First New York Securities

First New York Securities as of June 30, 2013

Portfolio Holdings for First New York Securities

First New York Securities holds 334 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
News Corporation 10.6 $28M 867k 32.58
Us Natural Gas Fd Etf 7.5 $20M 1.1M 19.00
SPDR Gold Trust (GLD) 5.9 $16M 132k 119.13
Gardner Denver 4.7 $13M 167k 75.17
Spdr S&p 500 Etf (SPY) 3.5 $9.5M 59k 160.40
National Financial Partners 3.3 $8.8M 347k 25.31
Clearwire Corporation 2.7 $7.1M 1.4M 5.00
News Corporation 2.5 $6.7M 203k 32.82
Apple (AAPL) 2.5 $6.6M 17k 396.60
Novo Nordisk A/S (NVO) 2.4 $6.4M 42k 154.96
WisdomTree Japan Total Dividend (DXJ) 2.2 $6.0M 132k 45.62
Deutsche Bank Ag-registered (DB) 2.1 $5.7M 135k 41.96
CH Energy 1.9 $5.0M 76k 65.00
Zoetis Inc Cl A (ZTS) 1.7 $4.6M 148k 30.89
Whitewave Foods 1.6 $4.2M 275k 15.20
Ares Capital Corporation (ARCC) 1.1 $2.8M 165k 17.20
Barnes & Noble 1.0 $2.7M 167k 15.98
Activision Blizzard 0.9 $2.5M 173k 14.27
Nuance Communications 0.9 $2.3M 127k 18.39
Ambac Finl (AMBC) 0.9 $2.3M 97k 23.81
Saks Incorporated 0.8 $2.2M 164k 13.66
iShares Dow Jones US Real Estate (IYR) 0.8 $2.0M 30k 66.43
Kimberly-Clark Corporation (KMB) 0.7 $1.9M 20k 97.15
Seadrill 0.7 $1.8M 45k 40.73
Proshares Ultrashort 20+y Tr etf (TBT) 0.7 $1.8M 25k 72.40
Research In Motion 0.7 $1.8M 161k 10.96
Accuray Incorporated (ARAY) 0.7 $1.8M 305k 5.74
Vodafone 0.7 $1.7M 60k 28.75
Covidien 0.6 $1.6M 25k 62.88
Vitesse Semiconductor Corporate 0.6 $1.6M 600k 2.63
Potash Corp. Of Saskatchewan I 0.6 $1.5M 40k 38.15
Telefonica (TEF) 0.6 $1.5M 118k 12.82
Microchip Technology Inc sdcv 2.125%12/1 0.5 $1.5M 1.0M 1.45
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.5 $1.4M 13k 110.32
Facebook Inc cl a (META) 0.5 $1.4M 56k 24.87
Acquity 0.5 $1.4M 108k 12.92
Ambac Finl Group Inc *w exp 04/30/202 0.5 $1.4M 113k 12.20
US Airways 0.5 $1.3M 77k 16.42
Iron Mountain Incorporated 0.5 $1.2M 46k 26.59
Talisman Energy Inc Com Stk 0.5 $1.2M 105k 11.42
Chesapeake Energy Corporation 0.4 $1.2M 58k 20.42
Developers Diversified Rlty note 1.750%11/1 0.4 $1.2M 1.0M 1.17
iShares Silver Trust (SLV) 0.4 $1.1M 60k 19.00
Syngenta 0.4 $1.1M 15k 77.86
Anadarko Petroleum Corporation 0.4 $1.1M 13k 86.00
Abercrombie & Fitch (ANF) 0.4 $1.1M 24k 45.28
Service Corporation International (SCI) 0.4 $1.1M 60k 18.03
Lufkin Industries 0.4 $1.1M 12k 88.54
Kinross Gold Corp (KGC) 0.4 $1.1M 209k 5.11
Tesla Motors (TSLA) 0.4 $1.1M 10k 107.40
Tellabs 0.4 $990k 500k 1.98
Market Vectors Junior Gold Miners ETF 0.3 $897k 98k 9.15
Optimer Pharmaceuticals 0.3 $902k 62k 14.46
Exacttarget 0.3 $887k 26k 33.72
Siemens (SIEGY) 0.3 $861k 8.5k 101.29
SPDR KBW Regional Banking (KRE) 0.3 $864k 26k 33.88
OSI Systems (OSIS) 0.3 $837k 13k 64.38
Golub Capital BDC (GBDC) 0.3 $833k 48k 17.50
Navios Maritime Acquis Corp 0.3 $836k 247k 3.39
Occidental Petroleum Corporation (OXY) 0.3 $803k 9.0k 89.22
Freeport-McMoRan Copper & Gold (FCX) 0.3 $788k 29k 27.63
Emergent BioSolutions (EBS) 0.3 $797k 55k 14.41
iShares MSCI Brazil Index (EWZ) 0.3 $812k 19k 43.87
Auxilium Pharmaceuticals 0.3 $765k 46k 16.63
Royal Gold (RGLD) 0.3 $777k 19k 42.00
Ipath S&p 500 Vix Short Term F 0.3 $766k 37k 20.70
Noble Corporation Com Stk 0.3 $752k 20k 37.60
Cobalt Intl Energy 0.3 $744k 28k 26.57
Pennantpark Floating Rate Capi (PFLT) 0.3 $726k 51k 14.15
New Mountain Finance Corp (NMFC) 0.3 $708k 50k 14.16
Google 0.3 $704k 800.00 880.00
Autobytel 0.3 $694k 146k 4.77
Metropcs Communications (TMUS) 0.3 $695k 28k 24.82
Royal Dutch Shell 0.2 $638k 10k 63.80
Pos (PKX) 0.2 $651k 10k 65.10
Copart (CPRT) 0.2 $616k 20k 30.80
Nokia Corporation (NOK) 0.2 $607k 162k 3.74
Tim Hortons Inc Com Stk 0.2 $614k 11k 54.10
Elan Corporation 0.2 $614k 44k 14.12
Alere 0.2 $588k 24k 24.50
Westpac Banking Corporation 0.2 $594k 4.5k 132.00
Abb (ABBNY) 0.2 $595k 28k 21.64
Dresser-Rand 0.2 $600k 10k 60.00
THL Credit 0.2 $577k 38k 15.18
Asml Holding (ASML) 0.2 $594k 7.5k 79.20
Anheuser-Busch InBev NV (BUD) 0.2 $569k 6.3k 90.20
PowerShares DB US Dollar Index Bullish 0.2 $564k 25k 22.56
3M Company (MMM) 0.2 $547k 5.0k 109.40
Myriad Genetics (MYGN) 0.2 $537k 20k 26.87
Archer Daniels Midland Company (ADM) 0.2 $509k 15k 33.93
United States Oil Fund 0.2 $513k 15k 34.20
General Motors Company (GM) 0.2 $500k 15k 33.33
Noble Energy 0.2 $489k 8.1k 60.61
Helix Energy Solutions (HLX) 0.2 $483k 21k 23.00
Skechers USA (SKX) 0.2 $480k 20k 24.00
Safeguard Scientifics (SFE) 0.2 $482k 30k 16.07
Apollo 0.2 $443k 25k 17.72
Dean Foods Company 0.2 $451k 45k 10.01
IntercontinentalEx.. 0.2 $444k 2.5k 177.60
Agrium 0.2 $435k 5.0k 87.00
Concho Resources 0.2 $419k 5.0k 83.80
Penn West Energy Trust 0.2 $423k 40k 10.58
Tcp Capital 0.2 $416k 25k 16.75
Adt 0.2 $423k 11k 39.91
BioMarin Pharmaceutical (BMRN) 0.1 $390k 7.0k 55.71
Schlumberger (SLB) 0.1 $394k 5.5k 71.64
NII Holdings 0.1 $400k 60k 6.67
Fortinet (FTNT) 0.1 $411k 24k 17.47
Neonode 0.1 $390k 66k 5.95
Westport Innovations 0.1 $383k 12k 33.33
Wisdomtree Tr intl hedge eqt (HEDJ) 0.1 $361k 7.5k 48.13
Vale (VALE) 0.1 $334k 26k 13.09
Novartis (NVS) 0.1 $354k 5.0k 70.80
Resolute Energy 0.1 $347k 44k 7.98
CTI Industries 0.1 $334k 67k 5.01
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $336k 26k 12.96
Pfizer (PFE) 0.1 $327k 12k 27.96
J.C. Penney Company 0.1 $307k 18k 17.06
Hercules Technology Growth Capital (HTGC) 0.1 $318k 23k 13.95
Ann 0.1 $332k 10k 33.20
Halcon Resources 0.1 $312k 55k 5.67
Hologic (HOLX) 0.1 $290k 15k 19.33
Health Management Associates 0.1 $282k 18k 15.67
Aol 0.1 $291k 8.0k 36.38
CONSOL Energy 0.1 $280k 10k 27.13
Blyth 0.1 $286k 21k 13.95
Huaneng Power International 0.1 $288k 7.5k 38.40
Iamgold Corp (IAG) 0.1 $288k 66k 4.33
SM Energy (SM) 0.1 $300k 5.0k 60.00
New Residential Invt 0.1 $303k 45k 6.73
JPMorgan Chase & Co. (JPM) 0.1 $264k 5.0k 52.80
Caterpillar (CAT) 0.1 $256k 3.1k 83.33
Peabody Energy Corporation 0.1 $255k 17k 14.65
Rudolph Technologies 0.1 $280k 25k 11.20
LivePerson (LPSN) 0.1 $269k 30k 8.97
Cheniere Energy (LNG) 0.1 $278k 10k 27.80
OraSure Technologies (OSUR) 0.1 $260k 67k 3.88
Teck Resources Ltd cl b (TECK) 0.1 $255k 12k 21.25
Rackspace Hosting 0.1 $277k 7.3k 37.94
Nuveen Muni Value Fund (NUV) 0.1 $277k 29k 9.56
Uni-Pixel (UNXLQ) 0.1 $258k 17k 15.00
Intellipharmaceuticsintl Inc C 0.1 $278k 164k 1.70
Ares Coml Real Estate (ACRE) 0.1 $256k 20k 12.80
Stratasys (SSYS) 0.1 $272k 3.3k 83.69
Safety Insurance (SAFT) 0.1 $243k 5.0k 48.60
Monsanto Company 0.1 $247k 2.5k 98.80
Royal Caribbean Cruises (RCL) 0.1 $250k 7.5k 33.33
Intel Corporation (INTC) 0.1 $242k 10k 24.20
EMC Corporation 0.1 $236k 10k 23.60
Sequenom 0.1 $230k 55k 4.22
Reed Elsevier NV 0.1 $234k 7.0k 33.20
American Capital Agency 0.1 $230k 10k 23.00
Financial Bear 3x 0.1 $252k 7.5k 33.60
Comcast Corporation (CMCSA) 0.1 $209k 5.0k 41.80
Verizon Communications (VZ) 0.1 $201k 4.0k 50.25
National-Oilwell Var 0.1 $202k 2.9k 68.78
Forest Laboratories 0.1 $206k 5.0k 41.20
STMicroelectronics (STM) 0.1 $210k 23k 9.02
Air Methods Corporation 0.1 $203k 6.0k 33.83
American International (AIG) 0.1 $224k 5.0k 44.80
DNP Select Income Fund (DNP) 0.1 $217k 22k 9.80
Goldfield Corporation 0.1 $210k 97k 2.16
Inspiremd 0.1 $210k 95k 2.21
Office Depot 0.1 $194k 50k 3.88
Hess (HES) 0.1 $199k 3.0k 66.33
Mbia (MBI) 0.1 $200k 15k 13.33
Walter Energy 0.1 $177k 17k 10.41
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.1 $199k 4.0k 49.75
Lions Gate Entertainment 0.1 $178k 6.5k 27.38
InterOil Corporation 0.1 $174k 2.5k 69.60
OCZ Technology 0.1 $185k 128k 1.45
Solar Senior Capital 0.1 $180k 9.8k 18.37
Barrick Gold Corp (GOLD) 0.1 $157k 10k 15.70
Teradata Corporation (TDC) 0.1 $151k 3.0k 50.33
American Greetings Corporation 0.1 $165k 9.0k 18.33
Pioneer Natural Resources (PXD) 0.1 $148k 1.0k 144.39
Cablevision Systems Corporation 0.1 $168k 10k 16.80
Chicago Bridge & Iron Company 0.1 $149k 2.5k 59.60
Imax Corp Cad (IMAX) 0.1 $162k 6.5k 24.92
SPDR S&P Retail (XRT) 0.1 $149k 2.0k 76.41
Sourcefire 0.1 $167k 3.0k 55.67
WisdomTree India Earnings Fund (EPI) 0.1 $162k 10k 16.20
SPDR S&P Metals and Mining (XME) 0.1 $166k 5.0k 33.20
Michael Kors Holdings 0.1 $155k 2.5k 62.00
Depository Vipshop Holdings Ltd - Ads receipt (VIPS) 0.1 $149k 5.1k 29.23
iShares FTSE/Xinhua China 25 Index (FXI) 0.1 $144k 4.5k 32.00
Goldman Sachs (GS) 0.1 $121k 800.00 151.25
Health Care SPDR (XLV) 0.1 $122k 2.6k 47.66
At&t (T) 0.1 $142k 4.0k 35.50
Cisco Systems (CSCO) 0.1 $122k 5.0k 24.40
Gold Fields (GFI) 0.1 $131k 25k 5.24
RadioShack Corporation 0.1 $146k 46k 3.17
Halliburton Company (HAL) 0.1 $125k 3.0k 41.67
Maxim Integrated Products 0.1 $139k 5.0k 27.80
Juniper Networks (JNPR) 0.1 $126k 6.5k 19.33
Gulf Island Fabrication (GIFI) 0.1 $144k 7.5k 19.20
Oil States International (OIS) 0.1 $139k 1.5k 92.67
Stec 0.1 $123k 19k 6.36
Randgold Resources 0.1 $128k 2.0k 64.00
ING Groep (ING) 0.1 $136k 15k 9.07
PowerShares QQQ Trust, Series 1 0.1 $121k 1.7k 71.22
Financial Select Sector SPDR (XLF) 0.1 $123k 6.3k 19.38
Moly 0.1 $139k 22k 6.21
Charter Communications 0.1 $124k 1.0k 124.00
Body Central Acquisition Corporation 0.1 $133k 10k 13.30
Fusion-io 0.1 $142k 10k 14.20
Express Scripts Holding 0.1 $127k 2.1k 61.68
Grifols S A Sponsored Adr R (GRFS) 0.1 $144k 5.1k 28.43
Collabrx 0.1 $123k 36k 3.42
Pbf Energy Inc cl a (PBF) 0.1 $130k 5.0k 26.00
Time Warner Cable 0.0 $112k 1.0k 112.00
Red Hat 0.0 $112k 2.3k 47.88
Cliffs Natural Resources 0.0 $97k 6.0k 16.17
Hecla Mining Company (HL) 0.0 $120k 40k 3.00
Cheesecake Factory Incorporated (CAKE) 0.0 $105k 2.5k 42.00
Gulfport Energy Corporation 0.0 $118k 2.5k 47.20
RF Micro Devices 0.0 $102k 19k 5.34
Children's Place Retail Stores (PLCE) 0.0 $110k 2.0k 55.00
McDermott International 0.0 $106k 13k 8.21
Carmike Cinemas 0.0 $97k 5.0k 19.40
3D Systems Corporation (DDD) 0.0 $105k 2.4k 43.75
Franklin Universal Trust (FT) 0.0 $96k 14k 6.85
Yelp Inc cl a (YELP) 0.0 $104k 3.0k 34.67
Galectin Therapeutics Wrnt W Exp 3/28/2017 0.0 $94k 74k 1.27
iShares MSCI Emerging Markets Indx (EEM) 0.0 $77k 2.0k 38.50
Annaly Capital Management 0.0 $69k 5.5k 12.58
General Electric Company 0.0 $73k 3.1k 23.18
Digital Realty Trust (DLR) 0.0 $79k 1.3k 60.82
FMC Technologies 0.0 $84k 1.5k 56.00
Gol Linhas Aereas Inteligentes SA 0.0 $84k 25k 3.36
C.H. Robinson Worldwide (CHRW) 0.0 $89k 1.6k 56.19
salesforce (CRM) 0.0 $74k 2.0k 37.93
ARM Holdings 0.0 $72k 2.0k 36.00
MFA Mortgage Investments 0.0 $75k 8.9k 8.44
Dendreon Corporation 0.0 $82k 20k 4.10
BlueLinx Holdings 0.0 $73k 34k 2.17
Einstein Noah Restaurant 0.0 $71k 5.0k 14.20
Qlik Technologies 0.0 $71k 2.5k 28.40
Gordmans Stores 0.0 $73k 5.4k 13.52
Market Vectors-Inter. Muni. Index 0.0 $88k 4.0k 22.00
Templeton Emerging Markets Income Fund (TEI) 0.0 $70k 4.7k 14.80
Francescas Hldgs Corp 0.0 $69k 2.5k 27.60
Trovagene 0.0 $85k 12k 6.98
Silver Bay Rlty Tr 0.0 $83k 5.0k 16.60
Liberty Global Inc Com Ser A 0.0 $73k 1.0k 73.00
National Bk Greece S A spn adr rep 1 sh 0.0 $87k 25k 3.48
Asia Entn & Resources Ltd right 06/20/2013 0.0 $89k 188k 0.47
Gerdau SA (GGB) 0.0 $43k 7.5k 5.73
ICICI Bank (IBN) 0.0 $57k 1.5k 38.00
Joy Global 0.0 $43k 884.00 48.64
People's United Financial 0.0 $45k 3.0k 15.00
Apache Corporation 0.0 $42k 500.00 84.00
PetSmart 0.0 $48k 723.00 66.39
AngloGold Ashanti 0.0 $43k 3.0k 14.33
Strategic Hotels & Resorts 0.0 $44k 5.0k 8.80
Ferro Corporation 0.0 $63k 9.0k 7.00
Textron (TXT) 0.0 $47k 1.8k 25.94
Hercules Offshore 0.0 $49k 7.0k 7.00
Chart Industries (GTLS) 0.0 $56k 600.00 93.33
Eldorado Gold Corp 0.0 $62k 10k 6.20
Market Vectors Gold Miners ETF 0.0 $49k 2.0k 24.50
SoundBite Communications 0.0 $65k 13k 5.00
Ltx Credence Corporation 0.0 $60k 10k 6.00
Rda Microelectronics 0.0 $55k 5.0k 11.00
LRAD Corporation 0.0 $54k 48k 1.12
Sanchez Energy Corp C ommon stocks 0.0 $46k 2.0k 23.00
L Brands 0.0 $49k 990.00 49.49
Petroleo Brasileiro SA (PBR) 0.0 $34k 2.5k 13.60
U.S. Bancorp (USB) 0.0 $18k 500.00 36.00
Crown Castle International 0.0 $37k 508.00 72.83
Citrix Systems 0.0 $35k 583.00 60.03
Lumber Liquidators Holdings (LL) 0.0 $26k 328.00 79.27
Boston Scientific Corporation (BSX) 0.0 $37k 4.0k 9.25
Verisign (VRSN) 0.0 $35k 793.00 44.14
Autoliv (ALV) 0.0 $39k 500.00 78.00
Arch Coal 0.0 $38k 10k 3.80
Pacific Sunwear of California 0.0 $36k 10k 3.60
Baker Hughes Incorporated 0.0 $25k 546.00 45.79
eBay (EBAY) 0.0 $36k 696.00 51.72
Qualcomm (QCOM) 0.0 $35k 581.00 60.24
Dryships/drys 0.0 $40k 22k 1.86
ConAgra Foods (CAG) 0.0 $25k 713.00 35.06
Nexstar Broadcasting (NXST) 0.0 $26k 746.00 34.85
Alpha Natural Resources 0.0 $26k 5.0k 5.20
SBA Communications Corporation 0.0 $25k 336.00 74.40
ArcelorMittal 0.0 $28k 2.5k 11.20
Diana Shipping (DSX) 0.0 $30k 3.0k 10.00
F5 Networks (FFIV) 0.0 $34k 500.00 68.00
Home BancShares (HOMB) 0.0 $28k 1.1k 25.55
New York & Company 0.0 $32k 5.0k 6.40
Westlake Chemical Corporation (WLK) 0.0 $25k 263.00 95.06
Flow International Corporation 0.0 $24k 6.4k 3.75
Santarus 0.0 $25k 1.2k 20.87
Globecomm Systems 0.0 $19k 1.5k 12.67
Extreme Networks (EXTR) 0.0 $34k 10k 3.40
Orient-exp Htls 0.0 $24k 2.0k 12.00
Immunomedics 0.0 $27k 5.0k 5.41
Curis 0.0 $19k 6.1k 3.13
Polymet Mining Corp 0.0 $18k 25k 0.72
Neptune Technologies Bioreso 0.0 $33k 10k 3.30
Gsv Cap Corp 0.0 $24k 3.0k 8.00
Groupon 0.0 $27k 3.1k 8.71
Cui Global 0.0 $22k 4.0k 5.50
Tillys (TLYS) 0.0 $32k 2.0k 16.00
Epl Oil & Gas 0.0 $26k 879.00 29.58
Combimatrix Corporation 0.0 $38k 12k 3.17
Axiall 0.0 $21k 500.00 42.00
Torm A/s spons 0.0 $30k 13k 2.40
Infinity Cross Bo 0.0 $15k 24k 0.62
Huntington Bancshares Incorporated (HBAN) 0.0 $8.0k 1.0k 8.00
Genco Shipping & Trading 0.0 $13k 7.5k 1.73
Yingli Green Energy Hold 0.0 $10k 3.0k 3.33
Cnooc 0.0 $0 1.00 0.00
Bank of America Corporation (BAC) 0.0 $13k 1.0k 13.00
Supervalu 0.0 $12k 2.0k 6.00
JetBlue Airways Corporation (JBLU) 0.0 $13k 2.0k 6.50
Goldcorp 0.0 $0 12.00 0.00
Boston Private Financial Holdings 0.0 $11k 1.0k 11.00
Century Aluminum Company (CENX) 0.0 $10k 1.1k 9.09
Applied Micro Circuits Corporation 0.0 $6.0k 700.00 8.57
Vivus 0.0 $6.0k 500.00 12.00
LeapFrog Enterprises 0.0 $5.0k 500.00 10.00
Innodata Isogen (INOD) 0.0 $2.0k 500.00 4.00
PLX Technology 0.0 $13k 2.7k 4.81
Gran Tierra Energy 0.0 $11k 1.8k 6.08
Ascent Solar Technologies 0.0 $1.0k 1.1k 0.91
MAKO Surgical 0.0 $12k 1.0k 12.00
Kodiak Oil & Gas 0.0 $9.0k 1.0k 9.00
SPDR S&P Oil & Gas Explore & Prod. 0.0 $10k 174.00 57.47
Identive 0.0 $4.0k 5.0k 0.80
Vanguard Health Systems 0.0 $10k 500.00 20.00
Phoenix New Media 0.0 $8.0k 1.5k 5.33
Sunshine Heart 0.0 $0 73.00 0.00
Gabelli Hlthcare & Wellness right 07/17/2013 0.0 $4.1k 26k 0.16