Barrett Asset Management

Barrett Asset Management as of Sept. 30, 2014

Portfolio Holdings for Barrett Asset Management

Barrett Asset Management holds 373 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Exxon Mobil Corporation (XOM) 4.8 $60M 637k 94.05
Visa (V) 3.8 $48M 222k 213.37
Schlumberger (SLB) 3.2 $40M 393k 101.69
Johnson & Johnson (JNJ) 2.7 $33M 311k 106.59
Ecolab (ECL) 2.6 $32M 279k 114.83
Walt Disney Company (DIS) 2.6 $32M 356k 89.03
Facebook Inc cl a (META) 2.5 $31M 390k 79.04
3M Company (MMM) 2.4 $29M 207k 141.68
Mead Johnson Nutrition 2.3 $28M 290k 96.22
Automatic Data Processing (ADP) 2.2 $28M 332k 83.08
BlackRock (BLK) 2.1 $27M 81k 328.32
Apple (AAPL) 2.1 $26M 255k 100.75
Chubb Corporation 2.0 $24M 268k 91.08
Pepsi (PEP) 1.9 $23M 247k 93.09
JPMorgan Chase & Co. (JPM) 1.8 $22M 368k 60.24
Blackstone 1.8 $22M 692k 31.48
Stryker Corporation (SYK) 1.7 $21M 263k 80.75
Microsoft Corporation (MSFT) 1.7 $21M 451k 46.36
Tiffany & Co. 1.7 $21M 216k 96.31
Procter & Gamble Company (PG) 1.6 $20M 237k 83.74
Cognizant Technology Solutions (CTSH) 1.6 $20M 439k 44.77
State Street Corporation (STT) 1.6 $20M 268k 73.61
Google Inc Class C 1.6 $19M 34k 577.36
Gilead Sciences (GILD) 1.6 $19M 180k 106.45
Accenture (ACN) 1.5 $19M 234k 81.32
Verisk Analytics (VRSK) 1.5 $18M 300k 60.89
Google 1.5 $18M 31k 588.41
Cisco Systems (CSCO) 1.4 $18M 700k 25.17
Intel Corporation (INTC) 1.4 $17M 500k 34.82
AmerisourceBergen (COR) 1.4 $17M 222k 77.30
General Electric Company 1.4 $17M 658k 25.62
EMC Corporation 1.3 $16M 561k 29.26
Nielsen Holdings Nv 1.3 $16M 367k 44.33
U.S. Bancorp (USB) 1.2 $15M 365k 41.83
Time Warner 1.2 $15M 201k 75.21
iShares MSCI Emerging Markets Indx (EEM) 1.2 $15M 361k 41.56
TJX Companies (TJX) 1.2 $15M 253k 59.17
McDonald's Corporation (MCD) 1.2 $15M 156k 94.81
International Business Machines (IBM) 1.1 $14M 74k 189.82
Vanguard Small-Cap ETF (VB) 1.1 $14M 126k 110.63
Oracle Corporation (ORCL) 0.9 $12M 305k 38.28
United Parcel Service (UPS) 0.9 $12M 117k 98.29
Johnson Controls 0.9 $11M 244k 44.00
Verizon Communications (VZ) 0.8 $10M 203k 49.99
United Technologies Corporation 0.8 $10M 95k 105.60
Coca-Cola Company (KO) 0.8 $9.8M 230k 42.66
E.I. du Pont de Nemours & Company 0.8 $9.5M 133k 71.76
General Dynamics Corporation (GD) 0.8 $9.2M 73k 127.09
Royal Dutch Shell 0.7 $9.0M 118k 76.13
Donaldson Company (DCI) 0.7 $9.0M 221k 40.63
Bank of New York Mellon Corporation (BK) 0.7 $8.8M 227k 38.73
Anadarko Petroleum Corporation 0.7 $8.3M 82k 101.45
Celgene Corporation 0.7 $8.2M 86k 94.78
Monsanto Company 0.7 $8.0M 72k 112.51
Merck & Co (MRK) 0.6 $7.8M 132k 59.28
Abbvie (ABBV) 0.5 $6.7M 115k 57.76
Devon Energy Corporation (DVN) 0.5 $6.4M 95k 68.19
Berkshire Hathaway (BRK.B) 0.5 $6.1M 44k 138.13
Chevron Corporation (CVX) 0.4 $5.5M 46k 119.32
Norfolk Southern (NSC) 0.4 $5.3M 48k 111.59
Koninklijke Philips Electronics NV (PHG) 0.4 $5.1M 160k 31.71
ConocoPhillips (COP) 0.4 $5.1M 67k 76.52
Abbott Laboratories (ABT) 0.4 $4.8M 116k 41.59
At&t (T) 0.4 $4.8M 137k 35.24
Murphy Oil Corporation (MUR) 0.4 $4.4M 77k 56.91
Dunkin' Brands Group 0.3 $4.3M 97k 44.82
Freeport-McMoRan Copper & Gold (FCX) 0.3 $4.1M 125k 32.65
Pfizer (PFE) 0.3 $3.9M 132k 29.57
Equity Residential (EQR) 0.3 $3.8M 62k 61.58
Costco Wholesale Corporation (COST) 0.2 $3.1M 25k 125.34
iShares Russell 1000 Index (IWB) 0.2 $3.0M 28k 109.87
American Express Company (AXP) 0.2 $2.9M 34k 87.54
Spdr S&p 500 Etf (SPY) 0.2 $2.8M 14k 197.01
iShares Russell Midcap Growth Idx. (IWP) 0.2 $2.9M 33k 88.34
Home Depot (HD) 0.2 $2.5M 27k 91.73
Leucadia National 0.2 $2.3M 97k 23.84
Msci (MSCI) 0.2 $2.3M 50k 47.02
Rayonier (RYN) 0.2 $2.2M 72k 31.14
Forest City Enterprises 0.2 $2.2M 113k 19.47
iShares S&P MidCap 400 Growth (IJK) 0.2 $2.1M 14k 151.42
Caterpillar (CAT) 0.2 $2.0M 20k 99.04
Altria (MO) 0.1 $1.8M 40k 45.94
Philip Morris International (PM) 0.1 $1.9M 23k 83.39
Forest City Enterprises 0.1 $1.7M 87k 19.57
Omni (OMC) 0.1 $1.7M 25k 68.85
BP (BP) 0.1 $1.6M 36k 43.96
Wells Fargo & Company (WFC) 0.1 $1.6M 30k 51.86
Emerson Electric (EMR) 0.1 $1.6M 26k 62.58
Qualcomm (QCOM) 0.1 $1.6M 21k 74.77
Cerner Corporation 0.1 $1.5M 25k 59.58
Union Pacific Corporation (UNP) 0.1 $1.5M 14k 108.46
UnitedHealth (UNH) 0.1 $1.5M 17k 86.28
Starbucks Corporation (SBUX) 0.1 $1.3M 18k 75.49
Tetra Tech (TTEK) 0.1 $1.3M 51k 24.98
Yum! Brands (YUM) 0.1 $1.2M 17k 71.97
Universal Display Corporation (OLED) 0.1 $1.2M 37k 32.65
Amgen (AMGN) 0.1 $1.1M 7.7k 140.52
Kinder Morgan Energy Partners 0.1 $1.1M 12k 93.25
Vanguard Emerging Markets ETF (VWO) 0.1 $1.2M 28k 41.72
Murphy Usa (MUSA) 0.1 $1.2M 22k 53.06
SYSCO Corporation (SYY) 0.1 $1.0M 27k 37.96
Colgate-Palmolive Company (CL) 0.1 $1.1M 16k 65.22
iShares MSCI EAFE Index Fund (EFA) 0.1 $928k 15k 64.15
FedEx Corporation (FDX) 0.1 $823k 5.1k 161.53
Boeing Company (BA) 0.1 $859k 6.7k 127.39
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $895k 18k 49.23
Alexander & Baldwin (ALEX) 0.1 $820k 23k 35.96
Vodafone Group New Adr F (VOD) 0.1 $812k 25k 32.89
Comcast Corporation (CMCSA) 0.1 $691k 13k 53.77
Dominion Resources (D) 0.1 $747k 11k 69.10
Franklin Resources (BEN) 0.1 $743k 14k 54.62
Nextera Energy (NEE) 0.1 $722k 7.7k 93.89
Nike (NKE) 0.1 $776k 8.7k 89.20
Dover Corporation (DOV) 0.1 $774k 9.6k 80.37
Duke Energy (DUK) 0.1 $720k 9.6k 74.81
Rayonier Advanced Matls (RYAM) 0.1 $784k 24k 32.90
Broadridge Financial Solutions (BR) 0.1 $578k 14k 41.63
PNC Financial Services (PNC) 0.1 $644k 7.5k 85.57
Equifax (EFX) 0.1 $654k 8.8k 74.74
Diageo (DEO) 0.1 $577k 5.0k 115.40
Waste Management (WM) 0.0 $512k 11k 47.54
Baxter International (BAX) 0.0 $542k 7.6k 71.79
Bristol Myers Squibb (BMY) 0.0 $518k 10k 51.22
General Mills (GIS) 0.0 $510k 10k 50.50
Jacobs Engineering 0.0 $549k 11k 48.80
Illinois Tool Works (ITW) 0.0 $540k 6.4k 84.38
Linn Energy 0.0 $524k 17k 30.17
Invesco (IVZ) 0.0 $462k 12k 39.49
TRC Companies 0.0 $469k 72k 6.53
Paychex (PAYX) 0.0 $429k 9.7k 44.23
Harris Corporation 0.0 $385k 5.8k 66.38
C.R. Bard 0.0 $360k 2.5k 142.57
Texas Instruments Incorporated (TXN) 0.0 $391k 8.2k 47.68
Williams Companies (WMB) 0.0 $421k 7.6k 55.39
Clorox Company (CLX) 0.0 $351k 3.7k 96.16
Enterprise Products Partners (EPD) 0.0 $413k 10k 40.29
HCP 0.0 $357k 9.0k 39.67
Unit Corporation 0.0 $361k 6.2k 58.70
Financial Select Sector SPDR (XLF) 0.0 $313k 14k 23.19
Vanguard Dividend Appreciation ETF (VIG) 0.0 $371k 4.8k 76.89
iShares Lehman MBS Bond Fund (MBB) 0.0 $368k 3.4k 108.24
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $191k 5.0k 38.20
PPG Industries (PPG) 0.0 $202k 1.0k 197.07
Sigma-Aldrich Corporation 0.0 $204k 1.5k 136.00
Walgreen Company 0.0 $284k 4.8k 59.30
iShares S&P 500 Index (IVV) 0.0 $272k 1.4k 197.96
Stericycle (SRCL) 0.0 $186k 1.6k 116.25
Public Service Enterprise (PEG) 0.0 $231k 6.2k 37.26
Amazon (AMZN) 0.0 $258k 800.00 322.50
Amphenol Corporation (APH) 0.0 $260k 2.6k 100.00
Intuit (INTU) 0.0 $276k 3.2k 87.62
Hain Celestial (HAIN) 0.0 $287k 2.8k 102.50
Chimera Investment Corporation 0.0 $304k 100k 3.04
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $286k 2.4k 118.23
iShares S&P MidCap 400 Index (IJH) 0.0 $219k 1.6k 136.88
Simon Property (SPG) 0.0 $205k 1.2k 164.66
PowerShares WilderHill Clean Energy 0.0 $231k 37k 6.34
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $302k 7.7k 39.48
iShares FTSE KLD 400 Social Idx (DSI) 0.0 $300k 4.1k 73.37
Vanguard FTSE All Wld Ex USSml Cap (VSS) 0.0 $306k 3.0k 102.00
Schwab Emerging Markets Equity ETF (SCHE) 0.0 $202k 7.9k 25.42
Schwab U S Small Cap ETF (SCHA) 0.0 $205k 4.0k 51.43
American Tower Reit (AMT) 0.0 $234k 2.5k 93.60
Mondelez Int (MDLZ) 0.0 $303k 8.8k 34.32
Kraft Foods 0.0 $274k 4.9k 56.31
Eaton (ETN) 0.0 $215k 3.4k 63.24
Antero Res (AR) 0.0 $220k 4.0k 55.00
Time Warner Cable 0.0 $83k 576.00 144.10
Ace Limited Cmn 0.0 $179k 1.7k 104.68
Ameriprise Financial (AMP) 0.0 $126k 1.0k 122.93
People's United Financial 0.0 $145k 10k 14.50
Crown Castle International 0.0 $121k 1.5k 80.67
Wal-Mart Stores (WMT) 0.0 $106k 1.4k 76.26
ResMed (RMD) 0.0 $74k 1.5k 49.33
CBS Corporation 0.0 $107k 2.0k 53.50
Greif (GEF) 0.0 $131k 3.0k 43.67
Kimberly-Clark Corporation (KMB) 0.0 $77k 716.00 107.54
Lincoln Electric Holdings (LECO) 0.0 $138k 2.0k 69.00
Public Storage (PSA) 0.0 $108k 650.00 166.15
Stanley Black & Decker (SWK) 0.0 $80k 900.00 88.89
McGraw-Hill Companies 0.0 $152k 1.8k 84.44
Harley-Davidson (HOG) 0.0 $87k 1.5k 58.00
International Flavors & Fragrances (IFF) 0.0 $96k 1.0k 96.00
Campbell Soup Company (CPB) 0.0 $71k 1.7k 43.03
McKesson Corporation (MCK) 0.0 $156k 800.00 195.00
Allergan 0.0 $71k 400.00 177.50
CIGNA Corporation 0.0 $172k 1.9k 90.72
Deere & Company (DE) 0.0 $164k 2.0k 82.00
Honeywell International (HON) 0.0 $130k 1.4k 92.86
Occidental Petroleum Corporation (OXY) 0.0 $106k 1.1k 95.93
American Electric Power Company (AEP) 0.0 $154k 3.0k 52.20
Ford Motor Company (F) 0.0 $104k 7.0k 14.86
Southern Company (SO) 0.0 $109k 2.5k 43.51
PPL Corporation (PPL) 0.0 $76k 2.3k 33.04
First Solar (FSLR) 0.0 $66k 1.0k 66.00
iShares NASDAQ Biotechnology Index (IBB) 0.0 $153k 560.00 273.21
Estee Lauder Companies (EL) 0.0 $126k 1.7k 74.47
iShares Russell 2000 Index (IWM) 0.0 $140k 1.3k 109.55
Vanguard Natural Resources 0.0 $96k 3.5k 27.43
iShares Gold Trust 0.0 $129k 11k 11.73
American International (AIG) 0.0 $146k 2.7k 54.15
iShares S&P 500 Growth Index (IVW) 0.0 $75k 704.00 106.53
iShares Russell Midcap Value Index (IWS) 0.0 $117k 1.7k 70.02
iShares Russell Midcap Index Fund (IWR) 0.0 $146k 925.00 157.84
iShares Russell 2000 Value Index (IWN) 0.0 $103k 1.1k 93.47
iShares Russell 2000 Growth Index (IWO) 0.0 $134k 1.0k 129.72
iShares Dow Jones Select Dividend (DVY) 0.0 $138k 1.9k 73.64
iShares S&P SmallCap 600 Index (IJR) 0.0 $69k 658.00 104.86
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.0 $83k 1.8k 46.11
Tri-Continental Corporation (TY) 0.0 $120k 5.7k 20.88
iShares Barclays TIPS Bond Fund (TIP) 0.0 $68k 610.00 111.48
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.0 $114k 1.1k 105.07
Vanguard Total Bond Market ETF (BND) 0.0 $134k 1.6k 81.86
Gabelli Dividend & Income Trust (GDV) 0.0 $154k 7.2k 21.24
Pure Cycle Corporation (PCYO) 0.0 $113k 18k 6.46
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.0 $102k 900.00 113.33
iShares S&P MidCap 400 Value Index (IJJ) 0.0 $132k 1.1k 120.11
SPDR S&P Emerging Asia Pacific (GMF) 0.0 $126k 1.5k 84.00
Cross Timbers Royalty Trust (CRT) 0.0 $80k 2.5k 32.00
Vanguard Total World Stock Idx (VT) 0.0 $142k 2.4k 60.43
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $125k 2.7k 46.90
Covidien 0.0 $87k 1.0k 87.00
Kinder Morgan (KMI) 0.0 $77k 2.0k 38.50
Cvr Partners Lp unit 0.0 $150k 11k 13.71
Express Scripts Holding 0.0 $159k 2.3k 70.51
Atlas Resource Partners 0.0 $146k 7.5k 19.45
LEGG MASON BW GLOBAL Income 0.0 $91k 5.4k 17.01
Phillips 66 (PSX) 0.0 $139k 1.7k 81.19
Exchange Traded Concepts Tr york hiinc m 0.0 $72k 4.1k 17.67
Knowles (KN) 0.0 $87k 3.3k 26.47
Ing Global Advantage And Premium Opportunity Fund (IGA) 0.0 $70k 5.7k 12.27
Northeast Utilities System 0.0 $16k 351.00 45.58
Joy Global 0.0 $38k 700.00 54.29
Annaly Capital Management 0.0 $55k 5.2k 10.68
Cme (CME) 0.0 $16k 200.00 80.00
Charles Schwab Corporation (SCHW) 0.0 $15k 523.00 28.68
Starwood Property Trust (STWD) 0.0 $55k 2.5k 22.00
Discover Financial Services (DFS) 0.0 $8.0k 118.00 67.80
Northern Trust Corporation (NTRS) 0.0 $54k 800.00 67.50
Comcast Corporation 0.0 $39k 720.00 54.17
Hospira 0.0 $2.0k 40.00 50.00
Consolidated Edison (ED) 0.0 $11k 200.00 55.00
Apache Corporation 0.0 $42k 450.00 93.33
Microchip Technology (MCHP) 0.0 $13k 275.00 47.27
PetSmart 0.0 $35k 500.00 70.00
Spectra Energy 0.0 $4.0k 100.00 40.00
T. Rowe Price (TROW) 0.0 $55k 700.00 78.57
Brown-Forman Corporation (BF.B) 0.0 $17k 187.00 90.91
Dun & Bradstreet Corporation 0.0 $29k 250.00 116.00
Transocean (RIG) 0.0 $42k 1.3k 32.31
Medtronic 0.0 $49k 797.00 61.48
Nordstrom (JWN) 0.0 $44k 650.00 67.69
Tidewater 0.0 $27k 700.00 38.57
National-Oilwell Var 0.0 $34k 450.00 75.56
Agrium 0.0 $9.0k 100.00 90.00
Valero Energy Corporation (VLO) 0.0 $46k 1.0k 46.00
Potash Corp. Of Saskatchewan I 0.0 $10k 300.00 33.33
Novartis (NVS) 0.0 $56k 600.00 93.33
Plum Creek Timber 0.0 $57k 1.5k 39.31
Williams-Sonoma (WSM) 0.0 $2.0k 35.00 57.14
Allstate Corporation (ALL) 0.0 $42k 680.00 61.76
eBay (EBAY) 0.0 $44k 775.00 56.77
Praxair 0.0 $39k 300.00 130.00
Target Corporation (TGT) 0.0 $19k 300.00 63.33
Unilever 0.0 $12k 300.00 40.00
Wisconsin Energy Corporation 0.0 $38k 894.00 42.51
Alleghany Corporation 0.0 $42k 100.00 420.00
Biogen Idec (BIIB) 0.0 $34k 104.00 326.92
Exelon Corporation (EXC) 0.0 $7.0k 200.00 35.00
Linear Technology Corporation 0.0 $13k 300.00 43.33
Whole Foods Market 0.0 $61k 1.6k 38.12
Brown-Forman Corporation (BF.A) 0.0 $34k 380.00 89.47
Washington Real Estate Investment Trust (ELME) 0.0 $13k 500.00 26.00
Gannett 0.0 $7.0k 222.00 31.53
Krispy Kreme Doughnuts 0.0 $0 5.00 0.00
ConAgra Foods (CAG) 0.0 $8.0k 250.00 32.00
Frontier Communications 0.0 $0 60.00 0.00
Axis Capital Holdings (AXS) 0.0 $47k 1.0k 47.00
Netflix (NFLX) 0.0 $23k 50.00 460.00
Zimmer Holdings (ZBH) 0.0 $20k 200.00 100.00
Toyota Motor Corporation (TM) 0.0 $35k 300.00 116.67
Whiting Petroleum Corporation 0.0 $48k 620.00 77.42
Yahoo! 0.0 $4.0k 100.00 40.00
salesforce (CRM) 0.0 $3.0k 60.00 50.00
Lorillard 0.0 $18k 300.00 60.00
Ares Capital Corporation (ARCC) 0.0 $43k 2.7k 16.10
AmeriGas Partners 0.0 $36k 800.00 45.00
BHP Billiton (BHP) 0.0 $16k 280.00 57.14
InterDigital (IDCC) 0.0 $20k 505.00 39.60
Ingersoll-rand Co Ltd-cl A 0.0 $6.0k 100.00 60.00
Kilroy Realty Corporation (KRC) 0.0 $24k 400.00 60.00
L-3 Communications Holdings 0.0 $24k 200.00 120.00
NuStar Energy (NS) 0.0 $33k 500.00 66.00
Pepco Holdings 0.0 $16k 582.00 27.49
Questar Corporation 0.0 $4.0k 200.00 20.00
Energen Corporation 0.0 $0 2.00 0.00
Informatica Corporation 0.0 $18k 525.00 34.29
National Grid 0.0 $4.0k 50.00 80.00
Sabine Royalty Trust (SBR) 0.0 $27k 500.00 54.00
Veolia Environnement (VEOEY) 0.0 $53k 3.0k 17.67
Permian Basin Royalty Trust (PBT) 0.0 $41k 3.0k 13.67
San Juan Basin Royalty Trust (SJT) 0.0 $29k 1.5k 19.33
Technology SPDR (XLK) 0.0 $38k 950.00 40.00
Acacia Research Corporation (ACTG) 0.0 $23k 1.5k 15.33
PowerShares QQQ Trust, Series 1 0.0 $28k 286.00 97.90
Blackrock Kelso Capital (BKCC) 0.0 $9.0k 1.0k 9.00
iShares S&P 100 Index (OEF) 0.0 $27k 306.00 88.24
iShares Lehman Aggregate Bond (AGG) 0.0 $22k 205.00 107.32
Consumer Staples Select Sect. SPDR (XLP) 0.0 $6.0k 137.00 43.80
Utilities SPDR (XLU) 0.0 $13k 300.00 43.33
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $18k 200.00 90.00
PowerShares Water Resources 0.0 $14k 558.00 25.09
iShares MSCI EAFE Value Index (EFV) 0.0 $15k 275.00 54.55
Vanguard Small-Cap Growth ETF (VBK) 0.0 $36k 300.00 120.00
Vanguard Mid-Cap ETF (VO) 0.0 $18k 150.00 120.00
Barclays Bank Plc 8.125% Non C p 0.0 $5.0k 200.00 25.00
BlackRock Enhanced Capital and Income (CII) 0.0 $12k 775.00 15.48
Hldgs (UAL) 0.0 $41k 873.00 46.96
Morgan Stanley Emerging Markets Fund 0.0 $25k 1.6k 15.21
iShares Cohen & Steers Realty Maj. (ICF) 0.0 $8.0k 100.00 80.00
Morgan Stanley Asia Pacific Fund 0.0 $20k 1.2k 16.27
iShares MSCI Cntry Asa Jpn Idx Fnd (AAXJ) 0.0 $31k 500.00 62.00
Invesco Mortgage Capital 0.0 $45k 2.8k 15.86
iShares MSCI Canada Index (EWC) 0.0 $50k 1.6k 30.58
iShares FTSE KLD Select Scil Idx (SUSA) 0.0 $23k 275.00 83.64
Vanguard REIT ETF (VNQ) 0.0 $29k 400.00 72.50
PIMCO Corporate Opportunity Fund (PTY) 0.0 $55k 3.2k 17.19
Putnam Premier Income Trust (PPT) 0.0 $11k 2.0k 5.50
Jp Morgan Alerian Mlp Index (AMJ) 0.0 $45k 850.00 52.94
Royce Value Trust (RVT) 0.0 $57k 3.9k 14.63
Vanguard Mid-Cap Growth ETF (VOT) 0.0 $43k 450.00 95.56
Elements Rogers Agri Tot Ret etf 0.0 $7.0k 1.0k 7.00
Elements Rogers Intl Commodity Etn etf 0.0 $10k 1.3k 7.69
iShares Dow Jones US Energy Sector (IYE) 0.0 $19k 370.00 51.35
iShares Dow Jones US Financial (IYF) 0.0 $15k 180.00 83.33
iShares Dow Jones US Healthcare (IYH) 0.0 $43k 320.00 134.38
iShares Dow Jones US Industrial (IYJ) 0.0 $24k 240.00 100.00
iShares Dow Jones US Technology (IYW) 0.0 $32k 320.00 100.00
iShares MSCI EAFE Growth Index (EFG) 0.0 $33k 487.00 67.76
PowerShares High Yld. Dividend Achv 0.0 $0 1.00 0.00
John Hancock Patriot Premium Div Fund II (PDT) 0.0 $59k 4.5k 13.11
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.0 $37k 4.5k 8.22
Vanguard Short Term Corporate Bond ETF (VCSH) 0.0 $14k 175.00 80.00
WisdomTree SmallCap Earnings Fund (EES) 0.0 $17k 225.00 75.56
ProShares Ultra Real Estate (URE) 0.0 $5.0k 64.00 78.12
Penn West Energy Trust 0.0 $41k 6.0k 6.83
First Trust Enhanced Equity Income Fund (FFA) 0.0 $14k 1.0k 14.00
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $16k 1.2k 12.90
Schwab U S Broad Market ETF (SCHB) 0.0 $44k 915.00 48.09
Schwab International Equity ETF (SCHF) 0.0 $12k 400.00 30.00
Schwab Intl Small Cap Equity ETF (SCHC) 0.0 $999.990000 41.00 24.39
American Intl Group 0.0 $34k 1.4k 23.51
USD.001 Atlas Energy Lp ltd part 0.0 $21k 469.00 44.78
Medley Capital Corporation 0.0 $40k 3.4k 11.88
THE GDL FUND Closed-End fund (GDL) 0.0 $51k 4.8k 10.64
Citigroup (C) 0.0 $19k 358.00 53.07
Global X Etf equity 0.0 $22k 900.00 24.44
Cifc Corp not on list 0.0 $0 40.00 0.00
Cys Investments 0.0 $41k 5.0k 8.20
Blucora 0.0 $2.0k 150.00 13.33
Directv 0.0 $9.0k 100.00 90.00
Powershares S&p 500 0.0 $31k 1.0k 31.00
Brookfield Total Return Fd I 0.0 $0 2.00 0.00
Cst Brands 0.0 $0 1.00 0.00
Twenty-first Century Fox 0.0 $1.0k 42.00 23.81
News (NWSA) 0.0 $0 10.00 0.00
Allegion Plc equity (ALLE) 0.0 $2.0k 33.00 60.61
Royce Global Value Tr (RGT) 0.0 $5.0k 621.00 8.05
Voya Global Eq Div & Pr Opp (IGD) 0.0 $9.0k 1.0k 9.00
Now (DNOW) 0.0 $1.0k 37.00 27.03
Washington Prime 0.0 $3.0k 200.00 15.00
Gabelli mutual funds - (GGZ) 0.0 $5.0k 490.00 10.20
Dws Municipal Income Trust 0.0 $6.0k 425.00 14.12