Advent Capital Management

Advent Capital Management as of Dec. 31, 2010

Portfolio Holdings for Advent Capital Management

Advent Capital Management holds 321 positions in its portfolio as reported in the December 2010 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 1.9 $94M 90k 1045.63
Bank Of America 7.25% Pfd 7.25%cnv pfd l 1.6 $78M 79k 990.65
General Mtrs Co jr pfd cnv srb 1.6 $77M 1.4M 54.31
E M C Corp Mass note 1.750%12/0 1.4 $67M 43M 1.56
Allergan Inc note 1.500% 4/0 1.3 $65M 57M 1.14
Citigroup Inc unit 1.2 $61M 443k 137.62
Affiliated Managers Group note 3.950% 8/1 1.2 $60M 51M 1.17
Mgm Mirage Cv. Sr. Notes 144a conv 1.2 $58M 52M 1.11
Ford Mtr Co Cap Tr Ii pfd tr cv6.5% 1.1 $57M 1.1M 52.28
Apache Corp pfd cv 1.1 $57M 869k 65.33
Symantec Corp note 1.000% 6/1 1.1 $53M 46M 1.17
GAME Technolog debt 1.1 $53M 46M 1.16
Lucent Tech Cap Trust I convert 1.1 $52M 57k 908.85
Intel Corp sdcv 1.0 $51M 50M 1.03
Xm Sirius cv 7% 1.0 $52M 41M 1.27
Microsoft Corporation Cv. Sr. conv 1.0 $51M 48M 1.08
Keycorp New pfd 7.75% sr a 1.0 $51M 461k 110.60
Gilead Sciences, Inc. Cv. Sr. conv 1.0 $50M 47M 1.06
Cemex, S.a.b. De C.v. Cv. Sub. conv 1.0 $49M 46M 1.05
Host Hotels 144a conv 0.9 $45M 37M 1.22
Lifepoint Hospitals Inc note 3.500% 5/1 0.9 $44M 44M 1.00
Medtronic Inc note 1.625% 4/1 0.9 $44M 44M 1.02
Seadrill Ltd conv 0.9 $44M 36M 1.23
Invitrogen Corp note 3.250% 6/1 0.8 $42M 36M 1.17
Owens-brockway Glass Container conv 0.8 $42M 41M 1.02
Petrobakken Energy Ltd conv 0.8 $41M 43M 0.97
Amgen Inc note 0.375% 2/0 0.8 $40M 40M 1.00
Molson Coors Brewing Co note 2.500% 7/3 0.8 $40M 35M 1.14
Lukoil 2.625% 2015 conv 0.8 $39M 36M 1.11
Stanley Black & Decker Inc unit 99/99/9999 0.8 $39M 337k 115.61
Healthsouth Corp A 6.5 Cvp convert 0.8 $39M 39k 1007.99
Mylan Inc note 1.250% 3/1 0.8 $39M 34M 1.13
Lennar Corp conv 0.8 $38M 37M 1.03
Ppl Corp unit 99/99/9999 0.8 $37M 684k 53.92
Hologic Inc frnt 2.000%12/1 0.7 $37M 38M 0.96
Vedanta Resources Jersey 4% conv 0.7 $36M 36M 1.02
Omnicare Cap Tr Ii pfd b tr 4.00% 0.7 $36M 920k 39.48
Interpublic Group Cos Inc note 4.750% 3/1 0.7 $36M 30M 1.18
Boston Properties conv 0.7 $36M 33M 1.09
Equinix Inc note 3.000%10/1 0.7 $35M 33M 1.06
Anixter Intl Inc note 1.000% 2/1 0.7 $35M 30M 1.17
Lincare Hldgs 2.75% 11/37 note 0.7 $35M 32M 1.11
Steel Dynamics Inc note 5.125% 6/1 0.7 $35M 27M 1.27
Xl Capital pfd cv 0.7 $34M 1.1M 31.62
Ual Corp note 6.000%10/1 0.7 $34M 11M 3.10
Suntech Pwr Hldgs Co Ltd note 3.000% 3/1 0.7 $33M 36M 0.92
Teva Pharm Finance Llc Cvt cv bnd 0.7 $33M 26M 1.23
Mf Global Ltd note 9.000% 6/2 0.7 $33M 27M 1.21
Jefferies Group Inc New dbcv 3.875%11/0 0.7 $32M 31M 1.04
Saks Inc note 2.000% 3/1 0.6 $32M 29M 1.08
Trinity Inds Inc note 3.875% 6/0 0.6 $32M 32M 0.99
Priceline.com Inc 144a 1.25 03 convert 0.6 $31M 20M 1.56
Sl Green Operating Par 144a 3. convert 0.6 $31M 29M 1.08
General Cable Corp Del New note 0.875%11/1 0.6 $30M 29M 1.02
Amylin Pharmaceuticals Inc note 3.000% 6/1 0.6 $30M 33M 0.90
Chesapeake Energy Corp note 2.250%12/1 0.6 $29M 34M 0.85
Alexandria Real Estate pfd cv 0.6 $28M 1.1M 25.00
Vornado Rlty L P debt 0.6 $28M 24M 1.13
Sino-forest Corp conv 0.6 $28M 22M 1.27
Ual Corp note 4.500% 6/3 0.5 $27M 26M 1.04
Amerigroup Corp note 2.000% 5/1 0.5 $27M 20M 1.31
Cephalon Inc note 2.500% 5/0 0.5 $26M 24M 1.11
Intel Corp. Jr. Sub. Cv. Deb. conv 0.5 $26M 21M 1.22
Hologic Inc frnt 2.000%12/1 0.5 $26M 23M 1.15
Hornbeck Offshore Svcs Inc N frnt 1.625%11/1 0.5 $26M 28M 0.94
Stanley Wks frnt 5/1 0.5 $26M 22M 1.19
Live Nation Entertainment In note 2.875% 7/1 0.5 $26M 29M 0.88
Anglogold Ashanti Holdings Fin pfd cv 0.5 $24M 474k 50.64
Goldcorp Inc New note 2.000% 8/0 0.5 $24M 20M 1.18
Sandisk Corp note 1.000% 5/1 0.5 $24M 25M 0.97
Tech Data Corp dbcv 2.750%12/1 0.5 $24M 23M 1.05
China Green Holdings 4/12/13 conv 0.5 $24M 169M 0.14
Archer Daniels Midland Co note 0.875% 2/1 0.5 $23M 22M 1.05
Nextera Energy Cvp convert 0.5 $23M 465k 50.30
Allegheny Technologies Inc note 4.250% 6/0 0.5 $23M 13M 1.72
Jns 3.25% 7/15/2014 note 0.5 $23M 19M 1.19
Rovi Corp. Cv. Sr. Notes 144a conv 0.5 $22M 15M 1.46
Incyte Corp note 4.750%10/0 0.4 $22M 11M 1.90
Group 1 Automotive Inc frnt 2.250% 6/1 0.4 $21M 21M 0.99
On Semiconductor Corp note 2.625%12/1 0.4 $21M 17M 1.26
Arvinmeritor Inc frnt 4.000% 2/1 0.4 $22M 19M 1.16
Hartford Finl Svcs Group Inc dep conv p 0.4 $21M 785k 26.35
Isis Pharmaceuticals Inc Del note 2.625% 2/1 0.4 $21M 22M 0.97
Micron Technology Inc note 1.875% 6/0 0.4 $21M 20M 1.03
Nuvasive Inc note 2.250% 3/1 0.4 $21M 21M 1.00
Beckman Coulter Inc note 2.500%12/1 0.4 $21M 19M 1.12
Linear Technology Corp note 3.000% 5/0 0.4 $20M 19M 1.08
Sonic Automotive Inc note 5.000% 10/0 0.4 $20M 17M 1.21
Newpark Res Inc note 4.000%10/0 0.4 $21M 22M 0.92
Petroplus Finance Ltd 4% 10/16/15 conv 0.4 $21M 22M 0.94
Capitalsource Inc note 7.250% 7/1 0.4 $20M 19M 1.03
Synovus Finl Corp unit 99/99/9999 0.4 $20M 793k 24.81
El Paso Corp conv prf 0.4 $19M 15k 1254.49
Central Euro Media Enter 144a convert 0.4 $19M 21M 0.92
Arris Group Inc note 2.000%11/1 0.4 $19M 18M 1.05
Gilead Sciences Inc note 0.625% 5/0 0.4 $19M 16M 1.14
Iconix Brand Group Inc note 1.875% 6/3 0.4 $19M 19M 1.00
Cameron International Corp note 2.500% 6/1 0.4 $19M 12M 1.52
Tower Group, Inc. 5% Cv. Sr. N conv 0.4 $19M 16M 1.14
Annaly Cap Mgmt Inc note 4.000% 2/1 0.4 $18M 16M 1.17
Inmarsat Plc conv 0.4 $18M 15M 1.24
Equinix Inc note 2.500% 4/1 0.4 $18M 17M 1.04
Navistar Intl Corp New note 3.000%10/1 0.4 $18M 12M 1.46
Ubs Ag 9.375 Exch. Notes 0.3 $17M 619k 27.81
Paladin Energy 5% 03/11/13 conv 0.3 $18M 16M 1.07
Trw Automotive conv 0.3 $17M 8.1M 2.15
Smithfield Foods Inc note 4.000% 6/3 0.3 $17M 15M 1.16
Chesapeake Energy Corp note 2.500% 5/1 0.3 $17M 18M 0.96
Omnicom Group Inc note 7/0 0.3 $17M 16M 1.06
Kinross Gold Corp note 1.750% 3/1 0.3 $17M 16M 1.02
Fisher Scientific Intl Inc note 3.250% 3/0 0.3 $16M 11M 1.43
Clearwire Communications Llc E conv 0.3 $17M 15M 1.08
Petrominerales 2.625% 8/25/16 conv 0.3 $16M 13M 1.31
Trina Solar Limited note 4.000% 7/1 0.3 $16M 9.5M 1.67
E M C Corp Mass note 1.750%12/0 0.3 $15M 9.4M 1.62
Sesi L L C frnt 1.500%12/1 0.3 $15M 15M 1.03
Forest City Enterprises Inc conv bnd 0.3 $15M 12M 1.30
Au Optronics Zero Coupon 2015 conv 0.3 $15M 15M 1.02
Alliance Data Systems Corp note 1.750% 8/0 0.3 $14M 13M 1.09
Digital River, Inc. Sr. Cv Not conv 0.3 $14M 15M 0.97
Rayonier Trs Holdings In 144a convert 0.3 $14M 11M 1.30
Continental Airlines 6% Conv p 0.3 $15M 364k 39.84
Patriot Coal Corp. 3.25% 5/31/13 conv 0.3 $15M 15M 0.98
Shire Plc 2.75% 14 conv 0.3 $14M 14M 1.06
Sothebys note 3.125% 6/1 0.3 $14M 10M 1.35
Us Airways Group Inc note 7.250% 5/1 0.3 $14M 5.9M 2.38
Mentor Graphics Corp sdcv 6.250% 3/0 0.3 $13M 13M 1.04
Peabody Energy Corp sdcv 4.750%12/1 0.3 $14M 11M 1.27
Medicis Pharmaceutical Corp note 2.500% 6/0 0.3 $13M 13M 1.04
Gilead Sciences, Inc. Cv. Sr. conv 0.3 $13M 12M 1.08
National Retail Properties I note 5.125% 6/1 0.3 $13M 12M 1.13
Sba Communications Corp note 1.875% 5/0 0.3 $13M 11M 1.13
Sandisk Corp note 1.500% 8/1 0.3 $13M 12M 1.10
Integra Lifesciences Holdings conv 0.3 $13M 13M 1.01
Nextera Energy Inc. 7% Equity pfd cv 0.3 $13M 256k 49.47
Lennar Corp conv bnd 0.3 $13M 11M 1.13
D R Horton Inc note 2.000% 5/1 0.2 $12M 11M 1.16
Greatbatch Inc sdcv 2.250% 6/1 0.2 $13M 13M 0.97
Radian Group Inc note 3.000%11/1 0.2 $12M 13M 0.94
Terex Corp New note 4.000% 6/0 0.2 $13M 5.9M 2.14
Centerpoint Energy Inc Vq 09-1 convert 0.2 $12M 375k 32.66
China Unicom 0.75% 2015 Reg S conv 0.2 $13M 12M 1.06
Home Inns & Hotel Management I conv 0.2 $12M 12M 0.95
Saks Incorporated conv 0.2 $12M 5.1M 2.28
Danaher Corp Del debt 0.2 $11M 8.3M 1.34
Note 3.50 0.2 $11M 9.9M 1.15
Acer Inc "b" conv 0.2 $12M 10M 1.12
Aar Corp 1.625% 144a conv 0.2 $12M 11M 1.02
Sound Global 6% 15 conv 0.2 $11M 66M 0.17
Biovail Corp conv 0.2 $11M 4.3M 2.63
Nash Finch Co frnt 1.631% 3/1 0.2 $11M 22M 0.49
Transocean Inc note 1.500%12/1 0.2 $11M 11M 0.98
Great Plains Energy Inc unit 06/15/2042 0.2 $11M 170k 64.80
Acer Inc 0% conv 0.2 $11M 9.8M 1.09
Archer Daniels Pfd 6.25% pfd cv 0.2 $11M 258k 41.59
Goodrich Petrol 5.375% Pfd pfd cv 0.2 $11M 245k 44.99
Invitrogen Corp note 1.500% 2/1 0.2 $10M 8.8M 1.18
Intel Corporation (INTC) 0.2 $10M 486k 21.46
Newmont Mining Corp note 1.250% 7/1 0.2 $10M 7.7M 1.34
02/15/2024 Jaiprakash Associates conv 0.2 $10M 8.1M 1.29
Nortel Networks 2.125% 4/15/14 conv 0.2 $11M 12M 0.84
New York Cmnty Cap Tr V unit 99/99/9999 (NYCB.PU) 0.2 $9.9M 196k 50.50
Western Refng Inc note 5.750% 6/1 0.2 $10M 7.6M 1.34
Reinsurance Group Amer Inc pfd tr inc eq 0.2 $9.7M 130k 74.70
Holdings Inc Note 5.25 0.2 $9.9M 5.2M 1.93
Charming Shoppes Inc note 1.125% 5/0 0.2 $9.2M 11M 0.84
Rayonier Trs Hldgs Inc note 3.750%10/1 0.2 $9.3M 7.8M 1.19
United States Stl Corp New note 4.000% 5/1 0.2 $9.6M 4.9M 1.94
Human Genome cv 2.25% 0.2 $9.6M 5.9M 1.61
Alliant Techsystems Inc note 2.750% 9/1 0.2 $8.8M 8.7M 1.01
Arcelormittal Sa Luxembourg note 5.000% 5/1 0.2 $8.7M 5.9M 1.47
Notes Gencorp Inc. 4.0625% dbcv 0.2 $8.8M 9.4M 0.94
Anglogold Holdings 144a conv 0.2 $8.9M 7.5M 1.19
Larsen & Toubro conv 0.2 $8.7M 7.3M 1.19
Pgs 2.7% 2012 conv 0.2 $8.9M 9.2M 0.97
Jetblue Airways Corp dbcv 6.750%10/1 0.2 $8.4M 5.7M 1.49
TAKE-TWO INTER CONVERTIBLE security 0.2 $8.5M 6.2M 1.36
Ares Capital Corp 5.75% conv 0.2 $8.3M 8.2M 1.02
Epistar 0 Coupon 2016 conv 0.2 $8.6M 8.0M 1.08
Pdc Energy 3.25% 144a conv 0.2 $8.6M 6.8M 1.27
Chesapeake Energy Corp note 2.750%11/1 0.2 $8.0M 7.2M 1.11
Teva Pharmaceutical Fin Co B note 1.750% 2/0 0.2 $7.7M 7.2M 1.08
Virgin Media Inc note 6.500%11/1 0.2 $8.0M 5.1M 1.56
Central European Dist Corp note 3.000% 3/1 0.1 $7.2M 7.7M 0.94
Cubist Pharmaceuticals Inc note 2.250% 6/1 0.1 $7.5M 7.3M 1.03
Hanover Compressor Co note 4.750% 1/1 0.1 $7.6M 7.6M 1.00
Usec Inc note 3.000%10/0 0.1 $7.7M 8.5M 0.90
Orbital Sciences Corp note 2.438% 1/1 0.1 $7.6M 7.3M 1.04
Laboratory Corp Amer Hldgs debt 0.1 $7.6M 6.3M 1.21
Eastman Kodak Co note 7.000% 4/0 0.1 $7.6M 8.7M 0.87
Fufeng 0% 15 conv 0.1 $7.3M 43M 0.17
Wright Med Group Inc note 2.625%12/0 0.1 $6.9M 7.2M 0.95
Old Rep Intl Corp note 8.000% 5/1 0.1 $6.9M 5.8M 1.18
2010 Swift 6%mand Com Exch Sec pfd cv 0.1 $7.0M 515k 13.58
American Equity Inv Life 3.5 1 convert 0.1 $6.9M 5.8M 1.19
Health Mgmt Assoc 144a conv 0.1 $7.0M 5.9M 1.17
Host Hotels & Resorts conv 0.1 $7.0M 7.0M 1.00
Universal Corp 6.75% Perp pfd cv 0.1 $6.8M 7.0k 975.14
Quicksilver Resources Inc dbcv 1.875%11/0 0.1 $6.6M 6.0M 1.10
Morgans Hotel Group Co note 2.375%10/1 0.1 $6.6M 7.8M 0.85
Microsoft Corporation (MSFT) 0.1 $6.4M 233k 27.72
Mgic Invt Corp Wis note 5.000% 5/0 0.1 $6.5M 6.0M 1.08
Gaylord Entertainment Co 144a convert 0.1 $6.2M 4.5M 1.39
Nielsen Holdings 6.25% 2/01/13 pfd cv 0.1 $6.6M 120k 55.02
Webster Financial Pfd 8.5% 12/31/49 pfd cv 0.1 $6.3M 6.0k 1050.33
Omnicare Inc dbcv 3.250%12/1 0.1 $5.8M 6.3M 0.92
Newmont Mining Corp note 3.000% 2/1 0.1 $6.1M 4.7M 1.28
Textron Inc note 4.500% 5/0 0.1 $5.9M 2.8M 2.08
Symantec Corporation 0.1 $5.9M 338k 17.61
Prologis note 3.250% 3/1 0.1 $5.7M 5.1M 1.12
HEALTH CR REIT CONVERTIBLE security 0.1 $5.9M 5.4M 1.10
Kilroy Realty Lp conv 0.1 $5.9M 5.0M 1.18
Shengdatech Inc 6.5% conv 0.1 $5.9M 6.0M 0.98
Continental Airls Inc note 4.500% 1/1 0.1 $5.4M 3.5M 1.55
Interpublic Grp. P 0.1 $5.4M 5.1k 1049.40
Agco Corp note 1.250%12/1 0.1 $5.4M 3.9M 1.37
Nii Hldgs Inc note 3.125% 6/1 0.1 $5.0M 5.1M 0.99
Kkr Financial Hldgs Llc note 7.500% 1/1 0.1 $5.1M 3.6M 1.41
Dominion Res Inc Va New debt 0.1 $4.8M 3.8M 1.25
Boston Pptys Ltd Partnership note 3.750% 5/1 0.1 $5.2M 4.5M 1.15
Kaman Corporation Cv. Sr. Note conv 0.1 $4.7M 4.4M 1.07
Chesapeake Energy 5% Cv. Pfd. pfd cv 0.1 $5.0M 50k 99.38
Biomed Realty conv 0.1 $4.9M 4.3M 1.13
Webmd Health 2.5% conv 0.1 $5.0M 5.0M 1.01
Massey Energy Co note 3.250% 8/0 0.1 $4.5M 4.1M 1.11
Ciena Corp note 0.875% 6/1 0.1 $4.3M 5.0M 0.86
Coinstar Inc note 4.000% 9/0 0.1 $4.6M 3.5M 1.30
Csg Systems International, Inc conv 0.1 $4.2M 4.1M 1.04
Banco Espirito Santo Sa conv 0.1 $4.4M 4.8M 0.91
Bld Investments Pte Ltd conv 0.1 $4.4M 5.0M 0.87
Macerich Co 3.25% 3/15/12 conv 0.1 $4.5M 4.5M 1.01
Transocean Inc note 1.500%12/1 0.1 $4.1M 4.2M 0.99
D Archer-daniels Midla Nd Co Com Common Stock 0 0.1 $4.0M 121k 32.67
Svb Finl Group debt 0.1 $3.9M 3.7M 1.05
Salix Pharmaceuticals Inc note 2.750% 5/1 0.1 $3.8M 3.2M 1.19
Kaiser Aluminum Corp. Cv. Sr. conv 0.1 $4.0M 3.3M 1.20
Covanta Holding Conv conv bnd 0.1 $4.1M 3.5M 1.18
Newell Financial Trust I Cvt P convert 0.1 $4.1M 95k 43.51
Forest City Ent pfd cv 0.1 $4.1M 65k 62.80
Salamander Energy Plc 5% conv 0.1 $4.1M 3.6M 1.13
Viropharma Inc note 2.000% 3/1 0.1 $3.4M 3.1M 1.10
Ford Mtr Co Del note 4.250%11/1 0.1 $3.3M 1.7M 1.92
Borgwarner Inc note 3.500% 4/1 0.1 $3.6M 1.7M 2.09
Molina Healthcare (MOH) 0.1 $3.5M 113k 30.66
Legg Mason Inc preferred 0.1 $3.6M 115k 31.10
Northgate Minerals Corp note 3.500%10/0 0.1 $3.5M 3.6M 0.98
Omnicare Inc note 3.750%12/1 0.1 $3.4M 3.0M 1.15
Verigy Ltd note 5.250% 7/1 0.1 $3.4M 2.8M 1.23
Bts Holdings 1% 2016 conv 0.1 $3.5M 115M 0.03
China Overseas conv 0.1 $3.4M 2.7M 1.26
Aspen Insurance Holdings Ltd pfd prp inc eq 0.1 $2.9M 51k 56.85
Radisys Corp note 2.750% 2/1 0.1 $2.9M 3.0M 0.98
Mylan 0.1 $3.2M 139k 23.16
Regis Corp Minn note 5.000% 7/1 0.1 $3.2M 2.5M 1.30
Mylan Inc note 3.750% 9/1 0.1 $2.8M 1.5M 1.88
United Dominion Realty Tr In note 4.000%12/1 0.1 $3.0M 3.0M 1.01
Delphi Automotive B Shares 0.1 $3.0M 150.00 20200.00
Home Properties Inc 4.125% 2026 conv 0.1 $2.8M 2.7M 1.02
Hynix Semiconductor Inc conv 0.1 $3.2M 3.0M 1.07
Arvinmeritor Inc frnt 4.625% 3/0 0.1 $2.7M 2.0M 1.34
Gsi Commerce Inc note 2.500% 6/0 0.1 $2.6M 2.4M 1.09
Stillwater Mng Co note 1.875% 3/1 0.1 $2.4M 2.0M 1.18
Goodrich Pete Corp note 3.250%12/0 0.1 $2.7M 2.8M 0.99
Wyndham Worldwide Corp note 3.500% 5/0 0.1 $2.3M 1.0M 2.27
Liberty Media 3.750 2/15/30 deb 3.750% 0.1 $2.3M 4.2M 0.54
Erp Oper Ltd Partnership note 3.850% 8/1 0.1 $2.3M 2.3M 1.04
Zions Bancorporation (ZION) 0.1 $2.4M 100k 23.58
Ingersoll-rand Global Hldg C debt 0.1 $2.5M 926k 2.66
Ciena Corp 144a 4.0 03-15-15 convert 0.1 $2.5M 1.9M 1.31
Unknown 0.1 $2.2M 70k 31.87
Wells Fargo & Company (WFC) 0.0 $1.9M 60k 32.42
General Cable Corp Del New frnt 4.500% 11/1 0.0 $1.7M 1.4M 1.25
Callaway Golf Company pfd cv 0.0 $1.8M 15k 122.19
LyondellBasell Industries NV 0.0 $2.2M 60k 35.93
Premier Oil Finance conv 0.0 $2.1M 1.5M 1.39
Qiagen conv 0.0 $1.9M 1.6M 1.18
K V Pharmaceutical Co note 2.500% 5/1 0.0 $1.4M 3.7M 0.37
Liberty Media Corp deb 3.500% 1/1 0.0 $1.7M 3.0M 0.56
Fifth Third Ban (FITB) 0.0 $1.3M 85k 14.87
NuVasive 0.0 $1.6M 56k 27.94
Alcoa Inc debt 0.0 $1.6M 602k 2.67
SPDR S&P Homebuilders (XHB) 0.0 $1.3M 75k 17.69
Xilinx, Inc. Cv. Sr. Notes 144 conv 0.0 $1.6M 1.3M 1.25
Energy Xxi Bermuda Ltd conv prf 0.0 $1.5M 4.5k 329.56
Citadel Broadcasting Corp-b 0.0 $1.2M 42k 29.95
Globalstar Inc note 5.750% 4/0 0.0 $890k 1.0M 0.89
JPMorgan Chase & Co. (JPM) 0.0 $1.1M 25k 44.96
CapitalSource 0.0 $772k 100k 7.72
Citi 0.0 $778k 162k 4.82
Whiting Petroleum Corporation 0.0 $1.2M 9.5k 126.32
Spansion 0.0 $1.1M 55k 19.89
iShares Dow Jones US Reg Banks Ind. (IAT) 0.0 $1.2M 50k 24.62
Abitibibowater 0.0 $835k 31k 27.02
Anglogold Holdings Regs conv 0.0 $1.2M 1.0M 1.19
Cooper Standard Holdings (CPS) 0.0 $998k 20k 49.51
Tata Motors 0% 07/12/12 conv 0.0 $1.2M 900k 1.34
Fifth Third Bancorp cnv pfd dep1/250 0.0 $652k 4.3k 150.27
Ford Motor Company (F) 0.0 $478k 30k 15.93
Freeport-McMoRan Copper & Gold (FCX) 0.0 $435k 4.0k 108.75
FelCor Lodging Trust Incorporated 0.0 $352k 50k 7.04
McClatchy Company 0.0 $255k 50k 5.10
Alza Corp sdcv 7/2 0.0 $709k 824k 0.86
Hutchinson Technology Incorporated 0.0 $483k 146k 3.31
ViroPharma Incorporated 0.0 $459k 28k 16.39
Energy Partners 0.0 $252k 16k 16.10
Amylin Pharmaceuticals 0.0 $417k 26k 16.16
Dex One Corporation 0.0 $273k 50k 5.50
Felcor Lodging Trust Inc. pfd cv a $1.95 0.0 $626k 24k 26.30
Smurfit-stone Container Corp 0.0 $597k 16k 37.34
Chesapeake Enrgy Cvt Ppd 4.50 cv p 0.0 $600k 6.5k 92.31
ArcelorMittal 0.0 $98k 2.7k 36.30
Ciena Corporation (CIEN) 0.0 $68k 3.1k 22.03
Morgans Hotel 0.0 $28k 3.1k 9.03
Oil Service HOLDRs 0.0 $8.0k 50.00 160.00
American Axle & Mfg Hldgs In 0.0 $215k 15k 14.33
General Growth Properties 0.0 $15k 1.0k 14.56
Health Care Reit Inc note 3.000%12/0 0.0 $240k 220k 1.09
Apemy (APEMY) 0.0 $6.0k 135.00 44.44
Catalyst Paper Corp. 0.0 $174k 379k 0.46
Lear Corp Pfd Series A pfd cv 0.0 $999.960000 12.00 83.33
Visteon Wts Exp 10/1/2015 0.0 $15k 621.00 24.15