First Allied Securities

First Allied Securities portfolio companies for December 2011 quarter

Ticker Name Portfolio Weight Share Count Price Last Trade
AAPL Apple 0.56 24026 405000.00 105.22
T AT&T; 0.43 243077 30239.96 33.87
NLY Annaly Capital Management 0.26 277047 15960.05 11.36
MO Altria 0.20 114818 29678.19 47.49
ABT Abbott Laboratories 0.14 43836 56229.08 42.46
MMM 3M Company 0.11 23089 81730.82 148.59
AGNC American Capital Agency 0.10 64052 28080.01 23.02
AOD Alpine Total Dynamic Dividend Fund 0.08 307366 4380.02 8.44
Ipath Dow Jones-aig Commodity 0.07 26524 42240.05 0.00
BAC Bank of America Corporation 0.06 199120 5559.99 16.72
AMGN Amgen 0.05 12215 64736.39 147.26
ATPG ATP Oil & Gas Corporation 0.05 110960 7360.00 0.00
ARCC Ares Capital Corporation 0.05 57838 15450.02 15.99
ACG AllianceBernstein Income Fund 0.05 99860 8070.11 7.57
APA Apache Corporation 0.04 7160 90574.44 75.81
AHT Ashford Hospitality Trust 0.04 94000 8000.00 10.68
BIDU Baidu 0.04 5413 116471.46 222.55
ARLP Alliance Resource Partners 0.04 8560 75580.26 44.73
FAX Aberdeen Asia-Pacific Income Fund 0.04 84551 7330.03 5.91
AWF AllianceBernstein Global Hgh Incm Fd 0.04 49217 14169.98 13.55
ATP Atlantic Power Corporation 0.04 43300 14300.00 0.00
* Barrick Gold 0.03 13258 45250.19 0.00
AEE Ameren Corporation 0.03 13009 33129.99 41.24
BGS B&G; Foods 0.03 21632 24070.50 27.74
NCZ Nicholas-Applegate Conv. & Inc Fund II 0.03 71789 7870.08 9.15
AFB AllianceBernstein Natnl Muncpl Incm Fnd. 0.03 35395 14780.00 13.96
CH Aberdeen Chile Fund 0.03 33066 15039.68 8.34
AXP American Express Company 0.02 6324 47170.15 86.40
ADM Archer Daniels Midland Company 0.02 12099 28599.97 45.58
ADP Automatic Data Processing 0.02 5608 54011.23 76.20
APC Anadarko Petroleum Corporation 0.02 4997 76330.60 90.98
BHI Baker Hughes Incorporated 0.02 5665 48639.89 53.49
AEP American Electric Power Company 0.02 7042 41311.56 56.47
BCPC Balchem Corporation 0.02 9350 41840.75 60.25
AMZN Amazon 0.02 2456 173103.01 287.06
APU AmeriGas Partners 0.02 5939 45910.59 46.29
BCH Banco de Chile 0.02 5123 81750.73 72.33
ANH Anworth Mortgage Asset Corporation 0.02 66198 6280.01 5.18
AINV Apollo Investment 0.02 41075 6440.00 8.04
NCV AGIC Convertible & Income Fund 0.02 31211 8450.03 9.70
BSBR Banco Santander 0.01 13885 8140.01 6.33
Ace Limited Cmn 0.01 1756 70120.16 0.00
BK Bank of New York Mellon Corporation 0.01 5969 19909.87 37.12
BAX Baxter International 0.01 4715 49479.96 69.83
AEO American Eagle Outfitters 0.01 6602 15289.76 12.92
AMT American Tower Corporation 0.01 2976 60011.09 96.17
ADBE Adobe Systems Incorporated 0.01 7242 28269.95 67.01
AFL AFLAC Incorporated 0.01 4335 43259.98 58.54
AKAM Akamai Technologies 0.01 5478 32279.66 55.28
BDX Becton, Dickinson and 0.01 2830 74709.19 125.73
APD Air Products & Chemicals 0.01 1568 85190.05 131.50
AA Alcoa 0.01 28936 8650.12 16.55
AGN Allergan 0.01 2403 87739.91 184.21
ALL Allstate Corporation 0.01 4166 27409.99 62.57
BBT BB&T; Corporation 0.01 6284 25170.11 36.66
Accenture 0.01 3461 53225.95 0.00
BUD Anheuser-Busch InBev NV 0.01 3055 60990.51 108.75
AMAT Applied Materials 0.01 19842 10710.06 20.99
ACAS American Capital 0.01 27251 6729.88 14.34
AVAV AeroVironment 0.01 3460 31470.23 29.25
AB AllianceBernstein Holding 0.01 9414 13080.09 26.07
Assured Guaranty 0.01 19000 13140.00 0.00
ABB ABB 0.01 8831 18830.03 21.43
ARMH ARM Holdings 0.01 6914 27669.80 39.61
ASBC Associated Banc- 0.01 7834 11170.03 17.64
ALB Albemarle Corporation 0.01 2637 51510.05 57.20
ARUN Aruba Networks 0.01 5593 18519.94 20.14
AVII AVI BioPharma 0.01 171700 745.00 0.00
Bank Of Montreal Cadcom Npv 0.01 3018 54810.47 0.00
AWP Alpine Global Premier Properties Fund 0.01 22686 5300.19 6.75
BWC Babcock & Wilcox 0.01 10052 24140.07 28.68
IAF Aberdeen Australia Equity Fund 0.01 27008 9050.06 7.92
Barclays Bank 0.01 11700 19770.00 0.00
Agic Equity & Conv Income Fd 0.01 11535 15600.00 0.00
ISL Aberdeen Israel Fund 0.01 7434 12750.34 17.15
AGD Alpine Global Dynamic Dividend Fund 0.01 38722 5170.06 9.64
AKP Alliance California Municipal Income Fun 0.01 6496 14510.01 13.77
AYN Alliance New York Municipal Income Fund, 0.01 9825 15270.03 12.69
* America Movil Sab De Cv spon adr l shs 0.00 1483 22594.74 0.00
ANSS ANSYS 0.00 24 57291.67 75.37
AON Aon Corporation 0.00 517 46800.77 82.38
AMP Ameriprise Financial 0.00 639 49643.19 117.65
AMG Affiliated Managers 0.00 28 95964.29 191.58
ALTH Allos Therapeutics 0.00 3000 1420.00 0.00
AGL AGL Resources 0.00 379 42261.21 0.00
AES AES Corporation 0.00 283 11837.46 13.73
BZH Beazer Homes USA 0.00 3580 2479.89 18.09
ADSK Autodesk 0.00 309 30333.33 54.45
AVP Avon Products 0.00 1249 17469.98 11.48
BBBY Bed Bath & Beyond 0.00 841 57971.46 65.24
ARG Airgas 0.00 900 78080.00 110.02
AVY Avery Dennison Corporation 0.00 20 28700.00 46.37
BCR C.R. Bard 0.00 600 85500.00 156.97
BEAV BE Aerospace 0.00 542 38708.49 75.44
ADI Analog Devices 0.00 675 35780.74 46.85
ABC AmerisourceBergen 0.00 984 37190.04 78.28
ACI Arch Coal 0.00 2450 14510.20 1.84
Agrium 0.00 1044 67115.90 0.00
AZN AstraZeneca 0.00 772 46295.34 70.12
AET Aetna 0.00 438 42191.78 78.69
AU AngloGold Ashanti 0.00 270 42451.85 9.54
AGCO AGCO Corporation 0.00 9 43000.00 45.30
ARW Arrow Electronics 0.00 1190 37410.08 52.94
AVT Avnet 0.00 24 31083.33 41.78
AOL AOL 0.00 372 15091.40 41.77
Agilent Technologies Inc C ommon 0.00 1211 34929.81 0.00
ANF Abercrombie & Fitch 0.00 225 48840.00 31.69
BCS Barclays 0.00 2593 10989.59 14.71
BLC Belo 0.00 5000 6300.00 0.00
NDN 99 Cents Only Stores 0.00 300 21950.00 0.00
WRB W.R. Berkley Corporation 0.00 69 34405.80 50.94
AAP Advance Auto Parts 0.00 53 69622.64 142.04
ARO Aeropostale 0.00 5613 15250.85 2.90
AZO AutoZone 0.00 2 325000.00 536.05
ASCMA Ascent Media Corporation 0.00 5 50800.00 62.54
AVB AvalonBay Communities 0.00 249 130598.39 151.23
Bce 0.00 346 41673.41 0.00
ATR Aptar 0.00 27 52185.19 61.92
AAN.A Aaron's 0.00 49 26673.47 0.00
CAR Avis Budget 0.00 80 10725.00 53.64
ABD ACCO Brands Corporation 0.00 203 9650.25 0.00
ANR Alpha Natural Resources 0.00 2569 20430.13 2.16
AMR AMR Corporation 0.00 37875 349.99 0.00
Aspen Insurance Holdings Ltd shs 0.00 400 26500.00 0.00
ATML Atmel Corporation 0.00 2015 8100.25 7.13
AMD Advanced Micro Devices 0.00 4400 5400.00 2.68
APH Amphenol Corporation 0.00 238 45390.76 48.83
Aes Tr Iii pfd cv 6.75% 0.00 1275 49090.20 0.00
BKS Barnes & Noble 0.00 1292 14480.65 20.63
ATVI Activision Blizzard 0.00 1994 12321.97 19.17
MDRX Allscripts Healthcare Solutions 0.00 900 18940.00 13.62
AXL American Axle & Manufact. Holdings 0.00 220 9890.91 17.71
MT ArcelorMittal 0.00 321 18186.92 12.94
ALR Alere 0.00 200 23090.00 37.55
ANGO AngioDynamics 0.00 300 14810.00 16.29
APOG Apogee Enterprises 0.00 1000 12260.00 41.39
APL Atlas Pipeline Partners 0.00 400 37150.00 36.05
ACC American Campus Communities 0.00 511 41960.86 38.56
AIRM Air Methods Corporation 0.00 60 84450.00 45.06
ALSK Alaska Communications Systems 0.00 2800 3010.00 1.39
ALTR Altera Corporation 0.00 1270 37100.79 33.16
ARBA Ariba 0.00 16 28062.50 0.00
ATO Atmos Energy Corporation 0.00 846 33349.88 51.62
ATW Atwood Oceanics 0.00 77 39792.21 41.43
AYI Acuity Brands 0.00 17 53000.00 134.56
BBVA Banco Bilbao Vizcaya Argentaria SA 0.00 710 8569.01 11.74
LNT Alliant Energy Corporation 0.00 222 44108.11 60.36
STD Banco Santander, S.A. 0.00 7326 7519.66 0.00
ACH Aluminum Corp. of China 0.00 614 10799.67 10.56
ARGO GROUP INTERNATIONAL Holdi Com Stk 0.00 97 28958.76 0.00
AKS AK Steel Holding Corporation 0.00 1182 8259.73 7.12
ALGT Allegiant Travel Company 0.00 500 53340.00 122.11
ALJ Alon USA Energy 0.00 500 8710.00 14.90
AMCC Applied Micro Circuits Corporation 0.00 2889 6719.97 6.80
AMLN Amylin Pharmaceuticals 0.00 500 11380.00 0.00
AMSC American Superconductor Corporation 0.00 150 3693.33 1.19
AMSF Amerisafe 0.00 1330 23250.38 41.08
ASH Ashland 0.00 153 57156.86 107.31
ASIA AsiaInfo-Linkage 0.00 280 7750.00 11.99
Asml Holding Nv Adr depository receipts 0.00 266 41789.47 0.00
ATK Alliant Techsystems 0.00 644 57159.94 129.31
Audiocodes Ltd Com Stk 0.00 300 3900.00 0.00
BBD Banco Bradesco SA 0.00 492 16680.89 13.74
WTR Aqua America 0.00 3296 22050.36 25.36
ADC Agree Realty Corporation 0.00 2209 24378.00 29.53
Agni 0.00 556 36305.76 0.00
ALE ALLETE 0.00 594 41979.80 50.18
AMOV America Movil SAB de CV 0.00 1270 22480.31 23.50
ARNA Arena Pharmaceuticals 0.00 12700 1870.00 4.17
AWR American States Water Company 0.00 1000 34900.00 33.82
ALEX Alexander & Baldwin 0.00 533 40842.40 37.67
BMI Badger Meter 0.00 525 29430.48 53.40
Bk Nova Cad 0.00 1274 49810.83 0.00
ACPW Active Power 0.00 70000 660.00 1.83
AIXG Aixtron AG 0.00 510 12700.00 13.04
AME AMETEK 0.00 28 42107.14 51.33
AXE Anixter International 0.00 1000 59640.00 83.39
AZZ AZZ Incorporated 0.00 1000 45440.00 44.32
BNCL Beneficial Mutual Ban 0.00 3744 8360.04 13.21
ALU Alcatel-Lucent 0.00 7062 1565.85 2.51
ATI Allegheny Technologies Incorporated 0.00 440 47800.00 33.02
ARE Alexandria Real Estate Equities 0.00 200 68970.00 82.21
ACLS Axcelis Technologies 0.00 660 1330.30 1.98
ARAY Accuray Incorporated 0.00 4125 4230.06 7.09
ANV Allied Nevada Gold 0.00 1000 30280.00 2.30
Asa Limited shs 0.00 42 26190.48 0.00
AI Arlington Asset Investment 0.00 200 21330.00 27.03
APKT Acme Packet 0.00 1008 30910.71 0.00
ACM AECOM Technology Corporation 0.00 1728 20570.02 32.60
AIG American International 0.00 1877 23199.25 52.16
AWK American Water Works 0.00 99 31858.59 51.91
Bank Of America Corporation warrant 0.00 3500 2020.00 0.00
Bank Of America Corporation preferred 0.00 66 786000.00 0.00
Addus Homecare 0.00 1500 3570.00 0.00
ARIA Ariad Pharmaceuticals 0.00 506 12250.99 5.83
Bank Of America Corp w exp 10/201 0.00 7150 310.07 0.00
IPATH MSCI India Index Etn 0.00 766 46620.10 0.00
TDSC 3D Systems Corporation 0.00 600 14400.00 0.00
Barclays Bk Plc Ipsp croil etn 0.00 853 25120.75 0.00
ACOM Ancestry 0.00 200 22960.00 0.00
AVK Advent Claymore Convertible Sec & Inc Fd 0.00 4568 14729.64 17.42
Alerian Mlp Etf 0.00 2924 16620.04 0.00
XAA American Municipal Income Portfolio 0.00 1200 14546.67 0.00
SLA American Select Portfolio 0.00 1903 9998.42 0.00
ASP American Strategic Income Portfolio 0.00 1453 10671.71 0.00
CSP American Strategic Income Portfolio III 0.00 1000 6520.00 0.00
BSP American Strategic Income Portf. Inc II 0.00 1700 8060.00 0.00
Barclays Bank Plc 8.125% Non C pfd 0.00 1400 22280.00 0.00
Aeterna Zentaris 0.00 750 1540.00 0.00
AMRB American River Bankshares 0.00 1050 4550.48 9.34
Barclays Bank Plc Ipathdow Jones Aig etf 0.00 800 3770.00 0.00
Barclays Bk Plc Ipspgs Ttl Etn etf 0.00 256 33750.00 0.00
Barclays Bank 0.00 1500 21080.00 0.00
ATAX America First Tax Exempt Investors 0.00 3115 4939.97 5.78
Barclays Bk Plc etn djubs copr37 0.00 645 44040.31 0.00
Barclays Bk Plc etn cboe spbuy 0.00 52 50403.85 0.00
Barclays Bank Plc etn djubsplatm38 0.00 7 32000.00 0.00
GRI Cohen & Steers Glbl Relt 0.00 1103 32584.77 42.28
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.00 5437 6299.98 0.00
LCM Advent/Claymore Enhanced Growth & Income 0.00 950 8980.00 9.40
Barclays Bank Plc Pfd. 6.625% pfd 0.00 3500 18340.00 0.00
Aberdeen Latin Amer Eqty Fd 0.00 500 30100.00 0.00
DENT Dent Tactical ETF 0.00 500 18746.00 0.00
Barclays Bank Plc etn djubs sgar38 0.00 625 81800.00 0.00
ATRM Aetrium 0.00 300 730.00 3.76
APB Asia Pacific Fund 0.00 214 9401.87 11.06
APRI Apricus Bioscience 0.00 1833 5159.85 1.62
CRBQ Jefferies CRB Global Commodity ETF 0.00 250 42540.00 40.62
GRR Asia Tigers Fund 0.00 102 12009.80 11.83
Barclays Bk Plc s^p 500 veqtor 0.00 10 126000.00 0.00