Baker Avenue Asset Management

Baker Avenue Asset Management as of Sept. 30, 2015

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 193 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Simpson Manufacturing (SSD) 25.1 $188M 5.6M 33.49
iShares MSCI EAFE Index Fund (EFA) 9.4 $70M 1.2M 57.32
Vanguard Total Bond Market ETF (BND) 4.7 $35M 430k 81.93
Vanguard Total Stock Market ETF (VTI) 3.9 $29M 298k 98.72
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 3.0 $22M 211k 105.13
iShares S&P 500 Growth Index (IVW) 2.8 $21M 196k 107.80
ISHARES TR MSCI Small Cap msci small cap (SCZ) 2.8 $21M 439k 47.77
Db-x Msci Eafe Currency-hedged (DBEF) 2.8 $21M 791k 26.08
Vanguard Charlotte Fds intl bd idx etf (BNDX) 1.6 $12M 222k 52.93
Pimco Total Return Etf totl (BOND) 1.4 $11M 102k 105.46
Vanguard Mortgage Bkd Sects ETF (VMBS) 1.4 $11M 199k 53.36
Oracle Corporation (ORCL) 1.1 $8.5M 235k 36.12
Amgen (AMGN) 1.1 $8.4M 61k 138.31
Citigroup (C) 1.1 $8.2M 166k 49.61
Sony Corporation (SONY) 0.9 $6.8M 277k 24.50
Applied Materials (AMAT) 0.9 $6.8M 460k 14.69
Microsoft Corporation (MSFT) 0.8 $5.9M 134k 44.26
Apple (AAPL) 0.8 $5.9M 54k 110.29
iShares S&P SmallCap 600 Index (IJR) 0.8 $5.9M 55k 106.57
International Business Machines (IBM) 0.8 $5.9M 40k 144.97
Goldman Sachs (GS) 0.8 $5.7M 33k 173.77
SPDR Barclays Capital Convertible SecETF (CWB) 0.7 $5.5M 124k 44.72
PowerShares DWA Technical Ldrs Pf 0.7 $5.5M 136k 40.18
Ishares Tr fltg rate nt (FLOT) 0.7 $5.4M 106k 50.45
General Electric Company 0.7 $5.2M 208k 25.22
Industrial SPDR (XLI) 0.7 $5.2M 105k 49.89
PowerShares Fin. Preferred Port. 0.7 $5.2M 284k 18.26
iShares Gold Trust 0.7 $5.0M 468k 10.78
JPMorgan Chase & Co. (JPM) 0.7 $4.9M 81k 60.97
iShares Dow Jones US Medical Dev. (IHI) 0.7 $4.9M 45k 111.28
Suntrust Banks Inc $1.00 Par Cmn 0.6 $4.8M 126k 38.24
Qualcomm (QCOM) 0.6 $4.7M 88k 53.73
Doubleline Total Etf etf (TOTL) 0.6 $4.7M 95k 49.52
Honeywell International (HON) 0.6 $4.6M 49k 94.68
iShares iBoxx $ High Yid Corp Bond (HYG) 0.6 $4.6M 55k 83.29
Johnson & Johnson (JNJ) 0.6 $4.5M 49k 93.35
CSX Corporation (CSX) 0.6 $4.4M 162k 26.90
Dow Chemical Company 0.6 $4.3M 101k 42.40
Bank of America Corporation (BAC) 0.6 $4.2M 269k 15.58
iShares S&P 500 Index (IVV) 0.6 $4.2M 22k 192.73
Pfizer (PFE) 0.6 $4.2M 132k 31.41
Northrop Grumman Corporation (NOC) 0.6 $4.1M 25k 165.93
Exxon Mobil Corporation (XOM) 0.5 $3.9M 53k 74.35
iShares Russell 3000 Index (IWV) 0.5 $4.0M 35k 113.90
Vodafone Group New Adr F (VOD) 0.5 $3.9M 123k 31.74
Wells Fargo & Company (WFC) 0.5 $3.8M 73k 51.35
Alcatel-Lucent 0.5 $3.7M 1.0M 3.65
Novartis (NVS) 0.5 $3.5M 38k 91.91
Prudential Financial (PRU) 0.5 $3.4M 44k 76.21
United Parcel Service (UPS) 0.4 $3.3M 33k 98.70
Fiat Chrysler Auto 0.4 $3.1M 234k 13.19
McDonald's Corporation (MCD) 0.4 $3.0M 31k 98.53
Target Corporation (TGT) 0.4 $2.9M 37k 78.65
Vanguard FTSE All-World ex-US ETF (VEU) 0.4 $2.9M 67k 42.63
Alphabet Inc Class C cs (GOOG) 0.4 $2.9M 4.7k 608.56
Ipath Dow Jones-aig Commodity (DJP) 0.4 $2.8M 113k 24.45
Schlumberger (SLB) 0.4 $2.7M 39k 68.97
Gilead Sciences (GILD) 0.3 $2.4M 25k 98.17
Financial Select Sector SPDR (XLF) 0.3 $2.5M 110k 22.66
Rydex Russell Top 50 ETF 0.3 $2.4M 18k 132.83
Vanguard Total World Stock Idx (VT) 0.3 $2.4M 44k 55.32
Amazon (AMZN) 0.3 $2.1M 4.2k 511.87
On Deck Capital 0.3 $2.1M 209k 9.90
First Trust Large Cap Core Alp Fnd (FEX) 0.3 $1.9M 46k 41.83
SPDR S&P Dividend (SDY) 0.2 $1.9M 26k 72.15
Health Care SPDR (XLV) 0.2 $1.8M 27k 66.25
Blackhawk Network Hldgs Inc cl a 0.2 $1.8M 43k 42.40
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.2 $1.7M 32k 52.80
Callon Pete Co Del Com Stk 0.2 $1.6M 218k 7.29
Wisdomtree Tr intl hedge eqt (HEDJ) 0.2 $1.5M 28k 54.66
NVIDIA Corporation (NVDA) 0.2 $1.4M 55k 24.66
Frontier Communications 0.2 $1.3M 264k 4.75
iShares Russell 2000 Value Index (IWN) 0.2 $1.3M 14k 90.08
First Trust Tech AlphaDEX Fnd (FXL) 0.2 $1.3M 40k 31.66
iShares FTSE KLD Select Scil Idx (SUSA) 0.2 $1.3M 16k 78.78
iShares MSCI Germany Index Fund (EWG) 0.2 $1.3M 51k 24.75
Flexshares Tr qlt div def idx (QDEF) 0.2 $1.3M 38k 33.40
McDermott International 0.2 $1.2M 282k 4.30
iShares Russell 2000 Growth Index (IWO) 0.2 $1.2M 9.0k 133.96
SPDR S&P MidCap 400 ETF (MDY) 0.2 $1.2M 4.9k 248.83
iShares Russell 2000 Index (IWM) 0.1 $1.2M 11k 109.24
Sprott Physical Gold Trust (PHYS) 0.1 $1.1M 121k 9.18
iShares Dow Jones US Basic Mater. (IYM) 0.1 $1.1M 17k 64.74
Electronic Arts (EA) 0.1 $992k 15k 67.72
Micron Technology (MU) 0.1 $948k 63k 14.98
iShares Dow Jones US Consumer Ser. (IYC) 0.1 $976k 7.1k 137.66
iShares FTSE KLD 400 Social Idx (DSI) 0.1 $988k 14k 70.98
Proshares Tr S&p 500 Aristo (NOBL) 0.1 $997k 22k 46.48
iShares Russell 1000 Value Index (IWD) 0.1 $871k 9.3k 93.27
Sanchez Energy Corp C ommon stocks 0.1 $884k 144k 6.15
Alphabet Inc Class A cs (GOOGL) 0.1 $808k 1.5k 529.84
Vanguard REIT ETF (VNQ) 0.1 $725k 9.6k 75.57
Ishares Core Intl Stock Etf core (IXUS) 0.1 $747k 15k 48.82
Intel Corporation (INTC) 0.1 $641k 21k 30.12
Emerson Electric (EMR) 0.1 $664k 15k 44.18
Alcoa 0.1 $676k 70k 9.66
Merck & Co (MRK) 0.1 $700k 14k 49.40
Energy Select Sector SPDR (XLE) 0.1 $696k 11k 61.19
Technology SPDR (XLK) 0.1 $671k 17k 39.49
Materials SPDR (XLB) 0.1 $672k 17k 39.91
Vanguard Small-Cap Value ETF (VBR) 0.1 $655k 6.8k 96.89
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $663k 5.4k 123.58
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $664k 8.3k 79.71
Powershares S&p 500 0.1 $708k 23k 31.47
Tubemogul 0.1 $673k 64k 10.52
Bank of New York Mellon Corporation (BK) 0.1 $617k 16k 39.16
Berkshire Hathaway (BRK.B) 0.1 $572k 4.4k 130.39
AFLAC Incorporated (AFL) 0.1 $578k 9.9k 58.15
Nokia Corporation (NOK) 0.1 $621k 92k 6.78
Vanguard Short-Term Bond ETF (BSV) 0.1 $625k 7.8k 80.35
salesforce (CRM) 0.1 $637k 9.2k 69.47
Tesla Motors (TSLA) 0.1 $587k 2.4k 248.20
iShares S&P 1500 Index Fund (ITOT) 0.1 $593k 6.8k 87.53
iShares S&P Global Industrials Sec (EXI) 0.1 $603k 9.4k 64.01
SPDR Nuveen Barclays Capital Municpl Bnd 0.1 $586k 24k 24.13
WisdomTree Intl. SmallCap Div (DLS) 0.1 $615k 11k 55.18
WisdomTree Intl. MidCap Dividend F (DIM) 0.1 $595k 11k 53.09
Linkedin Corp 0.1 $588k 3.1k 190.17
Sunedison 0.1 $613k 85k 7.18
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.1 $617k 28k 21.93
Costco Wholesale Corporation (COST) 0.1 $505k 3.5k 144.41
M&T Bank Corporation (MTB) 0.1 $527k 4.3k 121.99
Spectra Energy 0.1 $492k 19k 26.29
Deere & Company (DE) 0.1 $524k 7.1k 73.95
Macy's (M) 0.1 $547k 11k 51.32
Rite Aid Corporation 0.1 $546k 90k 6.07
Cypress Semiconductor Corporation 0.1 $511k 60k 8.52
Ciena Corporation (CIEN) 0.1 $556k 27k 20.74
VMware 0.1 $525k 6.7k 78.83
Market Vectors Gold Miners ETF 0.1 $501k 37k 13.74
Mosaic (MOS) 0.1 $489k 16k 31.09
PNC Financial Services (PNC) 0.1 $448k 5.0k 89.26
United Technologies Corporation 0.1 $476k 5.4k 88.96
Children's Place Retail Stores (PLCE) 0.1 $433k 7.5k 57.73
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $477k 4.1k 116.06
iShares S&P MidCap 400 Index (IJH) 0.1 $423k 3.1k 136.72
Vanguard Small-Cap ETF (VB) 0.1 $462k 4.3k 107.94
iShares S&P Global Telecommunicat. (IXP) 0.1 $478k 8.4k 56.77
First Trust Energy AlphaDEX (FXN) 0.1 $426k 30k 14.41
Fidelity Bond Etf (FBND) 0.1 $480k 9.9k 48.40
General Dynamics Corporation (GD) 0.1 $372k 2.7k 137.78
First Solar (FSLR) 0.1 $391k 9.2k 42.73
Stillwater Mining Company 0.1 $403k 39k 10.33
SPDR KBW Regional Banking (KRE) 0.1 $346k 8.4k 41.19
Mellanox Technologies 0.1 $378k 10k 37.80
iShares S&P Europe 350 Index (IEV) 0.1 $353k 8.9k 39.78
Vanguard Dividend Appreciation ETF (VIG) 0.1 $398k 5.4k 73.74
Pandora Media 0.1 $395k 19k 21.32
Delphi Automotive 0.1 $348k 4.6k 75.98
Empire St Rlty Op L P unit ltd prtnsp (ESBA) 0.1 $369k 22k 17.03
Wisdomtree Tr eur hdg smlcap (EUSC) 0.1 $403k 17k 23.44
Devon Energy Corporation (DVN) 0.0 $311k 8.4k 37.11
Chevron Corporation (CVX) 0.0 $280k 3.6k 78.76
Regions Financial Corporation (RF) 0.0 $315k 35k 9.00
Marsh & McLennan Companies (MMC) 0.0 $306k 5.9k 52.22
Ford Motor Company (F) 0.0 $332k 25k 13.55
Conn's (CONN) 0.0 $267k 11k 24.05
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.0 $298k 2.5k 117.32
iShares Dow Jones US Industrial (IYJ) 0.0 $297k 3.1k 96.43
MSCI Europe Financials Sector Index Fund (EUFN) 0.0 $298k 15k 20.55
Powershares Etf Tr Ii s^p smcp ind p 0.0 $321k 7.7k 41.53
Powershares Etf Tr Ii s^p smcp it po 0.0 $338k 7.0k 48.56
Xylem (XYL) 0.0 $329k 10k 32.90
Ishares Tr eafe min volat (EFAV) 0.0 $311k 5.0k 62.42
Abbvie (ABBV) 0.0 $276k 5.1k 54.41
Twitter 0.0 $289k 11k 26.93
Ishares Tr hdg msci eafe (HEFA) 0.0 $299k 12k 24.56
Box Inc cl a (BOX) 0.0 $272k 22k 12.59
American Express Company (AXP) 0.0 $262k 3.5k 73.99
Northern Trust Corporation (NTRS) 0.0 $216k 3.2k 68.07
Bristol Myers Squibb (BMY) 0.0 $246k 4.2k 59.19
Harsco Corporation (NVRI) 0.0 $252k 28k 9.08
Office Depot 0.0 $193k 30k 6.43
Colgate-Palmolive Company (CL) 0.0 $228k 3.6k 63.58
Procter & Gamble Company (PG) 0.0 $210k 2.9k 71.84
Freeport-McMoRan Copper & Gold (FCX) 0.0 $243k 25k 9.68
Barclays (BCS) 0.0 $236k 16k 14.77
Broadcom Corporation 0.0 $206k 4.0k 51.50
FMC Corporation (FMC) 0.0 $239k 7.1k 33.86
United States Steel Corporation (X) 0.0 $214k 21k 10.44
PowerShares QQQ Trust, Series 1 0.0 $228k 2.2k 101.65
First Trust Materials AlphaDEX Fnd (FXZ) 0.0 $209k 7.8k 26.93
O'reilly Automotive (ORLY) 0.0 $203k 813.00 249.69
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $221k 1.9k 115.10
Palo Alto Networks (PANW) 0.0 $220k 1.3k 171.88
Ruckus Wireless 0.0 $246k 21k 11.88
Tableau Software Inc Cl A 0.0 $231k 2.9k 79.66
Flextronics International Ltd Com Stk (FLEX) 0.0 $159k 15k 10.53
shares First Bancorp P R (FBP) 0.0 $172k 48k 3.57
Intel Corp sdcv 0.0 $61k 50k 1.22
Orion Energy Systems (OESX) 0.0 $86k 48k 1.80
Halcon Resources 0.0 $53k 100k 0.53
Ishares Inc msci gl sl met 0.0 $111k 12k 9.44