First New York Securities

First New York Securities as of Dec. 31, 2012

Portfolio Holdings for First New York Securities

First New York Securities holds 321 positions in its portfolio as reported in the December 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
SPDR Gold Trust (GLD) 7.5 $21M 128k 162.03
Spdr S&p 500 Etf (SPY) 4.9 $14M 95k 142.40
Exxon Mobil Corporation (XOM) 4.5 $12M 143k 86.57
Apple (AAPL) 4.4 $12M 23k 532.00
Nexen 4.4 $12M 448k 27.00
Abbott Laboratories (ABT) 3.9 $11M 166k 65.50
Unilever 3.8 $10M 271k 38.30
Teva Pharmaceutical Industries (TEVA) 2.3 $6.3M 46k 138.23
US Airways 2.2 $6.0M 444k 13.50
Financial Select Sector SPDR (XLF) 2.1 $5.8M 353k 16.40
Ralcorp Holdings 1.7 $4.7M 53k 89.66
Sunrise Senior Living 1.6 $4.3M 300k 14.38
American International (AIG) 1.6 $4.3M 121k 35.40
Telefonica (TEF) 1.5 $4.1M 306k 13.49
Occidental Petroleum Corporation (OXY) 1.5 $4.1M 54k 76.60
Verisign Inc sdcv 3.250% 8/1 1.4 $3.8M 3.0M 1.26
Bank of America Corporation (BAC) 1.3 $3.6M 307k 11.67
Blyth 1.3 $3.5M 228k 15.52
Mission West Properties 1.2 $3.4M 375k 9.11
CurrencyShares Japanese Yen Trust 1.1 $3.1M 28k 113.04
Chipotle Mexican Grill (CMG) 1.1 $3.0M 10k 297.50
Alere 1.1 $2.9M 156k 18.50
Iron Mountain Incorporated 1.0 $2.7M 86k 31.03
iShares Silver Trust (SLV) 0.9 $2.4M 83k 29.38
IAC/InterActive 0.9 $2.4M 51k 47.20
Novartis (NVS) 0.9 $2.4M 38k 63.30
Titanium Metals Corporation 0.9 $2.4M 151k 16.00
General Motors Company (GM) 0.8 $2.3M 79k 28.84
Best Buy (BBY) 0.8 $2.2M 188k 11.83
Novagold Resources Inc Cad (NG) 0.7 $1.9M 425k 4.52
Canon (CAJPY) 0.7 $1.8M 46k 39.21
Delta Air Lines (DAL) 0.6 $1.8M 148k 11.88
Anadarko Petroleum Corporation 0.6 $1.8M 24k 74.50
Ancestry 0.6 $1.7M 54k 32.05
Syneron Medical Ltd ord 0.6 $1.6M 188k 8.67
General Electric Company 0.6 $1.5M 73k 20.99
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.6 $1.5M 13k 121.20
Kohl's Corporation (KSS) 0.5 $1.5M 35k 43.00
Websense 0.5 $1.5M 98k 15.00
Tesla Motors (TSLA) 0.5 $1.5M 43k 34.00
Ford Motor Company (F) 0.5 $1.4M 110k 12.96
Toyota Motor Corporation (TM) 0.5 $1.4M 15k 93.22
DNP Select Income Fund (DNP) 0.5 $1.4M 150k 9.47
Navios Maritime Acquis Corp 0.5 $1.4M 589k 2.41
Home Depot (HD) 0.5 $1.4M 23k 61.87
True Religion Apparel 0.5 $1.4M 55k 25.00
CSX Corporation (CSX) 0.5 $1.3M 68k 19.74
PowerShares QQQ Trust, Series 1 0.5 $1.3M 20k 65.10
Royal Dutch Shell 0.5 $1.3M 19k 68.97
Dean Foods Company 0.5 $1.3M 76k 16.51
Hertz Global Holdings 0.5 $1.3M 78k 16.27
Direxion Daily Small Cp Bull 3X (TNA) 0.5 $1.3M 20k 63.95
PHH Corporation 0.4 $1.1M 50k 22.77
Cme (CME) 0.4 $1.1M 23k 50.70
McMoRan Exploration 0.4 $1.1M 71k 16.07
Valero Energy Corporation (VLO) 0.4 $1.1M 33k 34.13
Chicago Bridge & Iron Company 0.4 $1.0M 23k 46.36
Us Natural Gas Fd Etf 0.4 $1.0M 55k 18.93
SanDisk Corporation 0.4 $1.0M 24k 43.53
Turkcell Iletisim Hizmetleri A.S. (TKC) 0.4 $997k 62k 16.15
Baidu (BIDU) 0.4 $1.0M 10k 100.30
OPNET Technologies 0.3 $961k 23k 41.78
TELUS Corporation 0.3 $970k 15k 64.67
Weatherford International Lt reg 0.3 $952k 85k 11.20
Facebook Inc cl a (META) 0.3 $932k 35k 26.63
Ultra Petroleum 0.3 $907k 50k 18.14
Freeport-McMoRan Copper & Gold (FCX) 0.3 $922k 27k 34.14
Advance Auto Parts (AAP) 0.3 $905k 13k 72.40
THL Credit 0.3 $887k 60k 14.78
New Mountain Finance Corp (NMFC) 0.3 $894k 60k 14.90
Gardner Denver 0.3 $857k 13k 68.56
Ym Biosciences 0.3 $870k 302k 2.88
Avon Products 0.3 $830k 58k 14.38
Zynga 0.3 $841k 356k 2.36
Vertex Pharmaceuticals Incorporated (VRTX) 0.3 $796k 19k 41.89
Qiagen 0.3 $805k 44k 18.13
Oracle Corporation (ORCL) 0.3 $750k 23k 33.33
Golub Capital BDC (GBDC) 0.3 $735k 46k 15.99
Newmont Mining Corporation (NEM) 0.2 $697k 15k 46.47
Cross Country Healthcare (CCRN) 0.2 $684k 143k 4.80
Digirad Corporation 0.2 $705k 351k 2.01
Fresenius Medical Care AG & Co. (FMS) 0.2 $641k 19k 34.28
Teleflex Inc note 3.875% 8/0 0.2 $640k 500k 1.28
Foot Locker (FL) 0.2 $617k 19k 32.14
PennantPark Investment (PNNT) 0.2 $604k 55k 11.00
Autobytel 0.2 $598k 150k 3.98
Hudson City Ban 0.2 $591k 73k 8.13
Koninklijke Philips Electronics NV (PHG) 0.2 $590k 22k 26.58
United States Oil Fund 0.2 $584k 18k 33.37
Applied Materials (AMAT) 0.2 $572k 50k 11.44
China Eastern Airlines 0.2 $586k 29k 20.10
Emergent BioSolutions (EBS) 0.2 $593k 37k 16.03
Citigroup (C) 0.2 $594k 15k 39.60
Encana Corp 0.2 $543k 28k 19.75
Statoil ASA 0.2 $550k 22k 25.00
Korea Electric Power Corporation (KEP) 0.2 $558k 40k 13.95
Greenbrier Companies (GBX) 0.2 $561k 35k 16.17
Nuveen Mult Curr St Gv Incm 0.2 $565k 44k 12.88
Ann 0.2 $555k 16k 33.84
Deutsche Bank Ag-registered (DB) 0.2 $531k 12k 44.25
Star Scientific 0.2 $523k 195k 2.68
Primoris Services (PRIM) 0.2 $520k 35k 15.03
Noble Energy 0.2 $509k 5.0k 101.80
iShares MSCI Japan Index 0.2 $488k 50k 9.76
Hillshire Brands 0.2 $492k 18k 28.11
Transocean (RIG) 0.2 $469k 11k 44.67
Gulfport Energy Corporation 0.2 $458k 12k 38.17
Oil States International (OIS) 0.2 $465k 6.5k 71.54
McDermott International 0.2 $468k 43k 11.01
Avago Technologies 0.2 $475k 15k 31.67
V.F. Corporation (VFC) 0.2 $453k 3.0k 151.00
Dryships/drys 0.2 $432k 270k 1.60
PetroChina Company 0.2 $431k 3.0k 143.67
Kinross Gold Corp (KGC) 0.2 $437k 45k 9.71
Tcp Capital 0.2 $442k 30k 14.73
Deckers Outdoor Corporation (DECK) 0.1 $402k 10k 40.20
Thompson Creek Metals 0.1 $415k 100k 4.15
Cit 0.1 $386k 10k 38.60
BB&T Corporation 0.1 $387k 13k 29.10
Titan International (TWI) 0.1 $380k 18k 21.71
BHP Billiton (BHP) 0.1 $392k 5.0k 78.32
CTI Industries 0.1 $374k 73k 5.16
Pennantpark Floating Rate Capi (PFLT) 0.1 $374k 29k 12.70
Trovagene Inc *w Exp 99/99/999 0.1 $387k 149k 2.60
Arch Coal 0.1 $367k 50k 7.33
First Solar (FSLR) 0.1 $352k 11k 30.88
Illumina (ILMN) 0.1 $362k 6.5k 55.69
SPX Corporation 0.1 $351k 5.0k 70.20
Warner Chilcott Plc - 0.1 $367k 31k 12.03
Teavana Hldgs 0.1 $348k 23k 15.47
Sanchez Energy Corp C ommon stocks 0.1 $360k 20k 18.00
Cnooc 0.1 $330k 1.5k 220.00
Energy Xxi 0.1 $322k 10k 32.20
Intellipharmaceuticsintl Inc C 0.1 $337k 134k 2.51
Incyte Corporation (INCY) 0.1 $299k 18k 16.61
Royal Caribbean Cruises (RCL) 0.1 $299k 8.8k 33.98
VeriFone Systems 0.1 $297k 10k 29.70
Carnival (CUK) 0.1 $298k 7.7k 38.70
Chart Industries (GTLS) 0.1 $300k 4.5k 66.67
New York & Company 0.1 $300k 79k 3.81
Eaton Vance Tax-Managed Global Dive Eq (EXG) 0.1 $308k 35k 8.80
Penn Virginia Corporation 0.1 $265k 60k 4.42
WisdomTree Investments (WT) 0.1 $275k 45k 6.11
Phillips 66 (PSX) 0.1 $266k 5.0k 53.20
Invacare Corporation 0.1 $261k 16k 16.31
Elan Corporation 0.1 $243k 24k 10.22
United States Steel Corporation (X) 0.1 $239k 10k 23.90
Anacor Pharmaceuticals In 0.1 $260k 50k 5.20
Banco Santander (BSBR) 0.1 $219k 30k 7.30
iShares MSCI Emerging Markets Indx (EEM) 0.1 $222k 5.0k 44.40
Microsoft Corporation (MSFT) 0.1 $216k 8.1k 26.67
Dick's Sporting Goods (DKS) 0.1 $227k 5.0k 45.40
Global Payments (GPN) 0.1 $231k 5.1k 45.29
eBay (EBAY) 0.1 $229k 4.5k 50.80
Live Nation Entertainment (LYV) 0.1 $223k 24k 9.29
Perrigo Company 0.1 $229k 2.2k 104.09
H&E Equipment Services (HEES) 0.1 $227k 15k 15.07
Intrepid Potash 0.1 $213k 10k 21.30
Safeguard Scientifics 0.1 $221k 15k 14.73
LML Payment Systems 0.1 $234k 68k 3.43
PostRock Energy Corporation 0.1 $217k 153k 1.42
Thermon Group Holdings (THR) 0.1 $225k 10k 22.50
Mitsubishi UFJ Financial (MUFG) 0.1 $187k 35k 5.42
Luxottica Group S.p.A. 0.1 $207k 5.0k 41.40
PetroQuest Energy 0.1 $198k 40k 4.95
Stone Energy Corporation 0.1 $205k 10k 20.50
Gentex Corporation (GNTX) 0.1 $189k 10k 18.90
Semgroup Corp cl a 0.1 $195k 5.0k 39.00
MFS High Income Municipal Trust (CXE) 0.1 $198k 36k 5.45
Pacific Drilling Sa 0.1 $189k 20k 9.45
Yelp Inc cl a (YELP) 0.1 $189k 10k 18.90
BP (BP) 0.1 $166k 4.0k 41.50
Chevron Corporation (CVX) 0.1 $162k 1.5k 108.00
American Greetings Corporation 0.1 $169k 10k 16.90
News Corporation 0.1 $166k 6.5k 25.54
Qualcomm (QCOM) 0.1 $155k 2.5k 62.00
Monster Worldwide 0.1 $169k 30k 5.63
Rex Energy Corporation 0.1 $163k 13k 13.04
Nice Systems (NICE) 0.1 $167k 5.0k 33.40
Clearwire Corporation 0.1 $174k 64k 2.73
Ecopetrol (EC) 0.1 $179k 3.0k 59.67
Barclays Bank Plc etn djubscoffe38 (JJOFF) 0.1 $159k 4.9k 32.45
Gnc Holdings Inc Cl A 0.1 $166k 5.0k 33.20
Nationstar Mortgage 0.1 $155k 5.0k 31.00
Safety Insurance (SAFT) 0.1 $152k 3.3k 46.06
Sony Corporation (SONY) 0.1 $140k 13k 11.20
Citrix Systems 0.1 $131k 2.0k 65.50
Boston Scientific Corporation (BSX) 0.1 $143k 25k 5.72
Goodyear Tire & Rubber Company (GT) 0.1 $138k 10k 13.80
Alpha Natural Resources 0.1 $127k 13k 9.77
F5 Networks (FFIV) 0.1 $146k 1.5k 97.33
VMware 0.1 $141k 1.5k 94.00
Hldgs (UAL) 0.1 $140k 6.0k 23.33
Tower International 0.1 $144k 18k 8.04
Vringo 0.1 $143k 48k 3.00
Responsys 0.1 $131k 22k 5.95
Novacopper 0.1 $130k 72k 1.81
Sarepta Therapeutics (SRPT) 0.1 $129k 5.0k 25.75
Vale (VALE) 0.0 $105k 5.0k 21.00
Cisco Systems (CSCO) 0.0 $98k 5.0k 19.60
Intel Corporation (INTC) 0.0 $103k 5.0k 20.60
Ruby Tuesday 0.0 $98k 13k 7.84
Endo Pharmaceuticals 0.0 $105k 4.0k 26.25
ArthroCare Corporation 0.0 $104k 3.0k 34.67
Sprint Nextel Corporation 0.0 $113k 20k 5.65
Fluor Corporation (FLR) 0.0 $117k 2.0k 58.50
Schlumberger (SLB) 0.0 $104k 1.5k 69.33
EOG Resources (EOG) 0.0 $121k 1.0k 121.00
ArcelorMittal 0.0 $113k 6.5k 17.38
Sauer-Danfoss 0.0 $107k 2.0k 53.50
Hi-Tech Pharmacal 0.0 $105k 3.0k 35.00
NxStage Medical 0.0 $101k 9.0k 11.22
Global Eagle Acquisition Cor *w exp 05/13/201 0.0 $114k 154k 0.74
Direxion Daily Fin Bull 3x dly (FAS) 0.0 $120k 1.0k 120.00
Neonode 0.0 $102k 21k 4.86
Gerdau SA (GGB) 0.0 $90k 10k 9.00
Adobe Systems Incorporated (ADBE) 0.0 $75k 2.0k 37.50
Boeing Company (BA) 0.0 $75k 1.0k 75.00
Laboratory Corp. of America Holdings (LH) 0.0 $87k 1.0k 87.00
ConocoPhillips (COP) 0.0 $87k 1.5k 58.00
News Corporation 0.0 $74k 2.8k 26.12
Southwestern Energy Company (SWN) 0.0 $84k 2.5k 33.60
Allscripts Healthcare Solutions (MDRX) 0.0 $71k 7.5k 9.47
Quidel Corporation 0.0 $75k 4.0k 18.75
Cheniere Energy (LNG) 0.0 $94k 5.0k 18.80
Knight Capital 0.0 $70k 20k 3.50
Heckmann Corporation 0.0 $81k 20k 4.05
City Tele 0.0 $87k 14k 6.32
Usa Technologies Inc *w exp 12/31/201 0.0 $74k 124k 0.60
Bcd Semiconductor Mfg 0.0 $78k 10k 7.50
People's United Financial 0.0 $48k 4.0k 12.00
Teradata Corporation (TDC) 0.0 $62k 1.0k 62.00
KBR (KBR) 0.0 $60k 2.0k 30.00
Gol Linhas Aereas Inteligentes SA 0.0 $43k 6.5k 6.62
Health Management Associates 0.0 $47k 5.0k 9.40
Helmerich & Payne (HP) 0.0 $56k 1.0k 56.00
Integrated Device Technology 0.0 $54k 7.5k 7.20
Hess (HES) 0.0 $53k 1.0k 53.00
Ban (TBBK) 0.0 $55k 5.0k 11.00
Whiting Petroleum Corporation 0.0 $43k 1.0k 43.00
Juniper Networks (JNPR) 0.0 $49k 2.5k 19.60
Herbalife Ltd Com Stk (HLF) 0.0 $66k 2.0k 33.00
Armstrong World Industries (AWI) 0.0 $51k 1.0k 51.00
GameStop (GME) 0.0 $50k 2.0k 25.00
Nomura Holdings (NMR) 0.0 $59k 10k 5.90
RF Micro Devices 0.0 $45k 10k 4.50
Robbins & Myers 0.0 $59k 1.0k 59.00
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.0 $48k 1.0k 48.00
Reed Elsevier NV 0.0 $63k 2.1k 29.44
MIPS Technologies 0.0 $59k 7.5k 7.87
Einstein Noah Restaurant 0.0 $46k 3.8k 12.27
Curis 0.0 $49k 15k 3.39
Nevsun Res 0.0 $43k 10k 4.30
Franklin Universal Trust (FT) 0.0 $65k 9.2k 7.08
Triangle Petroleum Corporation 0.0 $60k 10k 6.00
MediciNova (MNOV) 0.0 $62k 38k 1.65
Qihoo 360 Technologies Co Lt 0.0 $59k 2.0k 29.50
Ensco Plc Shs Class A 0.0 $59k 1.0k 59.00
Genco Shipping & Trading 0.0 $17k 5.0k 3.40
Mechel OAO 0.0 $35k 5.0k 7.00
Companhia Siderurgica Nacional (SID) 0.0 $15k 2.5k 6.00
Suntrust Banks Inc $1.00 Par Cmn 0.0 $28k 1.0k 28.00
Wells Fargo & Company (WFC) 0.0 $34k 1.0k 34.00
Gold Fields (GFI) 0.0 $19k 1.5k 12.67
Nokia Corporation (NOK) 0.0 $40k 10k 4.00
Tyson Foods (TSN) 0.0 $39k 2.0k 19.50
Pacific Sunwear of California 0.0 $20k 13k 1.60
Tibco Software 0.0 $22k 1.0k 22.00
Rite Aid Corporation 0.0 $31k 23k 1.38
Hawaiian Holdings (HA) 0.0 $16k 2.5k 6.40
Health Net 0.0 $24k 1.0k 24.00
Alaska Air (ALK) 0.0 $22k 500.00 44.00
LDK Solar 0.0 $22k 15k 1.47
Georgia Gulf Corporation 0.0 $41k 1.0k 41.00
Helix Energy Solutions (HLX) 0.0 $31k 1.5k 20.67
TASER International 0.0 $22k 2.5k 8.80
Homex Development 0.0 $37k 3.0k 12.33
Pan American Silver Corp Can (PAAS) 0.0 $19k 1.0k 19.00
PMFG 0.0 $16k 1.8k 8.89
QLogic Corporation 0.0 $19k 2.0k 9.50
Arena Pharmaceuticals 0.0 $23k 2.5k 9.20
Idenix Pharmaceuticals 0.0 $39k 8.0k 4.88
Allegheny Technologies Incorporated (ATI) 0.0 $30k 1.0k 30.00
Golar Lng (GLNG) 0.0 $15k 400.00 37.50
Valhi 0.0 $26k 2.1k 12.36
Ypf Sa (YPF) 0.0 $35k 2.4k 14.45
Aurizon Mines 0.0 $17k 5.0k 3.40
Westport Innovations 0.0 $40k 1.5k 26.67
Cobalt Intl Energy 0.0 $25k 1.0k 25.00
Moly 0.0 $14k 1.5k 9.28
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $21k 4.0k 5.25
Promotora De Informaciones S adr cl b conv 0.0 $25k 23k 1.07
Netlist (NLST) 0.0 $14k 18k 0.77
LRAD Corporation 0.0 $16k 14k 1.13
Solazyme 0.0 $39k 5.0k 7.80
National Bank Greece S A 0.0 $17k 9.6k 1.78
Novogen 0.0 $36k 5.2k 6.92
Sunshine Heart 0.0 $32k 5.2k 6.12
Stereotaxis (STXS) 0.0 $38k 15k 2.53
Uts Galectin Therapeutics unit 0.0 $30k 6.8k 4.41
Galectin Therapeutics Wrnt W Exp 3/28/2017 0.0 $40k 95k 0.42
Donaldson Company (DCI) 0.0 $8.0k 250.00 32.00
Goldcorp 0.0 $0 12.00 0.00
Yanzhou Coal Mining (YZCAY) 0.0 $0 10.00 0.00
BlueLinx Holdings 0.0 $8.0k 2.7k 2.92
Gran Tierra Energy 0.0 $10k 1.8k 5.52
Limelight Networks 0.0 $11k 5.0k 2.20
EnergySolutions 0.0 $3.0k 1.0k 3.00
VirnetX Holding Corporation 0.0 $6.0k 200.00 30.00
Nuveen Muni Value Fund (NUV) 0.0 $8.0k 800.00 10.00
BlackRock Credit All Inc Trust IV (BTZ) 0.0 $11k 801.00 13.73
MFS Government Markets Income Trust (MGF) 0.0 $3.0k 400.00 7.50
Promotora De Informaciones Adr adr cl a 0.0 $4.0k 3.7k 1.09
Vringo Inc *w exp 99/99/999 0.0 $3.0k 2.5k 1.20
Lake Shore Gold 0.0 $4.0k 5.0k 0.80
Global Eagle Acquisition Cor 0.0 $1.0k 100.00 10.00
T3 Motion Inc *w exp 99/99/99 0.0 $0 3.0k 0.00
Nautilus Marine Acquisit Cor *w exp 06/17/201 0.0 $5.9k 24k 0.25
Universal Business Pmt Sol A *w exp 05/09/201 0.0 $3.1k 11k 0.28
CLEANTECH SOLUTIONS Intl 0.0 $4.0k 1.0k 4.00
Turquoisehillres 0.0 $8.0k 1.0k 8.00