Guinness Asset Management

Guinness Asset Management as of Sept. 30, 2013

Portfolio Holdings for Guinness Asset Management

Guinness Asset Management holds 70 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Suncor Energy (SU) 4.4 $7.2M 201k 35.83
ConocoPhillips (COP) 4.2 $6.8M 97k 69.51
Halliburton Company (HAL) 4.2 $6.7M 140k 48.15
Chesapeake Energy Corporation 4.2 $6.7M 260k 25.88
Hess (HES) 4.1 $6.6M 86k 77.34
Newfield Exploration 4.0 $6.6M 240k 27.37
Noble Energy 4.0 $6.5M 98k 67.01
Apache Corporation 4.0 $6.5M 77k 85.15
Unit Corporation 4.0 $6.5M 140k 46.49
Devon Energy Corporation (DVN) 4.0 $6.4M 112k 57.76
Patterson-UTI Energy (PTEN) 3.9 $6.3M 294k 21.38
Canadian Natural Resources (CNQ) 3.8 $6.2M 198k 31.49
Helix Energy Solutions (HLX) 3.8 $6.2M 245k 25.37
Chevron Corporation (CVX) 3.8 $6.1M 51k 121.50
Valero Energy Corporation (VLO) 3.8 $6.2M 180k 34.15
Exxon Mobil Corporation (XOM) 3.6 $5.8M 68k 86.04
Trina Solar 2.8 $4.6M 299k 15.46
Penn Virginia Corporation 2.3 $3.7M 559k 6.65
Carrizo Oil & Gas 2.2 $3.6M 97k 37.29
Stone Energy Corporation 2.1 $3.5M 107k 32.43
Ja Solar Holdings Co Ltd spon adr rep5ord 1.8 $3.0M 291k 10.17
Bill Barrett Corporation 1.4 $2.4M 94k 25.11
Ultra Petroleum 1.2 $2.0M 97k 20.56
QEP Resources 1.1 $1.9M 67k 27.69
AFLAC Incorporated (AFL) 1.1 $1.8M 29k 61.99
Microsoft Corporation (MSFT) 1.1 $1.8M 53k 33.27
Reynolds American 1.1 $1.8M 36k 48.76
Illinois Tool Works (ITW) 1.1 $1.8M 23k 76.28
General Dynamics Corporation (GD) 1.1 $1.8M 20k 87.51
L-3 Communications Holdings 1.1 $1.8M 19k 94.47
Pfizer (PFE) 1.1 $1.7M 61k 28.72
Northrop Grumman Corporation (NOC) 1.1 $1.7M 18k 95.27
Abbvie (ABBV) 1.1 $1.7M 39k 44.73
Merck & Co (MRK) 1.1 $1.7M 36k 47.60
Mondelez Int (MDLZ) 1.1 $1.7M 55k 31.42
Arthur J. Gallagher & Co. (AJG) 1.1 $1.7M 39k 43.64
Mattel (MAT) 1.1 $1.7M 41k 41.88
Coca-Cola Company (KO) 1.0 $1.7M 45k 37.88
Johnson & Johnson (JNJ) 1.0 $1.7M 20k 86.67
H&R Block (HRB) 1.0 $1.7M 63k 26.67
Kraft Foods 1.0 $1.7M 32k 52.48
Procter & Gamble Company (PG) 1.0 $1.7M 22k 75.57
Triangle Petroleum Corporation 0.4 $678k 69k 9.83
JinkoSolar Holding (JKS) 0.2 $280k 12k 22.53
Yingli Green Energy Hold 0.1 $243k 35k 6.94
Companhia Energetica Minas Gerais (CIG) 0.1 $221k 26k 8.63
Sunpower (SPWR) 0.1 $234k 8.9k 26.18
LDK Solar 0.1 $211k 109k 1.93
ReneSola 0.1 $193k 39k 4.98
Itron (ITRI) 0.1 $179k 4.2k 42.87
Ormat Technologies (ORA) 0.1 $167k 6.2k 26.81
Gamco Investors (GAMI) 0.1 $75k 980.00 76.53
Franklin Resources (BEN) 0.0 $59k 1.2k 51.30
Waddell & Reed Financial 0.0 $60k 1.2k 51.28
BlackRock (BLK) 0.0 $54k 200.00 270.00
State Street Corporation (STT) 0.0 $47k 710.00 66.20
Ameriprise Financial (AMP) 0.0 $46k 500.00 92.00
Blackstone 0.0 $51k 2.0k 25.00
Nasdaq Omx (NDAQ) 0.0 $45k 1.4k 32.14
Affiliated Managers (AMG) 0.0 $53k 290.00 182.76
Federated Investors (FHI) 0.0 $44k 1.6k 26.99
Fortress Investment 0.0 $48k 6.0k 7.97
Och-Ziff Capital Management 0.0 $45k 4.1k 10.98
AllianceBernstein Holding (AB) 0.0 $43k 2.1k 20.09
Raymond James Financial (RJF) 0.0 $45k 1.1k 41.67
Sohu 0.0 $27k 350.00 77.14
Taiwan Semiconductor Mfg (TSM) 0.0 $18k 1.1k 16.85
Best Buy (BBY) 0.0 $12k 310.00 38.71
Applied Materials (AMAT) 0.0 $13k 750.00 17.33
NetEase (NTES) 0.0 $23k 320.00 71.88