Cowen Group

Cowen as of March 31, 2014

Portfolio Holdings for Cowen

Cowen holds 192 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 12.5 $102M 544k 187.01
Verizon Communications (VZ) 9.7 $79M 1.7M 47.57
Forest Laboratories 5.9 $48M 519k 92.27
Comcast Corporation (CMCSA) 5.8 $47M 947k 50.04
Time Warner Cable 4.9 $40M 288k 137.18
Foster Wheeler Ltd Com Stk 3.5 $28M 867k 32.42
Beam 2.6 $21M 254k 83.30
Cowen 2.4 $19M 4.3M 4.41
iShares Russell 2000 Index (IWM) 2.3 $19M 163k 116.34
Tesoro Corporation 1.9 $15M 300k 50.59
United Rentals (URI) 1.6 $13M 141k 94.95
Powershares Senior Loan Portfo mf 1.6 $13M 531k 24.87
Fidelity National Financial 1.4 $12M 373k 31.44
Cisco Systems (CSCO) 1.2 $9.4M 420k 22.42
Lamar Advertising Company 1.1 $9.1M 179k 51.00
KKR Financial Holdings 1.1 $8.8M 757k 11.57
SLM Corporation (SLM) 1.1 $8.6M 351k 24.48
Valeant Pharmaceuticals Int 1.1 $8.5M 65k 131.82
VMware 1.0 $7.8M 72k 108.01
QEP Resources 0.9 $7.4M 250k 29.44
GameStop (GME) 0.9 $7.1M 173k 41.10
Loral Space & Communications 0.7 $5.9M 84k 70.71
Xyratex 0.7 $5.4M 409k 13.25
Sirius Xm Holdings (SIRI) 0.7 $5.4M 1.7M 3.20
Omni (OMC) 0.7 $5.2M 72k 72.61
Oil States International (OIS) 0.6 $4.5M 46k 98.57
Community Health Systems (CYH) 0.5 $4.2M 107k 39.17
Noble Corp Plc equity 0.5 $4.3M 130k 32.74
Epl Oil & Gas 0.5 $4.1M 107k 38.60
Sunedison 0.5 $4.1M 217k 18.84
Microsoft Corporation (MSFT) 0.5 $4.0M 97k 41.00
Applied Materials (AMAT) 0.5 $3.9M 193k 20.42
CommonWealth REIT 0.5 $3.9M 150k 26.30
Catamaran 0.5 $4.0M 90k 44.76
Williams Companies (WMB) 0.5 $3.9M 96k 40.56
Scientific Games (LNW) 0.5 $3.9M 285k 13.73
VirnetX Holding Corporation 0.5 $3.9M 273k 14.18
Legg Mason 0.5 $3.8M 77k 49.04
Brocade Communications Systems 0.5 $3.8M 359k 10.61
Mondelez Int (MDLZ) 0.5 $3.8M 110k 34.50
SYSCO Corporation (SYY) 0.5 $3.8M 104k 36.13
Hewlett-Packard Company 0.5 $3.8M 116k 32.36
NCR Corporation (VYX) 0.5 $3.8M 103k 36.55
Compuware Corporation 0.5 $3.6M 346k 10.50
Baker Hughes Incorporated 0.5 $3.6M 56k 65.02
Pepsi (PEP) 0.5 $3.6M 44k 83.51
Howard Hughes 0.5 $3.7M 26k 142.73
Lear Corporation (LEA) 0.4 $3.6M 43k 83.73
Macquarie Infrastructure Company 0.4 $3.6M 62k 57.27
PacWest Ban 0.4 $3.5M 82k 43.01
Progressive Waste Solutions 0.4 $3.5M 140k 25.31
Level 3 Communications 0.4 $3.5M 90k 39.15
Nuance Communications 0.4 $3.5M 202k 17.17
Timken Company (TKR) 0.4 $3.5M 59k 58.78
ACI Worldwide (ACIW) 0.4 $3.5M 59k 59.20
Air Products & Chemicals (APD) 0.4 $3.5M 29k 119.03
Owens-Illinois 0.4 $3.5M 103k 33.83
Adobe Systems Incorporated (ADBE) 0.4 $3.4M 51k 65.74
Thermo Fisher Scientific (TMO) 0.4 $3.4M 28k 120.25
Harman International Industries 0.4 $3.4M 32k 106.41
Cameron International Corporation 0.4 $3.4M 56k 61.77
General Growth Properties 0.4 $3.4M 155k 22.00
Motorola Solutions (MSI) 0.4 $3.4M 53k 64.28
Burger King Worldwide 0.4 $3.4M 130k 26.55
CACI International (CACI) 0.4 $3.3M 45k 73.79
Rockwell Collins 0.4 $3.4M 42k 79.68
Canadian Pacific Railway 0.4 $3.3M 22k 150.45
Akamai Technologies (AKAM) 0.4 $3.2M 56k 58.21
Chico's FAS 0.4 $3.3M 205k 16.03
Sotheby's 0.4 $3.2M 73k 43.55
Lowe's Companies (LOW) 0.4 $3.2M 65k 48.91
SPX Corporation 0.4 $3.2M 33k 98.32
Wendy's/arby's Group (WEN) 0.4 $3.2M 346k 9.12
Ptc (PTC) 0.4 $3.2M 90k 35.43
Xpo Logistics Inc equity (XPO) 0.3 $2.8M 96k 29.41
Tower Group International 0.3 $2.4M 893k 2.70
Bluebird Bio (BLUE) 0.3 $2.4M 104k 22.74
Hertz Global Holdings 0.3 $2.3M 86k 26.64
Magellan Midstream Partners 0.3 $2.1M 30k 69.73
Triangle Petroleum Corporation 0.3 $2.1M 259k 8.24
Marathon Petroleum Corp (MPC) 0.3 $2.1M 24k 87.06
Stryker Corporation (SYK) 0.2 $2.0M 25k 81.44
Energy Transfer Equity (ET) 0.2 $2.0M 43k 46.76
Bob Evans Farms 0.2 $2.0M 41k 50.04
Northwest Pipe Company (NWPX) 0.2 $2.0M 54k 36.16
URS Corporation 0.2 $1.8M 38k 47.06
Adt 0.2 $1.8M 60k 29.95
AutoZone (AZO) 0.2 $1.7M 3.2k 537.19
Entegris (ENTG) 0.2 $1.6M 129k 12.11
eBay (EBAY) 0.2 $1.5M 27k 55.25
SWS 0.2 $1.5M 207k 7.48
Outerwall 0.2 $1.6M 22k 72.49
Sunoco Logistics Partners 0.2 $1.4M 16k 90.87
Enterprise Products Partners (EPD) 0.2 $1.4M 20k 69.38
Mack-Cali Realty (VRE) 0.2 $1.4M 68k 20.78
Qualcomm (QCOM) 0.2 $1.3M 16k 78.87
Proshares Tr Ii Ultrashort Ye etf (YCS) 0.2 $1.3M 20k 67.64
Vodafone Group New Adr F (VOD) 0.2 $1.3M 36k 36.81
Zale Corporation 0.1 $1.2M 59k 20.90
Ashland 0.1 $1.2M 12k 99.48
Charles Schwab Corporation (SCHW) 0.1 $1.2M 42k 27.32
Plains All American Pipeline (PAA) 0.1 $1.1M 20k 55.11
Trinity Industries (TRN) 0.1 $1.1M 15k 72.08
Buckeye Partners 0.1 $1.1M 14k 75.02
Dresser-Rand 0.1 $1.1M 18k 58.43
Republic Airways Holdings 0.1 $1.1M 119k 9.14
SPDR Barclays Capital High Yield B 0.1 $1.1M 26k 41.33
Pacer International 0.1 $990k 111k 8.96
International Business Machines (IBM) 0.1 $962k 5.0k 192.40
TriQuint Semiconductor 0.1 $989k 74k 13.39
AMCOL International Corporation 0.1 $966k 21k 45.78
Riverbed Technology 0.1 $936k 48k 19.72
Market Vectors Gold Miners ETF 0.1 $944k 40k 23.60
Genesee & Wyoming 0.1 $866k 8.9k 97.29
Equinix 0.1 $832k 4.5k 184.89
American Railcar Industries 0.1 $795k 11k 70.04
Crestwood Midstream Partners 0.1 $848k 38k 22.54
Plains Gp Hldgs L P shs a rep ltpn 0.1 $839k 30k 27.97
Federal Signal Corporation (FSS) 0.1 $732k 49k 14.91
Apple (AAPL) 0.1 $751k 1.4k 536.43
Service Corporation International (SCI) 0.1 $725k 37k 19.88
Juniper Networks (JNPR) 0.1 $728k 28k 25.76
Oneok Partners 0.1 $767k 14k 53.58
PMC-Sierra 0.1 $627k 82k 7.61
SIGA Technologies (SIGA) 0.1 $650k 210k 3.10
Greenbrier Companies (GBX) 0.1 $611k 13k 45.60
Phillips 66 Partners 0.1 $631k 13k 48.54
Sterling Bancorp 0.1 $658k 52k 12.66
Dominion Resources (D) 0.1 $532k 7.5k 70.93
SPDR Gold Trust (GLD) 0.1 $561k 4.5k 123.53
Cubist Pharmaceuticals 0.1 $558k 7.6k 73.18
Wabtec Corporation (WAB) 0.1 $548k 7.1k 77.46
Proshs Ultrashrt S&p500 Prosha etf 0.1 $567k 20k 28.35
Safeway 0.1 $517k 14k 36.93
Gilead Sciences (GILD) 0.1 $464k 6.5k 70.89
Genesis Energy (GEL) 0.1 $461k 8.5k 54.24
Suburban Propane Partners (SPH) 0.1 $490k 12k 41.54
Vanda Pharmaceuticals (VNDA) 0.1 $488k 30k 16.27
Sunesis Pharmaceuticals 0.1 $492k 75k 6.59
D Horizon Pharma 0.1 $488k 32k 15.11
Jazz Pharmaceuticals (JAZZ) 0.1 $475k 3.4k 138.69
Seattle Genetics 0.1 $433k 9.5k 45.58
Hologic (HOLX) 0.1 $381k 18k 21.51
Amgen (AMGN) 0.1 $411k 3.3k 123.42
Capital One Financial (COF) 0.1 $386k 5.0k 77.20
Nabors Industries 0.1 $376k 15k 24.68
Fox News 0.1 $389k 13k 31.12
Crestwood Eqty Ptrns Lp equs 0.1 $394k 28k 13.86
Exxon Mobil Corporation (XOM) 0.0 $290k 3.0k 97.61
Wal-Mart Stores (WMT) 0.0 $311k 4.1k 76.54
LSI Corporation 0.0 $307k 28k 11.08
NII Holdings 0.0 $322k 271k 1.19
Walter Investment Management 0.0 $338k 11k 29.82
iShares MSCI Canada Index (EWC) 0.0 $296k 10k 29.60
KEYW Holding 0.0 $344k 18k 18.70
Sanchez Energy Corp C ommon stocks 0.0 $322k 11k 29.66
Metropcs Communications (TMUS) 0.0 $304k 9.2k 33.00
Citrix Systems 0.0 $214k 3.7k 57.45
Hudson City Ban 0.0 $229k 23k 9.83
J.B. Hunt Transport Services (JBHT) 0.0 $209k 2.9k 72.07
Regions Financial Corporation (RF) 0.0 $222k 20k 11.10
Men's Wearhouse 0.0 $245k 5.0k 49.00
McKesson Corporation (MCK) 0.0 $265k 1.5k 176.67
Allergan 0.0 $226k 1.8k 123.84
Illumina (ILMN) 0.0 $223k 1.5k 148.67
Regency Energy Partners 0.0 $272k 10k 27.20
Boardwalk Pipeline Partners 0.0 $209k 16k 13.40
Cheniere Energy (LNG) 0.0 $277k 5.0k 55.40
Rigel Pharmaceuticals (RIGL) 0.0 $213k 55k 3.87
Acacia Research Corporation (ACTG) 0.0 $270k 18k 15.29
1-800-flowers (FLWS) 0.0 $226k 40k 5.64
ChipMOS Technology Bermuda 0.0 $224k 10k 22.05
Cempra 0.0 $267k 23k 11.56
Facebook Inc cl a (META) 0.0 $272k 4.5k 60.31
CapitalSource 0.0 $187k 13k 14.63
MannKind Corporation 0.0 $128k 32k 4.03
Halozyme Therapeutics (HALO) 0.0 $201k 16k 12.72
Nordion 0.0 $173k 15k 11.53
ProShares UltraShort Euro (EUO) 0.0 $169k 10k 16.90
Arrowhead Research 0.0 $164k 10k 16.40
Tetraphase Pharmaceuticals 0.0 $200k 18k 10.87
Ciber 0.0 $80k 17k 4.60
Idera Pharmaceuticals 0.0 $41k 10k 4.10
ParkerVision 0.0 $96k 20k 4.80
Antares Pharma 0.0 $53k 15k 3.53
Pacific Biosciences of California (PACB) 0.0 $54k 10k 5.35
Pactera Technology- 0.0 $102k 14k 7.26
Rlj Entmt 0.0 $60k 14k 4.44
Gastar Exploration 0.0 $67k 12k 5.49
Houston American Energy Corporation 0.0 $21k 38k 0.55
China Ming Yang Wind Power 0.0 $32k 11k 2.81
Community Health Sys Inc New right 01/27/2016 0.0 $2.0k 25k 0.08