Advanced Equities Asset Management

First Allied Asset Management as of March 31, 2015

Portfolio Holdings for First Allied Asset Management

First Allied Asset Management holds 189 positions in its portfolio as reported in the March 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Lehman Aggregate Bond (AGG) 4.1 $29M 264k 111.24
iShares IBoxx $ Invest Grade Corp Bd (LQD) 4.1 $29M 240k 121.67
iShares S&P US Pref Stock Idx Fnd (PFF) 2.5 $18M 449k 40.10
Db-x Msci Eafe Currency-hedged (DBEF) 2.2 $16M 526k 29.95
iShares Lehman MBS Bond Fund (MBB) 2.2 $16M 142k 110.43
iShares Lehman 1-3 Year Treas.Bond (SHY) 2.0 $14M 167k 85.00
iShares S&P 100 Index (OEF) 1.7 $12M 137k 90.31
Apple (AAPL) 1.6 $11M 90k 124.41
Vanguard Malvern Fds strm infproidx (VTIP) 1.6 $11M 231k 48.47
Vanguard Short Term Corporate Bond ETF (VCSH) 1.5 $11M 136k 80.22
Vanguard REIT ETF (VNQ) 1.5 $11M 124k 84.48
PowerShares Preferred Portfolio 1.4 $10M 675k 14.91
Vanguard Europe Pacific ETF (VEA) 1.3 $9.5M 240k 39.85
Tortoise Energy Infrastructure 1.3 $9.5M 227k 42.11
Cohen & Steers infrastucture Fund (UTF) 1.3 $9.5M 415k 22.76
Vanguard Short-Term Bond ETF (BSV) 1.3 $9.3M 115k 80.66
WisdomTree Japan Total Dividend (DXJ) 1.3 $9.3M 169k 54.89
At&t (T) 1.3 $9.1M 275k 32.94
Spdr Short-term High Yield mf (SJNK) 1.2 $8.8M 302k 29.11
Dr Pepper Snapple 1.2 $8.6M 109k 78.56
Realty Income (O) 1.2 $8.4M 162k 51.67
Ishares Tr eafe min volat (EFAV) 1.2 $8.3M 126k 65.92
Boeing Company (BA) 1.2 $8.3M 55k 151.30
Kraft Foods 1.1 $8.2M 94k 87.19
Accenture (ACN) 1.1 $7.6M 81k 93.35
Chevron Corporation (CVX) 1.1 $7.5M 72k 105.17
iShares S&P Natl AMTFr Mncpl Bd (MUB) 1.1 $7.6M 68k 110.61
Vanguard High Dividend Yield ETF (VYM) 1.1 $7.5M 109k 68.79
Pfizer (PFE) 1.0 $7.4M 211k 35.07
General Mills (GIS) 1.0 $7.4M 130k 57.08
United Technologies Corporation 1.0 $7.2M 62k 117.83
Ca 1.0 $7.3M 220k 32.95
iShares Lehman 7-10 Yr Treas. Bond (IEF) 1.0 $7.2M 67k 108.16
Technology SPDR (XLK) 1.0 $7.2M 174k 41.42
Merck & Co (MRK) 1.0 $7.1M 122k 57.94
Corrections Corporation of America 1.0 $7.1M 176k 40.50
HCP 1.0 $7.1M 163k 43.72
Vanguard Small-Cap ETF (VB) 1.0 $7.2M 59k 122.12
Paychex (PAYX) 1.0 $7.0M 141k 49.72
Symantec Corporation 1.0 $7.0M 299k 23.46
Epr Properties (EPR) 1.0 $7.0M 115k 60.77
M.D.C. Holdings (MDC) 1.0 $6.9M 239k 28.78
PNC Financial Services (PNC) 0.9 $6.7M 72k 93.22
Exxon Mobil Corporation (XOM) 0.9 $6.7M 77k 86.44
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.9 $6.7M 64k 105.22
C.H. Robinson Worldwide (CHRW) 0.9 $6.6M 90k 73.84
Industries N shs - a - (LYB) 0.9 $6.5M 73k 88.45
Tupperware Brands Corporation (TUP) 0.9 $6.4M 93k 69.15
iShares S&P Global Telecommunicat. (IXP) 0.9 $6.4M 104k 61.61
PowerShares Insured Nati Muni Bond 0.9 $6.2M 244k 25.54
Sonoco Products Company (SON) 0.9 $6.2M 133k 46.21
Linear Technology Corporation 0.8 $6.0M 128k 47.02
Southern Company (SO) 0.8 $5.8M 131k 44.59
Wells Fargo & Company (WFC) 0.8 $5.7M 105k 54.39
Ishares Inc msci india index (INDA) 0.8 $5.7M 177k 32.05
KKR & Co 0.8 $5.6M 245k 23.02
Vanguard Mid-Cap ETF (VO) 0.8 $5.6M 42k 132.62
Powershares Etf Tr Ii s^p500 low vol 0.8 $5.4M 143k 37.91
BlackRock Global Energy & Resources Trus (BGR) 0.8 $5.3M 262k 20.41
Oracle Corporation (ORCL) 0.7 $5.2M 121k 43.31
EMC Corporation 0.7 $5.0M 196k 25.61
Vanguard Growth ETF (VUG) 0.6 $4.1M 39k 104.56
Express Scripts Holding 0.5 $3.8M 43k 88.54
Citrix Systems 0.5 $3.7M 59k 62.80
Procter & Gamble Company (PG) 0.5 $3.7M 47k 78.83
Capital One Financial (COF) 0.5 $3.5M 44k 79.82
Campbell Soup Company (CPB) 0.5 $3.5M 74k 46.87
Facebook Inc cl a (META) 0.5 $3.5M 42k 82.09
Consolidated Edison (ED) 0.5 $3.4M 57k 60.38
Bed Bath & Beyond 0.5 $3.4M 43k 78.50
Celanese Corporation (CE) 0.5 $3.4M 60k 57.10
Vanguard Pacific ETF (VPL) 0.5 $3.3M 55k 61.34
iShares MSCI ACWI Index Fund (ACWI) 0.5 $3.3M 54k 60.00
SPDR DJ Wilshire REIT (RWR) 0.5 $3.3M 35k 94.32
Ishares Core Msci Eafe Etf core msci eafe (IEFA) 0.5 $3.3M 56k 58.43
PowerShares FTSE RAFI US 1000 0.5 $3.2M 36k 91.18
PowerShares DWA Technical Ldrs Pf 0.5 $3.2M 74k 43.38
Franklin Resources (BEN) 0.4 $3.1M 62k 50.65
Emerson Electric (EMR) 0.4 $3.2M 55k 57.63
WisdomTree LargeCap Dividend Fund (DLN) 0.4 $3.2M 43k 73.25
DuPont Fabros Technology 0.4 $3.1M 93k 33.06
Calamos Conv. Opptys. & Income Fund (CHI) 0.4 $3.1M 241k 12.66
SPDR Gold Trust (GLD) 0.4 $2.9M 26k 114.31
Quanta Services (PWR) 0.4 $2.9M 99k 29.03
Jp Morgan Alerian Mlp Index (AMJ) 0.4 $2.9M 69k 42.33
iShares Gold Trust 0.4 $2.7M 231k 11.49
Johnson & Johnson (JNJ) 0.3 $2.5M 24k 101.36
Valero Energy Corporation (VLO) 0.3 $2.3M 36k 63.91
IndexIQ IQ ARB Merger Arbitrage ETF (MNA) 0.3 $2.3M 78k 28.92
JPMorgan Chase & Co. (JPM) 0.3 $2.1M 35k 60.71
Wisdomtree Trust futre strat (WTMF) 0.3 $2.1M 48k 44.40
Chubb Corporation 0.3 $1.9M 19k 101.78
Medtronic (MDT) 0.3 $1.9M 25k 78.53
Cisco Systems (CSCO) 0.3 $1.9M 68k 27.41
Qualcomm (QCOM) 0.3 $1.8M 27k 69.07
Humana (HUM) 0.3 $1.8M 10k 177.16
F5 Networks (FFIV) 0.3 $1.9M 16k 114.63
Lockheed Martin Corporation (LMT) 0.2 $1.8M 8.8k 201.64
Microsoft Corporation (MSFT) 0.2 $1.7M 42k 40.60
MetLife (MET) 0.2 $1.7M 34k 50.23
iShares Barclays TIPS Bond Fund (TIP) 0.2 $1.7M 15k 111.07
National-Oilwell Var 0.2 $1.6M 33k 49.38
Gilead Sciences (GILD) 0.2 $1.7M 17k 98.11
SPDR S&P MidCap 400 ETF (MDY) 0.2 $1.6M 5.8k 277.07
PowerShares DWA Devld Markt Tech 0.2 $1.6M 67k 24.76
State Street Corporation (STT) 0.2 $1.6M 21k 73.79
3M Company (MMM) 0.2 $1.5M 9.4k 162.50
General Dynamics Corporation (GD) 0.2 $1.5M 11k 134.84
First Republic Bank/san F (FRCB) 0.2 $1.5M 27k 56.85
Intel Corporation (INTC) 0.2 $1.4M 45k 31.40
Westlake Chemical Corporation (WLK) 0.2 $1.4M 20k 72.07
Indexiq Etf Tr hdg mactrk etf 0.2 $1.4M 56k 25.29
Expedia (EXPE) 0.2 $1.4M 15k 94.63
Wal-Mart Stores (WMT) 0.2 $1.4M 17k 81.88
Hewlett-Packard Company 0.2 $1.3M 42k 31.21
Pepsi (PEP) 0.2 $1.3M 14k 95.53
Rock-Tenn Company 0.2 $1.4M 21k 64.22
Abbvie (ABBV) 0.2 $1.4M 24k 58.56
Time Warner 0.2 $1.3M 15k 84.52
Laboratory Corp. of America Holdings (LH) 0.2 $1.3M 10k 126.80
CF Industries Holdings (CF) 0.2 $1.3M 4.5k 283.15
Energizer Holdings 0.2 $1.2M 8.9k 139.04
Cardinal Health (CAH) 0.2 $1.1M 12k 90.78
Entergy Corporation (ETR) 0.2 $1.1M 15k 77.29
iShrs S&P ShtTrm Ntnl AMTFr MncplBnf ETF (SUB) 0.2 $1.1M 11k 105.83
Macy's (M) 0.1 $1.1M 17k 64.86
Omni (OMC) 0.1 $1.1M 14k 78.49
Dover Corporation (DOV) 0.1 $1.1M 15k 68.87
Key (KEY) 0.1 $1.0M 71k 14.20
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $843k 9.3k 90.42
Vanguard Value ETF (VTV) 0.1 $859k 10k 83.69
SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.1 $825k 33k 24.68
Health Care SPDR (XLV) 0.1 $775k 11k 72.50
iShares Russell 2000 Index (IWM) 0.1 $802k 6.4k 124.44
Consumer Staples Select Sect. SPDR (XLP) 0.1 $756k 16k 48.77
Consumer Discretionary SPDR (XLY) 0.1 $772k 10k 75.69
iShares Dow Jones US Technology (IYW) 0.1 $749k 7.1k 105.48
Industrial SPDR (XLI) 0.1 $730k 13k 56.16
Materials SPDR (XLB) 0.1 $735k 15k 48.69
Financial Select Sector SPDR (XLF) 0.1 $741k 31k 24.16
iShares Dow Jones Select Dividend (DVY) 0.1 $747k 9.6k 78.04
iShares Barclays Agency Bond Fund (AGZ) 0.1 $618k 5.4k 114.13
iShares S&P MidCap 400 Index (IJH) 0.1 $564k 3.7k 152.10
SPDR S&P Emerging Asia Pacific (GMF) 0.1 $558k 6.3k 88.66
iShares Russell Midcap Index Fund (IWR) 0.1 $514k 3.0k 173.24
Ishares High Dividend Equity F (HDV) 0.1 $481k 6.4k 75.38
Ishares Tr 0-5yr hi yl cp (SHYG) 0.1 $510k 10k 49.08
Nippon Telegraph & Telephone (NTTYY) 0.1 $414k 14k 30.75
SPDR S&P International Dividend (DWX) 0.1 $392k 9.3k 41.93
Novartis (NVS) 0.1 $381k 3.9k 96.53
iShares S&P 500 Index (IVV) 0.1 $385k 1.9k 207.66
iShares Russell 1000 Index (IWB) 0.1 $336k 2.9k 115.94
iShares Russell 1000 Growth Index (IWF) 0.1 $390k 3.9k 98.78
Vanguard Total Stock Market ETF (VTI) 0.1 $343k 3.2k 107.15
SPDR Barclays Capital High Yield B 0.1 $354k 9.0k 39.29
Raytheon Company 0.0 $297k 2.7k 109.07
GlaxoSmithKline 0.0 $252k 5.5k 46.16
International Business Machines (IBM) 0.0 $308k 1.9k 160.58
Unilever 0.0 $284k 6.7k 42.20
Bce (BCE) 0.0 $264k 6.3k 41.77
iShares Dow Jones US Real Estate (IYR) 0.0 $279k 3.5k 80.22
SPDR S&P World ex-US (SPDW) 0.0 $279k 10k 28.00
Kinder Morgan (KMI) 0.0 $300k 7.1k 42.16
Vodafone Group New Adr F (VOD) 0.0 $267k 8.2k 32.60
Dws Municipal Income Trust 0.0 $279k 20k 13.98
HSBC Holdings (HSBC) 0.0 $226k 5.3k 42.56
Sherwin-Williams Company (SHW) 0.0 $223k 776.00 287.37
Travelers Companies (TRV) 0.0 $204k 1.9k 108.05
Honda Motor (HMC) 0.0 $216k 6.6k 32.71
Sanofi-Aventis SA (SNY) 0.0 $233k 4.7k 49.51
iShares MSCI EAFE Index Fund (EFA) 0.0 $226k 3.5k 63.97
Shire 0.0 $237k 980.00 241.84
Google 0.0 $239k 411.00 581.51
British American Tobac (BTI) 0.0 $244k 2.4k 102.43
ING Groep (ING) 0.0 $218k 15k 14.74
Nidec Corporation (NJDCY) 0.0 $203k 12k 16.45
Valeant Pharmaceuticals Int 0.0 $241k 1.2k 198.52
Nxp Semiconductors N V (NXPI) 0.0 $215k 2.1k 101.37
Vanguard Emerging Markets ETF (VWO) 0.0 $204k 5.0k 40.96
iShares Dow Jones EPAC Sel Div Ind (IDV) 0.0 $220k 6.5k 33.81
Xenia Hotels & Resorts (XHR) 0.0 $220k 9.7k 22.78
Aegon 0.0 $165k 22k 7.63
Banco Bilbao Vizcaya Argentaria SA (BBVA) 0.0 $121k 12k 10.02
Kemet Corporation Cmn 0.0 $177k 43k 4.14
BlackRock Corporate High Yield Fund VI (HYT) 0.0 $113k 10k 11.15
Marine Harvest Asa Spons 0.0 $117k 10k 11.24
Fortress Investment 0.0 $81k 10k 8.10
Sirius Xm Holdings (SIRI) 0.0 $38k 10k 3.80
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.0 $55k 56k 0.98