First New York Securities

First New York Securities as of Sept. 30, 2013

Portfolio Holdings for First New York Securities

First New York Securities holds 317 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Onyx Pharmaceuticals 11.7 $29M 235k 124.71
Spdr S&p 500 Etf (SPY) 10.8 $27M 161k 168.00
Apple Computer 3.7 $9.2M 19k 476.74
CurrencyShares Euro Trust 2.9 $7.4M 55k 133.85
Deutsche Bank Ag-registered (DB) 2.7 $6.7M 146k 45.88
Smithfield Foods 2.4 $6.1M 179k 33.97
Sourcefire 1.9 $4.7M 61k 75.94
WisdomTree Japan Total Dividend (DXJ) 1.9 $4.6M 97k 47.87
Spreadtrum Communications 1.8 $4.6M 150k 30.46
Sap (SAP) 1.7 $4.4M 59k 73.93
Colonial Properties Trust 1.4 $3.5M 155k 22.49
Volterra Semiconductor Corporation 1.4 $3.5M 151k 23.01
CapLease 1.3 $3.3M 389k 8.49
Ambac Finl 1.3 $3.3M 181k 18.14
Syngenta 1.3 $3.2M 39k 81.31
News (NWSA) 1.2 $3.1M 195k 16.07
Ambac Finl Group Inc *w exp 04/30/202 1.2 $3.0M 249k 12.07
A.F.P Provida SA 1.2 $3.0M 36k 82.94
iShares MSCI Japan Index 1.1 $2.9M 242k 11.92
Dell 1.1 $2.7M 195k 13.75
Pfizer (PFE) 1.1 $2.6M 91k 28.81
Cree 1.0 $2.6M 42k 60.21
Marathon Petroleum Corp (MPC) 0.9 $2.3M 37k 64.26
General Motors Company (GM) 0.9 $2.3M 64k 36.00
Ares Capital Corporation (ARCC) 0.9 $2.2M 126k 17.29
Cnh Global 0.9 $2.2M 173k 12.51
Omni (OMC) 0.8 $2.0M 31k 63.43
Golar Lng (GLNG) 0.8 $2.0M 52k 37.70
Penn National Gaming (PENN) 0.8 $1.9M 35k 55.40
STMicroelectronics (STM) 0.8 $1.9M 207k 9.20
BioScrip 0.8 $1.9M 217k 8.79
Us Natural Gas Fd Etf 0.7 $1.8M 100k 18.28
Tesla Motors (TSLA) 0.7 $1.7M 9.0k 193.33
Xilinx Inc sdcv 3.125% 3/1 0.7 $1.6M 1.0M 1.62
Lin Media 0.7 $1.6M 80k 20.30
Noble Corporation Com Stk 0.6 $1.6M 42k 37.80
iShares Silver Trust (SLV) 0.6 $1.6M 75k 20.91
Warner Chilcott Plc - 0.6 $1.5M 65k 22.94
Incyte Corporation (INCY) 0.6 $1.5M 38k 38.16
Corrections Corporation of America 0.6 $1.4M 40k 34.58
Apollo Group Inc cl a 0 0.5 $1.4M 65k 20.80
Silicon Laboratories (SLAB) 0.5 $1.3M 31k 42.72
Bhp Billitltd-sp 0.5 $1.3M 20k 66.50
MAKO Surgical 0.5 $1.3M 44k 29.52
Accuray 0.5 $1.2M 166k 7.38
Maidenform Brands 0.4 $1.1M 47k 23.49
iShares Russell 2000 Index (IWM) 0.4 $1.1M 10k 106.60
Autoliv 0.4 $1.1M 12k 87.41
Fortinet (FTNT) 0.4 $1.0M 51k 20.27
Sanchez Energy Corp C ommon stocks 0.4 $1.0M 38k 26.42
Whitewave Foods 0.4 $999k 50k 19.98
JPMorgan Chase & Co. (JPM) 0.4 $982k 19k 51.68
Royal Dutch Shell 0.4 $985k 15k 65.67
Royal Gold (RGLD) 0.4 $925k 19k 48.68
Pennantpark Floating Rate Capi (PFLT) 0.4 $938k 68k 13.78
Geo 0.4 $914k 28k 33.24
Cobalt Intl Energy 0.4 $895k 36k 24.86
Devon Energy Corporation (DVN) 0.3 $866k 15k 57.73
Astex Pharmaceuticals 0.3 $886k 89k 10.00
Invacare Corporation 0.3 $864k 50k 17.28
Apache Corp Com Stk 0.3 $851k 10k 85.10
Energy Select Sector SPDR (XLE) 0.3 $829k 10k 82.90
Cynosure 0.3 $821k 36k 22.81
Golub Capital BDC (GBDC) 0.3 $832k 48k 17.33
Tcp Capital 0.3 $812k 50k 16.24
Nuance Communications 0.3 $772k 41k 18.69
Biodel 0.3 $772k 245k 3.15
BANK NEW YORK MELLON Corp Com Stk 0.3 $755k 25k 30.20
Asml Holding (ASML) 0.3 $741k 7.5k 98.80
Halliburton Company (HAL) 0.3 $722k 15k 48.13
New Mountain Finance Corp (NMFC) 0.3 $721k 50k 14.42
Schlumberger (SLB) 0.3 $707k 8.0k 88.38
Medley Capital Corporation 0.3 $714k 52k 13.78
FedEx Corporation (FDX) 0.3 $685k 6.0k 114.17
Noble Energy 0.3 $670k 10k 67.00
Whiting Petroleum Corporation 0.3 $658k 11k 59.82
TiVo 0.3 $653k 53k 12.44
Barrick Gold Corp 0.3 $651k 35k 18.60
Market Vectors Gold Miners ETF 0.3 $640k 26k 25.11
SPDR S&P Oil & Gas Explore & Prod. 0.3 $659k 10k 65.90
Ipath S&p 500 Vix Short Term F 0.3 $657k 45k 14.60
Himax Technologies (HIMX) 0.2 $620k 62k 10.00
Copart (CPRT) 0.2 $636k 20k 31.80
Potash Corp. Of Saskatchewan I 0.2 $626k 20k 31.30
Uni-Pixel 0.2 $622k 35k 17.72
Mondelez Int (MDLZ) 0.2 $628k 20k 31.40
Exone 0.2 $617k 15k 42.57
Financial Select Sector SPDR (XLF) 0.2 $597k 30k 19.90
SPDR S&P Homebuilders (XHB) 0.2 $612k 20k 30.60
Compass Minerals International (CMP) 0.2 $572k 7.5k 76.27
Transocean (RIG) 0.2 $565k 13k 44.49
Kinross Gold Corp (KGC) 0.2 $568k 113k 5.05
Capital Senior Living Corporation 0.2 $571k 27k 21.15
Dex (DXCM) 0.2 $564k 20k 28.20
Ocean Rig Udw 0.2 $546k 30k 18.20
Neonode 0.2 $561k 87k 6.42
Adobe Systems Incorporated (ADBE) 0.2 $519k 10k 51.90
Cheniere Energy (LNG) 0.2 $512k 15k 34.13
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.2 $499k 53k 9.36
Integrated Device Technology 0.2 $471k 50k 9.42
ConocoPhillips (COP) 0.2 $487k 7.0k 69.57
Blyth 0.2 $483k 35k 13.80
Silver Bay Rlty Tr 0.2 $470k 30k 15.67
Turkcell Iletisim Hizmetleri A.S. (TKC) 0.2 $453k 31k 14.77
Zynga 0.2 $460k 126k 3.66
Microsoft Corporation (MSFT) 0.2 $415k 13k 33.20
Google 0.2 $438k 500.00 876.00
Qiagen 0.2 $394k 18k 21.41
Wisdomtree Tr intl hedge eqt (HEDJ) 0.2 $399k 7.5k 53.20
Metropcs Communications (TMUS) 0.2 $390k 15k 26.00
ResMed (RMD) 0.1 $370k 7.0k 52.85
Tyson Foods (TSN) 0.1 $368k 13k 28.31
Unilever 0.1 $377k 10k 37.70
United States Oil Fund 0.1 $369k 10k 36.90
Denbury Resources 0.1 $368k 20k 18.40
Goodrich Petroleum Corporation 0.1 $364k 15k 24.27
Cit 0.1 $342k 7.0k 48.86
Tenaris (TS) 0.1 $351k 7.5k 46.80
Molex Incorporated 0.1 $340k 8.8k 38.64
Men's Wearhouse 0.1 $341k 10k 34.10
Anheuser-Busch InBev NV (BUD) 0.1 $357k 3.6k 99.17
Arthrocare Corp 0.1 $356k 10k 35.60
Suncor Energy (SU) 0.1 $358k 10k 35.80
InterOil Corporation 0.1 $357k 5.0k 71.40
Emerald Oil 0.1 $360k 50k 7.20
Solarcity 0.1 $357k 11k 34.00
PowerShares DB US Dollar Index Bullish 0.1 $324k 15k 21.60
Spectranetics Corporation 0.1 $336k 20k 16.80
ConAgra Foods (CAG) 0.1 $303k 10k 30.30
NxStage Medical 0.1 $303k 23k 13.17
Emeritus Corporation 0.1 $296k 16k 18.50
Goodrich Pete Corp note 5.000%10/0 0.1 $270k 250k 1.08
Goldman Sachs (GS) 0.1 $269k 1.7k 158.24
Safety Insurance (SAFT) 0.1 $265k 5.0k 53.00
Hudson City Ban 0.1 $270k 30k 9.00
Medtronic 0.1 $266k 5.0k 53.20
USG Corporation 0.1 $286k 10k 28.60
EQT Corporation (EQT) 0.1 $288k 3.3k 88.62
CTI Industries 0.1 $280k 58k 4.83
Halcon Resources 0.1 $267k 60k 4.45
Trovagene 0.1 $266k 37k 7.17
Alco Stores 0.1 $269k 19k 13.97
J.C. Penney Company 0.1 $239k 27k 8.75
Akamai Technologies (AKAM) 0.1 $259k 5.0k 51.80
Freeport-McMoRan Copper & Gold (FCX) 0.1 $248k 7.5k 33.07
EOG Resources (EOG) 0.1 $254k 1.5k 169.33
Michael Baker Corp Comstk Usd1 0.1 $243k 6.0k 40.50
Molex Incorporated 0.1 $231k 6.0k 38.50
Hess (HES) 0.1 $232k 3.0k 77.33
Occidental Petroleum Corporation (OXY) 0.1 $234k 2.5k 93.60
Solar Cap (SLRC) 0.1 $222k 10k 22.20
Gray Television (GTN) 0.1 $237k 30k 7.90
Hertz Global Holdings 0.1 $222k 10k 22.20
Javelin Mtg Invt 0.1 $237k 20k 11.85
Sunedison 0.1 $228k 29k 7.97
Orange Sa (ORAN) 0.1 $221k 18k 12.51
Royal Caribbean Cruises (RCL) 0.1 $191k 5.0k 38.20
Saks Incorporated 0.1 $194k 12k 16.03
Rubicon Technology 0.1 $196k 16k 12.13
Novagold Resources Inc Cad (NG) 0.1 $197k 85k 2.32
Vitamin Shoppe 0.1 $193k 4.4k 43.86
Talisman Energy Inc call 0.1 $201k 18k 11.49
Fortinet Inc cmn 0.1 $203k 10k 20.30
Novo Nordisk A/S (NVO) 0.1 $186k 1.1k 169.09
Rudolph Technologies 0.1 $171k 15k 11.40
Jabil Circuit (JBL) 0.1 $171k 7.9k 21.65
Deckers Outdoor Corporation (DECK) 0.1 $165k 2.5k 66.00
Brookfield Ppty Corp Cad 0.1 $171k 9.0k 19.00
Lions Gate Entertainment 0.1 $175k 5.0k 35.00
Anadarko Pete Corp 0.1 $186k 2.0k 93.00
Real Goods Solar 0.1 $185k 66k 2.80
D Alexion Pharmaceutic Als Inc C Common Stock 0 0.1 $174k 1.5k 116.00
Goldfield Corporation 0.1 $180k 105k 1.71
Novagold Res Inc call 0.1 $186k 80k 2.32
Solar Senior Capital 0.1 $178k 9.8k 18.12
Ann 0.1 $181k 5.0k 36.20
Market Vectors Oil Service Etf 0.1 $188k 4.0k 47.00
Range Resources (RRC) 0.1 $152k 2.0k 76.00
Lennar Corporation (LEN) 0.1 $142k 4.0k 35.50
KBR (KBR) 0.1 $163k 5.0k 32.60
Weyerhaeuser Company (WY) 0.1 $143k 5.0k 28.60
Oil States International (OIS) 0.1 $155k 1.5k 103.33
RF Micro Devices 0.1 $141k 25k 5.64
Dresser-Rand 0.1 $156k 2.5k 62.40
Gsv Cap Corp 0.1 $148k 10k 14.80
ReneSola 0.1 $128k 26k 5.01
SandRidge Energy 0.1 $135k 23k 5.87
Tibco Software 0.1 $129k 5.0k 25.80
Sinclair Broadcast 0.1 $121k 3.6k 33.61
SPDR Gold Trust (GLD) 0.1 $128k 1.0k 128.00
Century Aluminum Company (CENX) 0.1 $120k 15k 8.00
Gulfport Energy Corporation 0.1 $129k 2.0k 64.50
Helix Energy Solutions (HLX) 0.1 $127k 5.0k 25.40
Chart Industries (GTLS) 0.1 $123k 1.0k 123.00
Westport Innovations 0.1 $121k 5.0k 24.20
CommonWealth REIT 0.1 $132k 6.0k 22.00
DNP Select Income Fund (DNP) 0.1 $115k 12k 9.57
Navios Maritime Acquis Corp 0.1 $129k 35k 3.69
INC Ventrus Biosciences 0.1 $113k 39k 2.90
Level 3 Communications 0.1 $133k 5.0k 26.60
Expedia (EXPE) 0.1 $130k 2.5k 52.00
Comcast Corporation (CMCSA) 0.0 $90k 2.0k 45.00
Cabot Oil & Gas Corporation (CTRA) 0.0 $112k 3.0k 37.33
At&t (T) 0.0 $101k 3.0k 33.67
Citrix Systems 0.0 $99k 1.4k 70.71
Quiksilver 0.0 $105k 15k 7.00
Energy Xxi 0.0 $91k 3.0k 30.33
Buffalo Wild Wings 0.0 $111k 1.0k 111.00
New York & Company 0.0 $104k 18k 5.78
Carmike Cinemas 0.0 $110k 5.0k 22.00
NetGear (NTGR) 0.0 $93k 3.0k 31.00
BlueLinx Holdings 0.0 $101k 51k 1.97
Market Vectors-Inter. Muni. Index 0.0 $89k 4.0k 22.25
Morgan Stanley Emerging Markets Domestic (EDD) 0.0 $94k 6.7k 14.06
Triangle Petroleum Corporation 0.0 $98k 10k 9.80
Pacific Drilling Sa 0.0 $111k 10k 11.10
Midstates Pete 0.0 $103k 20k 5.15
Pacific Ethanol 0.0 $105k 30k 3.50
Boston Scientific Corporation (BSX) 0.0 $65k 5.5k 11.82
JetBlue Airways Corporation (JBLU) 0.0 $70k 11k 6.67
Koninklijke Philips Electronics NV (PHG) 0.0 $74k 2.3k 32.17
Patterson-UTI Energy (PTEN) 0.0 $64k 3.0k 21.33
Walter Energy 0.0 $70k 5.0k 14.00
TriQuint Semiconductor 0.0 $65k 8.0k 8.12
OSI Systems (OSIS) 0.0 $74k 1.0k 74.00
Wausau Paper 0.0 $65k 5.0k 13.00
Chicago Bridge & Iron Company 0.0 $81k 1.2k 67.50
Vivus 0.0 $70k 7.5k 9.33
Brink's Company (BCO) 0.0 $84k 3.0k 28.00
Iamgold Corp (IAG) 0.0 $82k 17k 4.77
iShares Dow Jones US Home Const. (ITB) 0.0 $67k 3.0k 22.33
Best Buy 0.0 $75k 2.0k 37.50
AtriCure (ATRC) 0.0 $66k 6.0k 11.00
MediciNova (MNOV) 0.0 $73k 29k 2.52
Fusion-io 0.0 $67k 5.0k 13.40
Pandora Media 0.0 $73k 2.9k 25.14
Angie's List Inc cs 0.0 $79k 3.5k 22.57
Proshares Ultrashort 20+y Tr etf (TBT) 0.0 $75k 1.0k 75.00
Tower Group International 0.0 $64k 9.0k 7.11
Sprint 0.0 $66k 11k 6.29
Office Depot 0.0 $48k 10k 4.80
Service Corporation International (SCI) 0.0 $56k 3.0k 18.67
Forest Laboratories 0.0 $43k 1.0k 43.00
Goldcorp 0.0 $52k 2.0k 25.84
NutriSystem 0.0 $46k 3.2k 14.38
Emulex Corporation 0.0 $39k 5.0k 7.80
Huntsman Corporation (HUN) 0.0 $52k 2.5k 20.80
LDK Solar 0.0 $40k 21k 1.91
AsiaInfo-Linkage 0.0 $54k 4.6k 11.63
Portugal Telecom, SGPS 0.0 $54k 12k 4.48
Baker Hughes 0.0 $49k 1.0k 49.00
PFSweb 0.0 $48k 8.0k 6.00
Curis 0.0 $45k 10k 4.50
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.0 $53k 500.00 106.00
Biospecifics Tech 0.0 $58k 3.0k 19.33
Thermon Group Holdings (THR) 0.0 $46k 2.0k 23.00
Gt Solar Int'l 0.0 $45k 5.3k 8.42
Cui Global 0.0 $58k 10k 5.80
Galectin Therapeutics Wrnt W Exp 3/28/2017 0.0 $46k 8.5k 5.41
PHH Corporation 0.0 $24k 1.0k 24.00
Suntech Power Holdings 0.0 $17k 10k 1.68
Yingli Green Energy Hold 0.0 $35k 5.0k 7.00
ICICI Bank (IBN) 0.0 $30k 1.0k 30.00
People's United Financial 0.0 $14k 1.0k 14.00
General Electric Company 0.0 $24k 1.0k 24.00
Supervalu 0.0 $16k 2.0k 8.00
Macy's (M) 0.0 $22k 500.00 44.00
Boeing 0.0 $24k 200.00 120.00
Iron Mountain Incorporated 0.0 $27k 1.0k 27.00
Delta Air Lines (DAL) 0.0 $35k 1.5k 23.33
Webster Financial Corporation (WBS) 0.0 $13k 500.00 26.00
ARGO GROUP INTERNATIONAL Holdi Com Stk 0.0 $21k 500.00 42.00
Children's Place Retail Stores (PLCE) 0.0 $29k 500.00 58.00
Triumph (TGI) 0.0 $35k 500.00 70.00
Allegheny Technologies Incorporated (ATI) 0.0 $15k 500.00 30.00
BARNES & NOBLE INC COM Stk 0.0 $24k 1.9k 12.80
Infinity Pharmaceuticals (INFIQ) 0.0 $17k 1.0k 17.00
Gran Tierra Energy 0.0 $13k 1.8k 7.18
Baltic Trading 0.0 $22k 4.6k 4.82
Dole Food Company 0.0 $14k 1.0k 14.00
Ltx Credence Corporation 0.0 $33k 5.0k 6.60
China Ming Yang Wind Power 0.0 $24k 10k 2.40
OmniAmerican Ban 0.0 $37k 1.5k 24.67
Arena Pharmaceuticals 0.0 $26k 5.0k 5.20
Intellipharmaceuticsintl Inc C 0.0 $26k 13k 2.00
Alaska Airgroup Com.Stk Usd1 0.0 $31k 500.00 62.00
Hanwha Solarone 0.0 $31k 7.1k 4.39
China Sunergy Co Ltd- 0.0 $16k 2.6k 6.15
Sarepta Therapeutics (SRPT) 0.0 $24k 500.00 48.00
Ja Solar Holdings Co Ltd spon adr rep5ord 0.0 $25k 2.5k 10.00
Pbf Energy Inc cl a (PBF) 0.0 $16k 727.00 22.01
Revolution Lighting Tech 0.0 $27k 11k 2.53
Infinity Cross Bo 0.0 $15k 24k 0.62
Intelsat Sa 0.0 $37k 1.6k 23.87
Cnooc 0.0 $0 1.00 0.00
Xilinx 0.0 $0 1.00 0.00
First Solar (FSLR) 0.0 $10k 253.00 39.53
Entravision Communication (EVC) 0.0 $5.0k 800.00 6.25
Hecla Mining Company (HL) 0.0 $0 1.00 0.00
BioCryst Pharmaceuticals (BCRX) 0.0 $7.0k 994.00 7.04
Frontline Limited Usd2.5 0.0 $4.0k 1.5k 2.67
Skyworks Solutions (SWKS) 0.0 $0 1.00 0.00
Cutera (CUTR) 0.0 $9.0k 1.0k 9.00
F5 Networks (FFIV) 0.0 $0 2.00 0.00
Morgans Hotel 0.0 $8.0k 1.0k 8.00
Theragenics Corporation 0.0 $6.0k 3.2k 1.88
Cadence Pharmaceuticals 0.0 $0 2.00 0.00
Vishay Precision (VPG) 0.0 $8.0k 600.00 13.33
Verenium Corporation 0.0 $6.0k 1.6k 3.75
Citigroup (C) 0.0 $0 1.00 0.00
Active Network 0.0 $9.0k 600.00 15.00
Sunshine Heart 0.0 $999.700000 65.00 15.38
Paragon Shipping Inc cl a 0.0 $6.0k 1.1k 5.45
Hong Kong Television Ne- (HKTVY) 0.0 $3.0k 422.00 7.11
Model N (MODN) 0.0 $5.0k 500.00 10.00
Superconductor Technologies 0.0 $1.0k 500.00 2.00
Murphy Usa (MUSA) 0.0 $8.0k 200.00 40.00