Mariner Investment Group

Mariner Investment as of Sept. 30, 2015

Portfolio Holdings for Mariner Investment

Mariner Investment holds 175 positions in its portfolio as reported in the September 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Energy Select Sector SPDR (XLE) 15.9 $103M 1.7M 61.20
Materials SPDR (XLB) 12.5 $81M 2.0M 39.92
iShares NASDAQ Biotechnology Index (IBB) 3.8 $24M 80k 303.30
Humana (HUM) 3.8 $24M 135k 179.00
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 2.1 $14M 1.7M 7.98
Invesco Van Kampen Dyn Cr Opp Fund 1.9 $12M 1.2M 10.57
Blackstone Gso Strategic (BGB) 1.7 $11M 789k 14.21
Celgene Corporation 1.5 $9.6M 89k 108.16
Pimco Dynamic Credit Income other 1.5 $9.6M 525k 18.27
Boulder Growth & Income Fund (STEW) 1.5 $9.5M 1.3M 7.45
Biogen Idec (BIIB) 1.4 $8.8M 30k 291.80
Alexion Pharmaceuticals 1.3 $8.5M 54k 156.40
RMR Asia Pacific Real Estate Fund 1.2 $8.1M 446k 18.06
Central Fd Cda Ltd cl a 1.2 $7.6M 715k 10.59
Brookfield Mortg. Opportunity bond etf 1.2 $7.6M 512k 14.74
Allergan 1.1 $7.3M 27k 271.82
BlackRock Floating Rate Income Strat. Fn (FRA) 1.1 $7.2M 553k 12.94
Blackstone Gso Lng Shrt Cr I (BGX) 1.0 $6.6M 460k 14.25
Nuveen Senior Income Fund 1.0 $6.2M 1.0M 5.91
Nuveen Floating Rate Income Fund (JFR) 0.9 $6.1M 609k 10.05
BioMarin Pharmaceutical (BMRN) 0.9 $5.8M 56k 105.39
Central Gold-Trust 0.9 $5.8M 146k 39.68
Nuveen Premium Income Muni Fund 2 0.9 $5.6M 407k 13.65
Nuveen Sht Dur Cr Opp 0.9 $5.5M 362k 15.21
Nuveen Mtg opportunity term (JLS) 0.8 $5.4M 240k 22.40
Medivation 0.8 $5.2M 123k 42.50
Ares Dynamic Cr Allocation (ARDC) 0.8 $5.2M 373k 13.97
Regeneron Pharmaceuticals (REGN) 0.8 $5.1M 11k 465.15
LMP Real Estate Income Fund 0.8 $4.9M 401k 12.28
Nuveen Long/short Commodity 0.8 $4.8M 301k 16.00
Nuveen Insured Municipal Opp. Fund 0.7 $4.6M 329k 14.09
Cohen & Steers REIT/P (RNP) 0.7 $4.5M 260k 17.33
Apollo Sr Floating Rate Fd I (AFT) 0.7 $4.5M 286k 15.68
Bristol Myers Squibb (BMY) 0.7 $4.4M 75k 59.20
Liberty All-Star Equity Fund (USA) 0.7 $4.4M 864k 5.08
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.7 $4.4M 323k 13.56
SPDR S&P Oil & Gas Explore & Prod. 0.7 $4.3M 130k 32.83
Eaton Vance Senior Income Trust (EVF) 0.7 $4.3M 725k 5.87
Pioneer Floating Rate Trust (PHD) 0.7 $4.2M 371k 11.32
Tenet Healthcare Corporation (THC) 0.7 $4.2M 114k 36.91
Incyte Corporation (INCY) 0.6 $4.1M 37k 110.35
Shire 0.6 $4.0M 19k 205.21
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.6 $3.6M 346k 10.55
Lannett Company 0.6 $3.6M 86k 41.53
American Capital 0.5 $3.4M 283k 12.16
Perrigo Company (PRGO) 0.5 $3.5M 22k 157.26
Mallinckrodt Pub 0.5 $3.4M 53k 63.94
Endo International (ENDPQ) 0.5 $3.3M 48k 69.28
Blackrock Multi-sector Incom other (BIT) 0.5 $3.2M 205k 15.71
Vertex Pharmaceuticals Incorporated (VRTX) 0.5 $3.1M 30k 104.13
Western Asset High Incm Fd I (HIX) 0.5 $3.2M 492k 6.47
LMP Corporate Loan Fund 0.5 $3.0M 292k 10.28
Agilent Technologies Inc C ommon (A) 0.4 $2.7M 80k 34.33
Pimco Income Strategy Fund (PFL) 0.4 $2.8M 286k 9.68
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.4 $2.8M 201k 13.92
SPDR S&P Homebuilders (XHB) 0.4 $2.7M 2.4M 1.09
Invesco Van Kampen Senior Income Trust (VVR) 0.4 $2.7M 637k 4.18
Nuveen Fltng Rte Incm Opp 0.4 $2.6M 265k 9.95
Advent/Claymore Enhanced Growth & Income 0.4 $2.7M 326k 8.20
Eaton Vance Municipal Bond Fund (EIM) 0.4 $2.5M 201k 12.51
Nuveen Munpl Markt Opp Fund 0.4 $2.5M 190k 13.10
BlackRock Floating Rate Income Trust (BGT) 0.4 $2.4M 197k 12.44
Eaton Vance Fltg Rate In 0.4 $2.5M 167k 14.68
Spark Therapeutics 0.4 $2.5M 59k 41.74
Nuveen Premier Mun Income 0.3 $2.3M 174k 13.05
First Trust Strategic 0.3 $2.2M 193k 11.50
Wl Ross Hldg 0.3 $2.3M 218k 10.38
Wells Fargo Adv Inc Opport Fund (EAD) 0.3 $2.2M 285k 7.57
New Residential Investment (RITM) 0.3 $2.2M 165k 13.10
Illumina (ILMN) 0.3 $2.1M 12k 175.83
ISIS Pharmaceuticals 0.3 $2.1M 52k 40.42
Nuveen Performance Plus Municipal Fund 0.3 $2.1M 150k 14.18
Diplomat Pharmacy 0.3 $2.1M 72k 28.73
Community Health Systems (CYH) 0.3 $2.0M 47k 42.77
Nuveen Premium Income Municipal Fund 0.3 $2.0M 149k 13.40
Apollo Tactical Income Fd In (AIF) 0.3 $2.0M 140k 14.49
Chimera Investment Corp etf (CIM) 0.3 $2.0M 150k 13.37
HeartWare International 0.3 $1.8M 35k 52.31
Alkermes (ALKS) 0.3 $1.8M 30k 58.68
Pimco Income Strategy Fund II (PFN) 0.3 $1.7M 195k 8.84
Allianzgi Conv & Inc Fd taxable cef 0.3 $1.7M 284k 5.83
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.2 $1.6M 152k 10.40
Surgical Care Affiliates 0.2 $1.6M 50k 32.70
Deutsche High Income Opport 0.2 $1.6M 125k 13.15
BlackRock Debt Strategies Fund 0.2 $1.5M 461k 3.34
Eaton Vance Floating-Rate Income Trust (EFT) 0.2 $1.5M 117k 13.24
Ivy High Income Opportunities 0.2 $1.5M 118k 12.97
AllianceBernstein Income Fund 0.2 $1.5M 189k 7.86
Nuveen Quality Income Municipal Fund 0.2 $1.5M 111k 13.49
Pfizer (PFE) 0.2 $1.4M 45k 31.40
Kite Pharma 0.2 $1.4M 26k 55.68
Juno Therapeutics 0.2 $1.4M 35k 40.69
Credit Suisse High Yield Bond Fund (DHY) 0.2 $1.3M 587k 2.27
PIMCO Corporate Income Fund (PCN) 0.2 $1.4M 103k 13.14
Dreyfus High Yield Strategies Fund 0.2 $1.4M 452k 3.06
Avenue Income Cr Strat 0.2 $1.4M 105k 12.85
Achillion Pharmaceuticals 0.2 $1.3M 185k 6.91
Eaton Vance Limited Duration Income Fund (EVV) 0.2 $1.3M 100k 12.68
First Tr High Income L/s (FSD) 0.2 $1.3M 93k 14.09
Kkr Income Opportunities (KIO) 0.2 $1.3M 87k 14.56
Universal Health Services (UHS) 0.2 $1.2M 10k 124.80
Brookfield Total Return Fd I 0.2 $1.2M 57k 21.31
Nuveen Global High (JGH) 0.2 $1.2M 83k 14.42
Arbutus Biopharma (ABUS) 0.2 $1.2M 201k 6.09
ImmunoGen (IMGN) 0.2 $1.2M 123k 9.60
Analogic Corporation 0.2 $1.1M 14k 82.07
Infinity Pharmaceuticals (INFIQ) 0.2 $1.2M 138k 8.45
Masimo Corporation (MASI) 0.2 $1.2M 30k 38.57
Envision Healthcare Hlds 0.2 $1.1M 31k 36.78
Thl Cr Sr Ln 0.2 $1.1M 74k 15.49
Brookfield High Income Fd In 0.2 $1.2M 163k 7.12
Teleflex Incorporated (TFX) 0.2 $1.1M 9.0k 124.22
BlackRock Ltd. Duration Income Trust (BLW) 0.2 $1.1M 74k 14.43
Clovis Oncology 0.2 $1.1M 12k 91.97
SPDR S&P Biotech (XBI) 0.2 $1.1M 90k 11.80
AstraZeneca (AZN) 0.1 $955k 30k 31.83
Endologix 0.1 $946k 77k 12.25
PowerShares DB Agriculture Fund 0.1 $960k 46k 20.87
Brookdale Senior Living (BKD) 0.1 $918k 40k 22.95
American Cap Sr Floating 0.1 $907k 82k 11.09
Thermo Fisher Scientific (TMO) 0.1 $856k 7.0k 122.29
McKesson Corporation (MCK) 0.1 $851k 4.6k 185.00
Ariad Pharmaceuticals 0.1 $834k 143k 5.84
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 0.1 $843k 175k 4.81
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.1 $828k 73k 11.34
Merrimack Pharmaceuticals In 0.1 $809k 95k 8.51
Intersect Ent 0.1 $824k 35k 23.40
Ironwood Pharmaceuticals (IRWD) 0.1 $741k 71k 10.42
Advent Claymore Convertible Sec & Inc (AVK) 0.1 $793k 60k 13.17
MFS Intermediate High Income Fund (CIF) 0.1 $787k 347k 2.27
Hca Holdings (HCA) 0.1 $774k 10k 77.40
Luminex Corporation 0.1 $688k 41k 16.90
WisdomTree India Earnings Fund (EPI) 0.1 $680k 250k 2.72
PCM Fund (PCM) 0.1 $696k 73k 9.51
Prothena (PRTA) 0.1 $617k 14k 45.37
Acceleron Pharma 0.1 $618k 25k 24.92
Nuveen PA Investnt Quality Municipal (NQP) 0.1 $579k 44k 13.13
iShares Russell 2000 Index (IWM) 0.1 $428k 70k 6.11
Lehman Brothers First Trust IOF (NHS) 0.1 $445k 44k 10.19
Prudential Sht Duration Hg Y 0.1 $480k 33k 14.65
Northstar Rlty Fin 0.1 $469k 38k 12.34
Dyax 0.1 $382k 20k 19.10
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.1 $371k 3.0k 123.58
Nuveen Div. Advantage Muni. Fund (NAD) 0.1 $408k 30k 13.76
PIMCO Income Opportunity Fund 0.1 $352k 15k 22.89
Ipath S&p 500 Vix S/t Fu Etn 0.1 $305k 1.5M 0.21
PIMCO Corporate Opportunity Fund (PTY) 0.0 $238k 18k 13.28
Nuveen Mortgage opportunity trm fd2 0.0 $271k 13k 21.70
Wl Ross Holding Corp Uts 0.0 $287k 26k 11.21
Clear Channel Outdoor Holdings 0.0 $221k 31k 7.13
Blackstone Gso Flting Rte Fu (BSL) 0.0 $161k 10k 15.85
Nuveen Municipal Advantage Fund 0.0 $183k 14k 13.29
Blackrock Muniyield Fund (MYD) 0.0 $174k 12k 14.20
D Fluidigm Corp Del (LAB) 0.0 $203k 25k 8.12
Spdr S&p 500 Etf (SPY) 0.0 $135k 409k 0.33
World Acceptance (WRLD) 0.0 $156k 30k 5.20
Radio One 0.0 $148k 69k 2.13
BlackRock MuniHoldings New Jersey Ins Fn (MUJ) 0.0 $149k 11k 13.52
Tel Instr Electrs Corp (TIKK) 0.0 $85k 18k 4.62
GAMCO Natural Resources, Gold & Income Trust (GNT) 0.0 $58k 10k 5.80
Nexpoint Credit Strategies 0.0 $83k 15k 5.73
Sprint 0.0 $35k 50k 0.70
WellCare Health Plans 0.0 $11k 20k 0.55
Macy's (M) 0.0 $3.0k 20k 0.15
Danaher Corporation (DHR) 0.0 $5.0k 20k 0.25
Gilead Sciences (GILD) 0.0 $9.4k 117k 0.08
Penn Virginia Corporation 0.0 $960.000000 12k 0.08
Herbalife Ltd Com Stk (HLF) 0.0 $18k 20k 0.90
St. Jude Medical 0.0 $5.0k 20k 0.25
iShares S&P GSCI Commodity-Indexed (GSG) 0.0 $8.1k 30k 0.27
iShares MSCI Germany Index Fund (EWG) 0.0 $16k 26k 0.61
Jazz Pharmaceuticals (JAZZ) 0.0 $18k 46k 0.40
Bluebird Bio (BLUE) 0.0 $2.0k 10k 0.20
Medtronic (MDT) 0.0 $7.0k 20k 0.35
Mylan Nv 0.0 $1.0k 50k 0.02