Iwamoto Kong & Co

Iwamoto Kong & Co as of Dec. 31, 2011

Portfolio Holdings for Iwamoto Kong & Co

Iwamoto Kong & Co holds 541 positions in its portfolio as reported in the December 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Exxon Mobil Corporation (XOM) 6.0 $11M 123k 84.76
SPDR Gold Trust (GLD) 4.0 $6.9M 45k 151.98
At&t (T) 3.5 $6.1M 201k 30.24
Pfizer (PFE) 3.5 $6.0M 276k 21.64
Johnson & Johnson (JNJ) 3.4 $5.9M 89k 65.58
Abbott Laboratories (ABT) 3.2 $5.6M 99k 56.23
Qualcomm (QCOM) 3.0 $5.2M 95k 54.71
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 2.8 $4.8M 45k 107.19
Kimberly-Clark Corporation (KMB) 2.8 $4.7M 65k 73.56
Edison International (EIX) 2.4 $4.1M 99k 41.40
Eaton Corporation 2.3 $4.0M 93k 43.53
Exelon Corporation (EXC) 2.3 $3.9M 91k 43.37
Consolidated Edison (ED) 2.2 $3.8M 61k 62.04
Microsoft Corporation (MSFT) 2.2 $3.8M 145k 25.96
Freeport-McMoRan Copper & Gold (FCX) 2.1 $3.7M 100k 36.79
Raytheon Company 2.1 $3.6M 74k 48.38
Vanguard Total Bond Market ETF (BND) 2.0 $3.5M 42k 83.54
ConocoPhillips (COP) 2.0 $3.5M 48k 72.86
Unilever 1.9 $3.4M 98k 34.37
ProShares Short S&P500 1.8 $3.2M 78k 40.41
Dominion Resources (D) 1.7 $2.9M 55k 53.08
General Electric Company 1.6 $2.8M 156k 17.91
Cisco Systems (CSCO) 1.6 $2.8M 153k 18.08
iShares Barclays TIPS Bond Fund (TIP) 1.5 $2.6M 22k 116.70
Johnson Controls 1.4 $2.5M 79k 31.26
Procter & Gamble Company (PG) 1.4 $2.5M 37k 66.71
Eni S.p.A. (E) 1.4 $2.4M 58k 41.26
Chevron Corporation (CVX) 1.4 $2.3M 22k 106.40
Vanguard Emerging Markets ETF (VWO) 1.3 $2.3M 60k 38.21
Teva Pharmaceutical Industries (TEVA) 1.3 $2.2M 55k 40.36
Wells Fargo Trust 7.875 prf 1.2 $2.0M 78k 25.99
Siemens (SIEGY) 1.1 $1.9M 20k 95.61
Pepsi (PEP) 1.1 $1.9M 29k 66.34
Apple (AAPL) 0.8 $1.5M 3.6k 404.88
Amazon (AMZN) 0.8 $1.4M 8.0k 173.12
Comcast Corp 0.8 $1.4M 53k 25.59
Gamco Global Gold Natural Reso (GGN) 0.8 $1.3M 94k 14.11
Bank One Capital Vi Pfd Secs 7 p 0.8 $1.3M 51k 25.50
PIMCO Corporate Income Fund (PCN) 0.7 $1.2M 73k 15.95
Anadarko Petroleum Corporation 0.7 $1.2M 15k 76.32
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.7 $1.2M 79k 14.60
Realty Income (O) 0.6 $1.1M 30k 34.96
iShares Barclays 1-3 Year Cred Bd Fd ETF (IGSB) 0.6 $1.1M 10k 104.22
Verizon Communications (VZ) 0.5 $849k 21k 40.14
PowerShares DB Com Indx Trckng Fund 0.5 $805k 30k 26.83
International Business Machines (IBM) 0.5 $791k 4.3k 184.00
Nuveen CA Dividend Advantage Muni. Fund (NAC) 0.5 $776k 55k 14.24
McDonald's Corporation (MCD) 0.4 $740k 7.4k 100.37
Spdr S&p 500 Etf (SPY) 0.4 $730k 5.8k 125.54
Vanguard Total Stock Market ETF (VTI) 0.4 $733k 11k 64.32
WisdomTree Dreyfus Chinese Yuan 0.4 $725k 29k 25.20
Corning Incorporated (GLW) 0.4 $654k 50k 12.99
iShares NASDAQ Biotechnology Index (IBB) 0.4 $656k 6.3k 104.38
Enterprise Products Partners (EPD) 0.3 $580k 13k 46.40
DNP Select Income Fund (DNP) 0.3 $591k 54k 10.91
iShares Russell 2000 Index (IWM) 0.3 $544k 7.4k 73.73
General Elec Cap Corp 6.45% preferred 0.3 $527k 20k 25.90
Bristol Myers Squibb (BMY) 0.3 $520k 15k 35.25
Franklin Resources (BEN) 0.3 $519k 5.4k 96.11
Jp Morgan Chase Pfd 8.625% p 0.3 $524k 19k 27.62
Goodrich Corporation 0.3 $495k 4.0k 123.75
Lululemon Athletica (LULU) 0.3 $495k 11k 46.68
Home Depot (HD) 0.3 $483k 12k 42.06
Nuveen Equity Premium Income Fund (BXMX) 0.3 $491k 44k 11.18
Amgen (AMGN) 0.2 $416k 6.5k 64.28
Cohen & Steers infrastucture Fund (UTF) 0.2 $421k 27k 15.78
Materials SPDR (XLB) 0.2 $390k 12k 33.48
Berkshire Hathaway (BRK.B) 0.2 $385k 5.1k 76.24
iShares Gold Trust 0.2 $380k 25k 15.23
Colgate-Palmolive Company (CL) 0.2 $370k 4.0k 92.50
Baxter International (BAX) 0.2 $351k 7.1k 49.44
Intel Corporation (INTC) 0.2 $342k 14k 24.22
Nucor Corporation (NUE) 0.2 $303k 7.7k 39.61
Boeing Company (BA) 0.2 $312k 4.2k 73.43
ProShares UltraShort S&P500 0.2 $310k 16k 19.26
Northrop Grumman Corporation (NOC) 0.2 $286k 4.9k 58.56
Avery Dennison Corporation (AVY) 0.2 $287k 10k 28.70
Industrial SPDR (XLI) 0.2 $288k 8.5k 33.78
BlackRock Income Opportunity Trust 0.2 $296k 29k 10.21
Jp Morgan Chase Cap X Pfd preferred 0.2 $281k 11k 25.55
Nuveen Equity Premium Opportunity Fund 0.1 $263k 23k 11.43
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $261k 17k 15.24
SYSCO Corporation (SYY) 0.1 $235k 8.0k 29.38
Vodafone 0.1 $234k 8.3k 28.09
Marathon Oil Corporation (MRO) 0.1 $239k 8.2k 29.22
Ipath Dow Jones-aig Commodity (DJP) 0.1 $249k 5.9k 42.20
Altria (MO) 0.1 $217k 7.3k 29.65
iShares MSCI EAFE Index Fund (EFA) 0.1 $212k 4.3k 49.61
Williams Companies (WMB) 0.1 $201k 6.1k 32.95
Consumer Staples Select Sect. SPDR (XLP) 0.1 $211k 6.5k 32.56
Google 0.1 $196k 304.00 644.74
iShares Dow Jones US Healthcare (IYH) 0.1 $188k 2.6k 71.48
CVS Caremark Corporation (CVS) 0.1 $166k 4.1k 40.90
Market Vectors Gold Miners ETF 0.1 $175k 3.4k 51.47
Bank of New York Mellon Corporation (BK) 0.1 $157k 7.9k 19.92
Philip Morris International (PM) 0.1 $160k 2.0k 78.43
Royal Dutch Shell 0.1 $161k 2.2k 73.18
Cathay General Ban (CATY) 0.1 $149k 10k 14.90
Kinder Morgan Energy Partners 0.1 $161k 1.9k 85.01
Vanguard Mid-Cap ETF (VO) 0.1 $162k 2.3k 72.00
Blackrock Muniyield California Ins Fund 0.1 $164k 11k 14.33
Invesco California Ins Mun Inc Trust 0.1 $152k 10k 15.20
Nuveen Insured CA Premium Inc Fd II 0.1 $159k 10k 15.62
Annaly Capital Management 0.1 $140k 8.8k 16.00
Bank of America Corporation (BAC) 0.1 $141k 25k 5.57
Monsanto Company 0.1 $140k 2.0k 70.00
Agilent Technologies Inc C ommon (A) 0.1 $136k 3.9k 34.82
Starbucks Corporation (SBUX) 0.1 $145k 3.1k 46.10
iShares iBoxx $ High Yid Corp Bond (HYG) 0.1 $143k 1.6k 89.38
Vanguard REIT ETF (VNQ) 0.1 $140k 2.4k 58.12
Marathon Petroleum Corp (MPC) 0.1 $136k 4.1k 33.26
1/100 Berkshire Htwy Cla 100 0.1 $115k 1.00 115000.00
Nuveen Insured California Premium Income (NPC) 0.1 $121k 7.5k 16.13
JPMorgan Chase & Co. (JPM) 0.1 $109k 3.3k 33.28
Wal-Mart Stores (WMT) 0.1 $106k 1.8k 59.58
Diebold Incorporated 0.1 $101k 3.4k 29.93
Allergan 0.1 $103k 1.2k 87.81
Telefonaktiebolaget LM Ericsson (ERIC) 0.1 $97k 9.6k 10.10
Xcel Energy (XEL) 0.1 $111k 4.0k 27.75
Energy Select Sector SPDR (XLE) 0.1 $111k 1.6k 69.38
PowerShares QQQ Trust, Series 1 0.1 $112k 2.0k 56.00
Nuveen Munpl Markt Opp Fund 0.1 $97k 7.0k 13.86
Nuveen Quality Income Municipal Fund 0.1 $103k 7.0k 14.65
Gran Colombia Gold New F cs 0.1 $104k 200k 0.52
Goldman Sachs (GS) 0.1 $91k 1.0k 90.73
Health Care SPDR (XLV) 0.1 $92k 2.7k 34.72
Wells Fargo & Company (WFC) 0.1 $79k 2.9k 27.43
Suno 0.1 $82k 2.0k 41.00
E.I. du Pont de Nemours & Company 0.1 $80k 1.8k 45.69
Fluor Corporation (FLR) 0.1 $81k 1.6k 50.31
Sempra Energy (SRE) 0.1 $86k 1.6k 55.27
Oracle Corporation (ORCL) 0.1 $80k 3.1k 25.81
Hanover Insurance (THG) 0.1 $87k 2.5k 35.07
Southern Copper Corporation (SCCO) 0.1 $91k 3.0k 30.21
iShares MSCI Emerging Markets Indx (EEM) 0.0 $75k 2.0k 38.17
U.S. Bancorp (USB) 0.0 $63k 2.3k 26.93
Waste Management (WM) 0.0 $69k 2.1k 32.86
PPG Industries (PPG) 0.0 $62k 740.00 83.78
Cabot Corporation (CBT) 0.0 $64k 2.0k 32.00
DaVita (DVA) 0.0 $76k 1.0k 76.00
GlaxoSmithKline 0.0 $75k 1.6k 45.82
Hewlett-Packard Company 0.0 $76k 3.0k 25.62
Honeywell International (HON) 0.0 $65k 1.2k 54.17
EMC Corporation 0.0 $71k 3.3k 21.68
Express Scripts 0.0 $72k 1.6k 45.00
iShares MSCI Japan Index 0.0 $75k 8.2k 9.15
AmeriGas Partners 0.0 $68k 1.5k 46.10
Consumer Discretionary SPDR (XLY) 0.0 $68k 1.8k 38.86
Jp Morgan Alerian Mlp Index (AMJ) 0.0 $62k 1.6k 38.75
Dow 30 Premium & Dividend Income Fund 0.0 $76k 5.8k 13.10
Nuveen California Quality Inc' Mun. Fund 0.0 $62k 3.9k 15.88
Countrywide Capital V p 0.0 $61k 3.0k 20.33
Nuveen Select Quality Municipal Fund 0.0 $77k 5.0k 15.40
Nuveen CA Select Tax-Free Incom Port (NXC) 0.0 $70k 5.0k 14.00
Nuveen Invt Qlty Mun Fd cs 0.0 $62k 4.0k 15.50
Nstar cs 0.0 $72k 1.5k 47.12
Bank Of Ny 6.875% prd 0.0 $65k 2.5k 26.00
Bac Cap Tr Iii 7.00%32 ps 0.0 $68k 3.3k 20.61
HSBC Holdings (HSBC) 0.0 $46k 1.2k 38.33
Charles Schwab Corporation (SCHW) 0.0 $60k 5.3k 11.32
Costco Wholesale Corporation (COST) 0.0 $50k 600.00 83.33
Emerson Electric (EMR) 0.0 $44k 955.00 46.07
Yum! Brands (YUM) 0.0 $56k 956.00 58.58
General Mills (GIS) 0.0 $55k 1.4k 40.74
Occidental Petroleum Corporation (OXY) 0.0 $54k 580.00 93.10
Ford Motor Company (F) 0.0 $49k 4.6k 10.77
Bac Capital Trust I 0.0 $56k 2.7k 20.74
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.0 $58k 1.0k 57.31
Southwest Gas Corporation (SWX) 0.0 $57k 1.3k 42.63
Baidu (BIDU) 0.0 $57k 488.00 116.80
Amylin Pharmaceuticals 0.0 $57k 5.0k 11.40
ProShares UltraShort 20+ Year Trea 0.0 $58k 3.2k 18.12
ISTA Pharmaceuticals 0.0 $49k 7.0k 7.00
Financial Select Sector SPDR (XLF) 0.0 $49k 3.7k 13.09
Utilities SPDR (XLU) 0.0 $50k 1.4k 35.71
iShares Dow Jones US Financial (IYF) 0.0 $44k 900.00 48.89
First Trust/Four Corners SFRI Fund II (FCT) 0.0 $46k 3.5k 13.14
Invesco Insured Cali Muni Se 0.0 $60k 4.2k 14.39
Nuveen Municipal Advantage Fund 0.0 $44k 3.0k 14.67
Nuveen Insured Tax-Free Adv Munici (NEA) 0.0 $51k 3.5k 14.57
Nuveen Ariz Divid Advantage 0.0 $50k 3.5k 14.29
Nuveen California Municipal Market Op (NCO) 0.0 $44k 3.0k 14.67
Credit Suisse Guernsey Brh 7.9 ps 0.0 $46k 1.8k 25.56
Nuveen Arizona Premium Income Mun (NAZ) 0.0 $49k 3.5k 14.00
Target Corporation cs 0.0 $55k 1.1k 51.40
Citigroup (C) 0.0 $46k 1.8k 26.23
Magnum Hunter 10.25% Pfd ps 0.0 $51k 2.0k 25.50
America Movil Sab De Cv spon adr l 0.0 $33k 1.5k 22.39
Petroleo Brasileiro SA (PBR) 0.0 $26k 1.1k 24.76
Infosys Technologies (INFY) 0.0 $36k 700.00 51.43
China Mobile 0.0 $34k 700.00 48.57
Caterpillar (CAT) 0.0 $29k 325.00 89.23
Eli Lilly & Co. (LLY) 0.0 $42k 1.0k 42.00
Archer Daniels Midland Company (ADM) 0.0 $43k 1.5k 28.67
Walt Disney Company (DIS) 0.0 $26k 689.00 37.74
Duke Energy Corporation 0.0 $35k 1.6k 21.88
United Parcel Service (UPS) 0.0 $26k 350.00 74.29
Coach 0.0 $40k 650.00 61.54
Steelcase (SCS) 0.0 $37k 5.0k 7.40
Medtronic 0.0 $42k 1.1k 38.18
Masco Corporation (MAS) 0.0 $35k 3.3k 10.61
Merck & Co (MRK) 0.0 $37k 985.00 37.56
Schlumberger (SLB) 0.0 $38k 550.00 69.09
Tyco International Ltd S hs 0.0 $41k 888.00 46.17
United Technologies Corporation 0.0 $35k 475.00 73.68
PG&E Corporation (PCG) 0.0 $39k 950.00 41.05
UMH Properties (UMH) 0.0 $28k 3.0k 9.33
Toyota Motor Corporation (TM) 0.0 $36k 551.00 65.34
iShares Russell 1000 Index (IWB) 0.0 $32k 457.00 70.02
Banco Itau Holding Financeira (ITUB) 0.0 $28k 1.5k 18.67
EnPro Industries (NPO) 0.0 $26k 800.00 32.50
Alexion Pharmaceuticals 0.0 $29k 400.00 72.50
China Life Insurance Company 0.0 $26k 700.00 37.14
Unilever (UL) 0.0 $34k 1.0k 34.00
PriceSmart (PSMT) 0.0 $33k 475.00 69.47
Sasol (SSL) 0.0 $43k 900.00 47.78
Rackspace Hosting 0.0 $34k 800.00 42.50
Roche Holding (RHHBY) 0.0 $40k 950.00 42.11
ProShares Short Russell2000 0.0 $30k 1.0k 30.00
iShares MSCI Canada Index (EWC) 0.0 $27k 1.0k 27.00
Royce Value Trust (RVT) 0.0 $37k 3.0k 12.33
iShares S&P Global Healthcare Sect. (IXJ) 0.0 $39k 695.00 56.12
Market Vectors Glbl Alter. Engy ETF Trst 0.0 $27k 2.5k 10.80
PowerShares Glbl Clean Enrgy Port 0.0 $29k 3.5k 8.29
Cohen & Steers Total Return Real (RFI) 0.0 $36k 3.0k 12.00
At&t Inc 6.375% 2/15/56 Series 0.0 $27k 1.0k 27.00
BlackRock Inv. Quality Munic. Trust (BKN) 0.0 $30k 2.0k 15.00
Pimco CA Municipal Income Fund (PCQ) 0.0 $32k 2.4k 13.49
Eca Marcellus Trust I (ECTM) 0.0 $26k 1.0k 26.00
Allianz Se Pfd 8.375% Sub ps 0.0 $38k 1.5k 25.33
Laaco Inc Ltd Partnship oa 0.0 $38k 40.00 950.00
Huntington Ingalls Inds (HII) 0.0 $38k 1.2k 31.22
Vale Sa Adr F cs 0.0 $32k 1.5k 21.33
Broadridge Financial Solutions (BR) 0.0 $9.0k 400.00 22.50
PNC Financial Services (PNC) 0.0 $12k 215.00 55.81
Coca-Cola Company (KO) 0.0 $18k 254.00 70.87
Sony Corporation (SONY) 0.0 $13k 700.00 18.57
Kraft Foods 0.0 $9.0k 235.00 38.30
Newmont Mining Corporation (NEM) 0.0 $9.0k 144.00 62.50
Paychex (PAYX) 0.0 $23k 750.00 30.67
Union Pacific Corporation (UNP) 0.0 $17k 163.00 104.29
Nordstrom (JWN) 0.0 $12k 250.00 48.00
Ross Stores (ROST) 0.0 $19k 400.00 47.50
Gold Fields (GFI) 0.0 $17k 1.1k 15.45
Western Digital (WDC) 0.0 $18k 575.00 31.30
Cincinnati Financial Corporation (CINF) 0.0 $15k 500.00 30.00
Equity Residential (EQR) 0.0 $9.0k 150.00 60.00
Agrium 0.0 $14k 212.00 66.04
CenturyLink 0.0 $18k 477.00 37.74
Novartis (NVS) 0.0 $9.0k 150.00 60.00
Plum Creek Timber 0.0 $10k 260.00 38.46
Alcoa 0.0 $9.0k 991.00 9.08
Allstate Corporation (ALL) 0.0 $15k 542.00 27.68
Deere & Company (DE) 0.0 $12k 150.00 80.00
Nike (NKE) 0.0 $13k 138.00 94.20
Weyerhaeuser Company (WY) 0.0 $23k 1.2k 18.84
iShares Russell 1000 Value Index (IWD) 0.0 $13k 200.00 65.00
Gilead Sciences (GILD) 0.0 $23k 550.00 41.82
Windstream Corporation 0.0 $9.0k 804.00 11.19
Southern Company (SO) 0.0 $23k 500.00 46.00
Dollar Tree (DLTR) 0.0 $16k 190.00 84.21
AutoZone (AZO) 0.0 $18k 55.00 327.27
Vornado Realty Trust (VNO) 0.0 $18k 234.00 76.92
Dover Corporation (DOV) 0.0 $16k 275.00 58.18
Frontier Communications 0.0 $14k 2.8k 5.05
Hugoton Royalty Trust (HGTXU) 0.0 $19k 1.0k 19.00
Entergy Corporation (ETR) 0.0 $22k 300.00 73.33
Amtrust Financial Services 0.0 $10k 400.00 25.00
ArcelorMittal 0.0 $10k 561.00 17.83
Concho Resources 0.0 $15k 165.00 90.91
L-3 Communications Holdings 0.0 $13k 200.00 65.00
MicroStrategy Incorporated (MSTR) 0.0 $14k 125.00 112.00
Dr. Reddy's Laboratories (RDY) 0.0 $21k 700.00 30.00
Sirius XM Radio 0.0 $14k 7.5k 1.87
Abb (ABBNY) 0.0 $19k 1.0k 19.00
Alliance Resource Partners (ARLP) 0.0 $15k 200.00 75.00
ARM Holdings 0.0 $10k 350.00 28.57
BP Prudhoe Bay Royalty Trust (BPT) 0.0 $14k 125.00 112.00
Energy Transfer Partners 0.0 $23k 510.00 45.10
Monro Muffler Brake (MNRO) 0.0 $14k 352.00 39.77
Rockwood Holdings 0.0 $9.0k 240.00 37.50
Anglo American 0.0 $9.0k 477.00 18.87
Alexander & Baldwin 0.0 $12k 300.00 40.00
Bob Evans Farms 0.0 $10k 300.00 33.33
CONMED Corporation (CNMD) 0.0 $10k 375.00 26.67
Duke Realty Corporation 0.0 $25k 2.1k 11.90
Enersis 0.0 $25k 1.4k 17.86
PNM Resources (PNM) 0.0 $14k 750.00 18.67
Middlesex Water Company (MSEX) 0.0 $13k 700.00 18.57
iRobot Corporation (IRBT) 0.0 $15k 500.00 30.00
Central Fd Cda Ltd cl a 0.0 $14k 700.00 20.00
iShares Dow Jones US Home Const. (ITB) 0.0 $15k 1.2k 12.24
Arlington Asset Investment 0.0 $21k 1.0k 21.00
Manulife Finl Corp (MFC) 0.0 $16k 1.5k 10.67
Kimco Realty Corporation (KIM) 0.0 $16k 1.0k 16.00
Pinnacle West Capital Corporation (PNW) 0.0 $24k 500.00 48.00
Seadrill 0.0 $10k 300.00 33.33
Silver Wheaton Corp 0.0 $15k 525.00 28.57
Dassault Systemes (DASTY) 0.0 $12k 150.00 80.00
Cbs Corp New Pfd 6.75% p 0.0 $25k 1.0k 25.00
PowerShares Water Resources 0.0 $9.0k 525.00 17.14
Pebblebrook Hotel Trust (PEB) 0.0 $10k 535.00 18.69
Aberdeen Asia-Pacific Income Fund (FAX) 0.0 $18k 2.5k 7.20
Embraer S A (ERJ) 0.0 $10k 400.00 25.00
iShares Lehman MBS Bond Fund (MBB) 0.0 $21k 197.00 106.60
Motorola Solutions (MSI) 0.0 $9.0k 200.00 45.00
PIMCO Corporate Opportunity Fund (PTY) 0.0 $21k 1.2k 17.50
SPDR DJ Wilshire REIT (RWR) 0.0 $9.0k 136.00 66.18
iShares MSCI Australia Index Fund (EWA) 0.0 $21k 1.0k 21.00
Elements Rogers Agri Tot Ret etf 0.0 $12k 1.3k 9.23
iShares Barclays Credit Bond Fund (USIG) 0.0 $13k 119.00 109.24
iShares S&P Global Energy Sector (IXC) 0.0 $11k 300.00 36.67
United States 12 Month Oil Fund (USL) 0.0 $22k 500.00 44.00
WisdomTree Dreyfus Emerging Currency (CEW) 0.0 $10k 500.00 20.00
Nuveen Real Estate Income Fund (JRS) 0.0 $24k 2.3k 10.43
PIMCO High Income Fund (PHK) 0.0 $13k 1.1k 11.89
Royce Value Trust (RVTPRB) 0.0 $13k 500.00 26.00
Grill Concepts (GLLC) 0.0 $10k 29k 0.35
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $14k 973.00 14.39
Blackrock California Municipal 2018 Term 0.0 $13k 787.00 16.52
Whiting USA Trust I 0.0 $9.0k 550.00 16.36
Liberty Star Uranium New cs 0.0 $12k 617k 0.02
Blackrock Ca Mun Incm Tr cs 0.0 $18k 1.3k 14.40
Total S A Adr F cs 0.0 $15k 300.00 50.00
Orange County Bus Bank cs 0.0 $13k 3.2k 4.06
Blackrock Core Bd Trust cs 0.0 $9.0k 650.00 13.85
Aegon Nv 7.2500% Series p 0.0 $22k 1.0k 22.00
Public Storage 6.25% Pfd Z 0.0 $25k 1.0k 25.00
THE GDL FUND Closed-End fund (GDL) 0.0 $12k 1.0k 12.00
Magnum Hunter Resources 8.00% p 0.0 $9.0k 200.00 45.00
Global X Etf equity 0.0 $10k 500.00 20.00
BP (BP) 0.0 $6.0k 150.00 40.00
Hasbro (HAS) 0.0 $3.0k 101.00 29.70
Genco Shipping & Trading 0.0 $6.0k 903.00 6.64
Time Warner Cable 0.0 $75.470000 1.00 75.47
Time Warner 0.0 $225.120000 6.00 37.52
MasterCard Incorporated (MA) 0.0 $7.0k 20.00 350.00
American Express Company (AXP) 0.0 $5.0k 101.00 49.50
Legg Mason 0.0 $1.0k 50.00 20.00
CSX Corporation (CSX) 0.0 $2.0k 100.00 20.00
Eastman Kodak Company 0.0 $0 106.00 0.00
ResMed (RMD) 0.0 $5.0k 200.00 25.00
Washington Mutual 0.0 $0 150.00 0.00
KB Home (KBH) 0.0 $1.0k 100.00 10.00
3M Company (MMM) 0.0 $8.0k 100.00 80.00
Autodesk (ADSK) 0.0 $6.0k 200.00 30.00
BMC Software 0.0 $7.0k 200.00 35.00
NVIDIA Corporation (NVDA) 0.0 $2.0k 150.00 13.33
Transocean (RIG) 0.0 $8.0k 206.00 38.83
Supervalu 0.0 $999.600000 85.00 11.76
Harley-Davidson (HOG) 0.0 $8.0k 200.00 40.00
Vulcan Materials Company (VMC) 0.0 $4.0k 100.00 40.00
Akamai Technologies (AKAM) 0.0 $7.0k 218.00 32.11
BE Aerospace 0.0 $4.0k 106.00 37.74
CACI International (CACI) 0.0 $8.0k 150.00 53.33
Morgan Stanley (MS) 0.0 $3.0k 200.00 15.00
International Paper Company (IP) 0.0 $6.0k 194.00 30.93
Quiksilver 0.0 $2.0k 440.00 4.55
Nokia Corporation (NOK) 0.0 $6.0k 1.3k 4.80
Darden Restaurants (DRI) 0.0 $5.0k 101.00 49.50
Manitowoc Company 0.0 $4.0k 403.00 9.93
National-Oilwell Var 0.0 $7.0k 100.00 70.00
JetBlue Airways Corporation (JBLU) 0.0 $3.0k 500.00 6.00
Mylan 0.0 $4.0k 205.00 19.51
RadioShack Corporation 0.0 $1.0k 100.00 10.00
THQ 0.0 $11.600000 20.00 0.58
Red Hat 0.0 $239.850000 5.00 47.97
Sprint Nextel Corporation 0.0 $4.580000 2.00 2.29
Stryker Corporation (SYK) 0.0 $7.0k 150.00 46.67
Gap (GPS) 0.0 $3.0k 150.00 20.00
Nortel Networks Corporation 0.0 $0 5.00 0.00
Linear Technology Corporation 0.0 $3.0k 101.00 29.70
Valley National Ban (VLY) 0.0 $8.0k 618.00 12.94
Tupperware Brands Corporation (TUP) 0.0 $7.0k 130.00 53.85
Prudential Financial (PRU) 0.0 $2.0k 40.00 50.00
Pinnacle Entertainment 0.0 $81.520000 8.00 10.19
Syneron Medical Ltd ord 0.0 $1.0k 125.00 8.00
Linn Energy 0.0 $4.0k 100.00 40.00
PPL Corporation (PPL) 0.0 $6.0k 221.00 27.15
Public Service Enterprise (PEG) 0.0 $7.0k 200.00 35.00
Applied Materials (AMAT) 0.0 $2.0k 224.00 8.93
Sina Corporation 0.0 $6.0k 120.00 50.00
priceline.com Incorporated 0.0 $3.0k 6.00 500.00
Research In Motion 0.0 $6.0k 400.00 15.00
Netflix (NFLX) 0.0 $6.0k 81.00 74.07
Whiting Petroleum Corporation 0.0 $7.0k 150.00 46.67
Wynn Resorts (WYNN) 0.0 $1.0k 8.00 125.00
Broadcom Corporation 0.0 $7.0k 250.00 28.00
StoneMor Partners 0.0 $5.0k 200.00 25.00
Watson Pharmaceuticals 0.0 $5.0k 76.00 65.79
Ares Capital Corporation (ARCC) 0.0 $2.0k 154.00 12.99
Emulex Corporation 0.0 $7.0k 1.0k 7.00
Questcor Pharmaceuticals 0.0 $999.950000 35.00 28.57
Safe Bulkers Inc Com Stk (SB) 0.0 $1.0k 186.00 5.38
Western Gas Partners 0.0 $4.0k 100.00 40.00
WPP 0.0 $999.900000 22.00 45.45
Ariba 0.0 $59.160000 2.00 29.58
CenterPoint Energy (CNP) 0.0 $1.0k 46.00 21.74
Enbridge Energy Partners 0.0 $8.0k 240.00 33.33
GrafTech International 0.0 $7.0k 500.00 14.00
Kubota Corporation (KUBTY) 0.0 $2.0k 50.00 40.00
Southwest Airlines (LUV) 0.0 $2.0k 200.00 10.00
RF Micro Devices 0.0 $3.0k 500.00 6.00
TASER International 0.0 $8.0k 1.5k 5.33
Textron (TXT) 0.0 $1.0k 50.00 20.00
UIL Holdings Corporation 0.0 $7.0k 200.00 35.00
Boardwalk Pipeline Partners 0.0 $8.0k 300.00 26.67
Cree 0.0 $7.0k 300.00 23.33
California Water Service (CWT) 0.0 $5.0k 300.00 16.67
Elan Corporation 0.0 $5.0k 400.00 12.50
LOGITECH INTERNATIONAL SA APP Com Stk (LOGI) 0.0 $4.0k 500.00 8.00
MFA Mortgage Investments 0.0 $7.0k 1.0k 7.00
SanDisk Corporation 0.0 $5.0k 100.00 50.00
Skyworks Solutions (SWKS) 0.0 $304.980000 13.00 23.46
United States Steel Corporation (X) 0.0 $3.0k 100.00 30.00
Geron Corporation (GERN) 0.0 $598.500000 300.00 2.00
Open Text Corp (OTEX) 0.0 $6.0k 125.00 48.00
Rambus (RMBS) 0.0 $5.0k 700.00 7.14
Schweitzer-Mauduit International (MATV) 0.0 $2.0k 29.00 68.97
Mesabi Trust (MSB) 0.0 $8.0k 300.00 26.67
Alcatel-Lucent 0.0 $74.460000 34.00 2.19
Brink's Company (BCO) 0.0 $3.0k 101.00 29.70
HCP 0.0 $4.0k 90.00 44.44
Crystallex Intl Cad 0.0 $0 1.6k 0.00
Pozen 0.0 $229.840000 52.00 4.42
Technology SPDR (XLK) 0.0 $6.0k 250.00 24.00
Apollo Commercial Real Est. Finance (ARI) 0.0 $7.0k 568.00 12.32
Eldorado Gold Corp 0.0 $6.0k 425.00 14.12
Market Vectors Junior Gold Miners ETF 0.0 $2.0k 100.00 20.00
Pacific Mercantile Ban 0.0 $7.0k 2.0k 3.50
Nabors Industries 0.0 $4.0k 250.00 16.00
Entropic Communications 0.0 $8.0k 1.5k 5.33
Suncor Energy (SU) 0.0 $3.0k 100.00 30.00
Weatherford International Lt reg 0.0 $4.0k 300.00 13.33
iShares MSCI Brazil Index (EWZ) 0.0 $6.0k 110.00 54.55
iShares Russell 3000 Index (IWV) 0.0 $79.888000 1.00 79.89
PowerShares DB US Dollar Index Bullish 0.0 $999.900000 30.00 33.33
Unisys Corporation (UIS) 0.0 $19.100000 1.00 19.10
Ebix (EBIXQ) 0.0 $8.0k 375.00 21.33
iShares Dow Jones US Real Estate (IYR) 0.0 $2.0k 35.00 57.14
iShares Silver Trust (SLV) 0.0 $5.0k 200.00 25.00
MAKO Surgical 0.0 $8.0k 300.00 26.67
Market Vectors Agribusiness 0.0 $8.0k 175.00 45.71
3D Systems Corporation (DDD) 0.0 $4.0k 300.00 13.33
Tesla Motors (TSLA) 0.0 $999.900000 30.00 33.33
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.0 $6.0k 60.00 100.00
Valeant Pharmaceuticals Int 0.0 $5.0k 100.00 50.00
Retail Opportunity Investments (ROIC) 0.0 $3.0k 250.00 12.00
Powershares DB Base Metals Fund 0.0 $1.0k 72.00 13.89
Barclays Bank Plc etf (COWTF) 0.0 $3.0k 100.00 30.00
PowerShares WilderHill Clean Energy 0.0 $3.0k 550.00 5.45
WisdomTree Emerging Mkts Small Cp Div (DGS) 0.0 $6.0k 150.00 40.00
BLDRS Emerging Markets 50 ADR Index 0.0 $1.0k 15.00 66.67
Craft Brewers Alliance 0.0 $1.0k 200.00 5.00
AVANIR Pharmaceuticals 0.0 $366.250000 125.00 2.93
SPDR Nvn Barclys Cptl Shrt Trm Mncpl Bnd 0.0 $2.0k 66.00 30.30
General Motors Company (GM) 0.0 $2.0k 98.00 20.41
Mindspeed Technologies 0.0 $12.560000 2.00 6.28
Piedmont Office Realty Trust (PDM) 0.0 $3.0k 186.00 16.13
VirnetX Holding Corporation 0.0 $1.0k 50.00 20.00
Kayne Anderson MLP Investment (KYN) 0.0 $4.0k 130.00 30.77
SPDR Barclays Capital Intl Tresy Bd ETF (BWX) 0.0 $2.0k 28.00 71.43
WisdomTree Dividend ex-Fin Fund (AIVL) 0.0 $5.0k 98.00 51.02
Western Asst High Incm Opprtnty Fnd (HIO) 0.0 $2.0k 325.00 6.15
iShares S&P US Pref Stock Idx Fnd (PFF) 0.0 $7.0k 200.00 35.00
SPDR Barclays Capital High Yield B 0.0 $5.0k 131.00 38.17
ISHARES TR MSCI Small Cap msci small cap (SCZ) 0.0 $5.0k 134.00 37.31
iShares Russell Microcap Index (IWC) 0.0 $999.900000 33.00 30.30
PowerShares DB Agriculture Fund 0.0 $3.0k 110.00 27.27
ProShares Short 20+ Year Treasury ETF (TBF) 0.0 $6.0k 200.00 30.00
Radient Pharmaceuticals Corporation (RPC) 0.0 $0 1.1k 0.00
SPDR S&P Oil & Gas Equipt & Servs. 0.0 $7.0k 200.00 35.00
Hennes & Mauritz Ab (HNNMY) 0.0 $3.0k 400.00 7.50
First Trust Global Wind Energy (FAN) 0.0 $2.0k 300.00 6.67
First Trust ISE Glbl Eng & C Indx (RBLD) 0.0 $3.0k 80.00 37.50
Grubb & Ellis Company 0.0 $2.0k 14k 0.14
PowerShares Aerospace & Defense 0.0 $2.0k 101.00 19.80
PowerShares Dynamic Biotech &Genome 0.0 $2.0k 100.00 20.00
PowerShares DB Oil Fund 0.0 $3.0k 114.00 26.32
BlackRock Strategic Div Achievers Trust (BDT) 0.0 $5.0k 500.00 10.00
Nuveen Insured Quality Muncipal Fund 0.0 $5.0k 300.00 16.67
Schwab U S Broad Market ETF (SCHB) 0.0 $999.900000 45.00 22.22
Schwab Emerging Markets Equity ETF (SCHE) 0.0 $179.760000 7.00 25.68
Schwab International Equity ETF (SCHF) 0.0 $101.400000 4.00 25.35
Schwab U S Small Cap ETF (SCHA) 0.0 $290.080000 8.00 36.26
Schwab Strategic Tr us lrg cap etf (SCHX) 0.0 $0 15.00 0.00
Schwab Strategic Tr 0 (SCHP) 0.0 $0 8.00 0.00
Oxygen Biotherapeutics (OXBT) 0.0 $203.680000 67.00 3.04
Eagle Broadband 0.0 $0 22.00 0.00
Schwab Intl Small Cap Equity ETF (SCHC) 0.0 $104.000000 4.00 26.00
Claymore Exchange Trd Fd Tr gugg chn tech 0.0 $3.0k 150.00 20.00
Nuveen Mass Divid Advantag M 0.0 $4.0k 300.00 13.33
Irvine Sensors Corporation (IRSN) 0.0 $0 12.00 0.00
0.0 $2.0k 100.00 20.00
Shl Telemedicine Ord F cs 0.0 $4.0k 700.00 5.71
Questerre Energy Corp F cs 0.0 $1.0k 1.5k 0.67
Amerityre Corporation cs (AMTY) 0.0 $1.0k 2.0k 0.50
Beeston Enterprises New cs 0.0 $900.000000 90k 0.01
Comstock Mining Inc cs 0.0 $0 100.00 0.00
Verisign Inc cs 0.0 $0 8.00 0.00
Penthouse Intl Inc cs 0.0 $0 140k 0.00
Genon Energy Inc cs 0.0 $0 36.00 0.00
Strategic Resources Ltd cs 0.0 $0 5.5k 0.00
Merisel Inc New cs 0.0 $0 10.00 0.00
Meltronix Inc cs (MTNX) 0.0 $0 12k 0.00
Commerce Energy Group cs 0.0 $0 8.0k 0.00
Ignis Petroleum Group cs (IGPG) 0.0 $0 400.00 0.00
Computrzd Therml Imaging cs 0.0 $0 45.00 0.00
Global Networks Corp cs (GBNW) 0.0 $0 5.00 0.00
Enernorth Industries F cs 0.0 $0 150.00 0.00
Schwab Strategic Tr cmn (SCHV) 0.0 $0 7.00 0.00
Schwab U S Large Cap Growth ETF (SCHG) 0.0 $229.040000 7.00 32.72
Nuveen Mass Prem 0.0 $4.0k 300.00 13.33
Covidien 0.0 $2.0k 38.00 52.63
Te Connectivity Ltd for (TEL) 0.0 $1.0k 38.00 26.32
Harris Pref 7.375% prd 0.0 $5.0k 200.00 25.00
Exion Shs Etf Tr Dly Fin Bear dded 0.0 $0 4.00 0.00
Qihoo 360 Technologies Co Lt 0.0 $999.940000 34.00 29.41
China Architectural Engr 0.0 $0 334.00 0.00
Schwab Strategic Tr us reit etf (SCHH) 0.0 $0 5.00 0.00
Spectrum Group 0.0 $1.0k 500.00 2.00
Amedia Networks 0.0 $0 725.00 0.00
Synvista Therapeutics 0.0 $0 1.3k 0.00
Hollyfrontier Corp 0.0 $5.0k 200.00 25.00
Gsv Cap Corp 0.0 $0 14.00 0.00
Healthcare Providers cs 0.0 $0 250.00 0.00
Neah Power Systems New cs 0.0 $0 172.00 0.00
Prg Group Inc cs 0.0 $0 750.00 0.00
Upstream Biosciences Inc cs 0.0 $0 2.6k 0.00
West Canyon Energy New cs 0.0 $0 25.00 0.00
Dunkin' Brands Group 0.0 $1.0k 37.00 27.03
Schwab Strategic Tr us aggregate b (SCHZ) 0.0 $0 8.00 0.00
Zillow 0.0 $2.0k 100.00 20.00
Xpo Logistics Inc equity (XPO) 0.0 $1.0k 100.00 10.00
Covanta Holding Corp cs 0.0 $7.0k 500.00 14.00
Powerwave Technologies 0.0 $0 13.00 0.00
Zynga 0.0 $6.0k 600.00 10.00
Call Walmart Stores cl 0.0 $5.0k 3.00 1666.67
Bb Liquidating Inc Cl A cs (BLIAQ) 0.0 $0 250.00 0.00
Idna Inc cs 0.0 $0 5.0k 0.00
Powerlinx Inc New cs (PWNX) 0.0 $0 10.00 0.00