Aviance Capital Management

Aviance Capital Management as of Sept. 30, 2011

Portfolio Holdings for Aviance Capital Management

Aviance Capital Management holds 284 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
AllianceBernstein Global Hgh Incm (AWF) 2.8 $10M 781k 13.00
iShares IBoxx $ Invest Grade Corp Bd (LQD) 2.4 $8.5M 76k 112.31
SPDR Barclays Capital High Yield B 2.2 $8.0M 221k 36.19
At&t (T) 2.2 $7.9M 278k 28.52
iShares iBoxx $ High Yid Corp Bond (HYG) 2.1 $7.6M 92k 82.83
Philip Morris International (PM) 2.0 $7.3M 117k 62.38
Apple (AAPL) 1.9 $7.0M 18k 381.30
PowerShares Emerging Markets Sovere 1.9 $6.9M 265k 26.15
Linn Energy 1.7 $6.1M 170k 35.66
Verizon Communications (VZ) 1.6 $5.7M 154k 36.80
Bristol Myers Squibb (BMY) 1.6 $5.6M 178k 31.38
Nuveen Senior Income Fund 1.5 $5.5M 812k 6.73
Vanguard Total Bond Market ETF (BND) 1.5 $5.4M 65k 83.74
Prudential Financial (PRU) 1.5 $5.4M 114k 46.87
Annaly Capital Management 1.3 $4.8M 289k 16.63
Pioneer Floating Rate Trust (PHD) 1.2 $4.3M 363k 11.88
Telefonica (TEF) 1.1 $4.1M 213k 19.12
Telecom Corp of New Zealand 1.1 $4.0M 409k 9.88
Kinder Morgan Energy Partners 1.1 $3.9M 57k 68.38
Senior Housing Properties Trust 1.1 $3.9M 180k 21.54
iShares Barclays TIPS Bond Fund (TIP) 1.1 $3.8M 33k 114.30
Enbridge Energy Partners 1.0 $3.6M 130k 27.48
Nuveen Fltng Rte Incm Opp 1.0 $3.4M 330k 10.44
ConocoPhillips (COP) 0.9 $3.4M 54k 63.33
Arcos Dorados Holdings (ARCO) 0.9 $3.3M 144k 23.20
Duke Energy Corporation 0.9 $3.3M 164k 19.99
Southern Company (SO) 0.9 $3.2M 75k 42.37
Transcanada Corp 0.9 $3.2M 79k 40.48
Telstra Corporation 0.9 $3.2M 213k 15.07
Altria (MO) 0.9 $3.1M 117k 26.81
PNC Financial Services (PNC) 0.9 $3.1M 64k 48.18
International Business Machines (IBM) 0.9 $3.1M 18k 174.87
Buckle (BKE) 0.8 $3.0M 79k 38.49
McDonald's Corporation (MCD) 0.8 $2.9M 33k 87.83
National Grid 0.8 $2.9M 58k 49.61
Enterprise Products Partners (EPD) 0.8 $2.8M 71k 40.16
BB&T Corporation 0.8 $2.7M 126k 21.34
Vodafone 0.7 $2.5M 96k 25.66
PPL Corporation (PPL) 0.7 $2.4M 85k 28.54
Plains All American Pipeline (PAA) 0.7 $2.4M 41k 58.90
Exxon Mobil Corporation (XOM) 0.7 $2.4M 33k 72.62
Utilities SPDR (XLU) 0.7 $2.4M 71k 33.62
Boeing Company (BA) 0.7 $2.4M 39k 60.50
BlackRock Corporate High Yield Fund V In 0.6 $2.3M 213k 10.80
Copano Energy 0.6 $2.3M 76k 29.82
Progress Energy 0.6 $2.2M 43k 51.71
Campbell Soup Company (CPB) 0.6 $2.2M 69k 32.38
B&G Foods (BGS) 0.6 $2.2M 131k 16.68
Range Resources (RRC) 0.6 $2.1M 36k 58.48
SanDisk Corporation 0.6 $2.0M 51k 40.36
Bk Nova Cad (BNS) 0.6 $2.0M 41k 50.20
SPDR S&P Retail (XRT) 0.6 $2.1M 45k 46.20
Abbott Laboratories (ABT) 0.5 $1.9M 38k 51.08
Penn West Energy Trust 0.5 $2.0M 132k 14.77
Ameren Corporation (AEE) 0.5 $1.9M 64k 29.77
Chesapeake Energy Corporation 0.5 $1.9M 74k 25.54
Amazon (AMZN) 0.5 $1.9M 8.8k 216.20
MetLife (MET) 0.5 $1.9M 68k 28.01
BHP Billiton (BHP) 0.5 $1.9M 28k 66.44
ProShares Short S&P500 0.5 $1.8M 40k 46.09
BlackRock Corporate High Yield Fund VI (HYT) 0.5 $1.9M 175k 10.57
DTE Energy Company (DTE) 0.5 $1.8M 36k 49.02
PriceSmart (PSMT) 0.5 $1.8M 28k 62.29
Coca-Cola Company (KO) 0.5 $1.7M 25k 67.58
NYSE Euronext 0.5 $1.7M 73k 23.23
CenterPoint Energy (CNP) 0.5 $1.7M 85k 19.62
Nextera Energy (NEE) 0.5 $1.6M 30k 54.02
Bank Of Montreal Cadcom (BMO) 0.4 $1.6M 28k 55.84
Xcel Energy (XEL) 0.4 $1.6M 63k 24.69
Pepco Holdings 0.4 $1.5M 82k 18.92
Foot Locker (FL) 0.4 $1.5M 74k 20.11
ConAgra Foods (CAG) 0.4 $1.4M 60k 24.22
Oracle Corporation (ORCL) 0.4 $1.4M 50k 28.75
Southwestern Energy Company (SWN) 0.4 $1.4M 43k 33.33
Cibc Cad (CM) 0.4 $1.4M 21k 69.49
Technology SPDR (XLK) 0.4 $1.4M 61k 23.60
SPDR Barclays Capital Convertible SecETF (CWB) 0.4 $1.4M 40k 35.64
Devon Energy Corporation (DVN) 0.4 $1.4M 25k 55.44
Freeport-McMoRan Copper & Gold (FCX) 0.4 $1.4M 47k 30.45
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.4 $1.4M 26k 52.76
Pinnacle West Capital Corporation (PNW) 0.4 $1.4M 32k 42.98
Raytheon Company 0.4 $1.3M 33k 40.92
Calumet Specialty Products Partners, L.P (CLMT) 0.4 $1.3M 79k 16.95
American Express Company (AXP) 0.4 $1.3M 29k 44.88
Pfizer (PFE) 0.4 $1.3M 73k 17.68
Wynn Resorts (WYNN) 0.4 $1.3M 11k 114.97
BlackRock Floating Rate Income Trust (BGT) 0.4 $1.3M 103k 12.67
BlackRock (BLK) 0.3 $1.3M 8.5k 148.00
J.C. Penney Company 0.3 $1.3M 47k 26.79
Baker Hughes Incorporated 0.3 $1.3M 27k 46.14
Nike (NKE) 0.3 $1.3M 15k 85.48
Williams Companies (WMB) 0.3 $1.2M 50k 24.35
Google 0.3 $1.2M 2.4k 515.23
Hartford Financial Services (HIG) 0.3 $1.2M 74k 16.14
Procter & Gamble Company (PG) 0.3 $1.2M 19k 63.17
DNP Select Income Fund (DNP) 0.3 $1.2M 118k 10.00
iShares MSCI Brazil Index (EWZ) 0.3 $1.2M 22k 52.00
ProShares Ultra QQQ (QLD) 0.3 $1.2M 16k 72.96
Principal Financial (PFG) 0.3 $1.1M 49k 22.68
Windstream Corporation 0.3 $1.1M 93k 11.65
Energy Select Sector SPDR (XLE) 0.3 $1.1M 19k 58.49
Westport Innovations 0.3 $1.1M 37k 28.92
Barclays Bk Plc ipth s^p vix 0.3 $1.1M 20k 53.39
Western Gas Partners 0.3 $1.0M 31k 33.79
BlackRock Global Opportunities Equity Tr (BOE) 0.3 $1.0M 73k 14.11
AstraZeneca (AZN) 0.3 $992k 22k 44.36
Baxter International (BAX) 0.3 $969k 17k 56.14
Gap (GPS) 0.3 $956k 59k 16.25
Hewlett-Packard Company 0.3 $933k 42k 22.45
Nuveen Multi-Strategy Income & Growth (JPC) 0.3 $939k 125k 7.50
iShares MSCI Emerging Markets Indx (EEM) 0.2 $892k 25k 35.08
Corning Incorporated (GLW) 0.2 $906k 73k 12.36
SLM Corporation (SLM) 0.2 $904k 73k 12.45
Deere & Company (DE) 0.2 $904k 14k 64.56
United Technologies Corporation 0.2 $896k 13k 70.33
salesforce (CRM) 0.2 $885k 7.7k 114.22
PNM Resources (PNM) 0.2 $902k 55k 16.40
Johnson & Johnson (JNJ) 0.2 $837k 13k 63.70
Chevron Corporation (CVX) 0.2 $816k 8.8k 92.63
AFLAC Incorporated (AFL) 0.2 $828k 24k 34.94
Parker-Hannifin Corporation (PH) 0.2 $820k 13k 63.13
Texas Instruments Incorporated (TXN) 0.2 $837k 31k 26.63
Eli Lilly & Co. (LLY) 0.2 $800k 22k 36.98
H.J. Heinz Company 0.2 $800k 16k 50.51
Materials SPDR (XLB) 0.2 $781k 27k 29.34
Reynolds American 0.2 $738k 20k 37.48
Affiliated Managers (AMG) 0.2 $702k 9.0k 78.00
Apache Corporation 0.2 $710k 8.8k 80.26
Becton, Dickinson and (BDX) 0.2 $712k 9.7k 73.34
Merck & Co (MRK) 0.2 $729k 22k 32.71
EMC Corporation 0.2 $705k 34k 20.99
Genesis Energy (GEL) 0.2 $713k 30k 24.11
Williams Partners 0.2 $710k 13k 54.22
BP Prudhoe Bay Royalty Trust (BPT) 0.2 $732k 7.0k 105.32
Cummins (CMI) 0.2 $695k 8.5k 81.63
Dow Chemical Company 0.2 $699k 31k 22.49
Fluor Corporation (FLR) 0.2 $674k 15k 46.53
Linear Technology Corporation 0.2 $685k 25k 27.64
Financial Select Sector SPDR (XLF) 0.2 $697k 59k 11.82
iShares MSCI South Korea Index Fund (EWY) 0.2 $698k 15k 46.60
China Petroleum & Chemical 0.2 $663k 6.9k 95.82
General Electric Company 0.2 $645k 42k 15.22
Autoliv (ALV) 0.2 $630k 13k 48.46
El Paso Pipeline Partners 0.2 $630k 18k 35.49
iShares FTSE/Xinhua China 25 Index (FXI) 0.2 $600k 20k 30.84
Johnson Controls 0.2 $612k 23k 26.36
Cincinnati Financial Corporation (CINF) 0.2 $627k 24k 26.31
Xl Group 0.2 $596k 32k 18.81
iShares FTSE NAREIT Mort. Plus Capp 0.2 $594k 48k 12.44
Schlumberger (SLB) 0.2 $573k 9.6k 59.75
Noble Corporation Com Stk 0.2 $583k 20k 29.33
ProShares UltraShort 20+ Year Trea 0.2 $587k 30k 19.44
iShares S&P Latin America 40 Index (ILF) 0.2 $577k 15k 38.85
ProShares UltraShort Euro (EUO) 0.2 $582k 30k 19.28
Cnooc 0.1 $545k 3.4k 160.29
Canadian Natl Ry (CNI) 0.1 $528k 7.9k 66.54
Monsanto Company 0.1 $525k 8.7k 60.08
Teva Pharmaceutical Industries (TEVA) 0.1 $550k 15k 37.25
Pepsi (PEP) 0.1 $533k 8.6k 61.90
Visa (V) 0.1 $534k 6.2k 85.66
Lorillard 0.1 $552k 5.0k 110.66
Vanguard Natural Resources 0.1 $548k 21k 26.10
BlackRock Floating Rate Income Strat. Fn (FRA) 0.1 $530k 42k 12.73
Cognizant Technology Solutions (CTSH) 0.1 $489k 7.8k 62.75
Lincoln National Corporation (LNC) 0.1 $500k 32k 15.67
3M Company (MMM) 0.1 $512k 7.1k 71.83
Diageo (DEO) 0.1 $503k 6.6k 75.93
NCR Corporation (VYX) 0.1 $512k 30k 16.90
Dorchester Minerals (DMLP) 0.1 $487k 21k 23.76
iShares MSCI Hong Kong Index Fund (EWH) 0.1 $495k 35k 14.33
United Parcel Service (UPS) 0.1 $471k 7.5k 63.19
TECO Energy 0.1 $464k 27k 17.12
Anadarko Petroleum Corporation 0.1 $485k 7.7k 62.99
Energy Transfer Partners 0.1 $477k 12k 41.03
VMware 0.1 $485k 6.0k 80.35
Mesabi Trust (MSB) 0.1 $465k 22k 20.83
China Yuchai Intl (CYD) 0.1 $453k 31k 14.57
Sandridge Permian Tr 0.1 $481k 29k 16.86
India Fund (IFN) 0.1 $421k 18k 22.96
Capital One Financial (COF) 0.1 $420k 11k 39.62
Accenture (ACN) 0.1 $447k 8.5k 52.63
SPDR S&P Oil & Gas Explore & Prod. 0.1 $438k 10k 42.88
General Mills (GIS) 0.1 $379k 9.9k 38.45
Halliburton Company (HAL) 0.1 $402k 13k 30.48
iShares MSCI Singapore Index Fund 0.1 $405k 37k 11.01
Dominion Resources (D) 0.1 $365k 7.2k 50.83
Kimberly-Clark Corporation (KMB) 0.1 $352k 5.0k 70.92
AGCO Corporation (AGCO) 0.1 $354k 10k 34.61
Occidental Petroleum Corporation (OXY) 0.1 $375k 5.2k 71.44
SPDR Gold Trust (GLD) 0.1 $376k 2.4k 158.18
Consumer Discretionary SPDR (XLY) 0.1 $369k 11k 34.83
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $342k 23k 14.68
Ens 0.1 $341k 8.4k 40.41
Vale (VALE) 0.1 $335k 15k 22.77
Berkshire Hathaway (BRK.B) 0.1 $325k 4.6k 71.10
Colgate-Palmolive Company (CL) 0.1 $337k 3.8k 88.68
Honeywell International (HON) 0.1 $316k 7.2k 43.88
Qualcomm (QCOM) 0.1 $337k 6.9k 48.62
Total (TTE) 0.1 $316k 7.2k 43.93
EV Energy Partners 0.1 $310k 4.3k 71.71
American Strategic Income Portfolio III 0.1 $308k 45k 6.88
Provident Energy 0.1 $321k 39k 8.17
Northeast Utilities System 0.1 $274k 8.2k 33.61
CSX Corporation (CSX) 0.1 $273k 15k 18.68
Intel Corporation (INTC) 0.1 $288k 14k 21.35
Lockheed Martin Corporation (LMT) 0.1 $299k 4.1k 72.86
Hess (HES) 0.1 $271k 5.2k 52.50
Unilever 0.1 $294k 9.3k 31.49
Legacy Reserves 0.1 $303k 12k 25.91
Permian Basin Royalty Trust (PBT) 0.1 $295k 14k 20.49
PowerShares QQQ Trust, Series 1 0.1 $297k 5.7k 52.42
iShares Dow Jones US Technology (IYW) 0.1 $291k 4.9k 59.05
Citigroup (C) 0.1 $291k 11k 25.58
Consolidated Edison (ED) 0.1 $256k 4.5k 57.00
Yum! Brands (YUM) 0.1 $253k 5.1k 49.42
Broadcom Corporation 0.1 $234k 7.0k 33.24
Clean Energy Fuels (CLNE) 0.1 $247k 22k 11.16
Humana (HUM) 0.1 $253k 3.5k 72.74
Allegheny Technologies Incorporated (ATI) 0.1 $255k 6.9k 37.04
ProShares UltraShort S&P500 0.1 $244k 9.6k 25.44
SPDR KBW Insurance (KIE) 0.1 $250k 7.8k 31.93
SPDR S&P Dividend (SDY) 0.1 $266k 5.5k 48.50
Blackrock Fl Rate Ome Stra I 0.1 $241k 21k 11.64
Nuveen Floating Rate Income Fund (JFR) 0.1 $268k 27k 10.12
BlackRock Corporate High Yield Fund 0.1 $268k 41k 6.58
Regeneron Pharmaceuticals (REGN) 0.1 $233k 4.0k 58.25
Nucor Corporation (NUE) 0.1 $212k 6.7k 31.68
Travelers Companies (TRV) 0.1 $199k 4.1k 48.63
E.I. du Pont de Nemours & Company 0.1 $212k 5.3k 40.02
National-Oilwell Var 0.1 $211k 4.1k 51.14
NiSource (NI) 0.1 $214k 10k 21.40
Sanofi-Aventis SA (SNY) 0.1 $224k 6.8k 32.76
American Electric Power Company (AEP) 0.1 $232k 6.1k 38.02
PowerShares DB Com Indx Trckng Fund 0.1 $232k 9.0k 25.77
Deutsche Telekom (DTEGY) 0.1 $204k 17k 11.83
Titanium Metals Corporation 0.1 $221k 15k 14.97
United States Steel Corporation (X) 0.1 $202k 9.2k 21.96
Buffalo Wild Wings 0.1 $207k 3.5k 59.88
San Juan Basin Royalty Trust (SJT) 0.1 $227k 9.9k 22.93
iShares MSCI Taiwan Index 0.1 $214k 18k 11.82
iShares MSCI South Africa Index (EZA) 0.1 $226k 4.0k 56.50
ETFS Gold Trust 0.1 $209k 1.3k 160.77
iShares MSCI EAFE Growth Index (EFG) 0.1 $204k 4.1k 49.76
BlackRock Corporate High Yield Fund III 0.1 $209k 32k 6.47
Blackrock High Income Shares 0.1 $211k 108k 1.96
Dow 30 Enhanced Premium & Income 0.1 $213k 22k 9.51
Pengrowth Energy Corp 0.1 $222k 25k 8.99
Mosaic (MOS) 0.1 $221k 4.5k 48.88
Joy Global 0.1 $168k 2.7k 62.52
El Paso Corporation 0.1 $170k 9.7k 17.49
Caterpillar (CAT) 0.1 $195k 2.6k 73.84
Weyerhaeuser Company (WY) 0.1 $173k 11k 15.51
Ford Motor Company (F) 0.1 $162k 17k 9.66
Sapient Corporation 0.1 $163k 16k 10.16
Southern Copper Corporation (SCCO) 0.1 $187k 7.5k 24.96
Rayonier (RYN) 0.1 $174k 4.7k 36.84
Nextera Energy Cvp convert 0.1 $190k 3.8k 49.58
Proshares Tr Ii shrt silv 0.1 $166k 9.7k 17.07
Grupo Televisa (TV) 0.0 $139k 7.6k 18.40
Archer Daniels Midland Company (ADM) 0.0 $157k 6.3k 24.74
Spdr S&p 500 Etf (SPY) 0.0 $143k 1.3k 113.49
Transocean (RIG) 0.0 $145k 3.0k 47.76
GlaxoSmithKline 0.0 $133k 3.2k 41.29
News Corporation 0.0 $161k 10k 15.60
iShares Dow Jones US Real Estate (IYR) 0.0 $152k 3.0k 50.46
PowerShares Water Resources 0.0 $145k 9.6k 15.08
iShares MSCI Pacific ex-Japan Idx (EPP) 0.0 $155k 4.2k 36.68
SPDR DJ International Real Estate ETF (RWX) 0.0 $128k 4.0k 32.16
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.0 $161k 5.7k 28.35
Bank of America Corporation (BAC) 0.0 $112k 18k 6.11
Bunge 0.0 $111k 1.9k 58.45
Alcoa 0.0 $97k 10k 9.58
Exelon Corporation (EXC) 0.0 $111k 2.6k 42.74
Fifth Third Ban (FITB) 0.0 $106k 11k 10.07
iShares S&P GSCI Commodity-Indexed (GSG) 0.0 $109k 3.6k 30.12
Barclays Bank Plc etn djubs grns37 (JJGTF) 0.0 $108k 2.5k 42.94
FirstEnergy (FE) 0.0 $68k 1.5k 45.03
Bce (BCE) 0.0 $67k 1.8k 37.39
McDermott International 0.0 $67k 6.2k 10.80
iShares Dow Jones Select Dividend (DVY) 0.0 $74k 1.5k 48.05
Chunghwa Telecom Co Ltd - (CHT) 0.0 $88k 2.7k 32.86
Frontier Communications 0.0 $34k 5.6k 6.03
Atlantic Power Corporation 0.0 $50k 3.5k 14.29
Consumer Staples Select Sect. SPDR (XLP) 0.0 $10k 341.00 29.33