Mariner Investment Group

Mariner Investment as of Sept. 30, 2014

Portfolio Holdings for Mariner Investment

Mariner Investment holds 225 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 26.8 $162M 822k 197.02
El Paso Energy Cap Tr I pfd cv tr secs (EP.PC) 9.1 $55M 967k 57.07
Intel Corporation (INTC) 3.0 $18M 525k 34.82
Blackstone Gso Strategic (BGB) 2.2 $14M 803k 16.78
Lockheed Martin Corporation (LMT) 2.1 $13M 71k 182.77
Invesco Van Kampen Dyn Cr Opp Fund 1.8 $11M 855k 12.35
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 1.4 $8.6M 965k 8.93
Epr Properties Pfd C 5.75% (EPR.PC) 1.3 $8.1M 367k 22.03
Brookfield Mortg. Opportunity bond etf 1.3 $8.0M 468k 16.99
Ares Dynamic Cr Allocation (ARDC) 1.3 $7.8M 458k 17.04
AllianceBernstein Income Fund 1.2 $7.1M 950k 7.50
Blackstone Gso Lng Shrt Cr I (BGX) 1.2 $7.1M 423k 16.70
Invesco Van Kampen Senior Income Trust (VVR) 1.1 $6.6M 1.4M 4.75
Diversified Real Asset Inc F 1.1 $6.5M 366k 17.73
Alexion Pharmaceuticals 1.0 $5.8M 35k 165.80
Nuveen Premium Income Muni Fund 2 1.0 $5.8M 422k 13.75
Boulder Growth & Income Fund (STEW) 0.9 $5.7M 646k 8.84
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.9 $5.7M 489k 11.59
Cornerstone Progressive Rtn 0.8 $4.9M 1.2M 4.11
Nuveen Mult Curr St Gv Incm 0.8 $4.9M 456k 10.66
Actavis 0.8 $4.8M 20k 241.28
Wells Fargo & Company (WFC) 0.8 $4.7M 90k 51.87
Thl Cr Sr Ln 0.8 $4.6M 262k 17.43
Biogen Idec (BIIB) 0.8 $4.5M 14k 330.81
Invesco Mortgage Capital 0.7 $4.4M 280k 15.72
Perrigo Company (PRGO) 0.7 $4.4M 29k 150.21
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.7 $4.2M 307k 13.67
Nuveen Sht Dur Cr Opp 0.7 $4.2M 244k 17.12
Eaton Vance Fltg Rate In 0.7 $4.2M 243k 17.24
Firsthand Tech Value (SVVC) 0.7 $4.1M 171k 24.01
Incyte Corporation (INCY) 0.7 $4.0M 82k 49.06
LMP Real Estate Income Fund 0.7 $4.1M 363k 11.23
Jazz Pharmaceuticals (JAZZ) 0.7 $4.0M 25k 160.56
New Residential Invt 0.7 $4.1M 700k 5.83
Blackrock Multi-sector Incom other (BIT) 0.7 $4.0M 227k 17.74
Nuveen Insured Municipal Opp. Fund 0.6 $3.9M 270k 14.25
American Capital Agency 0.6 $3.8M 180k 21.25
Mallinckrodt Pub 0.6 $3.8M 42k 90.15
Voya Prime Rate Trust sh ben int 0.6 $3.5M 632k 5.50
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.6 $3.3M 289k 11.54
American Capital Mortgage In 0.5 $3.3M 175k 18.82
Deutsche High Income Opport 0.5 $3.2M 218k 14.64
Alkermes (ALKS) 0.5 $2.9M 67k 42.87
Nuveen Flexible Invt Income 0.5 $2.9M 166k 17.51
Pimco Dynamic Credit Income other 0.5 $2.7M 120k 22.47
Eaton Vance Senior Income Trust (EVF) 0.4 $2.7M 411k 6.51
VIRTUS GLOBAL Multi-sec (VGI) 0.4 $2.6M 155k 17.07
Gilead Sciences (GILD) 0.4 $2.6M 24k 106.46
Aegerion Pharmaceuticals 0.4 $2.5M 75k 33.38
Apollo Sr Floating Rate Fd I (AFT) 0.4 $2.5M 149k 17.10
Qualcomm (QCOM) 0.4 $2.5M 33k 74.75
NPS Pharmaceuticals 0.4 $2.5M 95k 26.00
Cohen & Steers Total Return Real (RFI) 0.4 $2.4M 204k 11.95
Nuveen Premier Mun Income 0.4 $2.4M 178k 13.45
Ares Multi Strategy Cr Fd In 0.4 $2.4M 118k 20.79
Herbalife Ltd Com Stk (HLF) 0.4 $2.2M 280k 7.99
RMR Asia Pacific Real Estate Fund 0.4 $2.2M 118k 18.80
Nuveen Munpl Markt Opp Fund 0.4 $2.2M 168k 13.26
Nuveen Performance Plus Municipal Fund 0.4 $2.3M 156k 14.50
Fifth Street Finance 0.4 $2.2M 235k 9.18
Medivation 0.3 $2.1M 22k 98.88
General Electric Company 0.3 $2.1M 81k 25.62
Thermo Fisher Scientific (TMO) 0.3 $2.1M 17k 121.71
Danaher Corporation (DHR) 0.3 $2.1M 27k 76.00
Ariad Pharmaceuticals 0.3 $2.1M 380k 5.40
Nuveen Senior Income Fund 0.3 $2.1M 308k 6.69
Endo International (ENDPQ) 0.3 $2.0M 30k 68.33
United Parcel Service (UPS) 0.3 $2.0M 20k 98.20
BlackRock MuniHoldings Fund (MHD) 0.3 $1.9M 120k 16.10
Clovis Oncology 0.3 $2.0M 43k 45.35
Apollo Tactical Income Fd In (AIF) 0.3 $2.0M 114k 17.30
BioMarin Pharmaceutical (BMRN) 0.3 $1.9M 26k 72.12
Remy International 0.3 $1.9M 91k 20.52
First Tr Inter Duration Pfd & Income (FPF) 0.3 $1.9M 86k 21.73
Energy Select Sector SPDR (XLE) 0.3 $1.8M 20k 90.60
Nuveen Global Govt. Enhanced Income Fund 0.3 $1.8M 148k 12.36
General Motors Company (GM) 0.3 $1.8M 55k 31.94
Nuveen Qual Preferred Inc. Fund III 0.3 $1.7M 209k 8.37
ImmunoGen (IMGN) 0.3 $1.6M 156k 10.59
Eaton Vance Municipal Bond Fund (EIM) 0.3 $1.6M 128k 12.52
Nuveen Mtg opportunity term (JLS) 0.3 $1.5M 65k 23.74
Ipath S&p 500 Vix S/t Fu Etn 0.3 $1.6M 350k 4.46
Two Harbors Investment 0.2 $1.5M 155k 9.67
Via 0.2 $1.5M 19k 77.01
PowerShares QQQ Trust, Series 1 0.2 $1.5M 15k 98.80
LMP Corporate Loan Fund 0.2 $1.5M 132k 11.55
Regeneron Pharmaceuticals (REGN) 0.2 $1.5M 4.0k 360.42
J.C. Penney Company 0.2 $1.3M 132k 10.04
Central Fd Cda Ltd cl a 0.2 $1.3M 108k 12.31
Solar Cap (SLRC) 0.2 $1.2M 67k 18.68
Infinity Pharmaceuticals (INFIQ) 0.2 $1.3M 94k 13.42
Oracle Corporation (ORCL) 0.2 $1.2M 32k 38.28
Nuveen Quality Income Municipal Fund 0.2 $1.2M 88k 13.69
Amc Networks Inc Cl A (AMCX) 0.2 $1.2M 21k 58.43
Nuveen Fltng Rte Incm Opp 0.2 $1.1M 100k 11.38
BlackRock Insured Municipal Income Trust (BYM) 0.2 $1.2M 85k 13.84
Precision Castparts 0.2 $1.1M 4.6k 236.96
Apollo Investment 0.2 $1.1M 135k 8.17
BlackRock Floating Rate Income Strat. Fn (FRA) 0.2 $1.1M 76k 14.06
Doubleline Income Solutions (DSL) 0.2 $1.1M 50k 21.66
Allergan 0.2 $1.0M 5.8k 178.28
Teleflex Incorporated (TFX) 0.2 $1.0M 9.6k 105.00
Shire 0.2 $958k 3.7k 258.92
Terex Corporation (TEX) 0.2 $954k 30k 31.80
NGP Capital Resources Company 0.2 $989k 160k 6.18
Cobalt Intl Energy 0.2 $966k 71k 13.61
Nuveen Insd Dividend Advantage (NVG) 0.2 $966k 69k 14.11
Home Depot (HD) 0.1 $917k 10k 91.70
Lennar Corporation (LEN.B) 0.1 $922k 29k 32.01
Kinder Morgan Energy Partners 0.1 $933k 10k 93.30
Eaton Vance Senior Floating Rate Fund (EFR) 0.1 $908k 63k 14.38
American Cap Sr Floating 0.1 $908k 70k 13.01
Lannett Company 0.1 $863k 19k 45.66
Celgene Corporation 0.1 $853k 9.0k 94.78
Blackrock MuniEnhanced Fund 0.1 $861k 77k 11.19
Nuveen Insured Quality Muncipal Fund 0.1 $863k 67k 12.95
Walgreen Company 0.1 $771k 13k 59.31
Ironwood Pharmaceuticals (IRWD) 0.1 $806k 62k 12.96
Endologix 0.1 $765k 72k 10.60
WellCare Health Plans 0.1 $712k 12k 60.34
American Capital 0.1 $708k 50k 14.16
Energen Corporation 0.1 $722k 10k 72.20
Pharmacyclics 0.1 $705k 6.0k 117.50
Blackrock Muniyield Insured Fund (MYI) 0.1 $713k 52k 13.71
Nuveen Floating Rate Income Fund (JFR) 0.1 $700k 62k 11.29
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.1 $712k 51k 13.97
Nuveen Mortgage opportunity trm fd2 0.1 $704k 30k 23.29
Solar Senior Capital 0.1 $704k 46k 15.39
Range Resources (RRC) 0.1 $678k 10k 67.80
CBS Corporation 0.1 $669k 13k 53.52
Boston Beer Company (SAM) 0.1 $643k 2.9k 221.72
Proshares Ultra Vix Short Term Futures etf 0.1 $654k 42k 15.57
Cummins (CMI) 0.1 $594k 4.5k 132.00
Nuveen PA Investnt Quality Municipal (NQP) 0.1 $601k 44k 13.63
Antares Pharma 0.1 $515k 282k 1.83
Ascena Retail 0.1 $532k 40k 13.30
Bruker Corporation (BRKR) 0.1 $481k 26k 18.50
Prothena (PRTA) 0.1 $492k 22k 22.16
Kite Pharma 0.1 $470k 17k 28.47
Accuray Incorporated (ARAY) 0.1 $404k 56k 7.25
Masimo Corporation (MASI) 0.1 $426k 20k 21.30
Boulder Total Return Fund 0.1 $403k 15k 26.36
Michael Kors Holdings 0.1 $428k 6.0k 71.33
EV Energy Partners 0.1 $355k 10k 35.50
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.1 $393k 27k 14.48
Nuveen Municipal Advantage Fund 0.1 $369k 27k 13.50
Acelrx Pharmaceuticals 0.1 $383k 70k 5.49
Nuveen Long/short Commodity 0.1 $369k 25k 14.76
Dex Media 0.1 $385k 40k 9.55
iShares NASDAQ Biotechnology Index (IBB) 0.1 $313k 52k 6.02
Blackrock Kelso Capital (BKCC) 0.1 $299k 35k 8.54
Nuveen Premium Income Muni Fd 4 0.1 $277k 22k 12.74
Nuveen Dividend Advantage Municipal Fd 2 0.1 $292k 21k 13.94
Cys Investments 0.1 $330k 40k 8.25
Chimerix (CMRX) 0.1 $291k 11k 27.66
Pioneer Floating Rate Trust (PHD) 0.0 $251k 21k 11.73
iShares Russell 2000 Index (IWM) 0.0 $213k 100k 2.13
Opko Health (OPK) 0.0 $233k 27k 8.50
BlackRock MuniHolding Insured Investm 0.0 $263k 19k 13.88
Nuveen New Jersey Divid 0.0 $256k 20k 13.13
Van Kampen Advantage Muni Incm Tr II (VKI) 0.0 $252k 22k 11.37
Blackrock MuniHoldings CA Insrd Fnd (MUC) 0.0 $243k 17k 14.23
Nuveen Nj Div Advantage Mun (NXJ) 0.0 $242k 18k 13.44
Surgical Care Affiliates 0.0 $260k 9.7k 26.74
Horizon Pharma 0.0 $246k 20k 12.30
American Eagle Outfitters (AEO) 0.0 $160k 11k 14.55
Verizon Communications (VZ) 0.0 $200k 4.0k 50.00
Volcano Corporation 0.0 $160k 15k 10.67
Unico American Corporation (UNAM) 0.0 $157k 13k 12.08
Blackstone Gso Flting Rte Fu (BSL) 0.0 $204k 12k 17.14
Blackrock Muniyield Fund (MYD) 0.0 $185k 13k 14.19
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $154k 11k 13.97
Sunesis Pharmaceuticals 0.0 $181k 25k 7.15
TJX Companies (TJX) 0.0 $145k 38k 3.87
Radio One 0.0 $94k 30k 3.16
McDermott International 0.0 $143k 25k 5.72
Technology SPDR (XLK) 0.0 $95k 71k 1.34
Herzfeld Caribbean Basin (CUBA) 0.0 $94k 12k 8.01
Western Asset Mortgage cmn 0.0 $148k 10k 14.80
Comcast Corporation (CMCSA) 0.0 $47k 28k 1.71
Johnson & Johnson (JNJ) 0.0 $39k 10k 3.90
Pfizer (PFE) 0.0 $38k 160k 0.24
Walt Disney Company (DIS) 0.0 $31k 11k 2.82
Molson Coors Brewing Company (TAP) 0.0 $79k 15k 5.27
Boeing Company (BA) 0.0 $36k 10k 3.60
BE Aerospace 0.0 $49k 13k 3.92
Williams-Sonoma (WSM) 0.0 $44k 15k 2.93
Macy's (M) 0.0 $35k 14k 2.48
Stryker Corporation (SYK) 0.0 $39k 15k 2.60
Target Corporation (TGT) 0.0 $48k 13k 3.84
Agilent Technologies Inc C ommon (A) 0.0 $51k 20k 2.55
Cintas Corporation (CTAS) 0.0 $43k 10k 4.30
World Acceptance (WRLD) 0.0 $51k 20k 2.54
Salix Pharmaceuticals 0.0 $58k 18k 3.22
Jarden Corporation 0.0 $62k 20k 3.10
Consumer Staples Select Sect. SPDR (XLP) 0.0 $51k 30k 1.70
iShares Dow Jones US Real Estate (IYR) 0.0 $43k 15k 2.87
New York Mortgage Trust 0.0 $72k 10k 7.20
Sirius Xm Holdings (SIRI) 0.0 $52k 15k 3.47
Transenterix 0.0 $55k 13k 4.40
Time Warner 0.0 $15k 13k 1.20
Bank of New York Mellon Corporation (BK) 0.0 $30k 25k 1.20
Apache Corporation 0.0 $19k 10k 1.90
Bed Bath & Beyond 0.0 $14k 10k 1.40
Coach 0.0 $23k 20k 1.15
Noble Energy 0.0 $28k 15k 1.87
PetSmart 0.0 $3.0k 20k 0.15
Union Pacific Corporation (UNP) 0.0 $21k 10k 2.10
AstraZeneca (AZN) 0.0 $7.9k 21k 0.38
Mylan 0.0 $8.6k 66k 0.13
Colgate-Palmolive Company (CL) 0.0 $22k 15k 1.47
Halliburton Company (HAL) 0.0 $28k 11k 2.55
EMC Corporation 0.0 $20k 25k 0.80
Penn Virginia Corporation 0.0 $13k 22k 0.59
Hertz Global Holdings 0.0 $17k 20k 0.85
Walter Energy 0.0 $8.0k 100k 0.08
Industrial SPDR (XLI) 0.0 $20k 13k 1.60
Guess? (GES) 0.0 $8.0k 15k 0.53
athenahealth 0.0 $7.0k 10k 0.70
Chicago Bridge & Iron Company 0.0 $14k 15k 0.93
Cubist Pharmaceuticals 0.0 $9.0k 30k 0.30
iShares iBoxx $ High Yid Corp Bond (HYG) 0.0 $26k 20k 1.30
SPDR S&P Homebuilders (XHB) 0.0 $10k 25k 0.40
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.0 $28k 50k 0.56
Catamaran 0.0 $21k 52k 0.40