0.00
Ega Emerging Global Shs Tr emrg gl dj shs 0.00 72 27.78 0.00
VDC Vanguard Consumer Staples ETF 0.00 40 125.00 125.28
DXJ WisdomTree Japan Total Dividend Fd 0.00 143 48.95 50.21
VOX Vanguard Telecommunication Services ETF 0.00 39 76.92 84.48
FPT Federated Premier Intermediate Municipal 0.00 150 13.33 12.72
IQI Invesco Quality Municipal Inc Trust 0.00 600 11.67 12.44
JTD Nuveen Tax-Advantaged Dividend Growth Fd 0.00 150 13.33 15.88
ERC Wells Fargo Adv Multi-Sector Inco Fund 0.00 -82.00% 234 12.82 13.46
Aberdeen Latin Amer Eqty Fd 0.00 88 22.73 0.00
AYN Alliance New York Municipal Income Fund, 0.00 150 13.33 13.01
Eaton Vance N J Mun Bd Fd 0.00 500 12.00 0.00
Eaton Vance Natl Mun Opport 0.00 101 19.80 0.00
CXH MFS Investment Grade Municipal Trust 0.00 250 8.00 9.35
RAND Rand Capital Corporation 0.00 2000 3.00 3.77
First Trust Cloud Computing Et 0.00 209 28.71 0.00
Ishares Inc core msci emkt 0.00 116 51.72 0.00
Eaton Vance Mun Income Term Tr Shs 0.00 -86.00% 151 19.87 0.00
Gabelli mutual funds - 0.00 700 10.00 0.00
Ishares msci ukamp; 0.00 NEW 282 17.73 0.00