Carret Asset Management

Carret Asset Management as of Sept. 30, 2013

Portfolio Holdings for Carret Asset Management

Carret Asset Management holds 259 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Johnson & Johnson (JNJ) 2.7 $12M 141k 86.69
General Electric Company 2.7 $12M 504k 23.89
JPMorgan Chase & Co. (JPM) 2.4 $11M 207k 51.69
Chevron Corporation (CVX) 2.4 $11M 88k 121.50
Exxon Mobil Corporation (XOM) 2.4 $11M 124k 86.04
International Business Machines (IBM) 2.3 $10M 56k 185.17
Apple (AAPL) 2.0 $9.1M 19k 476.76
ConocoPhillips (COP) 2.0 $9.0M 130k 69.51
Berkshire Hathaway (BRK.B) 2.0 $9.0M 79k 113.51
E.I. du Pont de Nemours & Company 1.9 $8.3M 142k 58.56
Pepsi (PEP) 1.7 $7.5M 94k 79.50
Intel Corporation (INTC) 1.6 $7.3M 318k 22.92
Procter & Gamble Company (PG) 1.6 $7.0M 93k 75.59
Vodafone 1.5 $6.9M 195k 35.18
Microsoft Corporation (MSFT) 1.5 $6.7M 202k 33.28
CVS Caremark Corporation (CVS) 1.4 $6.1M 107k 56.75
Cisco Systems (CSCO) 1.3 $6.0M 255k 23.43
At&t (T) 1.3 $5.7M 169k 33.82
EMC Corporation 1.2 $5.6M 219k 25.56
Dominion Resources (D) 1.2 $5.4M 87k 62.48
Anadarko Petroleum Corporation 1.2 $5.4M 58k 92.99
Travelers Companies (TRV) 1.2 $5.2M 62k 84.78
American Express Company (AXP) 1.1 $5.2M 69k 75.52
Oracle Corporation (ORCL) 1.1 $5.1M 153k 33.17
Walt Disney Company (DIS) 1.1 $4.9M 76k 64.50
Wal-Mart Stores (WMT) 1.1 $4.8M 65k 73.96
Canadian Natl Ry (CNI) 1.1 $4.7M 47k 101.37
McDonald's Corporation (MCD) 1.1 $4.7M 49k 96.21
Verizon Communications (VZ) 1.0 $4.7M 101k 46.67
Target Corporation (TGT) 1.0 $4.6M 72k 63.99
Berkshire Hathaway (BRK.A) 1.0 $4.4M 26.00 170423.08
Southern Company (SO) 1.0 $4.4M 107k 41.18
Google 0.9 $4.3M 4.9k 875.95
American Electric Power Company (AEP) 0.9 $4.3M 98k 43.35
Comcast Corporation 0.9 $4.2M 96k 43.35
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.9 $4.2M 60k 69.60
Carpenter Technology Corporation (CRS) 0.9 $4.1M 71k 58.12
Church & Dwight (CHD) 0.9 $4.0M 67k 60.04
Goldman Sachs (GS) 0.9 $3.9M 25k 158.22
Allstate Corporation (ALL) 0.9 $3.9M 78k 50.55
Abbvie (ABBV) 0.8 $3.7M 83k 44.73
Mondelez Int (MDLZ) 0.8 $3.7M 117k 31.42
Hartford Financial Services (HIG) 0.8 $3.6M 117k 31.12
3M Company (MMM) 0.8 $3.5M 30k 119.41
Emerson Electric (EMR) 0.8 $3.5M 55k 64.70
MetLife (MET) 0.8 $3.4M 74k 46.95
Novartis (NVS) 0.8 $3.4M 45k 76.71
Corning Incorporated (GLW) 0.7 $3.3M 228k 14.59
Parker-Hannifin Corporation (PH) 0.7 $3.2M 30k 108.73
iShares S&P 100 Index (OEF) 0.7 $3.2M 42k 74.83
Apache Corporation 0.6 $2.9M 34k 85.13
Qualcomm (QCOM) 0.6 $2.9M 43k 67.33
PNC Financial Services (PNC) 0.6 $2.9M 39k 72.44
SYSCO Corporation (SYY) 0.6 $2.8M 89k 31.83
Via 0.6 $2.7M 33k 83.58
Abbott Laboratories (ABT) 0.6 $2.8M 83k 33.19
U.S. Bancorp (USB) 0.5 $2.3M 64k 36.58
Schlumberger (SLB) 0.5 $2.2M 25k 88.37
Health Care REIT 0.5 $2.2M 35k 62.37
Bristol Myers Squibb (BMY) 0.5 $2.1M 46k 46.28
Home Depot (HD) 0.5 $2.1M 28k 75.84
United Technologies Corporation 0.5 $2.0M 19k 107.84
Applied Materials (AMAT) 0.5 $2.0M 116k 17.53
Hormel Foods Corporation (HRL) 0.5 $2.0M 48k 42.11
iShares FTSE/Xinhua China 25 Index (FXI) 0.4 $2.0M 53k 37.08
Kimberly-Clark Corporation (KMB) 0.4 $2.0M 21k 94.23
Pfizer (PFE) 0.4 $1.9M 68k 28.73
Comcast Corporation (CMCSA) 0.4 $1.9M 42k 45.11
Harris Corporation 0.4 $1.9M 32k 59.30
FedEx Corporation (FDX) 0.4 $1.9M 16k 114.14
BHP Billiton (BHP) 0.4 $1.8M 27k 66.49
Merck & Co (MRK) 0.4 $1.8M 37k 47.62
Eastman Chemical Company (EMN) 0.4 $1.7M 22k 77.89
Phillips 66 (PSX) 0.4 $1.7M 30k 57.82
Wells Fargo & Company (WFC) 0.4 $1.7M 41k 41.31
Deere & Company (DE) 0.3 $1.6M 19k 81.39
SPDR Gold Trust (GLD) 0.3 $1.6M 12k 128.16
Thermo Fisher Scientific (TMO) 0.3 $1.5M 16k 92.17
Blackstone 0.3 $1.4M 57k 24.89
Bed Bath & Beyond 0.3 $1.4M 19k 77.36
Walgreen Company 0.3 $1.4M 27k 53.79
Visa (V) 0.3 $1.4M 7.5k 191.07
Marathon Oil Corporation (MRO) 0.3 $1.5M 42k 34.88
iShares MSCI Emerging Markets Indx (EEM) 0.3 $1.4M 34k 40.76
Bank of America Corporation (BAC) 0.3 $1.4M 102k 13.80
Bank of New York Mellon Corporation (BK) 0.3 $1.4M 46k 30.20
Colgate-Palmolive Company (CL) 0.3 $1.4M 23k 59.28
Automatic Data Processing (ADP) 0.3 $1.4M 19k 72.36
Occidental Petroleum Corporation (OXY) 0.3 $1.4M 15k 93.56
Exelon Corporation (EXC) 0.3 $1.3M 46k 29.64
AFLAC Incorporated (AFL) 0.3 $1.3M 21k 61.97
Kayne Anderson Energy Total Return Fund 0.3 $1.3M 43k 29.94
Medtronic 0.3 $1.3M 24k 53.24
Kraft Foods 0.3 $1.3M 24k 52.50
MasterCard Incorporated (MA) 0.3 $1.2M 1.8k 672.91
Royal Dutch Shell 0.3 $1.2M 18k 68.86
Newell Rubbermaid (NWL) 0.3 $1.2M 42k 27.49
Marathon Petroleum Corp (MPC) 0.2 $1.1M 17k 64.33
Ameriprise Financial (AMP) 0.2 $1.1M 12k 91.08
Honeywell International (HON) 0.2 $1.1M 13k 83.06
Nike (NKE) 0.2 $1.1M 15k 72.67
Hershey Company (HSY) 0.2 $1.0M 11k 92.45
Oneok Partners 0.2 $1.0M 19k 53.01
Norfolk Southern (NSC) 0.2 $969k 13k 77.37
NCR Corporation (VYX) 0.2 $979k 25k 39.60
Xylem (XYL) 0.2 $994k 36k 27.93
Johnson Controls 0.2 $949k 23k 41.50
Illinois Tool Works (ITW) 0.2 $943k 12k 76.28
Molycorp, Inc. pfd conv ser a 0.2 $941k 46k 20.39
DENTSPLY International 0.2 $881k 20k 43.43
Boeing Company (BA) 0.2 $895k 7.6k 117.48
General Dynamics Corporation (GD) 0.2 $893k 10k 87.51
iShares Russell Midcap Index Fund (IWR) 0.2 $912k 6.6k 139.13
Vanguard Star Fd Sh Ben Int (VGSTX) 0.2 $915k 40k 23.00
Citigroup (C) 0.2 $882k 18k 48.49
Eaton (ETN) 0.2 $899k 13k 68.81
Coca-Cola Company (KO) 0.2 $872k 23k 37.87
Vanguard Value ETF (VTV) 0.2 $847k 12k 69.78
Baxter International (BAX) 0.2 $792k 12k 65.73
Altria (MO) 0.2 $797k 23k 34.33
L-3 Communications Holdings 0.2 $830k 8.8k 94.48
Ametek (AME) 0.2 $815k 18k 46.05
Fidelity Contra (FCNTX) 0.2 $829k 8.9k 93.27
Proshares Ultrashort 20+y Tr etf (TBT) 0.2 $775k 10k 75.24
Principal Financial (PFG) 0.2 $720k 17k 42.84
Philip Morris International (PM) 0.2 $702k 8.1k 86.55
Fifth Third Ban (FITB) 0.2 $705k 39k 18.04
Kinder Morgan Energy Partners 0.2 $729k 9.1k 79.87
iShares MSCI Hong Kong Index Fund (EWH) 0.2 $742k 37k 20.03
ProShares UltraShort 7-10 Year Trea (PST) 0.2 $732k 25k 29.22
Greif (GEF) 0.1 $677k 14k 49.06
Dow Chemical Company 0.1 $656k 17k 38.40
Tiffany & Co. 0.1 $697k 9.1k 76.64
Becton, Dickinson and (BDX) 0.1 $665k 6.6k 100.06
Avnet (AVT) 0.1 $686k 17k 41.70
Royal Dutch Shell 0.1 $684k 10k 65.71
First Eagle Global A (SGENX) 0.1 $660k 12k 53.49
Stanley Black & Decker (SWK) 0.1 $650k 7.2k 90.53
Alcoa 0.1 $610k 75k 8.12
Diageo (DEO) 0.1 $626k 4.9k 127.16
General Mills (GIS) 0.1 $616k 13k 47.96
iShares Russell 2000 Index (IWM) 0.1 $627k 5.9k 106.54
Camden Property Trust (CPT) 0.1 $623k 10k 61.43
iShares S&P India Nifty 50 Index Fund (INDY) 0.1 $623k 30k 21.02
Duke Energy (DUK) 0.1 $624k 9.3k 66.78
Enterprise Products Partners (EPD) 0.1 $606k 9.9k 61.00
BP (BP) 0.1 $530k 13k 42.00
Teva Pharmaceutical Industries (TEVA) 0.1 $547k 15k 37.77
Spdr S&p 500 Etf (SPY) 0.1 $559k 3.3k 168.12
Spectra Energy 0.1 $546k 16k 34.23
Lowe's Companies (LOW) 0.1 $535k 11k 47.63
Washington Real Estate Investment Trust (ELME) 0.1 $536k 21k 25.28
FirstMerit Corporation 0.1 $552k 25k 21.71
Chubb Corporation 0.1 $517k 5.8k 89.32
Progressive Corporation (PGR) 0.1 $509k 19k 27.22
Waste Management (WM) 0.1 $481k 12k 41.21
Nokia Corporation (NOK) 0.1 $501k 77k 6.51
Aetna 0.1 $496k 7.8k 64.00
Yum! Brands (YUM) 0.1 $506k 7.1k 71.37
Plum Creek Timber 0.1 $494k 11k 46.85
Lockheed Martin Corporation (LMT) 0.1 $513k 4.0k 127.45
Nextera Energy (NEE) 0.1 $506k 6.3k 80.23
F.N.B. Corporation (FNB) 0.1 $494k 41k 12.12
TWEEDY BROWNE GLOBAL Value Fund fund (TBGVX) 0.1 $497k 19k 26.54
Vanguard FTSE All-World ex-US ETF (VEU) 0.1 $485k 10k 48.57
Adobe Systems Incorporated (ADBE) 0.1 $461k 8.9k 51.94
Dr Pepper Snapple 0.1 $439k 9.8k 44.84
Lam Research Corporation (LRCX) 0.1 $462k 9.0k 51.19
Aqua America 0.1 $468k 19k 24.71
iShares MSCI Australia Index Fund (EWA) 0.1 $438k 17k 25.27
Cerner Corporation 0.1 $394k 7.5k 52.53
Unum (UNM) 0.1 $418k 14k 30.46
Koninklijke Philips Electronics NV (PHG) 0.1 $424k 13k 32.28
Telefonica (TEF) 0.1 $389k 25k 15.47
Xcel Energy (XEL) 0.1 $403k 15k 27.63
Boardwalk Pipeline Partners 0.1 $419k 14k 30.36
EastGroup Properties (EGP) 0.1 $385k 6.5k 59.24
American Water Works (AWK) 0.1 $414k 10k 41.30
H&Q Healthcare Investors 0.1 $393k 16k 23.96
Schwab Select Small Cap Index (SWSSX) 0.1 $386k 14k 26.97
Petroleo Brasileiro SA (PBR) 0.1 $341k 22k 15.47
Consolidated Edison (ED) 0.1 $357k 6.5k 55.18
Pitney Bowes (PBI) 0.1 $352k 19k 18.18
Sap (SAP) 0.1 $344k 4.7k 73.98
Fulton Financial (FULT) 0.1 $370k 32k 11.69
Landauer 0.1 $345k 6.7k 51.19
Third Avenue Value 0.1 $367k 6.4k 57.03
Spartan Ext Mkt Indx Fid Advan mtlfnd 0.1 $348k 6.9k 50.43
Fidelity Secs Fd Otc Portfolio (FOCPX) 0.1 $359k 4.8k 75.40
Monsanto Company 0.1 $294k 2.8k 104.26
Ryder System (R) 0.1 $323k 5.4k 59.79
Cenovus Energy (CVE) 0.1 $328k 11k 29.88
GlaxoSmithKline 0.1 $311k 6.2k 50.25
Halliburton Company (HAL) 0.1 $299k 6.2k 48.23
iShares S&P 500 Index (IVV) 0.1 $295k 1.7k 169.05
Clorox Company (CLX) 0.1 $294k 3.6k 81.67
Vornado Realty Trust (VNO) 0.1 $322k 3.8k 84.05
Plains All American Pipeline (PAA) 0.1 $295k 5.6k 52.68
Suncor Energy (SU) 0.1 $303k 8.5k 35.84
Wts Wells Fargo & Co. 0.1 $301k 22k 14.03
Valeant Pharmaceuticals Int 0.1 $300k 2.9k 104.38
Dodge & Cox Fds Intl Stk Fd mutual funds 0.1 $325k 8.0k 40.53
Vanguard Dividend Appreciation ETF (VIG) 0.1 $328k 4.7k 69.57
Fidelity Small Cap Disc overy 0.1 $302k 10k 29.67
Beam 0.1 $309k 4.8k 64.71
Facebook Inc cl a (META) 0.1 $324k 6.5k 50.23
Fidelity Pa Tax Free Portfolpe mutual funds 0.1 $301k 28k 10.87
Caterpillar (CAT) 0.1 $254k 3.0k 83.55
Devon Energy Corporation (DVN) 0.1 $261k 4.5k 57.74
Helmerich & Payne (HP) 0.1 $255k 3.7k 68.92
Allergan 0.1 $291k 3.2k 90.37
Sanofi-Aventis SA (SNY) 0.1 $268k 5.3k 50.57
Frontier Communications 0.1 $265k 63k 4.18
Flextronics International Ltd Com Stk (FLEX) 0.1 $252k 28k 9.08
Axa (AXAHY) 0.1 $275k 12k 23.08
American Century Growth Inv Cl (TWCGX) 0.1 $257k 8.1k 31.80
Prudential Jenn Eqty Oppor-z (PJGZX) 0.1 $290k 14k 20.08
Ensco Plc Shs Class A 0.1 $281k 5.2k 53.79
Hartford Capital Apprec-i (ITHIX) 0.1 $259k 5.9k 44.07
Eli Lilly & Co. (LLY) 0.1 $209k 4.2k 50.36
Air Products & Chemicals (APD) 0.1 $240k 2.3k 106.67
Texas Instruments Incorporated (TXN) 0.1 $238k 5.9k 40.34
Freeport-McMoRan Copper & Gold (FCX) 0.1 $211k 6.4k 33.13
iShares MSCI Brazil Index (EWZ) 0.1 $203k 4.2k 47.88
iShares Dow Jones Select Dividend (DVY) 0.1 $210k 3.2k 66.35
Vanguard European ETF (VGK) 0.1 $218k 4.0k 54.50
Fidelity Blue Chip Growth Fund (FBGRX) 0.1 $222k 3.8k 58.51
Vanguard 500 Index - Adm (VFIAX) 0.1 $222k 1.4k 155.14
Schwab Strategic Tr us lrg cap etf (SCHX) 0.1 $211k 5.2k 40.23
Baron Sml Cap Fd Instl (BSFIX) 0.1 $206k 6.2k 33.15
Fidelity Low Priced (FLPSX) 0.1 $206k 4.4k 46.81
Vanguard 500 Index Fd Sign 0.1 $234k 1.8k 128.29
Vanguard Windsor Fund Admiral (VWNEX) 0.1 $241k 3.8k 63.09
Janus Fund 0.1 $229k 6.1k 37.68
Uam Fpa Crescent Inst Shares op end (FPACX) 0.1 $225k 7.0k 32.05
Neuberger Berman Large Cap Dis 0.1 $228k 27k 8.53
Fidelity Global Balanced 0.1 $235k 9.1k 25.82
Invesco Convert Sec-y 0.1 $247k 10k 23.89
Hancock Horizon Diversified In 0.1 $233k 11k 21.90
Western Union Company (WU) 0.0 $197k 11k 18.67
Ford Motor Company (F) 0.0 $197k 12k 16.84
SPDR S&P MidCap 400 ETF (MDY) 0.0 $201k 886.00 226.86
Artio International Eqy Ii-i 0.0 $191k 16k 11.88
Jpmorgan Tr I Interm mutual 0.0 $189k 17k 10.88
iShares MSCI Japan Index 0.0 $146k 12k 11.92
ING Groep (ING) 0.0 $145k 13k 11.32
Sequenom 0.0 $118k 44k 2.68
Nuveen Equity Premium Income Fund (BXMX) 0.0 $134k 11k 12.04
Wells Fargo Advantage Tot Ret 0.0 $147k 12k 12.77
First Connecticut 0.0 $147k 10k 14.70
L&L Energy 0.0 $88k 70k 1.26
Bank Of America Corporation warrant 0.0 $79k 13k 6.08
Neuberger Berman Real Estate Sec (NRO) 0.0 $82k 18k 4.55
Fortescue Metal Group (FSUMF) 0.0 $99k 22k 4.42
Lightbridge Corporation 0.0 $31k 17k 1.81
China Pharma Holdings 0.0 $13k 45k 0.29
Fuse Science 0.0 $6.2k 88k 0.07
Independence Energy 0.0 $0 325k 0.00
Aastrom Biosciences 0.0 $4.1k 14k 0.29