Pine River Capital Management

Pine River Capital Management as of Sept. 30, 2011

Portfolio Holdings for Pine River Capital Management

Pine River Capital Management holds 119 positions in its portfolio as reported in the September 2011 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple 11.8 $42M 109k 381.32
Phh Corp Note D ebt 6 7.0 $25M 25M 0.99
Apple Computer 5.2 $19M 49k 381.32
MOTOROLA Mobility 4.9 $17M 457k 37.78
MOTOROLA Mobility 4.5 $16M 419k 37.78
NOTE 2.375% 7/0 Omnicare Inc D ebt 6 3.5 $12M 11M 1.11
ANNALY CAP MGMT Inc reit 0 3.4 $12M 732k 16.63
Hewlett Packard 3.3 $12M 520k 22.45
MOTOROLA Mobility 2.8 $9.9M 261k 37.78
NOTE 3.250% 8/0 Oil Sts Intl Inc D ebt 6 2.8 $9.8M 6.0M 1.63
REAL EST Ishares Tr etp 4 2.6 $9.2M 300k 30.83
MOLSON COORS Brewing Co C om 6 2.2 $7.9M 200k 39.61
MGM RESORTS International 2.1 $7.6M 817k 9.29
D Cubist Pharmaceutica Ls Inc Co Common Stock 2 2.1 $7.4M 211k 35.32
Oracle Corp 1.8 $6.5M 226k 28.74
Blackboard 1.7 $6.0M 134k 44.66
APOLLO SR Floating fund 0 1.6 $5.7M 363k 15.76
Ishares Tr etp 4 1.6 $5.5M 150k 36.48
CR OPP FD COM Ocwen Finl Corp D ebt 6 1.2 $4.2M 3.8M 1.11
NUVEEN FLOATING Rate F und 6 1.1 $3.9M 381k 10.13
Dollar Gen Corp 1.1 $3.8M 100k 37.76
HAWAIIAN TELCOM Hold 1.1 $3.7M 268k 13.94
Apple 1.0 $3.5M 9.2k 381.30
Allstate Corp 1.0 $3.5M 147k 23.69
EATON VANCE FLTING Rate fund 2 0.9 $3.2M 229k 14.09
Lmp Corporate Ln fund 5 0.9 $3.1M 291k 10.69
iShares FTSE China 25 Index Fu Co m 4 0.9 $3.1M 100k 30.83
Bp Plc-spons 0.9 $3.0M 84k 36.07
Clorox Co Del 0.8 $2.7M 40k 66.33
Express Scripts C ommon stock 3 0.7 $2.6M 70k 37.07
PENNYMAC MTG Invt Re it 7 0.7 $2.5M 159k 15.90
NOTE 3.750%12/1 Omnicom Group D ebt 6 0.7 $2.5M 2.5M 0.99
INCOME COM Nuveen Sht Dur F und 6 0.7 $2.5M 143k 17.17
Heartware Intl 0.6 $2.2M 35k 64.41
Gaylord Entmt 0.6 $2.2M 114k 19.34
Bank Of America 0.6 $2.1M 350k 6.12
PEABODY ENERGY Corp D ebt 7 0.6 $2.1M 2.0M 1.04
International 0.6 $2.0M 12k 174.87
BUSINESS MACHS International 0.6 $2.0M 12k 174.87
Cemex Sab-spons Adr Part Cer sponadr5ord 1 0.6 $2.0M 639k 3.16
Hartford Financial Svcs Group *W EXP Inc 06/26/2019 4 0.5 $1.9M 193k 9.62
ADR NEW Chevron Corp 0.5 $1.8M 19k 92.58
Chevron Corp 0.5 $1.8M 19k 92.58
Microsoft 0.5 $1.8M 72k 24.89
Microsoft 0.5 $1.8M 72k 24.89
INC COM Ecolab 0.5 $1.7M 36k 48.88
Johnson Controls Inc ....... C ommon stock 4 0.5 $1.7M 27k 63.69
Johnson & Johnson 0.5 $1.7M 27k 63.69
General Electric 0.4 $1.6M 103k 15.22
General Electric 0.4 $1.6M 103k 15.22
Bpz Resources 0.4 $1.5M 552k 2.77
Coca Cola 0.4 $1.5M 22k 67.58
Coca Cola 0.4 $1.5M 22k 67.58
CRAWFORD & CO Cl A 0.4 $1.5M 402k 3.77
PENNANTPARK Floating C om 7 0.4 $1.4M 137k 10.55
NUVEEN SR Income F und 6 0.4 $1.4M 207k 6.73
Alliance One International 0.4 $1.3M 516k 2.44
BERKSHIRE Hathaway 0.3 $1.2M 17k 71.05
BERKSHIRE Hathaway 0.3 $1.2M 17k 71.05
Iconix Brand Grp 0.3 $1.2M 73k 15.81
INC COM Intel 0.3 $1.1M 52k 21.34
Intel 0.3 $1.1M 52k 21.34
Oracle Corp C om 6 0.3 $1.1M 38k 28.74
Oracle Corp C om 6 0.3 $1.1M 38k 28.74
COM Mcdonalds 0.2 $887k 10k 87.82
Mcdonalds 0.2 $887k 10k 87.82
James Riv Coal 0.2 $865k 136k 6.37
Abbott Labs option 0.2 $793k 16k 51.16
Abbott Labs option 0.2 $793k 16k 51.16
Amazon 0.2 $778k 3.6k 216.11
Amazon 0.2 $778k 3.6k 216.11
Pharmerica Corp 0.2 $750k 53k 14.27
Ciena Corp 0.2 $734k 66k 11.21
Griffon 0.2 $713k 87k 8.18
Newcastle Invt Corp 0.2 $631k 155k 4.07
Lennar Corp C ommon stock 5 0.2 $645k 48k 13.55
Kraft Foods Inc option 0.2 $581k 17k 33.58
Barnes & Noble 0.2 $551k 47k 11.82
EASTN EUR FD Com fund 6 0.2 $567k 42k 13.52
Kraft Foods 0.2 $581k 17k 33.58
D Hornbeck Offshore Services Inc Common Stock 4 0.1 $516k 21k 24.93
D Ishares Dj Us Real E State us etf's - us tr 4 0.1 $540k 11k 50.58
Crexus Investment Corp 0.1 $549k 62k 8.88
BRISTOL MYERS Squibb 0.1 $543k 17k 31.39
BRISTOL MYERS Squibb 0.1 $543k 17k 31.39
INC COM Disney Walt 0.1 $540k 18k 30.17
Disney Walt 0.1 $540k 18k 30.17
Amgen 0.1 $500k 9.1k 54.95
Amgen 0.1 $500k 9.1k 54.95
Eastman Kodak 0.1 $510k 654k 0.78
Home Depot 0.1 $503k 15k 32.88
Home Depot 0.1 $503k 15k 32.88
Baker Hughes 0.1 $458k 9.9k 46.18
American Express Co option 0.1 $453k 10k 44.85
AMERICAN Express 0.1 $453k 10k 44.85
CVS CAREMARK Corporation 0.1 $447k 13k 33.61
CVS CAREMARK Corporation 0.1 $447k 13k 33.61
CATERPILLAR INC Del 0.1 $465k 6.3k 73.81
CATERPILLAR INC Del 0.1 $465k 6.3k 73.81
Hewlett Packard 0.1 $445k 20k 22.47
PIMCO INCOME Strategy Fu nd 7 0.1 $473k 54k 8.77
Halliburton 0.1 $427k 14k 30.50
Golden Minerals Company C ommon 3 0.1 $413k 56k 7.39
Boeing 0.1 $436k 7.2k 60.56
Boeing 0.1 $436k 7.2k 60.56
E M C Corp Mass 0.1 $422k 20k 21.00
E M C Corp Mass 0.1 $422k 20k 21.00
CRAWFORD & CO Cl B 0.1 $384k 72k 5.37
COMMUNITY BANKERS Tr 0.1 $316k 263k 1.20
A. H. Belo Corporation 0.1 $242k 58k 4.19
Cfindustrieshldgscomstkusd0.01 C om 1 0.1 $239k 1.9k 123.58
Jack In The Box Com Stk Commo n stock 4 0.1 $258k 13k 19.89
JOURNAL Communications 0.1 $210k 71k 2.98
Bionovo 0.0 $100k 159k 0.63
ARMOUR Residential Reit wrt 0 0.0 $101k 5.0M 0.02
Essex Rent Corp 0.0 $117k 48k 2.46
57TH STR GEN Acquisition wrt 3 0.0 $34k 96k 0.35
Heckmann Corp *w wrt 4 0.0 $48k 477k 0.10
HLDGS INC Neostem Inc wrt 6 0.0 $6.6k 131k 0.05