MacKay Shields

Mackay Shields as of June 30, 2013

Portfolio Holdings for Mackay Shields

Mackay Shields holds 131 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Gilead Sciences conv 3.8 $71M 31M 2.27
Metropcs Communications (TMUS) 3.1 $59M 2.4M 24.81
Apache Corp. 6% Mandatory Conv pfd cv 3.1 $58M 1.2M 47.74
Danaher Corp Del debt 2.8 $53M 29M 1.84
Stanley Black & Decker Inc unit 99/99/9999 2.8 $52M 404k 129.32
E M C Corp Mass note 1.750%12/0 2.8 $52M 35M 1.48
United Technol conv prf 2.7 $50M 846k 59.37
Metlife Inc 5% 10/0/14 Conv Pr cv prf 2.6 $49M 893k 54.79
Teva Pharm Finance Llc Cvt cv bnd 2.4 $46M 44M 1.05
Chart Industries 2% conv 2.3 $43M 29M 1.50
General Motors Company (GM) 2.2 $41M 1.2M 33.31
Teleflex Inc note 3.875% 8/0 2.1 $39M 29M 1.35
Covanta Holding Conv conv bnd 1.9 $36M 28M 1.29
Microchip Technology Inc sdcv 2.125%12/1 1.8 $34M 24M 1.46
Slxp 1 1/2 03/15/19 1.8 $33M 28M 1.20
Intel Corp. Jr. Sub. Cv. Deb. conv 1.7 $32M 25M 1.28
Ford Motor Company (F) 1.7 $31M 2.0M 15.47
Continental Airls Inc note 4.500% 1/1 1.6 $31M 18M 1.75
Wabash National Corp 3.375 '18 conv 1.6 $31M 25M 1.22
Goldcorp 1.6 $30M 1.2M 24.73
Cien 4 12/15/20 1.6 $29M 22M 1.31
General Mtrs Co jr pfd cnv srb 1.6 $29M 602k 48.16
Ford Mtr Co Del note 4.250%11/1 1.5 $29M 16M 1.81
Mylan Inc note 3.750% 9/1 1.5 $29M 12M 2.37
Citigroup (C) 1.4 $27M 561k 47.97
Omnicare Inc note 3.750%12/1 1.4 $26M 14M 1.85
Biomarin Pharmaceutical Inc note 1.875% 4/2 1.4 $25M 9.1M 2.77
Novellus Systems, Inc. note 2.625% 5/1 1.3 $25M 18M 1.41
U.s. Concrete Inc Cmn 1.2 $23M 1.4M 16.42
Cobalt Intl Energy Inc note 1.2 $22M 21M 1.06
Helix Energy Solutions note 1.2 $22M 18M 1.25
Allegheny Technologies Inc note 4.250% 6/0 1.1 $21M 20M 1.03
GAME Technolog debt 1.1 $20M 19M 1.07
Hologic Inc cnv 1.0 $19M 19M 0.99
On Semiconductor Corp note 2.625%12/1 1.0 $19M 17M 1.15
Arcc 4 7/8 03/15/17 1.0 $18M 17M 1.08
Nuance Communications Inc note 2.750%11/0 1.0 $18M 17M 1.04
Trak 1 1/2 03/15/17 0.9 $18M 15M 1.16
Sba Communications Corp note 4.000%10/0 0.9 $17M 7.1M 2.45
Holdings Inc Note 5.25 0.9 $16M 5.4M 3.01
Priceline.com debt 1.000% 3/1 0.9 $16M 14M 1.17
Bank Of America Corporation preferred (BAC.PL) 0.8 $16M 14k 1109.56
Insulet Corporation Cvt 3.75 0 convert 0.8 $16M 12M 1.31
Medivation Inc note 2.625% 4/0 0.8 $16M 12M 1.27
Liberty Media Corp deb 3.500% 1/1 0.8 $16M 30M 0.52
Goodyear Tire Rubr Pfd 5.875% p 0.8 $15M 295k 49.32
Airtran Hldgs Inc note 5.250%11/0 0.8 $14M 10M 1.43
Omnicom Group Inc debt 0.8 $14M 12M 1.15
Mgm Mirage conv 0.8 $14M 13M 1.12
Xilinx Inc Cvt 2.625 6-15-17 convert 0.7 $14M 9.7M 1.43
Lam Research Corp note 0.500% 5/1 0.7 $14M 13M 1.06
Omnicare Cap Tr Ii pfd b tr 4.00% 0.7 $14M 231k 58.93
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.7 $14M 11k 1194.01
Wesco Intl Inc dbcv 6.000% 9/1 0.7 $13M 5.4M 2.46
Ppl Corp unit 99/99/9999 0.7 $13M 255k 52.50
Xpo Logistics note 4.5% 10/1 0.7 $13M 11M 1.24
Apollo Invt Corp note 5.750% 1/1 0.7 $13M 12M 1.06
Akorn Inc note 3.500% 6/0 0.7 $13M 7.4M 1.68
Peabody Energy Corporation 0.7 $12M 850k 14.64
Bottomline Tech Del Inc note 1.500%12/0 0.7 $12M 11M 1.10
Walter Invt Mgmt Corp note 0.6 $11M 11M 1.01
Icahn Enterprises Lp conv bnd 0.6 $11M 11M 1.00
Sandisk Corp note 1.500% 8/1 0.5 $10M 7.5M 1.34
Cit 0.5 $9.7M 208k 46.63
Jns 3.25% 7/15/2014 note 0.5 $9.8M 9.3M 1.05
Kb Home note 0.5 $9.8M 9.4M 1.04
Baker Hughes Incorporated 0.5 $9.3M 201k 46.13
Rti Intl Metals Inc note 1.625%10/1 0.5 $9.1M 9.6M 0.95
Alza Corp sdcv 7/2 0.5 $9.0M 7.6M 1.18
Radian Group Inc note 0.5 $9.0M 7.0M 1.28
Intel Corp sdcv 0.5 $8.8M 8.1M 1.09
Lam Research Corp conv 0.5 $8.9M 8.0M 1.11
Affiliated Managers Group note 3.950% 8/1 0.5 $8.4M 6.5M 1.29
Halliburton Company (HAL) 0.4 $8.1M 195k 41.72
Ares Capital Corp 5.75 16 convert 0.4 $8.0M 7.4M 1.09
Take-two Interactive Softwar note 1.000% 7/0 0.4 $6.9M 7.0M 0.98
Steel Dynamics Inc note 5.125% 6/1 0.3 $6.6M 6.2M 1.07
Newmont Mining Corp Cvt cv bnd 0.3 $6.5M 6.0M 1.08
Merck & Co (MRK) 0.3 $6.3M 136k 46.45
Salix Pharmaceuticals Inc note 2.750% 5/1 0.3 $6.4M 4.2M 1.52
Notes Gencorp Inc. 4.0625% dbcv 0.3 $5.9M 3.2M 1.84
Ttm Technologies Inc note 3.250% 5/1 0.3 $5.5M 5.5M 1.01
Molson Coors Brewing Co note 2.500% 7/3 0.3 $5.2M 5.2M 1.01
Cameron International Corporation 0.3 $4.9M 80k 61.16
Comtech Telecommunications Cor conv 0.3 $4.8M 4.7M 1.02
Volcano Corporation note 1.750%12/0 0.2 $4.8M 5.2M 0.91
Peabody Energy Corp sdcv 4.750%12/1 0.2 $4.5M 6.6M 0.69
Industries N shs - a - (LYB) 0.2 $4.4M 67k 66.25
Rti Intl Metals Inc note 3.000%12/0 0.2 $4.2M 3.8M 1.09
Tibco Software 0.2 $3.9M 182k 21.40
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.2 $3.8M 4.2M 0.91
Hornbeck Offshore Svcs Inc N frnt 1.625%11/1 0.2 $3.0M 2.6M 1.15
Archer Daniels Midland Co note 0.875% 2/1 0.2 $3.0M 3.0M 1.01
Newpark Res Inc note 4.000%10/0 0.2 $3.0M 2.4M 1.27
Ciena Corp note 0.875% 6/1 0.1 $2.9M 3.0M 0.96
Tidewater 0.1 $2.9M 50k 56.97
Ensco Plc Shs Class A 0.1 $2.7M 47k 58.13
Nuance Communications Inc dbcv 2.750% 8/1 0.1 $2.6M 2.2M 1.16
Newmont Mining Corp note 1.250% 7/1 0.1 $2.7M 2.7M 1.01
Nuveen Pennsylvania Premium Income Munic (NPY) 0.1 $2.2M 164k 13.26
Nuveen PA Investnt Quality Municipal (NQP) 0.1 $2.2M 158k 13.94
Quantum Corp note 3.500%11/1 0.1 $2.1M 2.2M 0.95
BlackRock Florida Municipal 2020 Term Tr 0.1 $1.8M 116k 15.76
Blackrock Muniyield California Ins Fund 0.1 $1.6M 108k 14.72
Nuveen Michigan Qlity Incom Municipal 0.1 $1.6M 120k 13.72
Schlumberger (SLB) 0.1 $1.6M 22k 71.68
Blackrock Muniyield Fund (MYD) 0.1 $1.6M 105k 14.76
Alcoa Inc debt 0.1 $1.3M 1.0M 1.27
United States Stl Corp New note 4.000% 5/1 0.1 $1.3M 1.3M 1.03
Xpo Logistics Inc equity (XPO) 0.1 $1.3M 71k 18.09
Nuveen Dividend Advantage Municipal Fd 2 0.1 $1.1M 77k 13.95
Nuveen California Municipal Market Op (NCO) 0.1 $1.0M 71k 14.73
Spdr Series Trust cmn (HYMB) 0.1 $970k 18k 53.89
Nextera Energy Inc unit 0.0 $594k 11k 55.56
Tibco Software Inc. 2.25 05-01 conv 0.0 $539k 550k 0.98
Alpha Natural Resources Inc note 2.375% 4/1 0.0 $338k 371k 0.91
Health Care Reit Inc note 3.000%12/0 0.0 $456k 343k 1.33
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $316k 22k 14.34
Dynegy 0.0 $296k 13k 22.56
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $226k 17k 13.27
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $180k 13k 13.97
Chesapeake Energy Corp note 2.750%11/1 0.0 $6.0k 6.0k 1.00
Navistar Intl Corp New note 3.000%10/1 0.0 $11k 11k 1.00
Verisign Inc sdcv 3.250% 8/1 0.0 $24k 17k 1.41
Leap Wireless Intl Inc note 4.500% 7/1 0.0 $12k 12k 1.00
Chesapeake Energy Corp note 2.500% 5/1 0.0 $16k 17k 0.94
Omni (OMC) 0.0 $40k 639.00 62.60
Hologic Inc frnt 2.000%12/1 0.0 $7.0k 6.0k 1.17
Dendreon Corp note 0.0 $9.0k 12k 0.75
Sunpower Corp conv 0.0 $41k 35k 1.17
Micron Technology Inc. conv 0.0 $26k 17k 1.53