New York Life Investment Management as of Sept. 30, 2014
Portfolio Holdings for New York Life Investment Management
New York Life Investment Management holds 198 positions in its portfolio as reported in the September 2014 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| PIMCO Enhanced Short Mat Str Fund ETF (MINT) | 8.1 | $49M | 485k | 101.35 | |
| iShares Dow Jones US Home Const. (ITB) | 7.2 | $44M | 1.9M | 22.49 | |
| Clyme US Cptl Mkts Mco Trm Fxd Idx | 5.4 | $33M | 659k | 50.16 | |
| iShares Lehman Aggregate Bond (AGG) | 4.4 | $27M | 247k | 109.11 | |
| Vanguard Total Bond Market ETF (BND) | 4.4 | $27M | 329k | 81.93 | |
| WisdomTree Japan Total Dividend (DXJ) | 3.6 | $22M | 419k | 52.32 | |
| Global X Fds glb x ftse nor (GURU) | 3.6 | $22M | 834k | 26.31 | |
| Powershares Kbw Bank Etf | 3.2 | $20M | 534k | 36.78 | |
| Vanguard Information Technology ETF (VGT) | 3.1 | $19M | 187k | 100.08 | |
| American Tower Reit (AMT) | 3.0 | $18M | 194k | 93.63 | |
| SPDR KBW Regional Banking (KRE) | 2.8 | $17M | 441k | 37.86 | |
| iShares Barclays Inter Crd Bd Fund ETF) (IGIB) | 2.4 | $15M | 134k | 109.31 | |
| iShares Lehman 7-10 Yr Treas. Bond (IEF) | 2.2 | $14M | 130k | 103.62 | |
| Vanguard Total Stock Market ETF (VTI) | 2.2 | $13M | 131k | 101.24 | |
| PowerShares S&P 500 BuyWrite Portfol ETF | 2.0 | $12M | 566k | 21.18 | |
| FIRST TR EXCHANGE Traded Fd auto index (CARZ) | 1.8 | $11M | 290k | 37.77 | |
| iShares Dow Jones US Technology (IYW) | 1.8 | $11M | 108k | 100.76 | |
| IndexIQ IQ ARB Merger Arbitrage ETF (MNA) | 1.7 | $10M | 379k | 27.44 | |
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 1.7 | $10M | 88k | 116.27 | |
| Vanguard Value ETF (VTV) | 1.6 | $9.6M | 119k | 81.20 | |
| iShares S&P 500 Index (IVV) | 1.5 | $9.2M | 46k | 198.26 | |
| iShares MSCI EAFE Index Fund (EFA) | 1.5 | $9.2M | 143k | 64.12 | |
| Financial Select Sector SPDR (XLF) | 1.3 | $7.9M | 339k | 23.17 | |
| Claymore Exchange-traded Fd gugg spinoff etf | 1.1 | $6.9M | 154k | 45.12 | |
| Ishares Inc msci frntr 100 (FM) | 1.1 | $6.8M | 181k | 37.84 | |
| SPDR Barclays Capital High Yield B | 1.1 | $6.7M | 166k | 40.18 | |
| iShares Russell 1000 Index (IWB) | 1.1 | $6.6M | 60k | 109.87 | |
| iShares Russell 3000 Index (IWV) | 1.1 | $6.6M | 57k | 116.79 | |
| Market Vectors Africa | 1.1 | $6.6M | 209k | 31.39 | |
| Vanguard REIT ETF (VNQ) | 1.0 | $6.3M | 87k | 71.85 | |
| Health Care SPDR (XLV) | 1.0 | $5.9M | 92k | 63.91 | |
| Proshares Tr Ii Ultrashort Ye etf (YCS) | 1.0 | $5.9M | 78k | 75.76 | |
| Claymore/AlphaShares China Small Cap ETF | 0.9 | $5.5M | 209k | 26.16 | |
| Wisdomtree Tr intl hedge eqt (HEDJ) | 0.9 | $5.4M | 93k | 57.78 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.8 | $5.1M | 132k | 38.28 | |
| Ishares msci uk | 0.8 | $5.0M | 258k | 19.38 | |
| iShares MSCI Spain Index (EWP) | 0.8 | $4.8M | 123k | 38.90 | |
| SPDR S&P Homebuilders (XHB) | 0.8 | $4.7M | 158k | 29.59 | |
| Industrial SPDR (XLI) | 0.7 | $4.4M | 83k | 53.15 | |
| ProShares UltraShort Euro (EUO) | 0.7 | $4.4M | 220k | 19.96 | |
| Ishares Tr Phill Invstmrk (EPHE) | 0.7 | $4.0M | 104k | 38.06 | |
| Vanguard Europe Pacific ETF (VEA) | 0.6 | $3.9M | 98k | 39.75 | |
| iShares MSCI Malaysia Index Fund | 0.6 | $3.5M | 228k | 15.40 | |
| Vanguard Telecommunication Services ETF (VOX) | 0.6 | $3.5M | 41k | 87.30 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.6 | $3.4M | 29k | 118.22 | |
| Claymore/BNY Mellon Frontier Markets ETF | 0.5 | $3.3M | 197k | 16.63 | |
| Energy Select Sector SPDR (XLE) | 0.5 | $2.7M | 30k | 90.62 | |
| Consumer Discretionary SPDR (XLY) | 0.5 | $2.8M | 41k | 66.70 | |
| iShares Dow Jones US Aerospace & Def.ETF (ITA) | 0.4 | $2.5M | 24k | 107.58 | |
| iShares S&P NA Tec.-SW. Idx. Fund (IGV) | 0.3 | $2.1M | 25k | 86.48 | |
| Sibanye Gold | 0.3 | $2.0M | 232k | 8.48 | |
| Zoetis Inc Cl A (ZTS) | 0.2 | $1.1M | 31k | 36.96 | |
| Mallinckrodt Pub | 0.1 | $854k | 9.5k | 90.17 | |
| Wpx Energy | 0.1 | $792k | 33k | 24.05 | |
| Adt | 0.1 | $765k | 22k | 35.48 | |
| Whitewave Foods | 0.1 | $803k | 22k | 36.34 | |
| Abbvie (ABBV) | 0.1 | $744k | 13k | 57.75 | |
| Brookfield Ppty Partners L P unit ltd partn | 0.1 | $741k | 35k | 21.07 | |
| Phillips 66 (PSX) | 0.1 | $694k | 8.5k | 81.36 | |
| Kraft Foods | 0.1 | $681k | 12k | 56.36 | |
| Cst Brands | 0.1 | $698k | 19k | 35.94 | |
| News (NWSA) | 0.1 | $657k | 40k | 16.34 | |
| Murphy Usa (MUSA) | 0.1 | $646k | 12k | 53.05 | |
| Tripadvisor (TRIP) | 0.1 | $632k | 6.9k | 91.40 | |
| Allegion Plc equity (ALLE) | 0.1 | $625k | 13k | 47.64 | |
| Clorox Company (CLX) | 0.1 | $519k | 5.4k | 96.11 | |
| Science App Int'l (SAIC) | 0.1 | $557k | 13k | 44.20 | |
| People's United Financial | 0.1 | $480k | 33k | 14.46 | |
| Costco Wholesale Corporation (COST) | 0.1 | $501k | 4.0k | 125.25 | |
| McDonald's Corporation (MCD) | 0.1 | $502k | 5.3k | 94.72 | |
| Wal-Mart Stores (WMT) | 0.1 | $459k | 6.0k | 76.50 | |
| Baxter International (BAX) | 0.1 | $481k | 6.7k | 71.79 | |
| At&t (T) | 0.1 | $507k | 14k | 35.21 | |
| Cisco Systems (CSCO) | 0.1 | $488k | 19k | 25.15 | |
| Hudson City Ban | 0.1 | $475k | 49k | 9.71 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $463k | 4.3k | 107.67 | |
| Paychex (PAYX) | 0.1 | $515k | 12k | 44.22 | |
| Spectra Energy | 0.1 | $459k | 12k | 39.23 | |
| Travelers Companies (TRV) | 0.1 | $488k | 5.2k | 93.85 | |
| Laboratory Corp. of America Holdings (LH) | 0.1 | $478k | 4.7k | 101.70 | |
| AmerisourceBergen (COR) | 0.1 | $502k | 6.5k | 77.23 | |
| CenturyLink | 0.1 | $466k | 11k | 40.88 | |
| Health Care REIT | 0.1 | $462k | 7.4k | 62.43 | |
| Allstate Corporation (ALL) | 0.1 | $497k | 8.1k | 61.36 | |
| Colgate-Palmolive Company (CL) | 0.1 | $470k | 7.2k | 65.28 | |
| Sigma-Aldrich Corporation | 0.1 | $476k | 3.5k | 136.00 | |
| Patterson Companies (PDCO) | 0.1 | $510k | 12k | 41.46 | |
| Stericycle (SRCL) | 0.1 | $490k | 4.2k | 116.67 | |
| Southern Company (SO) | 0.1 | $484k | 11k | 43.64 | |
| Dollar Tree (DLTR) | 0.1 | $493k | 8.8k | 56.02 | |
| AvalonBay Communities (AVB) | 0.1 | $465k | 3.3k | 140.91 | |
| C.H. Robinson Worldwide (CHRW) | 0.1 | $486k | 7.3k | 66.33 | |
| Entergy Corporation (ETR) | 0.1 | $479k | 6.2k | 77.26 | |
| HCP | 0.1 | $469k | 12k | 39.75 | |
| Kimco Realty Corporation (KIM) | 0.1 | $462k | 21k | 21.92 | |
| Oneok (OKE) | 0.1 | $485k | 7.4k | 65.54 | |
| Motorola Solutions (MSI) | 0.1 | $481k | 7.6k | 63.29 | |
| NRG Energy (NRG) | 0.1 | $405k | 13k | 30.45 | |
| Public Storage (PSA) | 0.1 | $453k | 2.7k | 165.69 | |
| SYSCO Corporation (SYY) | 0.1 | $444k | 12k | 37.95 | |
| Intel Corporation (INTC) | 0.1 | $397k | 11k | 34.82 | |
| Verizon Communications (VZ) | 0.1 | $410k | 8.2k | 50.00 | |
| Marathon Oil Corporation (MRO) | 0.1 | $421k | 11k | 37.59 | |
| McCormick & Company, Incorporated (MKC) | 0.1 | $421k | 6.3k | 66.83 | |
| Simon Property (SPG) | 0.1 | $444k | 2.7k | 164.44 | |
| Atlas Resource Partners | 0.1 | $400k | 21k | 19.44 | |
| Altisource Asset Management (AAMC) | 0.1 | $395k | 585.00 | 675.21 | |
| New Residential Invt | 0.1 | $423k | 73k | 5.83 | |
| Republic Services (RSG) | 0.1 | $359k | 9.2k | 39.02 | |
| DaVita (DVA) | 0.1 | $351k | 4.8k | 73.12 | |
| Plum Creek Timber | 0.1 | $351k | 9.0k | 39.00 | |
| Altria (MO) | 0.1 | $335k | 7.3k | 45.89 | |
| CIGNA Corporation | 0.1 | $372k | 4.1k | 90.73 | |
| EMC Corporation | 0.1 | $386k | 13k | 29.24 | |
| Quest Diagnostics Incorporated (DGX) | 0.1 | $340k | 5.6k | 60.71 | |
| Post Holdings Inc Common (POST) | 0.1 | $378k | 11k | 33.20 | |
| Fiesta Restaurant | 0.1 | $341k | 6.9k | 49.68 | |
| Altisource Residential Corp cl b | 0.1 | $356k | 15k | 24.02 | |
| M&T Bank Corporation (MTB) | 0.1 | $333k | 2.7k | 123.33 | |
| AGL Resources | 0.1 | $288k | 5.6k | 51.43 | |
| United Parcel Service (UPS) | 0.1 | $295k | 3.0k | 98.33 | |
| Automatic Data Processing (ADP) | 0.1 | $274k | 3.3k | 83.03 | |
| Safeway | 0.1 | $326k | 9.5k | 34.32 | |
| Apple (AAPL) | 0.1 | $282k | 2.8k | 100.71 | |
| UnitedHealth (UNH) | 0.1 | $285k | 3.3k | 86.36 | |
| Kellogg Company (K) | 0.1 | $326k | 5.3k | 61.51 | |
| Hyster Yale Materials Handling (HY) | 0.1 | $304k | 4.2k | 71.72 | |
| Windstream Hldgs | 0.1 | $314k | 29k | 10.79 | |
| Chubb Corporation | 0.0 | $228k | 2.5k | 91.20 | |
| Exxon Mobil Corporation (XOM) | 0.0 | $235k | 2.5k | 94.00 | |
| Johnson & Johnson (JNJ) | 0.0 | $266k | 2.5k | 106.40 | |
| Consolidated Edison (ED) | 0.0 | $215k | 3.8k | 56.58 | |
| Microchip Technology (MCHP) | 0.0 | $255k | 5.4k | 47.22 | |
| NetApp (NTAP) | 0.0 | $245k | 5.7k | 42.98 | |
| Nordstrom (JWN) | 0.0 | $253k | 3.7k | 68.38 | |
| Verisign (VRSN) | 0.0 | $215k | 3.9k | 55.13 | |
| Apartment Investment and Management | 0.0 | $239k | 7.5k | 31.87 | |
| Bemis Company | 0.0 | $232k | 6.1k | 38.03 | |
| Equity Residential (EQR) | 0.0 | $228k | 3.7k | 61.62 | |
| Becton, Dickinson and (BDX) | 0.0 | $239k | 2.1k | 113.81 | |
| General Mills (GIS) | 0.0 | $222k | 4.4k | 50.45 | |
| Marsh & McLennan Companies (MMC) | 0.0 | $262k | 5.0k | 52.40 | |
| Target Corporation (TGT) | 0.0 | $244k | 3.9k | 62.56 | |
| Hershey Company (HSY) | 0.0 | $219k | 2.3k | 95.22 | |
| ConAgra Foods (CAG) | 0.0 | $238k | 7.2k | 33.06 | |
| Hormel Foods Corporation (HRL) | 0.0 | $247k | 4.8k | 51.46 | |
| Rouse Pptys | 0.0 | $240k | 15k | 16.20 | |
| Liberty Media | 0.0 | $256k | 5.4k | 47.25 | |
| Northeast Utilities System | 0.0 | $168k | 3.8k | 44.21 | |
| Progressive Corporation (PGR) | 0.0 | $192k | 7.6k | 25.26 | |
| Crown Castle International | 0.0 | $201k | 2.5k | 80.40 | |
| Chevron Corporation (CVX) | 0.0 | $179k | 1.5k | 119.33 | |
| TECO Energy | 0.0 | $205k | 12k | 17.37 | |
| Cincinnati Financial Corporation (CINF) | 0.0 | $160k | 3.4k | 47.06 | |
| Campbell Soup Company (CPB) | 0.0 | $158k | 3.7k | 42.70 | |
| McKesson Corporation (MCK) | 0.0 | $156k | 800.00 | 195.00 | |
| Praxair | 0.0 | $206k | 1.6k | 128.75 | |
| Torchmark Corporation | 0.0 | $181k | 3.5k | 52.46 | |
| Xcel Energy (XEL) | 0.0 | $152k | 5.0k | 30.40 | |
| J.M. Smucker Company (SJM) | 0.0 | $198k | 2.0k | 99.00 | |
| Southwestern Energy Company (SWN) | 0.0 | $154k | 4.4k | 35.00 | |
| DTE Energy Company (DTE) | 0.0 | $198k | 2.6k | 76.15 | |
| Pepco Holdings | 0.0 | $206k | 7.7k | 26.75 | |
| SCANA Corporation | 0.0 | $208k | 4.2k | 49.52 | |
| Silver Bay Rlty Tr | 0.0 | $161k | 9.9k | 16.20 | |
| Ftd Cos | 0.0 | $164k | 4.8k | 34.12 | |
| Expeditors International of Washington (EXPD) | 0.0 | $142k | 3.5k | 40.57 | |
| Interpublic Group of Companies (IPG) | 0.0 | $139k | 7.6k | 18.33 | |
| ConocoPhillips (COP) | 0.0 | $115k | 1.5k | 76.67 | |
| Philip Morris International (PM) | 0.0 | $92k | 1.1k | 83.64 | |
| Stryker Corporation (SYK) | 0.0 | $129k | 1.6k | 80.62 | |
| WellPoint | 0.0 | $120k | 1.0k | 120.00 | |
| Qualcomm (QCOM) | 0.0 | $135k | 1.8k | 75.00 | |
| Dr Pepper Snapple | 0.0 | $141k | 2.2k | 64.09 | |
| Varian Medical Systems | 0.0 | $120k | 1.5k | 80.00 | |
| Humana (HUM) | 0.0 | $117k | 900.00 | 130.00 | |
| Intuit (INTU) | 0.0 | $105k | 1.2k | 87.50 | |
| Pinnacle West Capital Corporation (PNW) | 0.0 | $131k | 2.4k | 54.58 | |
| Express Scripts Holding | 0.0 | $92k | 1.3k | 70.77 | |
| Engility Hldgs | 0.0 | $139k | 4.5k | 31.15 | |
| Prothena (PRTA) | 0.0 | $120k | 5.4k | 22.11 | |
| Era | 0.0 | $113k | 5.2k | 21.71 | |
| U.S. Bancorp (USB) | 0.0 | $59k | 1.4k | 42.14 | |
| Cardinal Health (CAH) | 0.0 | $82k | 1.1k | 74.55 | |
| DENTSPLY International | 0.0 | $78k | 1.7k | 45.88 | |
| PetSmart | 0.0 | $63k | 900.00 | 70.00 | |
| Airgas | 0.0 | $55k | 500.00 | 110.00 | |
| Hewlett-Packard Company | 0.0 | $39k | 1.1k | 35.45 | |
| Procter & Gamble Company (PG) | 0.0 | $75k | 900.00 | 83.33 | |
| Boston Properties (BXP) | 0.0 | $81k | 700.00 | 115.71 | |
| Powershares Etf Tr Ii s^p500 low vol | 0.0 | $44k | 1.2k | 35.23 | |
| Straight Path Communic Cl B | 0.0 | $48k | 3.1k | 15.69 | |
| Occidental Petroleum Corporation (OXY) | 0.0 | $29k | 300.00 | 96.67 | |
| Amphenol Corporation (APH) | 0.0 | $10k | 100.00 | 100.00 | |
| Edison International (EIX) | 0.0 | $11k | 200.00 | 55.00 | |
| Denbury Resources | 0.0 | $14k | 900.00 | 15.56 | |
| Novacopper | 0.0 | $13k | 14k | 0.91 | |
| Harvard Apparatus Regener Te | 0.0 | $15k | 1.8k | 8.29 |
