Clifford Swan Investment Counsel as of Sept. 30, 2014
Portfolio Holdings for Clifford Swan Investment Counsel
Clifford Swan Investment Counsel holds 251 positions in its portfolio as reported in the September 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Exxon Mobil Corporation (XOM) | 3.4 | $50M | 527k | 94.05 | |
| United Parcel Service (UPS) | 3.3 | $48M | 493k | 98.29 | |
| Johnson & Johnson (JNJ) | 2.8 | $41M | 386k | 106.59 | |
| Berkshire Hathaway (BRK.B) | 2.5 | $37M | 265k | 138.14 | |
| Wells Fargo & Company (WFC) | 2.5 | $37M | 705k | 51.87 | |
| General Electric Company | 2.5 | $36M | 1.4M | 25.62 | |
| Schlumberger (SLB) | 2.5 | $36M | 356k | 101.69 | |
| Apple (AAPL) | 2.4 | $36M | 353k | 100.75 | |
| Costco Wholesale Corporation (COST) | 2.3 | $34M | 272k | 125.32 | |
| Microsoft Corporation (MSFT) | 2.1 | $31M | 672k | 46.36 | |
| Chevron Corporation (CVX) | 2.1 | $31M | 259k | 119.32 | |
| Hewlett-Packard Company | 2.1 | $31M | 871k | 35.47 | |
| International Business Machines (IBM) | 2.0 | $29M | 155k | 189.83 | |
| Accenture (ACN) | 1.9 | $27M | 336k | 81.32 | |
| Johnson Controls | 1.9 | $27M | 621k | 44.00 | |
| Intel Corporation (INTC) | 1.8 | $27M | 774k | 34.82 | |
| Sigma-Aldrich Corporation | 1.8 | $26M | 193k | 136.01 | |
| Colgate-Palmolive Company (CL) | 1.6 | $24M | 371k | 65.22 | |
| Vanguard Short Term Corporate Bond ETF (VCSH) | 1.6 | $23M | 284k | 79.87 | |
| Procter & Gamble Company (PG) | 1.5 | $23M | 269k | 83.74 | |
| Precision Castparts | 1.5 | $22M | 92k | 236.88 | |
| ConocoPhillips (COP) | 1.5 | $22M | 282k | 76.52 | |
| Lowe's Companies (LOW) | 1.5 | $22M | 407k | 52.92 | |
| Oracle Corporation (ORCL) | 1.4 | $20M | 533k | 38.28 | |
| Emerson Electric (EMR) | 1.3 | $20M | 314k | 62.58 | |
| Bank of New York Mellon Corporation (BK) | 1.2 | $18M | 465k | 38.73 | |
| JPMorgan Chase & Co. (JPM) | 1.2 | $18M | 296k | 60.24 | |
| Qualcomm (QCOM) | 1.2 | $18M | 238k | 74.77 | |
| Pepsi (PEP) | 1.2 | $17M | 183k | 93.09 | |
| Stryker Corporation (SYK) | 1.1 | $17M | 209k | 80.75 | |
| Pfizer (PFE) | 1.1 | $17M | 562k | 29.57 | |
| Franklin Resources (BEN) | 1.1 | $17M | 303k | 54.61 | |
| Cisco Systems (CSCO) | 1.1 | $16M | 630k | 25.17 | |
| Abbvie (ABBV) | 1.0 | $14M | 248k | 57.76 | |
| Philip Morris International (PM) | 1.0 | $14M | 171k | 83.40 | |
| eBay (EBAY) | 1.0 | $14M | 248k | 56.63 | |
| 3M Company (MMM) | 0.9 | $14M | 97k | 141.68 | |
| Agilent Technologies Inc C ommon (A) | 0.9 | $14M | 238k | 56.98 | |
| SYSCO Corporation (SYY) | 0.9 | $13M | 336k | 37.95 | |
| Walgreen Company | 0.9 | $13M | 215k | 59.27 | |
| McDonald's Corporation (MCD) | 0.8 | $12M | 130k | 94.81 | |
| Abbott Laboratories (ABT) | 0.8 | $12M | 294k | 41.59 | |
| Coach | 0.8 | $12M | 330k | 35.61 | |
| United Technologies Corporation | 0.8 | $11M | 104k | 105.60 | |
| Edwards Lifesciences (EW) | 0.7 | $11M | 105k | 102.15 | |
| Novartis (NVS) | 0.7 | $10M | 109k | 94.13 | |
| Jacobs Engineering | 0.7 | $10M | 204k | 48.82 | |
| C.R. Bard | 0.7 | $9.5M | 66k | 142.72 | |
| Wal-Mart Stores (WMT) | 0.6 | $9.3M | 121k | 76.47 | |
| Honeywell International (HON) | 0.6 | $9.2M | 99k | 93.12 | |
| Novo Nordisk A/S (NVO) | 0.6 | $9.3M | 195k | 47.62 | |
| BP (BP) | 0.6 | $8.6M | 196k | 43.95 | |
| Verizon Communications (VZ) | 0.6 | $8.6M | 171k | 49.99 | |
| Transocean (RIG) | 0.5 | $7.9M | 247k | 31.97 | |
| Altria (MO) | 0.5 | $7.7M | 167k | 45.94 | |
| Nike (NKE) | 0.5 | $7.6M | 85k | 89.20 | |
| Boeing Company (BA) | 0.5 | $7.4M | 58k | 127.38 | |
| Amgen (AMGN) | 0.5 | $7.3M | 52k | 140.46 | |
| Walt Disney Company (DIS) | 0.5 | $7.2M | 81k | 89.03 | |
| Public Storage (PSA) | 0.5 | $7.2M | 43k | 165.83 | |
| Automatic Data Processing (ADP) | 0.5 | $7.2M | 87k | 83.08 | |
| PIMCO Enhanced Short Mat Str Fund ETF (MINT) | 0.5 | $7.2M | 71k | 101.35 | |
| Bristol Myers Squibb (BMY) | 0.5 | $7.1M | 138k | 51.18 | |
| Nucor Corporation (NUE) | 0.5 | $7.0M | 129k | 54.28 | |
| At&t (T) | 0.5 | $6.8M | 193k | 35.24 | |
| Home Depot (HD) | 0.4 | $5.9M | 64k | 91.74 | |
| Merck & Co (MRK) | 0.4 | $5.9M | 99k | 59.28 | |
| Caterpillar (CAT) | 0.4 | $5.7M | 58k | 99.03 | |
| Apache Corporation | 0.4 | $5.5M | 59k | 93.88 | |
| Illinois Tool Works (ITW) | 0.4 | $5.6M | 66k | 84.42 | |
| Monsanto Company | 0.4 | $5.5M | 49k | 112.50 | |
| Coca-Cola Company (KO) | 0.3 | $4.9M | 114k | 42.66 | |
| American Express Company (AXP) | 0.3 | $4.7M | 54k | 87.54 | |
| Intuit (INTU) | 0.3 | $4.7M | 54k | 87.64 | |
| Ingersoll-rand Co Ltd-cl A | 0.3 | $4.7M | 84k | 56.36 | |
| Target Corporation (TGT) | 0.3 | $4.3M | 69k | 62.69 | |
| Union Pacific Corporation (UNP) | 0.3 | $4.2M | 39k | 108.42 | |
| Goldman Sachs (GS) | 0.3 | $4.1M | 22k | 183.58 | |
| Teva Pharmaceutical Industries (TEVA) | 0.3 | $4.1M | 76k | 53.75 | |
| Berkshire Hathaway (BRK.A) | 0.3 | $4.1M | 20.00 | 206900.00 | |
| EMC Corporation | 0.3 | $4.2M | 142k | 29.26 | |
| Plains All American Pipeline (PAA) | 0.3 | $4.1M | 70k | 58.86 | |
| Cummins (CMI) | 0.3 | $4.0M | 31k | 131.99 | |
| Bed Bath & Beyond | 0.3 | $3.8M | 57k | 65.83 | |
| Kohl's Corporation (KSS) | 0.2 | $3.7M | 61k | 61.02 | |
| Essex Property Trust (ESS) | 0.2 | $3.7M | 21k | 178.74 | |
| Spdr S&p 500 Etf (SPY) | 0.2 | $3.5M | 18k | 197.02 | |
| Medtronic | 0.2 | $3.5M | 57k | 61.95 | |
| Laboratory Corp. of America Holdings (LH) | 0.2 | $3.5M | 34k | 101.74 | |
| Mondelez Int (MDLZ) | 0.2 | $3.5M | 101k | 34.27 | |
| Vodafone Group New Adr F (VOD) | 0.2 | $3.5M | 106k | 32.89 | |
| Northrop Grumman Corporation (NOC) | 0.2 | $3.4M | 26k | 131.75 | |
| Lockheed Martin Corporation (LMT) | 0.2 | $3.4M | 18k | 182.78 | |
| NewMarket Corporation (NEU) | 0.2 | $3.2M | 8.5k | 381.06 | |
| Magellan Midstream Partners | 0.2 | $3.3M | 39k | 84.18 | |
| TJX Companies (TJX) | 0.2 | $3.1M | 53k | 59.17 | |
| Pall Corporation | 0.2 | $2.8M | 34k | 83.69 | |
| Texas Instruments Incorporated (TXN) | 0.2 | $2.8M | 59k | 47.70 | |
| Ecolab (ECL) | 0.2 | $2.6M | 23k | 114.82 | |
| Allergan | 0.2 | $2.6M | 15k | 178.19 | |
| Royal Dutch Shell | 0.2 | $2.5M | 33k | 76.13 | |
| Mercury General Corporation (MCY) | 0.2 | $2.4M | 49k | 48.80 | |
| Albemarle Corporation (ALB) | 0.2 | $2.3M | 39k | 58.90 | |
| Bank of America Corporation (BAC) | 0.1 | $2.2M | 129k | 17.05 | |
| Enbridge Energy Partners | 0.1 | $2.2M | 55k | 38.84 | |
| Clorox Company (CLX) | 0.1 | $2.1M | 21k | 96.03 | |
| 0.1 | $2.0M | 3.4k | 588.42 | ||
| Amazon (AMZN) | 0.1 | $2.0M | 6.2k | 322.46 | |
| Western Asset Income Fund (PAI) | 0.1 | $2.0M | 149k | 13.39 | |
| 1/100 Berkshire Htwy Cla 100 | 0.1 | $2.1M | 1.0k | 2069.00 | |
| Minerals Technologies (MTX) | 0.1 | $1.7M | 28k | 61.70 | |
| Las Vegas Sands (LVS) | 0.1 | $1.7M | 27k | 62.22 | |
| E.I. du Pont de Nemours & Company | 0.1 | $1.5M | 22k | 71.77 | |
| National-Oilwell Var | 0.1 | $1.6M | 21k | 76.08 | |
| Becton, Dickinson and (BDX) | 0.1 | $1.6M | 14k | 113.82 | |
| Energizer Holdings | 0.1 | $1.6M | 13k | 123.25 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.1 | $1.6M | 22k | 73.61 | |
| Vanguard Intermediate-Term Bond ETF (BIV) | 0.1 | $1.7M | 20k | 84.24 | |
| Oneok Partners | 0.1 | $1.6M | 29k | 55.95 | |
| Realty Income (O) | 0.1 | $1.6M | 39k | 40.78 | |
| Sociedad Quimica y Minera (SQM) | 0.1 | $1.3M | 51k | 26.15 | |
| Marsh & McLennan Companies (MMC) | 0.1 | $1.4M | 26k | 52.36 | |
| Kellogg Company (K) | 0.1 | $1.4M | 23k | 61.62 | |
| SPDR Gold Trust (GLD) | 0.1 | $1.4M | 12k | 116.21 | |
| American International (AIG) | 0.1 | $1.4M | 25k | 54.01 | |
| Phillips 66 (PSX) | 0.1 | $1.4M | 17k | 81.30 | |
| Kraft Foods | 0.1 | $1.4M | 24k | 56.41 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $1.2M | 11k | 107.54 | |
| Dow Chemical Company | 0.1 | $1.2M | 23k | 52.44 | |
| Google Inc Class C | 0.1 | $1.2M | 2.2k | 577.33 | |
| CSX Corporation (CSX) | 0.1 | $1.0M | 33k | 32.06 | |
| Baxter International (BAX) | 0.1 | $1.1M | 15k | 71.79 | |
| Eli Lilly & Co. (LLY) | 0.1 | $960k | 15k | 64.88 | |
| Norfolk Southern (NSC) | 0.1 | $1.0M | 9.4k | 111.64 | |
| Casey's General Stores (CASY) | 0.1 | $991k | 14k | 71.68 | |
| Plum Creek Timber | 0.1 | $1.1M | 27k | 39.03 | |
| General Mills (GIS) | 0.1 | $1.1M | 21k | 50.44 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $981k | 10k | 96.11 | |
| UnitedHealth (UNH) | 0.1 | $1.1M | 12k | 86.23 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $980k | 15k | 64.14 | |
| Starbucks Corporation (SBUX) | 0.1 | $1.1M | 14k | 75.46 | |
| Vanguard Short-Term Bond ETF (BSV) | 0.1 | $991k | 12k | 80.07 | |
| Industries N shs - a - (LYB) | 0.1 | $953k | 8.8k | 108.67 | |
| Expeditors International of Washington (EXPD) | 0.1 | $903k | 22k | 40.59 | |
| Consolidated Edison (ED) | 0.1 | $877k | 16k | 56.66 | |
| Wisconsin Energy Corporation | 0.1 | $900k | 21k | 43.01 | |
| Sempra Energy (SRE) | 0.1 | $873k | 8.3k | 105.32 | |
| Kinder Morgan Energy Partners | 0.1 | $933k | 10k | 93.30 | |
| Utilities SPDR (XLU) | 0.1 | $864k | 21k | 42.10 | |
| Vanguard Total Bond Market ETF (BND) | 0.1 | $908k | 11k | 81.93 | |
| Allegion Plc equity (ALLE) | 0.1 | $922k | 19k | 47.64 | |
| Chubb Corporation | 0.1 | $789k | 8.7k | 91.11 | |
| FedEx Corporation (FDX) | 0.1 | $670k | 4.1k | 161.52 | |
| Waste Management (WM) | 0.1 | $802k | 17k | 47.51 | |
| PPG Industries (PPG) | 0.1 | $678k | 3.4k | 196.75 | |
| McGraw-Hill Companies | 0.1 | $724k | 8.6k | 84.48 | |
| East West Ban (EWBC) | 0.1 | $671k | 20k | 34.02 | |
| Enterprise Products Partners (EPD) | 0.1 | $671k | 17k | 40.28 | |
| Valmont Industries (VMI) | 0.1 | $688k | 5.1k | 134.90 | |
| Vanguard Emerging Markets ETF (VWO) | 0.1 | $673k | 16k | 41.71 | |
| Duke Energy (DUK) | 0.1 | $666k | 8.9k | 74.81 | |
| Eaton (ETN) | 0.1 | $790k | 13k | 63.40 | |
| Twenty-first Century Fox | 0.1 | $688k | 20k | 34.31 | |
| MasterCard Incorporated (MA) | 0.0 | $597k | 8.1k | 73.89 | |
| Lincoln National Corporation (LNC) | 0.0 | $564k | 11k | 53.60 | |
| W.W. Grainger (GWW) | 0.0 | $528k | 2.1k | 251.67 | |
| Equity Residential (EQR) | 0.0 | $567k | 9.2k | 61.57 | |
| Anadarko Petroleum Corporation | 0.0 | $633k | 6.2k | 101.44 | |
| Cemex SAB de CV (CX) | 0.0 | $524k | 40k | 13.03 | |
| Deere & Company (DE) | 0.0 | $657k | 8.0k | 82.01 | |
| Nextera Energy (NEE) | 0.0 | $573k | 6.1k | 93.87 | |
| Southern Company (SO) | 0.0 | $611k | 14k | 43.66 | |
| Enbridge Energy Management | 0.0 | $610k | 16k | 37.18 | |
| Zimmer Holdings (ZBH) | 0.0 | $540k | 5.4k | 100.47 | |
| Meredith Corporation | 0.0 | $659k | 15k | 42.79 | |
| Cedar Fair (FUN) | 0.0 | $528k | 11k | 47.31 | |
| Edison International (EIX) | 0.0 | $646k | 12k | 55.92 | |
| SPX Corporation | 0.0 | $648k | 6.9k | 93.91 | |
| Sovran Self Storage | 0.0 | $643k | 8.7k | 74.34 | |
| iShares Dow Jones US Home Const. (ITB) | 0.0 | $583k | 26k | 22.48 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.0 | $656k | 2.6k | 249.43 | |
| Boswell J G Co Bwel (BWEL) | 0.0 | $592k | 555.00 | 1066.67 | |
| Msa Safety Inc equity (MSA) | 0.0 | $548k | 11k | 49.37 | |
| America Movil Sab De Cv spon adr l | 0.0 | $416k | 17k | 25.20 | |
| Comcast Corporation (CMCSA) | 0.0 | $488k | 9.1k | 53.81 | |
| U.S. Bancorp (USB) | 0.0 | $462k | 11k | 41.81 | |
| Dominion Resources (D) | 0.0 | $507k | 7.3k | 69.09 | |
| Campbell Soup Company (CPB) | 0.0 | $424k | 9.9k | 42.77 | |
| GlaxoSmithKline | 0.0 | $392k | 8.5k | 45.96 | |
| Unilever | 0.0 | $415k | 11k | 39.70 | |
| Hain Celestial (HAIN) | 0.0 | $508k | 5.0k | 102.44 | |
| PS Business Parks | 0.0 | $370k | 4.9k | 76.23 | |
| Rockwell Automation (ROK) | 0.0 | $435k | 4.0k | 109.85 | |
| Texas Pacific Land Trust | 0.0 | $481k | 2.5k | 192.40 | |
| Protective Life | 0.0 | $471k | 6.8k | 69.37 | |
| Vanguard Total Stock Market ETF (VTI) | 0.0 | $376k | 3.7k | 101.13 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 0.0 | $383k | 7.8k | 49.26 | |
| Vanguard Intermediate Tm Cpte Bd ETF (VCIT) | 0.0 | $512k | 6.0k | 85.69 | |
| Express Scripts Holding | 0.0 | $476k | 6.7k | 70.57 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.0 | $298k | 7.2k | 41.54 | |
| Corning Incorporated (GLW) | 0.0 | $238k | 12k | 19.35 | |
| Genworth Financial (GNW) | 0.0 | $335k | 26k | 13.09 | |
| Moody's Corporation (MCO) | 0.0 | $364k | 3.8k | 94.57 | |
| FirstEnergy (FE) | 0.0 | $287k | 8.5k | 33.58 | |
| Spectra Energy | 0.0 | $325k | 8.3k | 39.31 | |
| T. Rowe Price (TROW) | 0.0 | $237k | 3.0k | 78.48 | |
| AstraZeneca (AZN) | 0.0 | $357k | 5.0k | 71.40 | |
| Rockwell Collins | 0.0 | $225k | 2.9k | 78.56 | |
| CVS Caremark Corporation (CVS) | 0.0 | $235k | 3.0k | 79.66 | |
| McKesson Corporation (MCK) | 0.0 | $266k | 1.4k | 194.87 | |
| Allstate Corporation (ALL) | 0.0 | $333k | 5.4k | 61.31 | |
| Exelon Corporation (EXC) | 0.0 | $295k | 8.7k | 34.05 | |
| Gannett | 0.0 | $240k | 8.1k | 29.72 | |
| ConAgra Foods (CAG) | 0.0 | $238k | 7.2k | 33.06 | |
| Paccar (PCAR) | 0.0 | $253k | 4.5k | 56.85 | |
| Under Armour (UAA) | 0.0 | $235k | 3.4k | 69.12 | |
| DTE Energy Company (DTE) | 0.0 | $289k | 3.8k | 76.13 | |
| Tredegar Corporation (TG) | 0.0 | $295k | 16k | 18.44 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.0 | $337k | 2.9k | 118.25 | |
| SPDR Dow Jones Industrial Average ETF (DIA) | 0.0 | $308k | 1.8k | 170.17 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.0 | $221k | 2.4k | 92.12 | |
| Roche Holding (RHHBY) | 0.0 | $279k | 7.5k | 37.05 | |
| iShares S&P SmallCap 600 Index (IJR) | 0.0 | $304k | 2.9k | 104.29 | |
| Hennessy Advisors (HNNA) | 0.0 | $268k | 14k | 19.85 | |
| SPDR S&P Dividend (SDY) | 0.0 | $322k | 4.3k | 74.88 | |
| iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) | 0.0 | $332k | 3.2k | 105.40 | |
| Kayne Anderson MLP Investment (KYN) | 0.0 | $255k | 6.2k | 40.84 | |
| Vanguard REIT ETF (VNQ) | 0.0 | $301k | 4.2k | 71.82 | |
| Vanguard Information Technology ETF (VGT) | 0.0 | $300k | 3.0k | 100.00 | |
| iShares S&P NA Tech. Sec. Idx (IGM) | 0.0 | $279k | 2.9k | 97.89 | |
| PowerShares Hgh Yield Corporate Bnd | 0.0 | $362k | 19k | 19.05 | |
| Farmers And Merchants Bank (FMBL) | 0.0 | $358k | 60.00 | 5966.67 | |
| American Intl Group | 0.0 | $274k | 12k | 23.82 | |
| Facebook Inc cl a (META) | 0.0 | $288k | 3.6k | 79.14 | |
| Roche Dividend Right Cert | 0.0 | $296k | 1.0k | 296.00 | |
| J.C. Penney Company | 0.0 | $131k | 13k | 10.01 | |
| Nordstrom (JWN) | 0.0 | $205k | 3.0k | 68.29 | |
| Halliburton Company (HAL) | 0.0 | $216k | 3.3k | 64.52 | |
| Marriott International (MAR) | 0.0 | $211k | 3.0k | 69.82 | |
| Visa (V) | 0.0 | $203k | 952.00 | 213.24 | |
| Frontier Communications | 0.0 | $107k | 17k | 6.48 | |
| iShares S&P 100 Index (OEF) | 0.0 | $214k | 2.4k | 88.25 | |
| AllianceBernstein Income Fund | 0.0 | $120k | 16k | 7.50 | |
| Western Asst High Incm Opprtnty Fnd (HIO) | 0.0 | $141k | 24k | 5.78 | |
| Nuveen Quality Preferred Income Fund | 0.0 | $85k | 10k | 8.17 | |
| Western Asset Premier Bond Fund (WEA) | 0.0 | $174k | 12k | 14.29 | |
| Sprott Physical Gold Trust (PHYS) | 0.0 | $145k | 15k | 10.00 | |
| InfuSystem Holdings (INFU) | 0.0 | $66k | 21k | 3.14 | |
| Cotton & Western Mining (CWRN) | 0.0 | $0 | 1.0M | 0.00 | |
| Cathay Intl Hld | 0.0 | $10k | 19k | 0.53 | |
| Monitise Plc Ord F cs | 0.0 | $20k | 41k | 0.49 |
