MacKay Shields

Mackay Shields as of March 31, 2014

Portfolio Holdings for Mackay Shields

Mackay Shields holds 133 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Gilead Sciences conv 4.0 $80M 26M 3.13
Danaher Corp Del debt 3.0 $61M 28M 2.18
United Technol conv prf 2.8 $55M 817k 66.73
Teva Pharm Finance Llc Cvt cv bnd 2.7 $53M 42M 1.27
Slxp 1 1/2 03/15/19 2.7 $53M 31M 1.69
Intel Corp. Jr. Sub. Cv. Deb. conv 2.6 $52M 37M 1.40
Metlife Inc 5% 10/0/14 Conv Pr cv prf 2.5 $51M 1.6M 30.78
Teleflex Inc note 3.875% 8/0 2.5 $50M 28M 1.78
Xilinx Inc Cvt 2.625 6-15-17 convert 2.5 $50M 26M 1.88
Novellus Systems, Inc. note 2.625% 5/1 2.4 $47M 28M 1.71
Stanley Black & Decker Inc unit 99/99/9999 2.2 $45M 351k 126.81
Continental Airls Inc note 4.500% 1/1 2.2 $43M 18M 2.38
General Motors Company (GM) 2.1 $43M 1.2M 34.42
Jarden Corp note 1.875% 9/1 2.0 $40M 29M 1.39
Microchip Technology Inc sdcv 2.125%12/1 1.9 $37M 20M 1.86
Chart Industries 2% conv 1.9 $37M 27M 1.35
Wabash National Corp 3.375 '18 conv 1.7 $34M 24M 1.39
Omnicare Inc bond 1.6 $32M 32M 1.01
Ford Motor Company (F) 1.6 $31M 2.0M 15.60
Wellpoint Inc Note cb 1.6 $31M 21M 1.47
Helix Energy Solutions note 1.5 $30M 24M 1.24
Covanta Holding Conv conv bnd 1.5 $30M 26M 1.16
Al Us conv 1.5 $30M 20M 1.52
GAME Technolog debt 1.4 $28M 28M 1.00
Biomarin Pharmaceutical Inc note 0.750%10/1 1.4 $28M 25M 1.10
Rpm International Inc convertible cor 1.4 $27M 23M 1.16
Bottomline Tech Del Inc note 1.500%12/0 1.3 $27M 20M 1.31
Mgm Mirage conv 1.3 $26M 18M 1.46
X 2 3/4 04/01/19 1.2 $24M 18M 1.30
Nuance Communications Inc note 2.750%11/0 1.2 $24M 23M 1.01
Mylan Inc note 3.750% 9/1 1.2 $23M 6.3M 3.68
Rti Intl Metals Inc note 1.625%10/1 1.1 $22M 23M 0.99
Arcelormittal Sa Luxembourg mand cv nt 16 1.1 $22M 909k 23.98
Priceline.com debt 1.000% 3/1 1.1 $22M 15M 1.42
Goodyear Tire Rubr Pfd 5.875% p 1.1 $21M 290k 72.41
Citigroup (C) 1.0 $21M 434k 47.60
Ixia note 1.0 $21M 20M 1.06
Ford Mtr Co Del note 4.250%11/1 1.0 $20M 11M 1.81
Holdings Inc Note 5.25 1.0 $19M 5.9M 3.23
Stanley Black & Decker Inc Uni p 0.9 $19M 174k 107.75
Hologic Inc cnv 0.9 $19M 18M 1.02
Xpo Logistics note 4.5% 10/1 0.9 $19M 9.9M 1.88
Cien 4 12/15/20 0.9 $18M 13M 1.42
Airtran Hldgs Inc note 5.250%11/0 0.9 $18M 9.0M 1.95
Omnicom Group Inc debt 0.8 $16M 12M 1.33
Omnicare Cap Tr Ii pfd b tr 4.00% 0.8 $16M 222k 73.40
Cadence Design Sys Cvt 2.625 6 convert 0.8 $16M 7.8M 2.07
Wesco Intl Inc dbcv 6.000% 9/1 0.8 $16M 5.3M 2.97
Bank Of America Corporation preferred (BAC.PL) 0.8 $16M 14k 1144.24
Wells Fargo & Company Non-cum Perpet cnv (WFC.PL) 0.8 $16M 13k 1172.98
Hos Us conv 0.8 $15M 13M 1.14
Insulet Corporation Cvt 3.75 0 convert 0.8 $15M 8.2M 1.82
Micron Technology Inc note 1.625% 2/1 0.8 $15M 6.7M 2.21
Wright Medical Group Inc note 2 000 8/1 0.7 $15M 11M 1.36
Goldcorp 0.7 $15M 592k 24.48
Lam Research Corp note 0.500% 5/1 0.7 $14M 12M 1.16
Baker Hughes Incorporated 0.7 $13M 201k 65.02
Radian Group Inc note 0.6 $12M 7.7M 1.53
Apollo Invt Corp note 5.750% 1/1 0.6 $12M 11M 1.07
Halliburton Company (HAL) 0.6 $11M 191k 58.89
Newpark Res Inc note 4.000%10/0 0.6 $11M 8.5M 1.28
Alza Corp sdcv 7/2 0.5 $11M 7.9M 1.36
Tidewater 0.5 $9.9M 205k 48.62
Affiliated Managers (AMG) 0.5 $9.4M 47k 200.06
Intel Corp sdcv 0.5 $9.2M 7.8M 1.18
Jns 3.25% 7/15/2014 note 0.5 $9.0M 9.0M 1.00
Medicines Co dbcv 1.375% 6/0 0.4 $8.7M 7.1M 1.22
Sba Communications Corp note 4.000%10/0 0.4 $7.8M 2.6M 2.98
Ares Capital Corp 5.75 16 convert 0.4 $7.6M 7.0M 1.09
Ares Capital Corporation convertible cor 0.4 $7.5M 6.9M 1.08
Fluidigm Corporation convertible cor 0.4 $7.4M 6.5M 1.14
Triumph (TGI) 0.3 $6.9M 107k 64.58
Lam Research Corp conv 0.3 $6.8M 5.5M 1.25
Steel Dynamics Inc note 5.125% 6/1 0.3 $6.4M 6.0M 1.08
Nuveen Quality Income Municipal Fund 0.3 $6.3M 473k 13.29
Nuveen PA Investnt Quality Municipal (NQP) 0.3 $6.4M 483k 13.33
On Semiconductor Corp note 2.625%12/1 0.3 $6.0M 4.9M 1.22
Allegheny Technologies Inc note 4.250% 6/0 0.3 $5.5M 5.4M 1.02
Newmont Mining Corp Cvt cv bnd 0.3 $5.6M 5.2M 1.06
Health Care Reit Pfd I 6.5% 0.3 $5.4M 98k 55.57
Seacor Holdings Inc note 2.500%12/1 0.3 $5.4M 4.5M 1.20
Cameron International Corporation 0.2 $4.9M 80k 61.78
Nuveen Insured Municipal Opp. Fund 0.2 $5.0M 363k 13.76
Ttm Technologies Inc note 3.250% 5/1 0.2 $4.8M 4.7M 1.03
U.s. Concrete Inc Cmn 0.2 $4.8M 205k 23.50
Volcano Corporation note 1.750%12/0 0.2 $4.7M 4.7M 0.99
Crown Castle International Corp. pfd stk 0.2 $4.7M 46k 101.38
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.2 $4.2M 294k 14.20
Nuveen Premium Income Muni Fund 2 0.2 $4.0M 296k 13.39
Tibco Software 0.2 $3.7M 182k 20.32
ON Semiconductor (ON) 0.2 $3.8M 400k 9.40
Nuveen Dividend Advantage Municipal Fd 2 0.2 $3.6M 264k 13.50
Blackrock Muniyield California Ins Fund 0.2 $3.5M 245k 14.48
Nuveen Premium Income Muni Fd 4 0.2 $3.4M 276k 12.41
Nuveen Performance Plus Municipal Fund 0.2 $3.3M 229k 14.47
BlackRock MuniHolding Insured Investm 0.2 $3.3M 249k 13.40
Van Kampen Advantage Muni Incm Tr II (VKI) 0.2 $3.5M 314k 10.99
Blackrock Muniyield Insured Fund (MYI) 0.1 $2.9M 213k 13.60
Ciena Corp note 0.875% 6/1 0.1 $2.7M 2.7M 1.02
Newmont Mining Corp note 1.250% 7/1 0.1 $2.8M 2.8M 1.00
Comtech Telecommunications Cor conv 0.1 $2.5M 2.5M 1.02
Ensco Plc Shs Class A 0.1 $2.5M 47k 52.79
Liberty Media Corp deb 3.500% 1/1 0.1 $2.5M 4.7M 0.53
BlackRock MuniHoldings Fund (MHD) 0.1 $2.4M 154k 15.60
Broadsoft Inc. 1.5% 07/01/2018 conv 0.1 $2.4M 2.3M 1.05
Weyerhaeuser C conv prf 0.1 $2.4M 44k 54.60
Schlumberger (SLB) 0.1 $2.1M 22k 97.50
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.1 $2.2M 155k 13.92
BlackRock MuniYield California Fund 0.1 $2.1M 145k 14.70
Allegheny Technologies Incorporated (ATI) 0.1 $2.0M 52k 37.69
Blackrock Muniyield Quality Fund II (MQT) 0.1 $2.0M 157k 12.50
Nuveen Premier Mun Income 0.1 $1.8M 139k 13.14
Blackrock MuniEnhanced Fund 0.1 $1.7M 155k 10.92
BlackRock Florida Municipal 2020 Term Tr 0.1 $1.8M 116k 15.10
Nuveen Michigan Qlity Incom Municipal 0.1 $1.6M 120k 13.56
United States Steel Corporation (X) 0.1 $1.4M 50k 27.62
Blackrock Muniyield Fund (MYD) 0.1 $1.4M 105k 13.75
Nuveen California Municipal Market Op (NCO) 0.1 $1.4M 96k 14.24
Spdr Series Trust cmn (HYMB) 0.1 $984k 18k 54.67
Nextera Energy Inc unit 0.1 $950k 16k 61.33
United States Stl Corp New note 4.000% 5/1 0.0 $724k 717k 1.01
Ryland Group Inc Gtd Convertible Fxd Rt 0.250% 06/01/19 B/e Dtd 05/20/13 0.0 $617k 649k 0.95
Alpha Natural Resources Inc note 2.375% 4/1 0.0 $371k 371k 1.00
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $305k 22k 13.84
Dynegy 0.0 $327k 13k 24.92
Take-two Interactive Softwar note 1.000% 7/0 0.0 $298k 242k 1.23
Nuance Communications Inc dbcv 2.750% 8/1 0.0 $146k 136k 1.07
Health Care Reit Inc note 3.000%12/0 0.0 $167k 140k 1.19
Rti Intl Metals Inc note 3.000%12/0 0.0 $188k 176k 1.07
Nuveen Ins Ny Tx Fr Adv Mun (NRK) 0.0 $218k 17k 12.80
Nuveen Ny Divid Advntg Mun F (NAN) 0.0 $171k 13k 13.27
Kb Home note 0.0 $195k 189k 1.03
Tibco Software Inc. 2.25 05-01 conv 0.0 $170k 168k 1.01