Mizuho Securities USA

Mizuho Securities Usa as of Dec. 31, 2013

Portfolio Holdings for Mizuho Securities Usa

Mizuho Securities Usa holds 141 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares Barclays 20+ Yr Treas.Bond (TLT) 26.0 $316M 3.1M 101.80
Apple (AAPL) 5.0 $61M 109k 561.11
SPDR Dow Jones Industrial Average ETF (DIA) 4.3 $53M 319k 165.40
Microsoft Corporation (MSFT) 3.5 $42M 1.1M 37.43
Google 3.1 $38M 33k 1120.72
Visa (V) 2.1 $25M 112k 222.68
SPDR S&P MidCap 400 ETF (MDY) 2.0 $25M 101k 244.10
Amazon (AMZN) 1.8 $22M 55k 398.79
International Business Machines (IBM) 1.7 $21M 113k 187.57
Goldman Sachs (GS) 1.6 $20M 112k 177.26
Newmont Mining Corp note 1.250% 7/1 1.6 $19M 19M 1.00
Intel Corporation (INTC) 1.5 $19M 712k 25.96
Cisco Systems (CSCO) 1.4 $17M 758k 22.45
3M Company (MMM) 1.3 $16M 113k 140.25
Boeing Company (BA) 1.3 $15M 113k 136.49
Qualcomm (QCOM) 1.2 $15M 204k 74.25
Chevron Corporation (CVX) 1.2 $14M 113k 124.91
Gilead Sciences (GILD) 1.1 $14M 185k 75.15
Comcast Corporation (CMCSA) 1.1 $13M 258k 51.97
United Technologies Corporation 1.1 $13M 113k 113.80
Facebook Inc cl a (META) 1.0 $12M 226k 54.66
Exxon Mobil Corporation (XOM) 0.9 $12M 114k 101.20
McDonald's Corporation (MCD) 0.9 $11M 113k 97.03
Johnson & Johnson (JNJ) 0.9 $10M 113k 91.59
Amgen (AMGN) 0.9 $10M 91k 114.16
American Express Company (AXP) 0.8 $10M 113k 90.73
Caterpillar (CAT) 0.8 $10M 113k 90.81
Travelers Companies (TRV) 0.8 $10M 112k 90.54
Home Depot (HD) 0.8 $9.3M 113k 82.34
Procter & Gamble Company (PG) 0.8 $9.2M 113k 81.41
Wal-Mart Stores (WMT) 0.7 $8.9M 113k 78.69
Nike (NKE) 0.7 $8.8M 113k 78.64
Walt Disney Company (DIS) 0.7 $8.6M 113k 76.40
eBay (EBAY) 0.7 $8.6M 156k 54.89
UnitedHealth (UNH) 0.7 $8.5M 113k 75.30
Celgene Corporation 0.7 $8.4M 50k 168.96
Biogen Idec (BIIB) 0.7 $8.0M 29k 279.76
Mondelez Int (MDLZ) 0.6 $7.5M 212k 35.30
E.I. du Pont de Nemours & Company 0.6 $7.3M 113k 64.97
Starbucks Corporation (SBUX) 0.6 $7.1M 91k 78.39
priceline.com Incorporated 0.6 $7.2M 6.2k 1162.47
Spdr S&p 500 Etf (SPY) 0.6 $7.1M 38k 184.53
Express Scripts Holding 0.6 $6.8M 97k 70.24
JPMorgan Chase & Co. (JPM) 0.6 $6.7M 114k 58.48
Costco Wholesale Corporation (COST) 0.5 $6.3M 53k 119.01
Twenty-first Century Fox 0.5 $6.3M 179k 35.18
Baidu (BIDU) 0.5 $5.9M 33k 177.88
Texas Instruments Incorporated (TXN) 0.5 $5.8M 132k 43.91
Merck & Co (MRK) 0.5 $5.7M 113k 50.05
Verizon Communications (VZ) 0.5 $5.6M 113k 49.14
Yahoo! 0.4 $5.0M 123k 40.44
Coca-Cola Company (KO) 0.4 $4.7M 114k 41.31
Automatic Data Processing (ADP) 0.4 $4.7M 58k 80.81
Vodafone 0.4 $4.7M 119k 39.31
Nuance Communications Inc note 2.750%11/0 0.4 $4.5M 4.7M 0.96
Directv 0.4 $4.4M 64k 69.08
Via 0.3 $4.2M 48k 87.34
At&t (T) 0.3 $4.0M 114k 35.16
Kraft Foods 0.3 $3.9M 72k 53.92
Cognizant Technology Solutions (CTSH) 0.3 $3.7M 37k 100.97
Adobe Systems Incorporated (ADBE) 0.3 $3.6M 60k 59.87
Pfizer (PFE) 0.3 $3.5M 115k 30.63
Regeneron Pharmaceuticals (REGN) 0.3 $3.2M 12k 275.21
General Electric Company 0.3 $3.3M 117k 28.03
Alexion Pharmaceuticals 0.3 $3.1M 24k 133.05
Micron Technology (MU) 0.2 $2.8M 127k 21.76
Cadence Design Sys Cvt 2.625 6 convert 0.2 $2.8M 1.5M 1.88
Netflix (NFLX) 0.2 $2.6M 7.2k 368.11
Intuit (INTU) 0.2 $2.6M 34k 76.32
Vimpel 0.2 $2.6M 199k 12.94
Whole Foods Market 0.2 $2.6M 45k 57.82
Applied Materials (AMAT) 0.2 $2.6M 145k 17.69
Paccar (PCAR) 0.2 $2.5M 43k 59.17
Sirius Xm Holdings (SIRI) 0.2 $2.6M 738k 3.49
Western Digital (WDC) 0.2 $2.4M 29k 83.90
Wynn Resorts (WYNN) 0.2 $2.4M 12k 194.21
Liberty Global Inc Com Ser A 0.2 $2.4M 27k 88.99
Cerner Corporation 0.2 $2.3M 41k 55.73
Seagate Technology Com Stk 0.2 $2.2M 39k 56.17
Tesla Motors (TSLA) 0.2 $2.2M 15k 150.41
Leap Wireless Intl Inc note 4.500% 7/1 0.2 $2.0M 2.0M 1.02
Vertex Pharmaceuticals Incorporated (VRTX) 0.2 $2.1M 28k 74.29
Bed Bath & Beyond 0.2 $2.1M 26k 80.31
Paychex (PAYX) 0.2 $2.0M 44k 45.53
Mylan 0.2 $2.0M 46k 43.40
Mattel (MAT) 0.2 $1.9M 41k 47.58
Ross Stores (ROST) 0.2 $2.0M 26k 74.95
Analog Devices (ADI) 0.2 $1.9M 38k 50.93
Symantec Corporation 0.2 $2.0M 84k 23.59
SanDisk Corporation 0.2 $1.9M 27k 70.55
Ca 0.1 $1.8M 54k 33.65
Marriott International (MAR) 0.1 $1.8M 36k 49.35
Fiserv (FI) 0.1 $1.9M 31k 59.05
Broadcom Corporation 0.1 $1.9M 63k 29.66
Liberty Media 0.1 $1.8M 13k 146.44
NetApp (NTAP) 0.1 $1.7M 41k 41.13
Intuitive Surgical (ISRG) 0.1 $1.8M 4.6k 384.18
Liberty Media 0.1 $1.7M 58k 29.35
Fastenal Company (FAST) 0.1 $1.7M 36k 47.50
Illumina (ILMN) 0.1 $1.7M 15k 110.59
Charter Communications 0.1 $1.7M 13k 136.74
O'reilly Automotive (ORLY) 0.1 $1.7M 13k 128.71
DISH Network 0.1 $1.5M 26k 57.91
Discovery Communications 0.1 $1.6M 18k 90.42
CHECK POINT SOFTWARE Technolog Com Stk (CHKP) 0.1 $1.5M 24k 64.53
Avago Technologies 0.1 $1.6M 30k 52.88
Navistar Intl Corp New note 3.000%10/1 0.1 $1.5M 1.4M 1.02
Citrix Systems 0.1 $1.4M 23k 63.24
Xilinx 0.1 $1.5M 32k 45.91
Dollar Tree (DLTR) 0.1 $1.4M 25k 56.41
Activision Blizzard 0.1 $1.5M 84k 17.83
Tractor Supply Company (TSCO) 0.1 $1.3M 17k 77.56
Autodesk (ADSK) 0.1 $1.4M 27k 50.34
Sigma-Aldrich Corporation 0.1 $1.4M 14k 93.98
Linear Technology Corporation 0.1 $1.3M 28k 45.55
Verisk Analytics (VRSK) 0.1 $1.3M 20k 65.71
SBA Communications Corporation 0.1 $1.4M 16k 89.87
Green Mountain Coffee Roasters 0.1 $1.4M 18k 75.60
KLA-Tencor Corporation (KLAC) 0.1 $1.3M 20k 64.45
Nxp Semiconductors N V (NXPI) 0.1 $1.4M 30k 45.93
Tripadvisor (TRIP) 0.1 $1.3M 16k 82.85
Monster Beverage 0.1 $1.4M 20k 67.79
Staples 0.1 $1.3M 79k 15.88
Stericycle (SRCL) 0.1 $1.2M 10k 116.18
Henry Schein (HSIC) 0.1 $1.2M 10k 114.31
Altera Corporation 0.1 $1.3M 39k 32.53
Catamaran 0.1 $1.2M 25k 47.47
Expeditors International of Washington (EXPD) 0.1 $1.1M 25k 44.23
NVIDIA Corporation (NVDA) 0.1 $1.1M 69k 16.03
C.H. Robinson Worldwide (CHRW) 0.1 $1.1M 18k 58.33
Equinix 0.1 $1.1M 6.0k 177.39
Garmin (GRMN) 0.1 $1.1M 24k 46.20
Trak 1 1/2 03/15/17 0.1 $1.1M 809k 1.38
Akamai Technologies (AKAM) 0.1 $1.0M 22k 47.16
Maxim Integrated Products 0.1 $949k 34k 27.90
Expedia (EXPE) 0.1 $988k 14k 69.66
F5 Networks (FFIV) 0.1 $850k 9.4k 90.87
GROUP Affymetrix Inc cnv 0.1 $810k 500k 1.62
Prospect Capital Corp note 0.1 $728k 700k 1.04
Weyerhaeuser C conv prf 0.1 $557k 10k 55.70
Bristow Group Inc note 3.000% 6/1 0.0 $535k 435k 1.23