Baker Avenue Asset Management as of March 31, 2014
Portfolio Holdings for Baker Avenue Asset Management
Baker Avenue Asset Management holds 191 positions in its portfolio as reported in the March 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| iShares MSCI EAFE Index Fund (EFA) | 9.3 | $56M | 827k | 67.20 | |
| Vanguard Total Stock Market ETF (VTI) | 8.3 | $50M | 510k | 97.47 | |
| Vanguard Total Bond Market ETF (BND) | 3.5 | $21M | 259k | 81.19 | |
| iShares S&P 500 Growth Index (IVW) | 3.3 | $20M | 198k | 99.84 | |
| Vanguard Short Term Corporate Bond ETF (VCSH) | 2.8 | $17M | 211k | 79.98 | |
| SPDR S&P MidCap 400 ETF (MDY) | 1.8 | $11M | 44k | 250.58 | |
| ISHARES TR MSCI Small Cap msci small cap (SCZ) | 1.7 | $10M | 197k | 52.20 | |
| iShares Dow Jones EPAC Sel Div Ind (IDV) | 1.7 | $10M | 260k | 38.64 | |
| iShares MSCI EAFE Value Index (EFV) | 1.7 | $9.9M | 173k | 57.58 | |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 1.7 | $10M | 95k | 105.48 | |
| iShares Russell 2000 Growth Index (IWO) | 1.6 | $9.8M | 72k | 136.07 | |
| SPDR Barclays Capital Convertible SecETF (CWB) | 1.5 | $8.9M | 184k | 48.39 | |
| iShares Russell 2000 Index (IWM) | 1.4 | $8.4M | 73k | 116.34 | |
| Pimco Total Return Etf totl (BOND) | 1.4 | $8.4M | 79k | 106.66 | |
| Barclays Bk Plc Ipspgs Ttl Etn etf | 1.4 | $8.1M | 242k | 33.49 | |
| iShares Gold Trust | 1.2 | $7.4M | 598k | 12.44 | |
| PowerShares DWA Technical Ldrs Pf | 1.2 | $7.4M | 200k | 37.25 | |
| First Trust Large Cap Core Alp Fnd (FEX) | 1.2 | $7.2M | 171k | 42.12 | |
| Consumer Staples Select Sect. SPDR (XLP) | 1.0 | $6.0M | 141k | 43.06 | |
| MSCI Europe Financials Sector Index Fund (EUFN) | 1.0 | $5.8M | 226k | 25.45 | |
| Applied Materials (AMAT) | 0.9 | $5.6M | 274k | 20.42 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 0.9 | $5.3M | 105k | 50.31 | |
| Citigroup (C) | 0.8 | $5.1M | 107k | 47.60 | |
| SPDR S&P Dividend (SDY) | 0.8 | $5.0M | 68k | 73.58 | |
| First Tr Exchange Traded Fd nasd tech div (TDIV) | 0.8 | $4.7M | 188k | 25.12 | |
| Telefonaktiebolaget LM Ericsson (ERIC) | 0.8 | $4.5M | 338k | 13.33 | |
| Pimco Etf Tr 0-5 high yield (HYS) | 0.8 | $4.5M | 42k | 106.61 | |
| National-Oilwell Var | 0.7 | $4.4M | 56k | 77.87 | |
| Best Buy (BBY) | 0.7 | $4.1M | 157k | 26.41 | |
| Merck & Co (MRK) | 0.7 | $4.1M | 73k | 56.77 | |
| Seagate Technology Com Stk | 0.7 | $4.1M | 72k | 56.16 | |
| iShares Dow Jones US Basic Mater. (IYM) | 0.7 | $4.1M | 49k | 83.26 | |
| Goldman Sachs (GS) | 0.7 | $4.0M | 24k | 163.85 | |
| United Rentals (URI) | 0.7 | $4.0M | 42k | 94.95 | |
| Chicago Bridge & Iron Company | 0.7 | $4.0M | 46k | 87.15 | |
| Powershares Etf Trust Ii intl corp bond | 0.7 | $4.0M | 133k | 29.98 | |
| PowerShares QQQ Trust, Series 1 | 0.7 | $4.0M | 45k | 87.66 | |
| Vanguard Total World Stock Idx (VT) | 0.7 | $4.0M | 66k | 59.67 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.7 | $3.9M | 41k | 94.39 | |
| Abbvie (ABBV) | 0.7 | $3.8M | 75k | 51.40 | |
| Novartis (NVS) | 0.6 | $3.7M | 44k | 85.02 | |
| Regions Financial Corporation (RF) | 0.6 | $3.7M | 334k | 11.11 | |
| Atmel Corporation | 0.6 | $3.6M | 425k | 8.36 | |
| Advanced Micro Devices (AMD) | 0.6 | $3.6M | 893k | 4.01 | |
| Eagle Materials (EXP) | 0.6 | $3.5M | 40k | 88.66 | |
| Flowserve Corporation (FLS) | 0.6 | $3.5M | 45k | 78.35 | |
| Weatherford International Lt reg | 0.6 | $3.5M | 203k | 17.36 | |
| Powershares Senior Loan Portfo mf | 0.6 | $3.5M | 141k | 24.81 | |
| Omni (OMC) | 0.6 | $3.4M | 47k | 72.59 | |
| Towers Watson & Co | 0.6 | $3.5M | 30k | 114.05 | |
| SPDR S&P Homebuilders (XHB) | 0.6 | $3.4M | 105k | 32.55 | |
| Foot Locker (FL) | 0.6 | $3.4M | 72k | 46.99 | |
| Stifel Financial (SF) | 0.6 | $3.4M | 68k | 49.76 | |
| Lazard Ltd-cl A shs a | 0.6 | $3.4M | 71k | 47.10 | |
| MGIC Investment (MTG) | 0.6 | $3.3M | 383k | 8.52 | |
| Autodesk (ADSK) | 0.5 | $3.2M | 65k | 49.19 | |
| Sanchez Energy Corp C ommon stocks | 0.5 | $3.2M | 109k | 29.63 | |
| Norfolk Southern (NSC) | 0.5 | $3.1M | 32k | 97.16 | |
| Noble Energy | 0.5 | $3.1M | 44k | 71.04 | |
| FLIR Systems | 0.5 | $3.1M | 86k | 36.00 | |
| Rio Tinto (RIO) | 0.5 | $3.1M | 55k | 55.82 | |
| Johnson & Johnson (JNJ) | 0.5 | $3.0M | 30k | 98.22 | |
| FMC Corporation (FMC) | 0.5 | $3.0M | 39k | 76.56 | |
| Actavis | 0.5 | $3.0M | 14k | 205.82 | |
| Morgan Stanley (MS) | 0.5 | $2.9M | 93k | 31.17 | |
| Amgen (AMGN) | 0.5 | $2.9M | 24k | 123.33 | |
| Financial Select Sector SPDR (XLF) | 0.5 | $2.9M | 132k | 22.34 | |
| Xerox Corporation | 0.5 | $2.9M | 255k | 11.30 | |
| Alcoa | 0.5 | $2.8M | 217k | 12.87 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.5 | $2.8M | 84k | 33.08 | |
| SPDR KBW Regional Banking (KRE) | 0.5 | $2.8M | 68k | 41.38 | |
| iShares Dow Jones US Medical Dev. (IHI) | 0.5 | $2.8M | 28k | 98.82 | |
| PowerShares Dynamic Media Portfol. | 0.5 | $2.8M | 113k | 24.85 | |
| Adobe Systems Incorporated (ADBE) | 0.5 | $2.7M | 41k | 65.74 | |
| iShares Dow Jones US Brok-Dea. Ind.ETF (IAI) | 0.5 | $2.7M | 70k | 38.60 | |
| Antero Res (AR) | 0.5 | $2.7M | 43k | 62.61 | |
| Schlumberger (SLB) | 0.4 | $2.6M | 27k | 97.51 | |
| ShoreTel | 0.4 | $2.6M | 303k | 8.60 | |
| F5 Networks (FFIV) | 0.4 | $2.6M | 24k | 106.64 | |
| Costco Wholesale Corporation (COST) | 0.4 | $2.5M | 23k | 111.68 | |
| Valero Energy Corporation (VLO) | 0.4 | $2.4M | 46k | 53.11 | |
| EMC Corporation | 0.4 | $2.5M | 90k | 27.41 | |
| Southern Company (SO) | 0.4 | $2.4M | 55k | 43.94 | |
| Taiwan Semiconductor Mfg (TSM) | 0.4 | $2.2M | 109k | 20.02 | |
| Aetna | 0.4 | $2.2M | 29k | 74.96 | |
| Bank of America Corporation (BAC) | 0.4 | $2.2M | 126k | 17.20 | |
| Hewlett-Packard Company | 0.4 | $2.1M | 66k | 32.37 | |
| iShares Dow Jones Transport. Avg. (IYT) | 0.4 | $2.1M | 16k | 135.43 | |
| First Solar (FSLR) | 0.3 | $2.1M | 30k | 69.78 | |
| Western Digital (WDC) | 0.3 | $2.1M | 22k | 91.83 | |
| Industrial SPDR (XLI) | 0.3 | $2.0M | 39k | 52.34 | |
| General Electric Company | 0.3 | $2.0M | 76k | 25.89 | |
| BP (BP) | 0.3 | $1.9M | 40k | 48.11 | |
| Gilead Sciences (GILD) | 0.3 | $1.9M | 27k | 70.86 | |
| Lowe's Companies (LOW) | 0.3 | $1.9M | 39k | 48.90 | |
| Dow Chemical Company | 0.3 | $1.8M | 38k | 48.58 | |
| Juniper Networks (JNPR) | 0.3 | $1.9M | 73k | 25.76 | |
| At&t (T) | 0.3 | $1.8M | 51k | 35.07 | |
| Honeywell International (HON) | 0.3 | $1.8M | 19k | 92.78 | |
| United Technologies Corporation | 0.3 | $1.7M | 15k | 116.86 | |
| ConAgra Foods (CAG) | 0.3 | $1.7M | 56k | 31.03 | |
| Spdr Series Trust brcly em locl (EBND) | 0.3 | $1.7M | 58k | 29.65 | |
| Energy Select Sector SPDR (XLE) | 0.3 | $1.7M | 19k | 89.05 | |
| General Motors Company (GM) | 0.3 | $1.7M | 49k | 34.43 | |
| Caterpillar (CAT) | 0.3 | $1.6M | 16k | 99.36 | |
| City National Corporation | 0.3 | $1.6M | 20k | 78.72 | |
| Sprott Physical Gold Trust (PHYS) | 0.3 | $1.6M | 150k | 10.67 | |
| Gap (GPS) | 0.3 | $1.5M | 38k | 40.07 | |
| Health Care SPDR (XLV) | 0.2 | $1.5M | 25k | 58.49 | |
| iShares Lehman Aggregate Bond (AGG) | 0.2 | $1.1M | 10k | 107.95 | |
| iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) | 0.2 | $1.1M | 10k | 111.43 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.2 | $1.1M | 30k | 35.77 | |
| Vanguard Small-Cap Value ETF (VBR) | 0.2 | $1.1M | 11k | 100.64 | |
| Technology SPDR (XLK) | 0.1 | $918k | 25k | 36.35 | |
| Synergy Res Corp | 0.1 | $920k | 86k | 10.75 | |
| Pandora Media | 0.1 | $820k | 27k | 30.34 | |
| Imperva | 0.1 | $817k | 15k | 55.73 | |
| Materials SPDR (XLB) | 0.1 | $799k | 17k | 47.28 | |
| Baltic Trading | 0.1 | $759k | 120k | 6.31 | |
| iShares MSCI Mexico Inv. Mt. Idx. (EWW) | 0.1 | $767k | 12k | 63.97 | |
| Vanguard REIT ETF (VNQ) | 0.1 | $769k | 11k | 70.65 | |
| Rite Aid Corporation | 0.1 | $729k | 116k | 6.27 | |
| Halliburton Company (HAL) | 0.1 | $651k | 11k | 58.86 | |
| Broadcom Corporation | 0.1 | $626k | 20k | 31.49 | |
| Cypress Semiconductor Corporation | 0.1 | $629k | 61k | 10.26 | |
| Banco Santander (SAN) | 0.1 | $647k | 68k | 9.58 | |
| Fortinet (FTNT) | 0.1 | $671k | 31k | 22.02 | |
| Fusion-io | 0.1 | $636k | 61k | 10.52 | |
| Paragon Shipping Inc cl a | 0.1 | $685k | 100k | 6.85 | |
| Alcatel-Lucent | 0.1 | $585k | 150k | 3.90 | |
| Acacia Research Corporation (ACTG) | 0.1 | $574k | 38k | 15.29 | |
| iShares S&P NA Tec.-Mul. Net. Idx. (IDGT) | 0.1 | $591k | 17k | 34.38 | |
| Datawatch Corporation | 0.1 | $591k | 22k | 27.10 | |
| Emerald Oil | 0.1 | $612k | 91k | 6.73 | |
| NVIDIA Corporation (NVDA) | 0.1 | $519k | 29k | 17.91 | |
| Marvell Technology Group | 0.1 | $559k | 36k | 15.75 | |
| Huntsman Corporation (HUN) | 0.1 | $539k | 22k | 24.40 | |
| TiVo | 0.1 | $547k | 41k | 13.23 | |
| Rentech | 0.1 | $545k | 287k | 1.90 | |
| Nokia Corporation (NOK) | 0.1 | $482k | 66k | 7.34 | |
| Halcon Resources | 0.1 | $491k | 113k | 4.33 | |
| Brightcove (BCOV) | 0.1 | $462k | 47k | 9.84 | |
| Fifth Third Ban (FITB) | 0.1 | $433k | 19k | 22.97 | |
| Qlik Technologies | 0.1 | $409k | 15k | 26.58 | |
| SPDR Nuveen Barclays Capital Municpl Bnd | 0.1 | $436k | 19k | 23.27 | |
| Genworth Financial (GNW) | 0.1 | $355k | 20k | 17.75 | |
| Cisco Systems (CSCO) | 0.1 | $348k | 16k | 22.44 | |
| Intel Corporation (INTC) | 0.1 | $382k | 15k | 25.80 | |
| Banco Itau Holding Financeira (ITUB) | 0.1 | $348k | 23k | 14.87 | |
| Applied Micro Circuits Corporation | 0.1 | $359k | 36k | 9.89 | |
| Extreme Networks (EXTR) | 0.1 | $348k | 60k | 5.80 | |
| Market Vectors Gold Miners ETF | 0.1 | $378k | 16k | 23.62 | |
| Fleetmatics | 0.1 | $368k | 11k | 33.45 | |
| ardmore Shipping (ASC) | 0.1 | $381k | 29k | 13.32 | |
| Quantum Corporation | 0.1 | $280k | 229k | 1.22 | |
| Wabash National Corporation (WNC) | 0.1 | $299k | 22k | 13.74 | |
| Frontline Limited Usd2.5 | 0.1 | $309k | 79k | 3.93 | |
| Callidus Software | 0.1 | $306k | 24k | 12.53 | |
| Accuray Incorporated (ARAY) | 0.1 | $324k | 34k | 9.61 | |
| Sonus Networks | 0.1 | $324k | 96k | 3.37 | |
| Spansion | 0.1 | $315k | 18k | 17.43 | |
| Novadaq Technologies | 0.1 | $294k | 13k | 22.27 | |
| ETFS Silver Trust | 0.1 | $295k | 15k | 19.51 | |
| Tronox | 0.1 | $304k | 13k | 23.77 | |
| Cdw (CDW) | 0.1 | $275k | 10k | 27.42 | |
| Alcobra | 0.1 | $276k | 15k | 18.16 | |
| Nuverra Environmental Soluti | 0.1 | $295k | 15k | 20.32 | |
| Crocs (CROX) | 0.0 | $227k | 15k | 15.57 | |
| Cadence Design Systems (CDNS) | 0.0 | $252k | 16k | 15.53 | |
| Compuware Corporation | 0.0 | $253k | 24k | 10.50 | |
| SandRidge Energy | 0.0 | $239k | 39k | 6.13 | |
| Investment Technology | 0.0 | $222k | 11k | 20.18 | |
| M/I Homes (MHO) | 0.0 | $251k | 11k | 22.41 | |
| TASER International | 0.0 | $253k | 14k | 18.29 | |
| Ciena Corporation (CIEN) | 0.0 | $244k | 11k | 22.74 | |
| Rambus (RMBS) | 0.0 | $260k | 24k | 10.73 | |
| PowerSecure International | 0.0 | $241k | 10k | 23.42 | |
| Vonage Holdings | 0.0 | $228k | 54k | 4.26 | |
| Century Casinos (CNTY) | 0.0 | $250k | 35k | 7.18 | |
| KEYW Holding | 0.0 | $261k | 14k | 18.73 | |
| Procera Networks | 0.0 | $260k | 25k | 10.40 | |
| CECO Environmental (CECO) | 0.0 | $215k | 13k | 16.63 | |
| United Cmnty Bks Ga Cap Stk (UCBI) | 0.0 | $212k | 11k | 19.38 | |
| Precidian Etfs Tr cmn | 0.0 | $237k | 14k | 17.12 | |
| Jive Software | 0.0 | $227k | 28k | 8.02 | |
| Emcore Corp (EMKR) | 0.0 | $250k | 50k | 5.05 | |
| Avg Technologies | 0.0 | $259k | 12k | 20.99 | |
| Ruckus Wireless | 0.0 | $233k | 19k | 12.18 | |
| InterNAP Network Services | 0.0 | $201k | 28k | 7.07 | |
| Hansen Medical | 0.0 | $206k | 79k | 2.60 | |
| Silver Spring Networks | 0.0 | $207k | 12k | 17.41 |
