Nikko Asset Management Americas

Nikko Asset Management Americas as of Sept. 30, 2013

Portfolio Holdings for Nikko Asset Management Americas

Nikko Asset Management Americas holds 134 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
BHP Billiton 5.1 $152M 2.6M 59.66
Exxon Mobil Corporation (XOM) 4.9 $145M 1.7M 86.90
Royal Dutch Shell 4.6 $136M 2.1M 65.88
Freeport-McMoRan Copper & Gold (FCX) 4.0 $119M 3.6M 33.42
Monsanto Company 3.8 $114M 1.1M 105.61
Potash Corp. Of Saskatchewan I 3.8 $114M 3.6M 31.61
Total (TTE) 3.7 $109M 1.8M 58.91
Rio Tinto (RIO) 3.6 $106M 2.1M 49.48
Chevron Corporation (CVX) 3.1 $94M 763k 122.64
BP (BP) 2.6 $77M 1.8M 42.80
International Paper Company (IP) 2.5 $73M 1.6M 45.44
Schlumberger (SLB) 2.3 $69M 772k 88.82
Mosaic (MOS) 2.3 $67M 1.5M 43.43
Syngenta 2.2 $65M 789k 82.57
Goldcorp 1.8 $55M 2.1M 25.76
Anadarko Petroleum Corporation 1.7 $52M 549k 94.53
Teck Resources Ltd cl b (TECK) 1.6 $47M 1.7M 27.28
Weyerhaeuser Company (WY) 1.5 $46M 1.6M 28.93
Nucor Corporation (NUE) 1.5 $46M 936k 48.80
Canadian Natural Resources (CNQ) 1.5 $45M 1.4M 31.48
Agrium 1.4 $43M 507k 84.92
National-Oilwell Var 1.4 $42M 532k 78.01
Occidental Petroleum Corporation (OXY) 1.4 $41M 431k 94.46
Baker Hughes Incorporated 1.3 $39M 791k 49.53
Cameron International Corporation 1.3 $39M 666k 59.01
Halliburton Company (HAL) 1.3 $38M 790k 48.39
Vale (VALE) 1.2 $36M 2.3M 15.60
Archer Daniels Midland Company (ADM) 1.2 $34M 927k 37.12
FMC Technologies 1.1 $34M 618k 55.33
Southwestern Energy Company (SWN) 1.1 $34M 940k 36.44
Industries N shs - a - (LYB) 1.1 $33M 455k 73.39
Petroleo Brasileiro SA (PBR) 1.1 $33M 2.1M 15.40
Celanese Corporation (CE) 1.0 $30M 574k 52.50
Barrick Gold Corp (GOLD) 1.0 $29M 1.6M 18.53
Tidewater 1.0 $29M 492k 58.87
Randgold Resources 1.0 $29M 402k 71.73
Encana Corp 1.0 $29M 1.6M 17.34
Noble Energy 0.9 $26M 393k 67.01
Bunge 0.8 $25M 323k 76.21
ArcelorMittal 0.8 $24M 1.7M 13.82
Marathon Oil Corporation (MRO) 0.8 $24M 676k 34.90
Weatherford International Lt reg 0.8 $23M 1.5M 15.26
Superior Energy Services 0.8 $23M 898k 25.39
Cnooc 0.8 $22M 109k 203.97
Cliffs Natural Resources 0.8 $22M 1.1M 21.00
PetroChina Company 0.7 $21M 191k 112.18
Key Energy Services 0.7 $21M 2.9M 7.38
Kinross Gold Corp (KGC) 0.7 $21M 4.3M 4.99
Hess (HES) 0.7 $21M 267k 78.33
CF Industries Holdings (CF) 0.7 $21M 97k 210.48
Dril-Quip (DRQ) 0.7 $20M 177k 114.18
AngloGold Ashanti 0.7 $20M 1.5M 13.24
SM Energy (SM) 0.7 $20M 257k 77.47
Peabody Energy Corporation 0.6 $18M 1.0M 17.49
Pos (PKX) 0.6 $17M 232k 74.50
Cobalt Intl Energy 0.6 $16M 652k 25.20
Devon Energy Corporation (DVN) 0.5 $16M 272k 58.71
Cabot Oil & Gas Corporation (CTRA) 0.5 $16M 423k 37.11
Whiting Petroleum Corporation 0.5 $16M 261k 59.98
Gerdau SA (GGB) 0.5 $16M 2.0M 7.54
Eldorado Gold Corp 0.5 $15M 2.3M 6.65
Apache Corporation 0.5 $14M 164k 86.25
Ensco Plc Shs Class A 0.5 $14M 257k 54.50
China Petroleum & Chemical 0.5 $14M 171k 79.29
Valero Energy Corporation (VLO) 0.4 $13M 383k 34.30
Phillips 66 (PSX) 0.4 $13M 226k 58.53
Rowan Companies 0.2 $7.5M 204k 36.81
Apple (AAPL) 0.1 $3.7M 7.6k 482.76
Microsoft Corporation (MSFT) 0.1 $2.8M 85k 33.31
Johnson & Johnson (JNJ) 0.1 $2.9M 34k 86.74
General Electric Company 0.1 $3.1M 128k 24.05
At&t (T) 0.1 $2.8M 84k 33.97
Google 0.1 $2.9M 3.3k 876.36
Pfizer (PFE) 0.1 $2.6M 90k 28.88
Home Depot (HD) 0.1 $2.4M 32k 75.97
Wells Fargo & Company (WFC) 0.1 $2.4M 59k 41.58
Procter & Gamble Company (PG) 0.1 $2.4M 32k 77.21
JPMorgan Chase & Co. (JPM) 0.1 $2.1M 40k 52.24
Berkshire Hathaway (BRK.B) 0.1 $2.2M 19k 114.84
Coca-Cola Company (KO) 0.1 $2.1M 55k 38.40
Walt Disney Company (DIS) 0.1 $2.1M 32k 65.17
Gilead Sciences (GILD) 0.1 $2.0M 31k 63.55
Citigroup (C) 0.1 $2.0M 41k 48.90
American Express Company (AXP) 0.1 $1.7M 22k 75.90
Wal-Mart Stores (WMT) 0.1 $1.7M 22k 74.35
United Parcel Service (UPS) 0.1 $1.8M 20k 91.23
Union Pacific Corporation (UNP) 0.1 $1.9M 12k 156.55
Amazon (AMZN) 0.1 $1.9M 5.9k 315.93
Celgene Corporation 0.1 $1.7M 11k 154.64
Bank of America Corporation (BAC) 0.1 $1.4M 100k 13.90
McDonald's Corporation (MCD) 0.1 $1.4M 15k 97.11
Verizon Communications (VZ) 0.1 $1.4M 29k 47.01
Mylan 0.1 $1.5M 38k 38.32
Capital One Financial (COF) 0.1 $1.4M 20k 68.94
eBay (EBAY) 0.1 $1.5M 26k 55.78
International Business Machines (IBM) 0.1 $1.6M 8.5k 186.94
Qualcomm (QCOM) 0.1 $1.4M 22k 67.40
Accenture (ACN) 0.1 $1.5M 21k 74.08
EOG Resources (EOG) 0.1 $1.6M 9.2k 170.76
Visa (V) 0.1 $1.4M 7.4k 193.11
Pvh Corporation (PVH) 0.1 $1.4M 12k 118.47
Michael Kors Holdings 0.1 $1.4M 19k 74.44
Goldman Sachs (GS) 0.0 $1.3M 8.3k 159.88
Eli Lilly & Co. (LLY) 0.0 $1.1M 22k 50.50
Consolidated Edison (ED) 0.0 $1.1M 20k 55.15
Cisco Systems (CSCO) 0.0 $1.1M 48k 23.34
Franklin Resources (BEN) 0.0 $1.3M 25k 50.84
E.I. du Pont de Nemours & Company 0.0 $1.2M 20k 58.99
Ford Motor Company (F) 0.0 $1.3M 76k 17.05
American International (AIG) 0.0 $1.2M 25k 49.16
Eaton (ETN) 0.0 $1.3M 19k 69.68
Twenty-first Century Fox 0.0 $1.2M 36k 33.27
Fluor Corporation (FLR) 0.0 $938k 13k 71.06
Merck & Co (MRK) 0.0 $927k 19k 47.78
UnitedHealth (UNH) 0.0 $943k 13k 71.98
Eagle Materials (EXP) 0.0 $871k 12k 73.19
Oracle Corporation (ORCL) 0.0 $922k 27k 33.77
Micron Technology (MU) 0.0 $920k 52k 17.62
Oceaneering International (OII) 0.0 $747k 9.3k 80.32
Chicago Bridge & Iron Company 0.0 $888k 13k 67.27
Tor Dom Bk Cad (TD) 0.0 $844k 9.1k 92.75
Hollyfrontier Corp 0.0 $896k 21k 42.67
Petroleo Brasileiro SA (PBR.A) 0.0 $535k 33k 16.46
Helmerich & Payne (HP) 0.0 $663k 9.6k 69.06
D.R. Horton (DHI) 0.0 $663k 34k 19.62
Bce (BCE) 0.0 $672k 15k 44.21
SanDisk Corporation 0.0 $557k 9.3k 59.89
Rbc Cad (RY) 0.0 $612k 9.2k 66.52
Vale 0.0 $454k 32k 14.14
Facebook Inc cl a (META) 0.0 $543k 11k 51.23
Bristol Myers Squibb (BMY) 0.0 $273k 5.9k 46.27
Intel Corporation (INTC) 0.0 $391k 17k 23.00
Safeway 0.0 $248k 7.7k 32.21
Duke Energy (DUK) 0.0 $204k 3.0k 66.91