Narwhal Capital Management as of Sept. 30, 2011
Portfolio Holdings for Narwhal Capital Management
Narwhal Capital Management holds 133 positions in its portfolio as reported in the September 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Vulcan Materials Company (VMC) | 10.0 | $17M | 610k | 27.56 | |
| SPDR Gold Trust (GLD) | 3.6 | $6.0M | 38k | 158.06 | |
| Exxon Mobil Corporation (XOM) | 2.3 | $3.8M | 53k | 72.63 | |
| Apple (AAPL) | 2.2 | $3.7M | 9.7k | 381.33 | |
| Johnson & Johnson (JNJ) | 1.9 | $3.3M | 51k | 63.70 | |
| Philip Morris International (PM) | 1.9 | $3.1M | 50k | 62.38 | |
| International Business Machines (IBM) | 1.8 | $3.0M | 17k | 174.87 | |
| Procter & Gamble Company (PG) | 1.7 | $2.9M | 45k | 63.19 | |
| UnitedHealth (UNH) | 1.7 | $2.9M | 62k | 46.12 | |
| Microsoft Corporation (MSFT) | 1.7 | $2.8M | 113k | 24.89 | |
| Chevron Corporation (CVX) | 1.5 | $2.5M | 27k | 92.58 | |
| Exelon Corporation (EXC) | 1.5 | $2.5M | 59k | 42.60 | |
| SPDR Dow Jones Industrial Average ETF (DIA) | 1.4 | $2.4M | 22k | 108.93 | |
| Coca-Cola Company (KO) | 1.4 | $2.4M | 36k | 67.56 | |
| iShares Silver Trust (SLV) | 1.4 | $2.4M | 83k | 28.91 | |
| Pfizer (PFE) | 1.4 | $2.3M | 132k | 17.68 | |
| JPMorgan Chase & Co. (JPM) | 1.4 | $2.3M | 76k | 30.12 | |
| Intel Corporation (INTC) | 1.3 | $2.1M | 99k | 21.34 | |
| L-3 Communications Holdings | 1.2 | $2.1M | 33k | 61.98 | |
| Home Depot (HD) | 1.2 | $2.0M | 62k | 32.87 | |
| General Electric Company | 1.1 | $1.8M | 120k | 15.22 | |
| Nextera Energy (NEE) | 1.1 | $1.8M | 33k | 54.02 | |
| At&t (T) | 1.1 | $1.8M | 62k | 28.51 | |
| Waste Management (WM) | 1.0 | $1.7M | 52k | 32.55 | |
| Tupperware Brands Corporation (TUP) | 1.0 | $1.7M | 32k | 53.74 | |
| Goldman Sachs (GS) | 1.0 | $1.7M | 18k | 94.55 | |
| Buckeye Partners | 1.0 | $1.7M | 27k | 62.52 | |
| Amazon (AMZN) | 1.0 | $1.7M | 7.7k | 216.21 | |
| Magellan Midstream Partners | 1.0 | $1.6M | 27k | 60.41 | |
| Northrop Grumman Corporation (NOC) | 1.0 | $1.6M | 31k | 52.18 | |
| 0.9 | $1.6M | 3.1k | 515.02 | ||
| ConocoPhillips (COP) | 0.9 | $1.6M | 25k | 63.32 | |
| eBay (EBAY) | 0.9 | $1.6M | 53k | 29.50 | |
| General Dynamics Corporation (GD) | 0.9 | $1.5M | 27k | 56.90 | |
| Lorillard | 0.9 | $1.5M | 14k | 110.71 | |
| Cisco Systems (CSCO) | 0.9 | $1.5M | 95k | 15.50 | |
| BP (BP) | 0.9 | $1.4M | 40k | 36.07 | |
| Kinder Morgan Energy Partners | 0.8 | $1.4M | 21k | 68.39 | |
| Raytheon Company | 0.8 | $1.4M | 34k | 40.87 | |
| TC Pipelines | 0.8 | $1.3M | 30k | 43.84 | |
| Altria (MO) | 0.8 | $1.3M | 49k | 26.80 | |
| Annaly Capital Management | 0.8 | $1.3M | 77k | 16.63 | |
| Lockheed Martin Corporation (LMT) | 0.8 | $1.3M | 17k | 72.64 | |
| Te Connectivity Ltd for (TEL) | 0.8 | $1.3M | 45k | 28.13 | |
| Molson Coors Brewing Company (TAP) | 0.7 | $1.2M | 31k | 39.62 | |
| WellPoint | 0.7 | $1.2M | 19k | 65.26 | |
| EMC Corporation | 0.7 | $1.2M | 58k | 20.98 | |
| Wal-Mart Stores (WMT) | 0.7 | $1.2M | 23k | 51.92 | |
| Coca-Cola FEMSA, S.A.B. de C.V. (KOF) | 0.7 | $1.2M | 13k | 88.71 | |
| Novartis (NVS) | 0.7 | $1.2M | 21k | 55.75 | |
| Tyco International Ltd S hs | 0.7 | $1.1M | 28k | 40.75 | |
| Kraft Foods | 0.7 | $1.1M | 34k | 33.58 | |
| General Motors Company (GM) | 0.7 | $1.1M | 55k | 20.18 | |
| Covidien | 0.7 | $1.1M | 25k | 44.10 | |
| 3M Company (MMM) | 0.7 | $1.1M | 15k | 71.78 | |
| Kimberly-Clark Corporation (KMB) | 0.6 | $1.0M | 15k | 70.99 | |
| Caterpillar (CAT) | 0.6 | $1.0M | 14k | 73.84 | |
| Plains All American Pipeline (PAA) | 0.6 | $1.0M | 17k | 58.93 | |
| Teva Pharmaceutical Industries (TEVA) | 0.6 | $999k | 27k | 37.21 | |
| Archer Daniels Midland Company (ADM) | 0.6 | $1.0M | 41k | 24.82 | |
| Amgen (AMGN) | 0.6 | $1.0M | 19k | 54.94 | |
| Enterprise Products Partners (EPD) | 0.6 | $1.0M | 25k | 40.13 | |
| HCP | 0.6 | $954k | 27k | 35.07 | |
| Eni S.p.A. (E) | 0.6 | $940k | 27k | 35.14 | |
| iShares MSCI Canada Index (EWC) | 0.6 | $933k | 37k | 25.49 | |
| Reynolds American | 0.6 | $915k | 24k | 37.50 | |
| Transcanada Corp | 0.6 | $917k | 23k | 40.49 | |
| Alliance Resource Partners (ARLP) | 0.6 | $918k | 14k | 65.57 | |
| ETFS Gold Trust | 0.5 | $902k | 5.6k | 161.07 | |
| AES Corporation (AES) | 0.5 | $888k | 91k | 9.76 | |
| Medtronic | 0.5 | $894k | 27k | 33.23 | |
| General Mills (GIS) | 0.5 | $889k | 23k | 38.48 | |
| GlaxoSmithKline | 0.5 | $888k | 22k | 41.30 | |
| Sunoco Logistics Partners | 0.5 | $885k | 10k | 88.50 | |
| iShares Dow Jones EPAC Sel Div Ind (IDV) | 0.5 | $848k | 30k | 28.31 | |
| iShares S&P 500 Index (IVV) | 0.5 | $841k | 7.4k | 113.65 | |
| BT | 0.5 | $842k | 32k | 26.65 | |
| Verizon Communications (VZ) | 0.5 | $806k | 22k | 36.80 | |
| Diageo (DEO) | 0.5 | $793k | 11k | 75.89 | |
| Ford Motor Company (F) | 0.5 | $789k | 82k | 9.67 | |
| Boeing Company (BA) | 0.5 | $772k | 13k | 60.55 | |
| Petroleo Brasileiro SA (PBR) | 0.4 | $740k | 33k | 22.46 | |
| First Solar (FSLR) | 0.4 | $734k | 12k | 63.25 | |
| Constellation Energy | 0.4 | $723k | 19k | 38.05 | |
| Laboratory Corp. of America Holdings (LH) | 0.4 | $729k | 9.2k | 79.02 | |
| Whirlpool Corporation (WHR) | 0.4 | $711k | 14k | 49.89 | |
| Rio Tinto (RIO) | 0.4 | $692k | 16k | 44.08 | |
| Bank of America Corporation (BAC) | 0.4 | $657k | 107k | 6.12 | |
| ITT Corporation | 0.4 | $649k | 16k | 42.01 | |
| Citigroup (C) | 0.4 | $633k | 25k | 25.63 | |
| Assured Guaranty (AGO) | 0.4 | $618k | 56k | 11.00 | |
| Abbott Laboratories (ABT) | 0.4 | $606k | 12k | 51.14 | |
| Adobe Systems Incorporated (ADBE) | 0.4 | $596k | 25k | 24.18 | |
| Adecoagro S A (AGRO) | 0.4 | $604k | 70k | 8.62 | |
| Wells Fargo & Company (WFC) | 0.3 | $594k | 25k | 24.12 | |
| Vodafone | 0.3 | $582k | 23k | 25.64 | |
| Sanofi-Aventis SA (SNY) | 0.3 | $579k | 18k | 32.80 | |
| Activision Blizzard | 0.3 | $565k | 48k | 11.89 | |
| Corning Incorporated (GLW) | 0.3 | $555k | 45k | 12.36 | |
| Zimmer Holdings (ZBH) | 0.3 | $562k | 11k | 53.52 | |
| Copano Energy | 0.3 | $537k | 18k | 29.83 | |
| BHP Billiton (BHP) | 0.3 | $500k | 7.5k | 66.49 | |
| Federated Investors (FHI) | 0.3 | $490k | 28k | 17.52 | |
| CenturyLink | 0.3 | $476k | 14k | 33.11 | |
| Sprint Nextel Corporation | 0.3 | $471k | 155k | 3.04 | |
| Hewlett-Packard Company | 0.3 | $466k | 21k | 22.46 | |
| Honda Motor (HMC) | 0.3 | $437k | 15k | 29.13 | |
| Dell | 0.3 | $436k | 31k | 14.16 | |
| Central Fd Cda Ltd cl a | 0.2 | $414k | 20k | 20.70 | |
| Eli Lilly & Co. (LLY) | 0.2 | $396k | 11k | 37.01 | |
| Telefonica (TEF) | 0.2 | $398k | 21k | 19.13 | |
| Telecom Corp of New Zealand | 0.2 | $375k | 38k | 9.87 | |
| Quest Diagnostics Incorporated (DGX) | 0.2 | $365k | 7.4k | 49.32 | |
| Nokia Corporation (NOK) | 0.2 | $351k | 62k | 5.66 | |
| Chesapeake Energy Corporation | 0.2 | $332k | 13k | 25.54 | |
| Ezchip Semiconductor Lt | 0.2 | $339k | 10k | 33.24 | |
| Vale (VALE) | 0.2 | $319k | 14k | 22.79 | |
| Progress Energy | 0.2 | $310k | 6.0k | 51.67 | |
| iShares Gold Trust | 0.2 | $301k | 19k | 15.84 | |
| Pepsi (PEP) | 0.2 | $291k | 4.7k | 61.91 | |
| El Paso Pipeline Partners | 0.2 | $291k | 8.2k | 35.49 | |
| Veolia Environnement (VEOEY) | 0.2 | $278k | 19k | 14.55 | |
| iShares Dow Jones US Financial (IYF) | 0.2 | $278k | 6.3k | 44.13 | |
| Comcast Corporation (CMCSA) | 0.2 | $272k | 13k | 20.92 | |
| Colgate-Palmolive Company (CL) | 0.2 | $266k | 3.0k | 88.67 | |
| Omni (OMC) | 0.2 | $266k | 7.2k | 36.84 | |
| Rbc Cad (RY) | 0.2 | $263k | 5.8k | 45.74 | |
| Oplink Communications | 0.1 | $227k | 15k | 15.13 | |
| Cemex SAB de CV (CX) | 0.1 | $205k | 65k | 3.16 | |
| JDS Uniphase Corporation | 0.1 | $207k | 21k | 9.95 | |
| iShares MSCI Japan Index | 0.1 | $151k | 16k | 9.44 | |
| Fidus Invt (FDUS) | 0.1 | $151k | 12k | 12.58 | |
| Manitowoc Company | 0.1 | $101k | 15k | 6.73 |
