Catawba Capital Management

Catawba Capital Management as of Sept. 30, 2015

Portfolio Holdings for Catawba Capital Management

Catawba Capital Management holds 239 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 4.5 $17M 151k 110.30
CVS Caremark Corporation (CVS) 3.3 $12M 126k 96.48
Walt Disney Company (DIS) 2.3 $8.4M 82k 102.20
Lowe's Companies (LOW) 2.1 $7.7M 112k 68.92
Union Pacific Corporation (UNP) 1.9 $7.1M 80k 88.41
Microsoft Corporation (MSFT) 1.9 $7.0M 159k 44.26
Target Corporation (TGT) 1.9 $7.0M 89k 78.66
Chubb Corporation 1.8 $6.4M 53k 122.64
Pfizer (PFE) 1.7 $6.3M 200k 31.41
Anthem (ELV) 1.6 $5.8M 42k 140.01
Lockheed Martin Corporation (LMT) 1.6 $5.8M 28k 207.30
Becton, Dickinson and (BDX) 1.5 $5.6M 42k 132.67
Procter & Gamble Company (PG) 1.5 $5.6M 77k 71.94
Johnson & Johnson (JNJ) 1.5 $5.4M 58k 93.35
Wells Fargo & Company (WFC) 1.5 $5.4M 104k 51.35
Kinder Morgan (KMI) 1.4 $5.3M 192k 27.68
BB&T Corporation 1.4 $5.2M 147k 35.60
Duke Energy (DUK) 1.4 $5.1M 71k 71.93
Pepsi (PEP) 1.4 $5.0M 53k 94.30
Cisco Systems (CSCO) 1.2 $4.5M 171k 26.25
Intel Corporation (INTC) 1.2 $4.5M 150k 30.14
International Business Machines (IBM) 1.2 $4.5M 31k 144.96
Enterprise Products Partners (EPD) 1.2 $4.4M 177k 24.90
Nike (NKE) 1.2 $4.4M 35k 122.97
General Electric Company 1.1 $4.2M 166k 25.22
E.I. du Pont de Nemours & Company 1.1 $4.2M 87k 48.20
FedEx Corporation (FDX) 1.0 $3.7M 25k 143.98
Zimmer Holdings (ZBH) 1.0 $3.7M 39k 93.92
MasterCard Incorporated (MA) 1.0 $3.6M 40k 90.11
Schlumberger (SLB) 1.0 $3.6M 52k 68.98
Oracle Corporation (ORCL) 1.0 $3.6M 99k 36.12
Chevron Corporation (CVX) 0.9 $3.4M 43k 78.89
Qualcomm (QCOM) 0.9 $3.4M 64k 53.73
Harbor Fd Intl Fd mutual funds (HAINX) 0.9 $3.4M 57k 60.57
Bristol Myers Squibb (BMY) 0.9 $3.3M 56k 59.20
T. Rowe Price (TROW) 0.9 $3.3M 48k 69.50
Rowe T Price Intl Fds Emerg Mk (PRMSX) 0.9 $3.3M 118k 28.24
SYSCO Corporation (SYY) 0.9 $3.2M 82k 38.97
Kimberly-Clark Corporation (KMB) 0.9 $3.2M 29k 109.04
Boeing Company (BA) 0.8 $3.1M 23k 130.96
Verizon Communications (VZ) 0.8 $3.0M 68k 43.51
Waste Management (WM) 0.8 $2.9M 58k 49.81
National-Oilwell Var 0.8 $2.9M 77k 37.66
Honeywell International (HON) 0.8 $2.9M 30k 94.68
3M Company (MMM) 0.8 $2.8M 20k 141.76
NetScout Systems (NTCT) 0.8 $2.8M 78k 35.36
Novartis (NVS) 0.7 $2.7M 30k 91.91
At&t (T) 0.7 $2.7M 82k 32.58
Laboratory Corp. of America Holdings (LH) 0.7 $2.7M 24k 108.46
Welltower Inc Com reit (WELL) 0.7 $2.7M 40k 67.72
Dollar General (DG) 0.7 $2.6M 36k 72.45
Merck & Co (MRK) 0.7 $2.5M 50k 49.40
Baxter International (BAX) 0.7 $2.4M 73k 32.84
Suncor Energy (SU) 0.7 $2.4M 89k 26.72
Baxalta Incorporated 0.6 $2.3M 72k 31.52
Abbvie (ABBV) 0.6 $2.2M 41k 54.42
Fidelity Contra (FCNTX) 0.6 $2.2M 23k 97.18
Nucor Corporation (NUE) 0.6 $2.1M 55k 37.55
PNC Financial Services (PNC) 0.6 $2.1M 23k 89.19
Southern Company (SO) 0.6 $2.0M 45k 44.69
Plains All American Pipeline (PAA) 0.5 $1.9M 63k 30.38
Vanguard Windsor Fund Ii mut (VWNFX) 0.5 $1.9M 56k 34.20
Exxon Mobil Corporation (XOM) 0.5 $1.9M 26k 74.33
L-3 Communications Holdings 0.5 $1.9M 18k 104.54
Stanley Black & Decker (SWK) 0.5 $1.8M 19k 97.00
ConocoPhillips (COP) 0.5 $1.8M 38k 47.97
Oneok Partners 0.5 $1.7M 59k 29.26
United Technologies Corporation 0.5 $1.6M 18k 88.97
Teva Pharmaceutical Industries (TEVA) 0.4 $1.6M 29k 56.47
Emerson Electric (EMR) 0.4 $1.6M 36k 44.17
Buckeye Partners 0.4 $1.6M 27k 59.27
Devon Energy Corporation (DVN) 0.4 $1.4M 39k 37.09
Abbott Laboratories (ABT) 0.4 $1.3M 33k 40.22
Kraft Heinz (KHC) 0.4 $1.3M 19k 70.56
American Electric Power Company (AEP) 0.3 $1.3M 23k 56.87
AFLAC Incorporated (AFL) 0.3 $1.2M 21k 58.14
AstraZeneca (AZN) 0.3 $1.2M 39k 31.81
Illinois Tool Works (ITW) 0.3 $1.2M 15k 82.28
Fidelity Low Priced (FLPSX) 0.3 $1.2M 26k 47.35
Allstate Corporation (ALL) 0.3 $1.2M 20k 58.24
Enbridge Energy Partners 0.3 $1.2M 48k 24.73
Energy Transfer Partners 0.3 $1.2M 28k 41.06
HCP 0.3 $1.2M 31k 37.26
Vanguard/wellingto.. (VWELX) 0.3 $1.2M 31k 36.96
Johnson Controls 0.3 $1.1M 28k 41.37
Plum Creek Timber 0.3 $1.1M 27k 39.50
Dover Corporation (DOV) 0.3 $1.1M 20k 57.19
Tyco International 0.3 $1.1M 33k 33.45
Cracker Barrel Old Country Store (CBRL) 0.3 $1.1M 7.2k 147.25
Philip Morris International (PM) 0.3 $1.0M 13k 79.32
Xylem (XYL) 0.3 $1.0M 31k 32.85
Altera Corporation 0.3 $934k 19k 50.05
GlaxoSmithKline 0.2 $906k 24k 38.46
iShares Russell 3000 Index (IWV) 0.2 $900k 7.9k 113.94
Vanguard Total Stock Market ETF (VTI) 0.2 $920k 9.3k 98.68
Medtronic (MDT) 0.2 $931k 14k 66.92
Eli Lilly & Co. (LLY) 0.2 $869k 10k 83.65
Berkshire Hathaway (BRK.B) 0.2 $858k 6.6k 130.40
Texas Instruments Incorporated (TXN) 0.2 $840k 17k 49.50
TC Pipelines 0.2 $807k 17k 47.60
Vanguard REIT ETF (VNQ) 0.2 $817k 11k 75.51
Northrop Grumman Corporation (NOC) 0.2 $785k 4.7k 166.00
Broadcom Corporation 0.2 $783k 15k 51.43
NuStar Energy (NS) 0.2 $756k 17k 44.81
Camden Property Trust (CPT) 0.2 $767k 10k 73.89
Time Warner 0.2 $743k 11k 68.74
Suntrust Banks Inc $1.00 Par Cmn 0.2 $723k 19k 38.24
Dominion Resources (D) 0.2 $731k 10k 70.36
Darden Restaurants (DRI) 0.2 $724k 11k 68.53
Raytheon Company 0.2 $745k 6.8k 109.32
J.M. Smucker Company (SJM) 0.2 $728k 6.4k 114.16
Magellan Midstream Partners 0.2 $739k 12k 60.10
Fidelity Magellan Fund (FMAGX) 0.2 $747k 8.7k 86.09
Time Warner Cable 0.2 $677k 3.8k 179.34
Fidelity Spartan 500 Index Fun 0.2 $685k 10k 67.98
iShares Russell Midcap Index Fund (IWR) 0.2 $668k 4.3k 155.53
Rowe T Price Small-cap Value F (PRSVX) 0.2 $675k 16k 43.21
Pentair cs (PNR) 0.2 $642k 13k 51.06
Consolidated Edison (ED) 0.2 $619k 9.3k 66.85
Genesis Energy (GEL) 0.2 $602k 16k 38.32
Realty Income (O) 0.2 $583k 12k 47.36
Prin Protected Notes Of Pref T 0.2 $590k 641k 0.92
Norfolk Southern (NSC) 0.1 $562k 7.4k 76.38
CenturyLink 0.1 $565k 23k 25.11
Danaher Corporation (DHR) 0.1 $559k 6.6k 85.16
Clorox Company (CLX) 0.1 $563k 4.9k 115.51
Energy Transfer Equity (ET) 0.1 $555k 27k 20.82
Coca-Cola Company (KO) 0.1 $517k 13k 40.14
General Dynamics Corporation (GD) 0.1 $504k 3.7k 137.86
Cinemark Holdings (CNK) 0.1 $515k 16k 32.47
Capital Income Builders Fd Sh (CAIBX) 0.1 $522k 9.5k 54.94
Powershares Etf Tr Ii s^p500 low vol 0.1 $500k 14k 35.95
Adt 0.1 $503k 17k 29.89
Geo Group Inc/the reit (GEO) 0.1 $516k 17k 29.73
U.S. Bancorp (USB) 0.1 $477k 12k 41.05
Amgen (AMGN) 0.1 $481k 3.5k 138.22
Macy's (M) 0.1 $483k 9.4k 51.36
SPDR Gold Trust (GLD) 0.1 $476k 4.5k 106.97
Central Fd Cda Ltd cl a 0.1 $478k 45k 10.59
Udr (UDR) 0.1 $464k 14k 34.46
Prin Protected Notes Of Pref T 0.1 $469k 494k 0.95
Spectra Energy 0.1 $448k 17k 26.24
Nordstrom (JWN) 0.1 $439k 6.1k 71.67
Vulcan Materials Company (VMC) 0.1 $441k 4.9k 89.27
Williams Companies (WMB) 0.1 $423k 12k 36.81
Federal Realty Inv. Trust 0.1 $437k 3.2k 136.52
Central Gold-Trust 0.1 $421k 11k 39.70
L Brands 0.1 $447k 5.0k 90.03
Comcast Corporation (CMCSA) 0.1 $418k 7.3k 56.94
McDonald's Corporation (MCD) 0.1 $386k 3.9k 98.42
Boston Scientific Corporation (BSX) 0.1 $401k 25k 16.39
TECO Energy 0.1 $416k 16k 26.25
Celestica (CLS) 0.1 $393k 31k 12.88
Royal Dutch Shell 0.1 $385k 8.1k 47.38
PPL Corporation (PPL) 0.1 $385k 12k 32.91
ProShares Short S&P500 0.1 $410k 18k 22.53
Targa Resources Partners 0.1 $399k 14k 29.06
Rydex Russell Top 50 ETF 0.1 $391k 2.9k 132.77
Columbia Fds Ser Tr Midcap Ind (NMPAX) 0.1 $414k 29k 14.47
Ipath S&p 500 Vix S/t Fu Etn 0.1 $413k 16k 25.65
Williams Partners 0.1 $389k 12k 31.89
Spdr S&p 500 Etf (SPY) 0.1 $358k 1.9k 191.75
Microchip Technology (MCHP) 0.1 $376k 8.7k 43.07
Unilever (UL) 0.1 $367k 9.0k 40.78
iShares Dow Jones Select Dividend (DVY) 0.1 $371k 5.1k 72.67
Reaves Utility Income Fund (UTG) 0.1 $367k 13k 28.11
Sealed Air (SEE) 0.1 $341k 7.3k 46.86
McKesson Corporation (MCK) 0.1 $343k 1.9k 184.91
Westar Energy 0.1 $316k 8.2k 38.48
Ingersoll-rand Co Ltd-cl A 0.1 $342k 6.7k 50.84
MetLife (MET) 0.1 $336k 7.1k 47.09
Spectra Energy Partners 0.1 $332k 8.3k 40.22
Calgon Carbon Corporation 0.1 $339k 22k 15.56
Dodge & Cox Stk Fd Com mutual funds 0.1 $320k 2.0k 162.19
Reynolds American 0.1 $298k 6.7k 44.33
Equity Residential (EQR) 0.1 $287k 3.8k 75.05
Photronics (PLAB) 0.1 $275k 30k 9.05
Hospitality Properties Trust 0.1 $295k 12k 25.55
Visa (V) 0.1 $276k 4.0k 69.70
MarkWest Energy Partners 0.1 $284k 6.6k 42.84
Ventas (VTR) 0.1 $296k 5.3k 56.02
iShares Russell 2000 Index (IWM) 0.1 $274k 2.5k 109.12
Steel Dynamics (STLD) 0.1 $292k 17k 17.21
LaSalle Hotel Properties 0.1 $308k 11k 28.36
SCANA Corporation 0.1 $276k 4.9k 56.17
BorgWarner (BWA) 0.1 $307k 7.4k 41.55
Utilities SPDR (XLU) 0.1 $283k 6.5k 43.24
iShares Silver Trust (SLV) 0.1 $306k 22k 13.89
American Fd Growth Fund Of Ame (AGTHX) 0.1 $274k 6.6k 41.70
American Balanced (ABALX) 0.1 $280k 12k 23.62
Fidelity Balanced (FBALX) 0.1 $282k 13k 21.77
Brookfield Renewable energy partners lpu (BEP) 0.1 $301k 11k 27.46
Vanguard Interm-term equity 0.1 $290k 25k 11.54
Caterpillar (CAT) 0.1 $268k 4.1k 65.45
AGL Resources 0.1 $252k 4.1k 61.02
Altria (MO) 0.1 $267k 4.9k 54.36
Parker-Hannifin Corporation (PH) 0.1 $248k 2.5k 97.45
Teekay Offshore Partners 0.1 $238k 17k 14.39
Textron (TXT) 0.1 $238k 6.3k 37.72
DuPont Fabros Technology 0.1 $257k 9.9k 25.89
Harbor Fd Intl Fd Inv Cl mutual funds 0.1 $255k 4.3k 59.73
American Capital Wld Grth & In (CWGIX) 0.1 $250k 5.9k 42.70
Invesco Insured Municipal Income Trust (IIM) 0.1 $253k 16k 15.41
Facebook Inc cl a (META) 0.1 $242k 2.7k 89.96
Vanguard S&p 500 Etf idx (VOO) 0.1 $246k 1.4k 175.59
Spdr Series Trust S&p Biotech 0.1 $251k 4.0k 62.21
PPG Industries (PPG) 0.1 $217k 2.5k 87.57
Mid-America Apartment (MAA) 0.1 $213k 2.6k 81.92
Analog Devices (ADI) 0.1 $204k 3.6k 56.28
Healthcare Realty Trust Incorporated 0.1 $211k 8.5k 24.81
Intersil Corporation 0.1 $203k 17k 11.72
Deere & Company (DE) 0.1 $203k 2.7k 74.09
Stryker Corporation (SYK) 0.1 $227k 2.4k 94.07
UnitedHealth (UNH) 0.1 $233k 2.0k 116.21
Lindsay Corporation (LNN) 0.1 $235k 3.5k 67.92
McCormick & Company, Incorporated (MKC) 0.1 $223k 2.7k 82.17
Permian Basin Royalty Trust (PBT) 0.1 $209k 34k 6.12
BioMed Realty Trust 0.1 $207k 10k 20.02
Generac Holdings (GNRC) 0.1 $211k 7.0k 30.14
iShares FTSE KLD 400 Social Idx (DSI) 0.1 $226k 3.2k 70.96
American Income Fnd Of America (AMECX) 0.1 $237k 12k 19.87
T Rowe Price Eqty Incm (PRFDX) 0.1 $217k 7.6k 28.60
Fidelity Growth Company (FDGRX) 0.1 $224k 1.7k 130.01
T. Rowe Price Dvd Growth Fnd mf (PRDGX) 0.1 $211k 6.2k 34.08
Zoetis Inc Cl A (ZTS) 0.1 $211k 5.1k 41.20
Crestwood Midstream Partners 0.1 $212k 34k 6.17
Medical Properties Trust (MPW) 0.1 $188k 17k 11.06
Silver Wheaton Corp 0.1 $197k 16k 11.99
T Rowe Price Mid Cap Gwth (RPMGX) 0.1 $200k 2.6k 76.37
T. Rowe Price Intl (PRITX) 0.1 $175k 12k 14.91
Boardwalk Pipeline Partners 0.0 $132k 11k 11.74
Vanguard Mun Bd Fd Inc Lt Txex (VWLUX) 0.0 $149k 13k 11.63
Fidelity Capital & Income (FAGIX) 0.0 $104k 11k 9.24
Canadian Oil Sands (COS) 0.0 $89k 19k 4.72
Franklin Income Fd Class C (FCISX) 0.0 $56k 26k 2.13
Vanguard Mmk Prime 0.0 $33k 33k 0.99
Sirius Xm Holdings (SIRI) 0.0 $43k 12k 3.74
Athersys 0.0 $11k 10k 1.10
Marathon Holding Corp 0.0 $0 10k 0.00