Baker Avenue Asset Management

Baker Avenue Asset Management as of Dec. 31, 2015

Portfolio Holdings for Baker Avenue Asset Management

Baker Avenue Asset Management holds 177 positions in its portfolio as reported in the December 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares MSCI EAFE Index Fund (EFA) 9.9 $69M 1.2M 58.72
Vanguard Total Bond Market ETF (BND) 5.1 $36M 440k 80.76
Vanguard Total Stock Market ETF (VTI) 4.8 $33M 317k 104.30
iShares S&P 500 Growth Index (IVW) 3.4 $24M 204k 115.80
iShares MSCI ACWI Index Fund (ACWI) 3.4 $24M 422k 55.82
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 3.3 $23M 222k 104.60
ISHARES TR MSCI Small Cap msci small cap (SCZ) 3.2 $22M 449k 49.95
Db-x Msci Eafe Currency-hedged (DBEF) 3.2 $22M 822k 27.16
iShares S&P 500 Value Index (IVE) 2.7 $19M 212k 88.53
Vanguard Charlotte Fds intl bd idx etf (BNDX) 1.7 $12M 229k 52.88
Ishares Tr Msci Usa Momentum Factor (MTUM) 1.7 $12M 164k 73.29
Simpson Manufacturing (SSD) 1.7 $12M 346k 34.15
Ishares Msci Usa Quality Facto invalid (QUAL) 1.7 $12M 182k 64.57
Vanguard Mortgage Bkd Sects ETF (VMBS) 1.6 $11M 210k 52.72
Pimco Total Return Etf totl (BOND) 1.6 $11M 107k 104.22
iShares S&P SmallCap 600 Index (IJR) 1.6 $11M 99k 110.11
Apple (AAPL) 1.5 $10M 97k 105.26
Amgen (AMGN) 1.4 $9.8M 60k 162.32
iShares Russell 3000 Index (IWV) 1.4 $9.8M 81k 120.31
Microsoft Corporation (MSFT) 1.4 $9.6M 173k 55.48
Applied Materials (AMAT) 1.4 $9.6M 513k 18.67
Citigroup (C) 1.2 $8.3M 160k 51.75
PowerShares DWA Technical Ldrs Pf 1.2 $8.2M 198k 41.37
Bank of America Corporation (BAC) 1.1 $7.7M 457k 16.83
Sony Corporation (SONY) 1.1 $7.3M 297k 24.61
Health Care SPDR (XLV) 1.0 $6.9M 96k 72.03
Qualcomm (QCOM) 0.9 $6.3M 126k 49.99
iShares Dow Jones US Medical Dev. (IHI) 0.9 $6.0M 49k 122.48
Goldman Sachs (GS) 0.8 $5.9M 33k 180.22
Honeywell International (HON) 0.8 $5.7M 55k 103.57
PowerShares Fin. Preferred Port. 0.8 $5.7M 302k 18.83
General Electric Company 0.8 $5.6M 180k 31.15
SPDR Barclays Capital Convertible SecETF (CWB) 0.8 $5.6M 130k 43.28
Ishares Tr fltg rate nt (FLOT) 0.8 $5.6M 111k 50.44
Johnson & Johnson (JNJ) 0.8 $5.5M 54k 102.72
Dow Chemical Company 0.8 $5.3M 103k 51.48
Rydex Russell Top 50 ETF 0.8 $5.3M 36k 144.58
Northrop Grumman Corporation (NOC) 0.7 $5.1M 27k 188.81
Exxon Mobil Corporation (XOM) 0.7 $5.0M 64k 77.95
Industrial SPDR (XLI) 0.7 $5.0M 95k 53.02
Vanguard FTSE All-World ex-US ETF (VEU) 0.7 $5.0M 116k 43.41
Doubleline Total Etf etf (TOTL) 0.7 $4.9M 102k 48.60
JPMorgan Chase & Co. (JPM) 0.7 $4.8M 73k 66.03
iShares iBoxx $ High Yid Corp Bond (HYG) 0.7 $4.7M 59k 80.58
Vodafone Group New Adr F (VOD) 0.7 $4.8M 147k 32.26
CSX Corporation (CSX) 0.7 $4.6M 175k 25.95
Wells Fargo & Company (WFC) 0.7 $4.5M 84k 54.36
Consumer Discretionary SPDR (XLY) 0.6 $4.3M 55k 78.16
McDonald's Corporation (MCD) 0.6 $4.1M 35k 118.13
Prudential Financial (PRU) 0.6 $4.2M 52k 81.41
Oracle Corporation (ORCL) 0.6 $4.2M 114k 36.53
Vanguard Total World Stock Idx (VT) 0.6 $3.9M 68k 57.61
Suntrust Banks Inc $1.00 Par Cmn 0.6 $3.9M 91k 42.84
Materials SPDR (XLB) 0.6 $3.9M 90k 43.42
Alphabet Inc Class C cs (GOOG) 0.6 $3.8M 5.1k 758.99
iShares S&P 500 Index (IVV) 0.5 $3.8M 18k 204.84
Technology SPDR (XLK) 0.5 $3.7M 87k 42.82
Pfizer (PFE) 0.5 $3.5M 109k 32.28
Nokia Corporation (NOK) 0.5 $3.2M 458k 7.02
Energy Select Sector SPDR (XLE) 0.5 $3.2M 53k 60.31
Amazon (AMZN) 0.4 $3.0M 4.5k 675.78
Financial Select Sector SPDR (XLF) 0.4 $3.1M 128k 23.83
Schlumberger (SLB) 0.4 $3.0M 43k 69.75
Gilead Sciences (GILD) 0.4 $3.0M 29k 101.19
United Parcel Service (UPS) 0.4 $2.8M 29k 96.24
Xilinx 0.4 $2.8M 59k 46.97
SPDR S&P Dividend (SDY) 0.4 $2.7M 37k 73.57
Fiat Chrysler Auto 0.3 $2.4M 174k 13.99
Target Corporation (TGT) 0.3 $2.2M 31k 72.60
iShares FTSE KLD Select Scil Idx (SUSA) 0.3 $2.1M 26k 83.37
iShares FTSE KLD 400 Social Idx (DSI) 0.3 $2.2M 29k 75.70
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.3 $2.2M 40k 54.39
iShares Gold Trust 0.3 $2.1M 201k 10.23
First Trust Large Cap Core Alp Fnd (FEX) 0.3 $1.9M 43k 43.25
Blackhawk Network Hldgs Inc cl a 0.3 $1.9M 43k 44.21
On Deck Capital 0.3 $1.8M 179k 10.30
Globant S A (GLOB) 0.2 $1.7M 45k 37.52
Spdr S&p 500 Etf (SPY) 0.2 $1.6M 7.9k 203.90
iShares Dow Jones US Consumer Ser. (IYC) 0.2 $1.5M 10k 144.65
iShares S&P 1500 Index Fund (ITOT) 0.2 $1.3M 15k 92.87
SPDR S&P MidCap 400 ETF (MDY) 0.2 $1.2M 4.9k 254.12
iShares Dow Jones US Basic Mater. (IYM) 0.2 $1.3M 18k 70.54
iShares S&P Global Industrials Sec (EXI) 0.2 $1.3M 19k 67.63
Flexshares Tr qlt div def idx (QDEF) 0.2 $1.3M 36k 34.63
iShares Russell 2000 Value Index (IWN) 0.2 $1.2M 13k 91.91
Wisdomtree Tr intl hedge eqt (HEDJ) 0.2 $1.2M 22k 53.80
First Trust Tech AlphaDEX Fnd (FXL) 0.2 $1.1M 33k 33.23
NVIDIA Corporation (NVDA) 0.1 $1.1M 33k 32.95
iShares Russell 1000 Value Index (IWD) 0.1 $963k 9.8k 97.82
Proshares Tr S&p 500 Aristo (NOBL) 0.1 $957k 19k 49.35
Electronic Arts (EA) 0.1 $893k 13k 68.69
iShares Russell 2000 Growth Index (IWO) 0.1 $914k 6.6k 139.33
Vanguard Energy ETF (VDE) 0.1 $880k 11k 83.08
Sprott Physical Gold Trust (PHYS) 0.1 $933k 107k 8.73
iShares Russell 2000 Index (IWM) 0.1 $761k 6.8k 112.57
Vanguard REIT ETF (VNQ) 0.1 $772k 9.7k 79.73
Ishares Core Intl Stock Etf core (IXUS) 0.1 $781k 16k 49.45
Alphabet Inc Class A cs (GOOGL) 0.1 $776k 997.00 778.34
M&T Bank Corporation (MTB) 0.1 $677k 5.6k 121.11
Emerson Electric (EMR) 0.1 $707k 15k 47.80
Micron Technology (MU) 0.1 $697k 49k 14.15
salesforce (CRM) 0.1 $679k 8.7k 78.41
Vanguard Small-Cap Value ETF (VBR) 0.1 $668k 6.8k 98.82
Tesla Motors (TSLA) 0.1 $719k 3.0k 240.07
SPDR Nuveen Barclays Capital Municpl Bnd 0.1 $677k 28k 24.40
Powershares S&p 500 0.1 $701k 21k 33.32
Bank of New York Mellon Corporation (BK) 0.1 $613k 15k 41.20
Merck & Co (MRK) 0.1 $620k 12k 52.82
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $647k 5.4k 120.60
Vanguard Short Term Corporate Bond ETF (VCSH) 0.1 $658k 8.3k 78.99
WisdomTree Intl. SmallCap Div (DLS) 0.1 $629k 11k 58.08
WisdomTree Intl. MidCap Dividend F (DIM) 0.1 $607k 11k 55.47
Berkshire Hathaway (BRK.B) 0.1 $530k 4.0k 132.04
Costco Wholesale Corporation (COST) 0.1 $564k 3.5k 161.42
AFLAC Incorporated (AFL) 0.1 $554k 9.3k 59.89
Capital One Financial (COF) 0.1 $554k 7.7k 72.23
Frontier Communications 0.1 $546k 117k 4.67
First Solar (FSLR) 0.1 $569k 8.6k 66.01
Vanguard Short-Term Bond ETF (BSV) 0.1 $454k 5.7k 79.51
Mellanox Technologies 0.1 $459k 11k 42.11
Vanguard Small-Cap ETF (VB) 0.1 $474k 4.3k 110.75
iShares MSCI Germany Index Fund (EWG) 0.1 $502k 19k 26.21
Linkedin Corp 0.1 $471k 2.1k 225.14
PNC Financial Services (PNC) 0.1 $438k 4.6k 95.22
Boston Scientific Corporation (BSX) 0.1 $435k 24k 18.43
Intel Corporation (INTC) 0.1 $427k 12k 34.42
United Technologies Corporation 0.1 $437k 4.5k 96.07
Abercrombie & Fitch (ANF) 0.1 $421k 16k 26.99
SPDR KBW Regional Banking (KRE) 0.1 $423k 10k 41.88
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.1 $412k 3.6k 114.13
iShares S&P MidCap 400 Index (IJH) 0.1 $432k 3.1k 139.22
Vanguard Dividend Appreciation ETF (VIG) 0.1 $408k 5.2k 77.85
iShares S&P Global Telecommunicat. (IXP) 0.1 $417k 7.2k 57.92
Powershares Etf Tr Ii s^p smcp it po 0.1 $395k 7.6k 52.32
Xylem (XYL) 0.1 $438k 12k 36.50
First Tr Exchange Traded Fd dorsey wrt 5 etf (FV) 0.1 $391k 17k 23.47
Fidelity Bond Etf (FBND) 0.1 $445k 9.3k 48.04
Digital Realty Trust (DLR) 0.1 $378k 5.0k 75.60
Spectra Energy 0.1 $321k 13k 23.95
Marsh & McLennan Companies (MMC) 0.1 $325k 5.9k 55.46
Weyerhaeuser Company (WY) 0.1 $318k 11k 30.00
Freeport-McMoRan Copper & Gold (FCX) 0.1 $339k 50k 6.77
Papa John's Int'l (PZZA) 0.1 $318k 5.7k 55.79
Stillwater Mining Company 0.1 $334k 39k 8.56
McDermott International 0.1 $340k 101k 3.35
CommVault Systems (CVLT) 0.1 $331k 8.4k 39.40
PowerShares QQQ Trust, Series 1 0.1 $316k 2.8k 111.78
Ball Corporation (BALL) 0.1 $364k 5.0k 72.80
Yandex Nv-a (YNDX) 0.1 $338k 22k 15.72
Sanchez Energy Corp C ommon stocks 0.1 $317k 74k 4.30
Palo Alto Networks (PANW) 0.1 $338k 1.9k 175.95
Sunedison 0.1 $363k 71k 5.09
Ally Financial (ALLY) 0.1 $324k 17k 18.62
Tubemogul 0.1 $326k 24k 13.58
Chevron Corporation (CVX) 0.0 $276k 3.1k 90.05
Lockheed Martin Corporation (LMT) 0.0 $311k 1.4k 217.33
Cypress Semiconductor Corporation 0.0 $261k 27k 9.81
Callon Pete Co Del Com Stk 0.0 $296k 36k 8.34
Market Vectors Gold Miners ETF 0.0 $288k 21k 13.71
iShares Lehman Aggregate Bond (AGG) 0.0 $256k 2.4k 108.06
Cardtronics 0.0 $249k 7.4k 33.65
iShares S&P Europe 350 Index (IEV) 0.0 $276k 6.9k 40.05
iShares S&P Cal AMTFr Mncpl Bnd (CMF) 0.0 $300k 2.5k 118.11
iShares Dow Jones US Industrial (IYJ) 0.0 $308k 3.0k 103.01
MSCI Europe Financials Sector Index Fund (EUFN) 0.0 $286k 14k 20.35
Powershares Etf Tr Ii s^p smcp ind p 0.0 $256k 5.9k 43.17
Mosaic (MOS) 0.0 $290k 11k 27.62
Pandora Media 0.0 $249k 19k 13.44
Ishares Tr eafe min volat (EFAV) 0.0 $313k 4.8k 64.88
Shutterstock (SSTK) 0.0 $298k 9.2k 32.39
Ishares Tr hdg msci eafe (HEFA) 0.0 $303k 12k 25.39
Colgate-Palmolive Company (CL) 0.0 $239k 3.6k 66.65
Ciena Corporation (CIEN) 0.0 $207k 10k 20.70
iShares Barclays TIPS Bond Fund (TIP) 0.0 $209k 1.9k 109.60
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $225k 1.9k 117.19
Intel Corp sdcv 0.0 $64k 50k 1.28
Ishares Inc msci gl sl met 0.0 $86k 10k 8.41