Williams, Jones & Associates

Latest statistics and disclosures from WILLIAMS JONES & ASSOCIATES's latest quarterly 13F-HR filing:

WILLIAMS JONES & ASSOCIATES portfolio companies for September 2013 quarter

Ticker Name Portfolio Weight Change Share Count Price Last Trade
DOV Dover Corporation 6.95 +40698.00% 1498954 89.83 81.75
Industries N shs - a - 3.58 NEW 948359 73.23 0.00
EOG EOG Resources 3.40 NEW 389729 169.28 100.88
Enterprise Products Partners 2.97 944234 61.04 0.00
GOOG Google 2.81 NEW 62188 875.91 527.40
CMCSA Comcast Corporation 2.40 NEW 1029930 45.11 48.60
Kinder Morgan 2.09 NEW 1140987 35.57 0.00
CSCO Cisco Systems 2.08 NEW 1723409 23.43 22.92
SLB Schlumberger 1.93 +25.00% 423599 88.36 99.74
CCI Crown Castle International 1.91 +38.00% 507002 73.03 73.17
BBBY Bed Bath & Beyond 1.91 +6137.00% 477496 77.36 64.66
GE General Electric Company 1.87 +11.00% 1515966 23.89 25.64
HOG Harley-Davidson 1.87 NEW 563881 64.24 64.54
WMB Williams Companies 1.87 -6.00% 997962 36.36 40.26
USB U.S. Ban 1.80 +40.00% 953087 36.58 40.39
AIG American International 1.80 NEW 718786 48.63 50.00
JNJ Johnson & Johnson 1.78 +7.00% 397943 86.69 98.54
BMY Bristol Myers Squibb 1.77 -4.00% 739388 46.28 48.38
AAPL Apple 1.64 -36.00% 66554 476.76 520.95
CBI Chicago Bridge & Iron Company N.V. 1.46 +310.00% 417825 67.77 84.73
PAA Plains All American Pipeline 1.30 +15.00% 478997 52.66 55.38
CL Colgate-Palmolive Company 1.20 +121.00% 390770 59.30 66.10
DHR Danaher Corporation 1.17 +2.00% 328381 69.32 72.61
COST Costco Wholesale Corporation 1.13 NEW 190548 115.17 112.39
MMP Magellan Midstream Partners 1.11 +40.00% 382920 56.43 72.25
GWR Genesee & Wyoming 1.02 +7.00% 212492 92.97 94.08
ADP Automatic Data Processing 1.01 +162.00% 269441 72.38 74.72
INTU Intuit 1.00 +237.00% 292562 66.31 73.46
KRE SPDR KBW Regional Banking 0.99 NEW 535677 35.65 39.29
INTC Intel Corporation 0.97 +454.00% 820576 22.92 26.62
NKE NIKE 0.95 253746 72.64 71.95
JPM JPMorgan Chase & Co. 0.93 NEW 348443 51.69 54.97
WFC Wells Fargo & Company 0.93 -11.00% 437297 41.32 48.31
PEP Pepsi 0.90 -10.00% 219272 79.50 83.90
NUE Nucor Corporation 0.88 NEW 347880 49.02 50.91
GOLAR LNG 0.87 NEW 448922 37.67 0.00
GS Goldman Sachs 0.83 NEW 101998 158.21 154.28
COP ConocoPhillips 0.83 NEW 230422 69.51 72.33
CVX Chevron Corporation 0.80 +2.00% 128250 121.50 119.48
American Tower Reit 0.78 NEW 203203 74.13 0.00
Liberty Global Inc Com Ser A 0.73 NEW 177530 79.35 0.00
XOM Exxon Mobil Corporation 0.72 NEW 162625 86.04 97.40
APC Anadarko Petroleum Corporation 0.72 +2625.00% 149555 92.99 97.79
Canadian Pacific Railway 0.69 NEW 108707 123.30 0.00
ROK Rockwell Automation 0.69 +35.00% 124520 106.94 120.68
Phillips 66 0.69 -8.00% 231108 57.82 0.00
EBAY eBay 0.66 NEW 229120 55.80 53.37
MCD McDonald's Corporation 0.65 130534 96.21 100.61
GLW Corning Incorporated 0.61 +77.00% 805997 14.59 20.37
IBM International Business Machines 0.60 +9.00% 62443 185.18 196.85
Teekay Offshore Partners 0.58 NEW 334825 33.36 0.00
FDX FedEx Corporation 0.57 NEW 96526 114.11 132.09
TJX TJX Companies 0.57 +6.00% 196592 56.39 58.28
Eqt Midstream Partners 0.57 NEW 223723 49.23 0.00
ECL Ecolab 0.56 +4.00% 109280 98.76 104.39
KSU Kansas City Southern 0.56 +75.00% 98921 109.36 98.35
IP International Paper Company 0.55 NEW 239395 44.80 44.53
VWO Vanguard Emerging Markets ETF 0.53 257213 40.13 40.20
SPLS Staples 0.51 +1401.00% 675010 14.65 12.04
BX Blackstone 0.49 NEW 382475 24.89 30.45
DEM WisdomTree Emerging Markets Eq 0.49 NEW 185467 51.69 48.96
Eaton 0.47 NEW 133194 68.84 0.00
XRX Xerox Corporation 0.45 -38.00% 856876 10.29 11.15
NSRGY Nestle SA Reg Shs. Ser. B Spons 0.45 +14.00% 125575 69.60 75.93
KEX Kirby Corporation 0.45 +63.00% 99765 86.55 97.31
Liberty Media 0.44 +2435.00% 57964 147.14 0.00
MWE MarkWest Energy Partners 0.43 +251.00% 116185 72.23 63.62
Dcp Midstream Partners 0.42 NEW 165344 49.66 0.00
AME AMETEK 0.38 +7.00% 159862 46.02 50.87
WAB Wabtec Corporation 0.37 +67.00% 114030 62.87 70.20
DIS Walt Disney Company 0.36 +13.00% 107997 64.49 77.72
SPY SPDR S&P; 500 ETF 0.36 NEW 41237 168.00 183.03
IBB iShares NASDAQ Biotechnology Index 0.36 +13.00% 33740 209.60 214.99
SIRO Sirona Dental Systems 0.36 NEW 105000 66.93 73.62
CB Chubb Corporation 0.34 74167 89.26 89.59
NGLS Targa Resources Partners 0.34 +12.00% 126950 51.47 60.92
Vanguard 500 Index Fd Sign 0.34 NEW 52050 128.05 0.00
PFE Pfizer 0.32 -5.00% 216734 28.73 29.82
HSIC Henry Schein 0.31 -10.00% 58616 103.76 112.77
Golar Lng Partners Lp unit 0.31 NEW 183809 32.50 0.00
stock 0.31 +186.00% 100295 60.04 0.00
EWW iShares MSCI Mexico Inv. Mt. Idx. 0.30 NEW 89975 63.90 63.54
LH Laboratory Corp. of America Holdings 0.29 NEW 56469 99.13 101.06
PCL Plum Creek Timber 0.29 +108.00% 119395 46.83 41.06
LOW Lowe's Companies 0.28 NEW 114120 47.61 46.28
MATTHEWS INTL FDS PAC Tiger Fd mf 0.28 222415 24.56 0.00
VHC VirnetX Holding Corporation 0.26 NEW 247988 20.40 12.76
MFA MFA Mortgage Investments 0.25 NEW 641004 7.45 7.88
KMP Kinder Morgan Energy Partners 0.24 +10.00% 58765 79.83 77.85
TEVA Teva Pharmaceutical Industries 0.23 -74.00% 118360 37.78 49.71
WPZ Williams Partners 0.23 NEW 84776 52.88 50.47
VYM Vanguard High Dividend Yield ETF 0.21 -69.00% 69450 57.49 62.12
GIS General Mills 0.20 +84.00% 81568 47.92 51.09
Blackstone Gso Flting Rte Fu 0.20 NEW 202000 19.15 0.00
MSFT Microsoft Corporation 0.19 -85.00% 111554 33.28 39.31
New Mountain Finance 0.19 +215.00% 260500 14.41 0.00
VZ Verizon Communications 0.16 NEW 64376 46.68 46.95
XLE Energy Select Sector SPDR 0.16 NEW 38165 82.90 90.00
ETE Energy Transfer Equity 0.16 NEW 45700 65.78 47.99
Tor Dom Bk Cad 0.16 -32.00% 33575 89.98 0.00
Vanguard Index Fds Lgcap Idx S mf 0.16 NEW 92443 34.04 0.00
SYY SYSCO Corporation 0.15 -5.00% 91800 31.83 35.76
PG Procter & Gamble Company 0.15 +9.00% 37185 75.59 80.80
UTX United Technologies Corporation 0.15 +48.00% 27794 107.83 114.52
TWX Time Warner 0.14 -8.00% 40635 65.81 62.83
NYX NYSE Euronext 0.14 +149.00% 66655 41.98 0.00
BRK.B Berkshire Hathaway 0.13 +31.00% 22698 113.49 0.00
QCOM QUALCOMM 0.13 -94.00% 36983 67.33 79.40
Enbridge 0.13 NEW 60045 41.74 0.00
ETP Energy Transfer Partners 0.13 NEW 49503 52.08 54.77
TDSC 3D Systems Corporation 0.13 NEW 44890 54.00 0.00
VB Vanguard Small-Cap ETF 0.13 +785.00% 24080 102.49 107.43
Abbvie 0.13 NEW 57653 44.73 0.00
EEP Enbridge Energy Partners 0.12 NEW 75038 30.45 28.98
KO Coca-Cola Company 0.11 55679 37.88 40.10
MMM 3M Company 0.11 NEW 17367 119.42 133.02
HD Home Depot 0.10 +48.00% 25619 75.84 75.30
ABT Abbott Laboratories 0.10 -5.00% 55458 33.20 38.04
SIRI Sirius XM Radio 0.10 +1637.00% 500343 3.88 3.05
BAM.A Brookfield Asset Management 0.09 +40.00% 44336 37.40 0.00
BRK.A Berkshire Hathaway 0.09 +100.00% 10 170400.00 0.00
EFA iShares MSCI EAFE Index Fund 0.09 +3.00% 28638 63.80 66.32
QQQQ PowerShares QQQ Trust, Series 1 0.09 NEW 22015 78.90 0.00
DD E.I. du Pont de Nemours & Company 0.08 25739 58.55 66.68
ITW Illinois Tool Works 0.08 +19.00% 19712 76.25 81.60
GCI Gannett 0.08 NEW 59450 26.80 26.09
SWN Southwestern Energy Company 0.08 -76.00% 43358 36.37 46.99
Pvr Partners 0.08 +268.00% 69110 23.12 0.00
BAC Bank of America Corporation 0.07 +38.00% 91811 13.80 16.28
CAT Caterpillar 0.07 16119 83.38 102.95
OXY Occidental Petroleum Corporation 0.07 +5.00% 14765 93.53 94.04
TIP iShares Barclays TIPS Bond Fund 0.07 -7.00% 11725 112.58 113.11
Vanguard Intl Equity Index Fd mf 0.07 NEW 55802 22.62 0.00
HON Honeywell International 0.06 +5.00% 13760 83.07 90.90
PM Philip Morris International 0.06 +3.00% 13883 86.58 84.07
Canadian Natural Resources 0.06 -6.00% 35150 31.44 0.00
SXL Sunoco Logistics Partners 0.06 NEW 17400 66.44 87.39
Seadrill 0.06 NEW 24350 45.09 0.00
MDY SPDR S&P; MidCap 400 ETF 0.06 NEW 5430 226.34 240.57
TDF Templeton Dragon Fund 0.06 NEW 48355 26.04 24.56
VIG Vanguard Dividend Appreciation ETF 0.06 +68.00% 17275 69.64 74.14
GTLT Global Telecom & Technology 0.06 217927 5.35 0.00
Market Vectors Etf Tr Biotech 0.06 NEW 15100 82.72 0.00
COG Cabot Oil & Gas Corporation 0.05 NEW 24300 37.33 33.06
WMT Wal-Mart Stores 0.05 -8.00% 12026 73.92 76.65
T AT&T; 0.05 NEW 27392 33.81 35.45
UNP Union Pacific Corporation 0.05 -9.00% 6816 155.37 183.45
EMR Emerson Electric 0.05 +379.00% 13560 64.68 65.53
AMGN Amgen 0.05 +27.00% 9386 111.98 115.74
MRK Merck & Co 0.05 NEW 19498 47.59 55.64
BPL Buckeye Partners 0.05 +113.00% 14410 65.51 77.34
AMZN Amazon 0.05 +27.00% 3061 312.64 317.95
GLD SPDR Gold Trust 0.05 NEW 7738 128.20 125.43
EPB El Paso Pipeline Partners 0.05 +7.00% 22185 42.24 31.71
UGI UGI Corporation 0.05 23800 39.12 45.46
DIA SPDR Dow Jones Industrial Average ETF 0.05 NEW 6719 151.06 161.83
DXJ WisdomTree Japan Total Dividend Fd 0.05 NEW 18729 47.95 45.38
Ingredion Incorporated 0.05 14550 66.19 0.00
AXP American Express Company 0.04 NEW 10690 75.49 86.60
BAX Baxter International 0.04 +84.00% 12200 65.66 73.13
TRV Travelers Companies 0.04 NEW 9731 84.78 85.15
BA Boeing Company 0.04 +49.00% 6050 117.52 124.28
CI CIGNA Corporation 0.04 -9.00% 10000 76.90 77.14
DISCK Discovery Communications 0.04 NEW 9500 78.11 72.12
WES Western Gas Partners 0.04 -35.00% 12940 60.12 67.21
CELG Celgene Corporation 0.04 +14.00% 4800 154.17 139.21
Vanguard 500 Index Fund mut 0.04 +15.00% 5085 154.97 0.00
SHY iShares Lehman 1-3 Year Treas.Bond 0.04 -11.00% 8475 84.48 84.53
Duke Energy 0.04 NEW 12632 66.81 0.00
Reckitt Benckiser-spon 0.04 NEW 11000 73.18 0.00
BP BP 0.03 -3.00% 15950 42.01 47.96
L Loews Corporation 0.03 12000 46.75 43.75
HBAN Huntington Bancshares Incorporated 0.03 63268 8.27 9.42
LUK Leucadia National 0.03 -86.00% 19685 27.23 25.57
NSC Norfolk Southern 0.03 8654 77.31 94.62
D Dominion Resources 0.03 NEW 9900 62.53 70.11
AFL AFLAC Incorporated 0.03 +22.00% 10570 61.97 61.71
CVS CVS Caremark Corporation 0.03 NEW 11185 56.77 73.48
DE Deere & Company 0.03 -13.00% 5975 81.34 92.56
Nextera Energy 0.03 NEW 7439 80.12 0.00
RDS.A Royal Dutch Shell 0.03 -26.00% 9950 65.73 0.00
EMC EMC Corporation 0.03 -93.00% 20513 25.54 26.77
BUD Anheuser-Busch InBev NV 0.03 NEW 5246 99.12 107.80
WTS Watts Water Technologies 0.03 NEW 11981 56.34 56.18
IJH iShares S&P; MidCap 400 Index 0.03 NEW 4587 124.05 132.13
Fidelity Contra Fd 0.03 +74.00% 5604 93.33 0.00
Citi 0.03 NEW 10832 48.47 0.00
Hollyfrontier 0.03 NEW 15688 42.13 0.00
Express Scripts Holding 0.03 NEW 9304 61.80 0.00
Facebook Inc cl a 0.03 NEW 11794 50.20 0.00
Mondelez Int 0.03 -90.00% 20166 31.44 0.00
Phillips 66 Partners 0.03 NEW 18945 30.77 0.00
FXI iShares FTSE/Xinhua China 25 Index 0.02 -93.00% 10310 37.05 35.22
EEM iShares MSCI Emerging Markets Indx 0.02 -95.00% 8488 40.76 41.16
Canadian Natl Ry 0.02 -20.00% 3625 101.24 0.00
VIA.B Via 0.02 NEW 5432 83.58 0.00
XLV Health Care SPDR 0.02 NEW 6250 50.56 55.73
APA Apache Corporation 0.02 4060 85.22 83.10
KMB Kimberly-Clark Corporation 0.02 4021 94.26 110.79
VFC V.F. Corporation 0.02 NEW 1627 199.14 58.34
GWW W.W. Grainger 0.02 -7.00% 1187 262.01 248.65
MS Morgan Stanley 0.02 NEW 11480 26.92 29.07
TMO Thermo Fisher Scientific 0.02 +28.00% 4172 92.04 115.73
BDX Becton, Dickinson and 0.02 3982 99.95 113.48
APD Air Products & Chemicals 0.02 NEW 2750 106.55 115.77
NVS Novartis AG 0.02 NEW 5030 76.74 83.56
STAA STAAR Surgical Company 0.02 -12.00% 35000 13.54 16.56
MO Altria 0.02 NEW 13030 34.38 38.28
RDS.B Royal Dutch Shell 0.02 4837 68.84 0.00
Tyco International Ltd S hs 0.02 NEW 12445 34.95 0.00
F Ford Motor Company 0.02 NEW 19645 16.85 15.69
Accenture 0.02 NEW 4821 73.64 0.00
DLTR Dollar Tree 0.02 6306 57.09 51.03
Bce 0.02 NEW 9352 42.66 0.00
PXD Pioneer Natural Resources 0.02 NEW 1815 188.98 194.32
BSV Vanguard Short-Term Bond ETF 0.02 5975 80.33 80.19
GRA W.R. Grace & Co. 0.02 NEW 3895 87.29 95.83
IWM iShares Russell 2000 Index 0.02 NEW 4145 106.63 110.14
OKS Oneok Partners 0.02 NEW 6810 53.01 55.52
STR Questar Corporation 0.02 NEW 13385 22.49 23.00
EQT EQT Corporation 0.02 NEW 4800 88.75 102.73
AGG iShares Lehman Aggregate Bond 0.02 -30.00% 3600 107.22 108.40
LQD iShares IBoxx $ Invest Grade Corp Bd Fd 0.02 -89.00% 3855 113.62 118.03
HYG iShares iBoxx $ High Yid Corp Bond 0.02 -7.00% 3560 91.57 94.15
BKT BlackRock Income Trust 0.02 -18.00% 52000 6.67 6.53
MBB iShares Lehman MBS Bond Fund 0.02 -10.00% 3580 105.87 106.76
CSJ iShares Barclays 1-3 Year Cred Bd Fd ETF 0.02 -11.00% 3550 105.35 105.51
GBDC Golub Capital BDC 0.02 NEW 19500 17.33 16.95
MTS Montgomery Street Income Securities 0.02 -37.00% 27016 15.69 16.34
Vanguard International Growth 0.02 NEW 4342 70.24 0.00
Vanguard International Value 0.02 NEW 8491 35.57 0.00
FIDELITY ADVISORS NEW Insights mf 0.02 +22.00% 11052 27.69 0.00
GABELLI ASSET FD SH BEN Int mf 0.02 4659 62.89 0.00
PUTNAM FD FOR Growth&income Sh mf 0.02 22398 18.17 0.00
Covidien 0.02 NEW 5165 60.99 0.00
Tesoro Logistics Lp us equity 0.02 NEW 6100 58.03 0.00
Kraft Foods 0.02 NEW 8874 52.51 0.00
Vanguard Emerging Markets 0.02 NEW 14077 32.32 0.00
PKG Packaging Corporation of America 0.01 NEW 3800 57.11 66.42
NLY Annaly Capital Management 0.01 -22.00% 16475 11.59 11.42
PNC PNC Financial Services 0.01 NEW 2629 72.27 81.20
DFS Discover Financial Services 0.01 NEW 5675 50.57 55.69
RRC Range Resources 0.01 NEW 1615 76.16 88.70
CMI Cummins 0.01 NEW 821 132.76 143.79
BEN Franklin Resources 0.01 NEW 5223 50.55 52.51
MCHP Microchip Technology 0.01 NEW 5000 40.20 46.54
NTAP NetApp 0.01 NEW 5654 42.62 36.84
DOW Dow Chemical Company 0.01 NEW 4735 38.44 47.34
MDT Medtronic 0.01 NEW 4325 53.18 57.45
AKAM Akamai Technologies 0.01 NEW 4154 51.76 53.37
WHR Whirlpool Corporation 0.01 NEW 1960 146.43 150.03
ADI Analog Devices 0.01 NEW 2199 46.84 52.83
TE TECO Energy 0.01 NEW 9600 16.56 18.01
NOV National-Oilwell Var 0.01 -93.00% 1590 77.99 80.48
MCK McKesson Corporation 0.01 NEW 2100 128.10 166.66
GT Goodyear Tire & Rubber Company 0.01 NEW 8980 22.49 25.68
ALL Allstate Corporation 0.01 5405 50.51 55.49
Cenovus Energy 0.01 NEW 8400 29.88 0.00
GSK GlaxoSmithKline 0.01 NEW 4507 50.14 52.13
HES Hess 0.01 NEW 3300 77.27 85.60
M Macy's 0.01 NEW 4547 43.33 57.10
PH Parker-Hannifin Corporation 0.01 2550 108.63 120.64
PX Praxair 0.01 NEW 1508 120.03 127.99
TGT Target Corporation 0.01 NEW 4186 64.02 59.41
TXN Texas Instruments Incorporated 0.01 NEW 6726 40.29 45.40
VOD Vodafone 0.01 NEW 3416 35.13 35.17
Encana 0.01 -31.00% 10600 17.36 0.00
CNS Cohen & Steers 0.01 NEW 4200 35.24 40.77
FDS FactSet Research Systems 0.01 2379 109.29 103.81
SD SandRidge Energy 0.01 NEW 28655 5.86 6.35
PPL PPL Corporation 0.01 NEW 6441 30.43 33.12
PEG Public Service Enterprise 0.01 -31.00% 5058 33.02 39.58
DAL Delta Air Lines 0.01 NEW 8650 23.58 32.19
Transcanada 0.01 NEW 4400 43.86 0.00
ARCC Ares Capital Corporation 0.01 NEW 10440 17.34 17.29
QCOR Questcor Pharmaceuticals 0.01 NEW 5000 58.00 77.76
CTB Cooper Tire & Rubber Company 0.01 NEW 6100 30.82 23.99
DTE DTE Energy Company 0.01 -17.00% 4000 66.00 75.88
HEP Holly Energy Partners 0.01 NEW 3690 33.06 31.01
Bk Nova Cad 0.01 -87.00% 3000 57.33 0.00
FCF First Commonwealth Financial 0.01 16000 7.56 8.58
FUR Winthrop Realty Trust 0.01 -43.00% 10200 11.18 11.08
NFG National Fuel Gas 0.01 NEW 2860 68.88 68.93
POW Power Corporation of Canada 0.01 8000 28.38 0.00
SGU Star Gas Partners 0.01 NEW 30000 4.93 6.40
TDG TransDigm Group Incorporated 0.01 NEW 1505 138.87 173.68
WLK Westlake Chemical Corporation 0.01 NEW 2000 104.50 62.32
Rbc Cad 0.01 NEW 3725 64.16 0.00
AWK American Water Works 0.01 NEW 4632 41.23 45.74
EWZ iShares MSCI Brazil Index 0.01 -44.00% 5200 47.88 46.41
IVW iShares S&P; 500 Growth Index 0.01 NEW 2634 89.22 96.97
PNW Pinnacle West Capital Corporation 0.01 NEW 3040 54.61 55.22
Harbor Fd Intl Fd mutual funds 0.01 NEW 3265 69.22 0.00
VO Vanguard Mid-Cap ETF 0.01 NEW 2000 102.50 109.14
BAH Booz Allen Hamilton Holding Corporation 0.01 11000 19.36 21.61
VVC Vectren Corporation 0.01 NEW 6547 33.30 39.44
EWS iShares MSCI Singapore Index Fund 0.01 13000 13.38 13.40
Pimco Commodity Rr Strat-ins 0.01 -18.00% 21289 5.73 0.00
PPT Putnam Premier Income Trust 0.01 24070 5.28 5.49
AMNL Applied Minerals 0.01 NEW 194817 1.09 0.63
FXC CurrencyShares Canadian Dollar Trust 0.01 NEW 2350 96.60 90.44
EXG Eaton Vance Tax-Managed Global Dive Eq 0.01 NEW 24502 9.39 10.02
Nuveen Ins Ny Tx Fr Adv Mun 0.01 NEW 15628 12.22 0.00
MYD Blackrock Muniyield Fund 0.01 NEW 10740 13.31 13.82
VC Visteon Corporation 0.01 NEW 2615 75.72 83.62
COS Canadian Oil Sands 0.01 NEW 14145 19.37 0.00
BLACKROCK GLB ALLOCATION Fd Cl mf 0.01 NEW 13566 21.38 0.00
VANGUARD INTL EQUITY Index Fd mf 0.01 -5.00% 9458 25.59 0.00
WSDT WisdomTree Investments 0.01 NEW 9750 11.59 0.00
Morgan Stanley income sec 0.01 NEW 10800 16.67 0.00
Pimco Fds Pac Invt Mgm All Ass 0.01 -13.00% 9786 12.26 0.00
Mosaic 0.01 NEW 4700 42.98 0.00
Ag Mtg Invt Tr 0.01 NEW 10500 16.67 0.00
Francescas Hldgs 0.01 NEW 14250 18.60 0.00
Dunkin' Brands 0.01 NEW 4010 45.14 0.00
Level 3 Communications 0.01 NEW 6352 26.76 0.00
Itt 0.01 NEW 6040 35.93 0.00
Aon 0.01 NEW 2900 74.48 0.00
Wisdomtree Tr................... wsdm emktbd fd 0.01 NEW 2450 74.69 0.00
Mrc Global Inc cmn 0.01 NEW 6870 26.78 0.00
Mri Interventions 0.01 NEW 157643 1.49 0.00
Directv 0.01 NEW 4128 59.84 0.00
Proshs Ultrashrt S&p500 Prosha etf 0.01 NEW 3160 36.71 0.00
Mplx 0.01 NEW 7245 36.44 0.00
Liberty Global Inc C 0.01 NEW 3394 75.43 0.00
Ace Limited Cmn 0.00 NEW 630 93.65 0.00
CSX CSX Corporation 0.00 NEW 3600 25.83 28.48
SE Spectra Energy 0.00 NEW 1250 34.40 38.50
UNH UnitedHealth 0.00 NEW 80 75.00 78.57
ENZN Enzon Pharmaceuticals 0.00 10000 1.70 0.87
MRO Marathon Oil Corporation 0.00 NEW 160 37.50 35.77
LEE Lee Enterprises, Incorporated 0.00 +50.00% 15000 2.67 3.86
APU AmeriGas Partners 0.00 NEW 1520 42.76 43.83
Cibc Cad 0.00 NEW 810 80.25 0.00
MET MetLife 0.00 NEW 1755 46.72 49.55
SPH Suburban Propane Partners 0.00 NEW 1240 46.77 42.52
TCLP TC Pipelines 0.00 NEW 1800 48.89 0.00
GSAT Globalstar 0.00 13010 1.08 2.56
SLTM Solta Medical 0.00 NEW 10000 2.10 2.92
Weatherford International Lt reg 0.00 NEW 2545 15.32 0.00
CIM Chimera Investment Corporation 0.00 NEW 29642 3.04 3.13
AWP Alpine Global Premier Properties Fund 0.00 NEW 13239 7.18 7.08
BTIM BioTime 0.00 NEW 25000 3.80 0.00
HYF Managed High Yield Plus Fund 0.00 15777 2.03 2.12
BCLI Brainstorm Cell Therapeutics 0.00 NEW 50000 0.20 0.25
Corecare Sys Inc Com cs 0.00 14250 0.00 0.00
ION SIGNATURE TECHNOLOGY Inc cs 0.00 -50.00% 50000 1.00 0.00
MCELQ Millennium Cell 0.00 NEW 10000 0.00 0.00
PKTX ProtoKinetix 0.00 60000 0.02 0.04
MDXG MiMedx 0.00 NEW 20500 4.15 5.60
ETAK Elephant Talk Communications 0.00 -50.00% 10000 0.70 0.88
Nuveen Conn Prem Income Mun sh ben int 0.00 NEW 5755 11.99 0.00
VRNG Vringo 0.00 NEW 10000 2.90 3.66
Lightwave Logic Inc C ommon stock 0.00 NEW 21000 0.86 0.00
D Avalon Rare Metals 0.00 NEW 13000 0.62 0.00
Palladon Ventures Ltd cs 0.00 20500 1.12 0.00
Goldquest Mining Corp F 0.00 -83.00% 10000 0.30 0.00
Zeltiq Aesthetics 0.00 NEW 10000 9.00 0.00
Kinder Morgan Inc/delaware Wts 0.00 NEW 14453 4.98 0.00
Spy Inc Com cs 0.00 NEW 47950 0.50 0.00
Turquoisehillres 0.00 -96.00% 16719 4.43 0.00
ALLIANZ FDS RCM MIDCAP Ins mf 0.00 17780 3.77 0.00
Mallinckrodt Pub 0.00 NEW 638 43.89 0.00