Pine River Capital Management

Pine River Capital Management as of Dec. 31, 2013

Portfolio Holdings for Pine River Capital Management

Pine River Capital Management holds 519 positions in its portfolio as reported in the December 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 5.8 $475M 2.6M 184.69
General Mtrs Co *w exp 07/10/201 4.0 $323M 14M 23.17
American Capital Agency 3.4 $281M 15M 19.29
Annaly Cap Mgmt Inc note 5.000% 5/1 2.6 $214M 210M 1.02
American Capital 2.5 $209M 13M 15.64
Annaly Capital Management 2.5 $204M 21M 9.97
Apple (AAPL) 2.1 $169M 302k 561.03
Financial Select Sector SPDR (XLF) 1.8 $144M 6.6M 21.86
Ocwen Financial Corporation 1.5 $120M 2.2M 55.45
iShares MSCI Emerging Markets Indx (EEM) 1.2 $96M 2.3M 41.80
iShares iBoxx $ High Yid Corp Bond (HYG) 1.2 $97M 1.0M 92.88
General Mtrs Co *w exp 07/10/201 1.2 $96M 3.1M 31.17
iShares MSCI EAFE Index Fund (EFA) 1.1 $91M 1.4M 67.10
Exxon Mobil Corporation (XOM) 1.1 $87M 864k 101.20
Walter Investment Management 1.1 $86M 2.4M 35.36
JPMorgan Chase & Co. (JPM) 1.0 $85M 1.5M 58.48
Xilinx Inc sdcv 3.125% 3/1 1.0 $84M 53M 1.59
Johnson & Johnson (JNJ) 0.9 $75M 817k 91.60
Google 0.9 $73M 65k 1120.76
Bank of America Corporation (BAC) 0.9 $71M 4.5M 15.57
American International (AIG) 0.9 $71M 1.4M 51.05
Wells Fargo & Company (WFC) 0.8 $70M 1.5M 45.40
Chevron Corporation (CVX) 0.8 $69M 550k 124.91
Visa (V) 0.8 $68M 307k 222.68
American Capital Mortgage In 0.8 $66M 3.8M 17.46
Direxion Daily Fin Bull 3x dly (FAS) 0.8 $66M 736k 90.30
Rwt 4 5/8 04/15/18 0.8 $66M 63M 1.04
Nabors Industries 0.8 $65M 3.8M 16.99
International Business Machines (IBM) 0.8 $63M 336k 187.56
Allstate Corporation (ALL) 0.8 $62M 1.1M 54.54
General Electric Company 0.8 $61M 2.2M 28.03
Procter & Gamble Company (PG) 0.7 $61M 746k 81.41
Goldman Sachs (GS) 0.7 $59M 330k 177.26
Anadarko Petroleum Corporation 0.7 $57M 719k 79.32
Prudential Financial (PRU) 0.7 $56M 610k 92.22
iShares MSCI Brazil Index (EWZ) 0.7 $56M 1.3M 44.68
ARMOUR Residential REIT 0.7 $56M 14M 4.01
New Residential Invt 0.7 $55M 8.3M 6.68
Schlumberger (SLB) 0.7 $54M 602k 90.11
Boeing Company (BA) 0.6 $52M 382k 136.49
Philip Morris International (PM) 0.6 $53M 605k 87.13
Coca-Cola Company (KO) 0.6 $52M 1.3M 41.31
Knight Capital Group Inc. 3.50% dbcv 0.6 $51M 51M 1.00
Microsoft Corporation (MSFT) 0.6 $49M 1.3M 37.41
Citigroup (C) 0.6 $49M 945k 52.11
Verizon Communications (VZ) 0.6 $47M 947k 49.14
Cisco Systems (CSCO) 0.6 $45M 2.0M 22.43
Pepsi (PEP) 0.5 $43M 519k 82.93
Newcastle Investment 0.5 $43M 7.5M 5.74
iShares Dow Jones US Home Const. (ITB) 0.5 $42M 1.7M 24.82
Phh Corp cnv 0.5 $41M 20M 2.07
Berkshire Hathaway (BRK.B) 0.5 $40M 341k 118.56
Intel Corporation (INTC) 0.5 $40M 1.5M 25.96
Wal-Mart Stores (WMT) 0.5 $40M 502k 78.70
D.R. Horton (DHI) 0.5 $39M 1.7M 22.32
Tesla Mtrs Inc note 1.500% 6/0 0.5 $39M 28M 1.39
AMTRUST FINANCIAL CONVERTIBLE Services Inc security 0.5 $38M 29M 1.33
UnitedHealth (UNH) 0.5 $37M 497k 75.30
Northstar Realty Finance 0.5 $38M 2.8M 13.45
Cobalt Intl Energy 0.5 $37M 2.3M 16.45
Apollo Residential Mortgage 0.5 $37M 2.5M 14.78
Pfizer (PFE) 0.4 $36M 1.2M 30.63
Office Depot 0.4 $35M 6.7M 5.29
Scorpio Bulkers 0.4 $35M 1.0M 34.23
At&t (T) 0.4 $34M 970k 35.16
Sterlite Inds India Ltd note 4.000%10/3 0.4 $34M 35M 0.99
AsiaInfo-Linkage 0.4 $33M 2.7M 11.96
Cms Energy Corp note 5.500% 6/1 0.4 $33M 17M 1.98
Tor Dom Bk Cad (TD) 0.4 $31M 312k 100.11
Evertec (EVTC) 0.4 $31M 1.3M 24.66
eBay (EBAY) 0.4 $30M 548k 54.87
VMware 0.4 $30M 335k 89.71
Cognizant Technology Solutions (CTSH) 0.4 $29M 291k 100.98
SEI Investments Company (SEIC) 0.4 $29M 843k 34.73
Doubleline Income Solutions (DSL) 0.4 $30M 1.4M 21.09
Cibc Cad (CM) 0.3 $28M 313k 90.72
Rait Financial Trust - Putable At 100 conv bond 0.3 $29M 20M 1.41
Liberty Media Corp deb 3.500% 1/1 0.3 $28M 52M 0.54
Western Union Company (WU) 0.3 $28M 1.6M 17.25
Ventas (VTR) 0.3 $28M 486k 57.28
WisdomTree Investments (WT) 0.3 $28M 1.6M 17.71
Facebook Inc cl a (META) 0.3 $28M 516k 54.65
American Express Company (AXP) 0.3 $26M 285k 90.72
EOG Resources (EOG) 0.3 $26M 154k 167.84
PowerShares QQQ Trust, Series 1 0.3 $26M 296k 87.96
Autodesk (ADSK) 0.3 $26M 508k 50.32
Merck & Co (MRK) 0.3 $25M 503k 50.05
Oracle Corporation (ORCL) 0.3 $25M 658k 38.26
Amazon (AMZN) 0.3 $25M 63k 398.76
salesforce (CRM) 0.3 $25M 446k 55.19
Beazer Homes Usa (BZH) 0.3 $25M 1.0M 24.42
Pimco Dynamic Credit Income other 0.3 $25M 1.1M 22.48
Psec Us conv 0.3 $25M 24M 1.05
Union Pacific Corporation (UNP) 0.3 $24M 141k 167.99
Retailmenot 0.3 $24M 828k 28.79
Qualcomm (QCOM) 0.3 $23M 314k 74.26
US Airways 0.3 $23M 1.0M 22.55
Evercore Partners (EVR) 0.3 $23M 387k 59.78
Resource Cap Corp Note 6.000%12/0 note 0.3 $23M 23M 1.00
Suntrust Banks Inc $1.00 Par Cmn 0.3 $22M 599k 36.81
Everest Re Group (EG) 0.3 $22M 143k 155.87
ConocoPhillips (COP) 0.3 $22M 314k 70.66
Rbc Cad (RY) 0.3 $22M 313k 71.42
Bank Of Montreal Cadcom (BMO) 0.3 $22M 313k 70.81
China Mobile 0.3 $21M 400k 52.30
Home Depot (HD) 0.3 $22M 262k 82.33
Walt Disney Company (DIS) 0.3 $22M 281k 76.40
Devon Energy Corporation (DVN) 0.2 $20M 325k 61.87
Lennar Corporation (LEN) 0.2 $21M 519k 39.56
Capital One Financial (COF) 0.2 $21M 271k 76.61
Gilead Sciences (GILD) 0.2 $21M 274k 75.10
priceline.com Incorporated 0.2 $21M 18k 1162.36
WisdomTree Japan Total Dividend (DXJ) 0.2 $20M 400k 50.84
United Technologies Corporation 0.2 $20M 176k 113.80
Cameron International Corporation 0.2 $20M 331k 59.53
Comcast Corporation (CMCSA) 0.2 $19M 370k 51.96
SPDR Gold Trust (GLD) 0.2 $19M 160k 116.12
BlackRock Corporate High Yield Fund VI (HYT) 0.2 $19M 1.5M 12.17
Prospect Capital Corp note 6.250%12/1 0.2 $19M 17M 1.08
McDonald's Corporation (MCD) 0.2 $18M 188k 97.03
Intercontinental Exchange (ICE) 0.2 $18M 82k 224.90
L-3 Communications Corp debt 3.000% 8/0 0.2 $17M 14M 1.20
CVS Caremark Corporation (CVS) 0.2 $17M 239k 71.57
Morgans Hotel 0.2 $17M 2.1M 8.13
Capitol Acquisition Corp Ii 0.2 $17M 1.8M 9.65
American Airls (AAL) 0.2 $17M 684k 25.25
3M Company (MMM) 0.2 $17M 118k 140.26
Amgen (AMGN) 0.2 $16M 144k 114.07
Catamaran 0.2 $16M 344k 47.46
PennyMac Mortgage Investment Trust (PMT) 0.2 $15M 660k 22.96
Altria (MO) 0.2 $15M 399k 38.39
Occidental Petroleum Corporation (OXY) 0.2 $15M 160k 95.12
St. Jude Medical 0.2 $15M 247k 61.96
Shutterfly 0.2 $15M 300k 50.93
Abbvie (ABBV) 0.2 $16M 296k 52.80
PacWest Ban 0.2 $15M 342k 42.22
MasterCard Incorporated (MA) 0.2 $14M 17k 835.63
Us Silica Hldgs (SLCA) 0.2 $14M 399k 34.11
Bristol Myers Squibb (BMY) 0.2 $13M 252k 53.14
First Tr Inter Duration Pfd & Income (FPF) 0.2 $13M 606k 21.25
Medtronic 0.1 $13M 220k 57.40
Thermo Fisher Scientific (TMO) 0.1 $12M 107k 111.36
CIGNA Corporation 0.1 $12M 140k 87.48
Hess (HES) 0.1 $12M 147k 83.00
Hilltop Holdings (HTH) 0.1 $12M 535k 23.13
Superior Energy Services 0.1 $13M 471k 26.61
Invesco Mortgage Capital 0.1 $13M 851k 14.68
Zynga 0.1 $12M 3.1M 3.80
Anworth Mortgage Asset Corporation 0.1 $12M 2.8M 4.21
WisdomTree India Earnings Fund (EPI) 0.1 $12M 670k 17.44
Express Scripts Holding 0.1 $11M 162k 70.25
Omnicare Inc 3.75% '42 conv 0.1 $11M 7.5M 1.51
Lgi Homes (LGIH) 0.1 $12M 666k 17.79
Quinpario Acquisition 0.1 $12M 1.2M 10.10
Bk Nova Cad (BNS) 0.1 $11M 163k 66.43
Yongye International 0.1 $11M 1.7M 6.40
Nuveen Mtg opportunity term (JLS) 0.1 $11M 458k 23.14
Blackrock Build America Bond Trust (BBN) 0.1 $11M 561k 19.15
Hawaiian Telcom Holdco 0.1 $10M 354k 29.37
Colony Finl Inc note 5.00% 0.1 $10M 10M 1.04
Barracuda Networks 0.1 $10M 259k 39.68
EMC Corporation 0.1 $9.9M 395k 25.15
Public Service Enterprise (PEG) 0.1 $9.5M 298k 32.04
Chart Industries (GTLS) 0.1 $9.5M 99k 95.64
Mednax (MD) 0.1 $9.7M 181k 53.38
Kosmos Energy 0.1 $9.6M 857k 11.18
Ipath S&p 500 Vix S/t Fu Etn 0.1 $9.5M 223k 42.55
Levy Acquisition Corp Unit 1 0 0.1 $10M 1.0M 10.01
Solar Cap (SLRC) 0.1 $9.2M 408k 22.55
Stone Energy Corporation 0.1 $9.4M 271k 34.59
GulfMark Offshore 0.1 $9.0M 191k 47.13
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $8.8M 573k 15.30
BlackRock Credit All Inc Trust IV (BTZ) 0.1 $8.7M 669k 13.06
Tableau Software Inc Cl A 0.1 $8.7M 126k 68.93
KB Home (KBH) 0.1 $8.6M 469k 18.28
Red Hat 0.1 $8.2M 147k 56.04
Halliburton Company (HAL) 0.1 $8.3M 163k 50.75
Juniper Networks (JNPR) 0.1 $8.2M 363k 22.57
Dril-Quip (DRQ) 0.1 $8.5M 77k 109.94
Dresser-Rand 0.1 $8.2M 137k 59.63
Apollo Investment 0.1 $8.6M 1.0M 8.47
HeartWare International 0.1 $8.3M 88k 93.91
Scorpio Tankers 0.1 $8.4M 709k 11.79
General Motors Company (GM) 0.1 $8.3M 203k 40.88
Benefitfocus 0.1 $8.0M 139k 57.74
Veeva Sys Inc cl a (VEEV) 0.1 $8.3M 260k 32.10
Twitter 0.1 $8.1M 127k 63.65
Agilent Technologies Inc C ommon (A) 0.1 $7.4M 130k 57.18
Rex Energy Corporation 0.1 $7.2M 366k 19.71
Oceaneering International (OII) 0.1 $7.7M 98k 78.88
China Uni 0.1 $7.5M 500k 15.06
F5 Networks (FFIV) 0.1 $7.4M 81k 90.86
Chemed Corp New note 1.875% 5/1 0.1 $6.2M 6.0M 1.04
Cablevision Systems Corporation 0.1 $6.7M 376k 17.93
Ciena Corporation (CIEN) 0.1 $6.2M 258k 23.93
Inland Real Estate Corp note 5.000%11/1 0.1 $6.5M 5.8M 1.11
Xilinx Inc Cvt 2.625 6-15-17 convert 0.1 $6.4M 4.0M 1.60
Nationstar Mortgage 0.1 $6.8M 184k 36.97
Ares Capital Corp 5.125 2016 conv 0.1 $7.0M 6.5M 1.07
ardmore Shipping (ASC) 0.1 $6.2M 401k 15.56
Zulily Inc cl a 0.1 $6.2M 150k 41.43
Discover Financial Services (DFS) 0.1 $5.9M 105k 55.95
PAREXEL International Corporation 0.1 $6.0M 132k 45.18
Cemex SAB de CV (CX) 0.1 $5.8M 489k 11.83
Patterson-UTI Energy (PTEN) 0.1 $5.5M 215k 25.32
Community Health Systems (CYH) 0.1 $5.6M 142k 39.27
MicroStrategy Incorporated (MSTR) 0.1 $5.6M 45k 124.23
Market Vectors Gold Miners ETF 0.1 $5.4M 255k 21.13
Rackspace Hosting 0.1 $5.9M 151k 39.13
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 0.1 $5.8M 598k 9.73
Chatham Lodging Trust (CLDT) 0.1 $5.6M 275k 20.45
First Tr High Income L/s (FSD) 0.1 $5.9M 344k 17.22
Western Asset Hgh Yld Dfnd (HYI) 0.1 $6.1M 344k 17.71
Blucora 0.1 $5.9M 203k 29.16
Bioamber 0.1 $5.6M 751k 7.48
Cvent 0.1 $5.3M 147k 36.39
Fireeye 0.1 $5.7M 131k 43.61
Essent (ESNT) 0.1 $5.6M 234k 24.06
Container Store (TCS) 0.1 $6.1M 131k 46.61
Allegheny Technologies Inc note 4.250% 6/0 0.1 $4.7M 4.5M 1.04
Cardinal Health (CAH) 0.1 $5.2M 78k 66.81
Symantec Corporation 0.1 $4.7M 198k 23.58
Darling International (DAR) 0.1 $5.2M 250k 20.88
Iconix Brand 0.1 $5.1M 130k 39.70
WebMD Health 0.1 $4.8M 121k 39.50
Western Asst High Incm Opprtnty Fnd (HIO) 0.1 $4.8M 814k 5.93
Prologis (PLD) 0.1 $5.2M 142k 36.95
Global Eagle Acquisition Cor 0.1 $4.8M 325k 14.87
Zillow 0.1 $4.7M 57k 81.73
Del Friscos Restaurant 0.1 $4.6M 194k 23.57
Globus Med Inc cl a (GMED) 0.1 $5.2M 257k 20.18
Lifelock 0.1 $4.5M 276k 16.41
Channeladvisor 0.1 $4.5M 108k 41.71
Marketo 0.1 $5.3M 143k 37.07
Jetpay 0.1 $5.1M 3.3M 1.55
Rexford Industrial Realty Inc reit (REXR) 0.1 $5.3M 399k 13.20
Nimble Storage 0.1 $4.5M 100k 45.31
Qihoo 360 Technology Co Ltd debt 2.500% 9/1 0.1 $4.8M 4.5M 1.06
Barnes Group Inc note 3.375% 3/1 0.1 $4.1M 3.0M 1.36
ICICI Bank (IBN) 0.1 $4.4M 119k 37.17
Nuance Communications 0.1 $4.1M 273k 15.20
PerkinElmer (RVTY) 0.1 $3.8M 92k 41.24
Ford Motor Company (F) 0.1 $4.4M 287k 15.43
Sohu 0.1 $3.8M 52k 72.91
Rite Aid Corp note 8.500% 5/1 0.1 $4.5M 2.2M 2.07
Activision Blizzard 0.1 $4.4M 246k 17.83
Cimarex Energy 0.1 $3.8M 36k 104.92
Cardtronics 0.1 $4.1M 94k 43.47
Emeritus Corporation 0.1 $4.3M 197k 21.63
First Republic Bank/san F (FRCB) 0.1 $3.8M 73k 52.37
Marathon Petroleum Corp (MPC) 0.1 $3.9M 43k 91.74
Direxion Shs Exch Trd 0.1 $4.2M 148k 28.70
Yume 0.1 $3.9M 530k 7.45
Violin Memory 0.1 $4.2M 1.1M 3.96
United Online 0.1 $4.4M 318k 13.76
Chegg (CHGG) 0.1 $4.1M 477k 8.51
Gain Cap Hldgs Inc note 4.125%12/0 0.1 $3.7M 4.0M 0.93
Mavenir Systems 0.1 $3.9M 348k 11.16
Melco Crown Entertainment (MLCO) 0.0 $3.3M 83k 39.21
U.S. Bancorp (USB) 0.0 $3.3M 82k 40.40
Sony Corporation (SONY) 0.0 $3.0M 176k 17.30
United Parcel Service (UPS) 0.0 $3.5M 33k 105.12
J.C. Penney Company 0.0 $3.3M 362k 9.15
Synovus Financial 0.0 $3.5M 981k 3.60
ION Geophysical Corporation 0.0 $3.6M 1.1M 3.30
Key Energy Services 0.0 $3.5M 449k 7.90
Essex Property Trust (ESS) 0.0 $3.5M 25k 143.54
Hornbeck Offshore Services 0.0 $3.4M 69k 49.23
Quidel Corporation 0.0 $3.1M 100k 30.89
Sinovac Biotech (SVA) 0.0 $3.0M 495k 6.12
Tesla Motors (TSLA) 0.0 $3.0M 20k 150.45
Lehman Brothers First Trust IOF (NHS) 0.0 $3.3M 247k 13.26
Nuveen Mortgage opportunity trm fd2 0.0 $3.2M 139k 22.97
Hollyfrontier Corp 0.0 $3.4M 69k 49.68
First Trust Strategic 0.0 $3.3M 205k 16.05
Phillips 66 (PSX) 0.0 $3.4M 44k 77.13
Pdc Energy 0.0 $3.6M 67k 53.23
Collabrium Japan 0.0 $3.6M 350k 10.23
Cyrusone 0.0 $2.9M 130k 22.33
Quintiles Transnatio Hldgs I 0.0 $3.1M 68k 46.34
Coty Inc Cl A (COTY) 0.0 $3.6M 239k 15.25
Cdw (CDW) 0.0 $3.2M 136k 23.36
Ellington Residential Mortga reit (EARN) 0.0 $3.6M 235k 15.38
Potbelly (PBPB) 0.0 $3.5M 146k 24.28
Burlington Stores (BURL) 0.0 $3.6M 113k 32.00
Tetrelogic Pharmaceuticals (TLOG) 0.0 $3.3M 350k 9.52
ReneSola 0.0 $2.9M 826k 3.45
Thoratec Corporation 0.0 $2.8M 77k 36.60
Zimmer Holdings (ZBH) 0.0 $2.3M 24k 93.20
Whiting Petroleum Corporation 0.0 $2.4M 40k 61.88
Centene Corporation (CNC) 0.0 $2.2M 37k 58.92
MFA Mortgage Investments 0.0 $2.3M 330k 7.06
Solta Medical 0.0 $2.2M 730k 2.95
Qlik Technologies 0.0 $2.2M 83k 26.63
Gold Resource Corporation (GORO) 0.0 $2.4M 528k 4.53
Western Asset Managed High Incm Fnd 0.0 $2.1M 363k 5.66
Netqin Mobile 0.0 $2.8M 189k 14.70
United Ins Hldgs (ACIC) 0.0 $2.2M 156k 14.08
Infinity Cross Bo 0.0 $2.5M 315k 7.91
Model N (MODN) 0.0 $2.3M 194k 11.79
Aquasition 0.0 $2.5M 250k 10.14
Rally Software Development 0.0 $2.5M 131k 19.45
Cis Acquisition Ltd shs ser a 0.0 $2.9M 283k 10.11
Ringcentral (RNG) 0.0 $2.7M 147k 18.37
Covisint 0.0 $2.5M 198k 12.55
Navigator Holdings Ltd Com Stk (NVGS) 0.0 $2.4M 88k 26.94
RPM International (RPM) 0.0 $2.0M 48k 41.48
Las Vegas Sands (LVS) 0.0 $1.9M 24k 78.89
Honeywell International (HON) 0.0 $1.4M 16k 91.41
NII Holdings 0.0 $1.3M 474k 2.75
Take-Two Interactive Software (TTWO) 0.0 $1.6M 94k 17.37
Abiomed 0.0 $1.9M 69k 26.74
LDK Solar 0.0 $1.3M 1.0M 1.31
Safe Bulkers Inc Com Stk (SB) 0.0 $1.6M 150k 10.40
Medivation 0.0 $1.5M 23k 63.80
Molina Healthcare (MOH) 0.0 $1.8M 53k 34.75
Greenbrier Companies (GBX) 0.0 $1.9M 58k 32.84
Baltic Trading 0.0 $1.9M 300k 6.44
Noranda Aluminum Holding Corporation 0.0 $1.3M 402k 3.29
Simon Property (SPG) 0.0 $1.7M 12k 152.14
Spansion 0.0 $1.4M 101k 13.89
Ariad Pharmaceuticals 0.0 $1.7M 247k 6.82
Constant Contact 0.0 $1.8M 58k 31.08
John Hancock Preferred Income Fund III (HPS) 0.0 $1.4M 90k 15.59
John Hancock Patriot Premium Div Fund II (PDT) 0.0 $1.3M 115k 11.61
John Hancock Preferred Income Fund (HPI) 0.0 $1.5M 85k 17.84
Hca Holdings (HCA) 0.0 $1.9M 40k 47.68
Air Lease Corp (AL) 0.0 $1.6M 50k 31.08
Cys Investments 0.0 $1.9M 259k 7.41
Dfc Global 0.0 $1.6M 141k 11.45
Axogen (AXGN) 0.0 $1.7M 387k 4.49
Ofs Capital (OFS) 0.0 $1.5M 114k 12.83
Atlas Financial Holdings (AFHIF) 0.0 $1.2M 84k 14.72
Chart Acquisition 0.0 $1.4M 146k 9.75
Premier (PINC) 0.0 $1.6M 43k 36.76
Blue Capital Reinsurance Hol 0.0 $1.8M 100k 18.38
Covanta Holding Corporation 0.0 $969k 55k 17.75
EXCO Resources 0.0 $1.0M 190k 5.31
Advanced Micro Devices Inc note 6.000% 5/0 0.0 $1.1M 1.0M 1.05
Caterpillar (CAT) 0.0 $1.2M 13k 90.75
Costco Wholesale Corporation (COST) 0.0 $976k 8.2k 119.02
FedEx Corporation (FDX) 0.0 $748k 5.2k 143.85
FirstEnergy (FE) 0.0 $987k 30k 33.01
Citrix Systems 0.0 $1.0M 16k 63.21
Cummins (CMI) 0.0 $902k 6.4k 140.94
Digital Realty Trust (DLR) 0.0 $1.0M 21k 49.10
Fidelity National Financial 0.0 $1.1M 34k 32.45
Forest Oil Corporation 0.0 $942k 261k 3.61
Newmont Mining Corporation (NEM) 0.0 $505k 22k 23.06
Teradata Corporation (TDC) 0.0 $1.0M 23k 45.46
Gold Fields (GFI) 0.0 $871k 272k 3.20
Timken Company (TKR) 0.0 $1.0M 18k 55.08
Apartment Investment and Management 0.0 $959k 37k 25.92
Emerson Electric (EMR) 0.0 $1.0M 15k 70.14
National-Oilwell Var 0.0 $812k 10k 79.61
Weight Watchers International 0.0 $975k 30k 32.94
Newfield Exploration 0.0 $1.0M 41k 24.64
Health Care REIT 0.0 $948k 18k 53.56
Lockheed Martin Corporation (LMT) 0.0 $774k 5.2k 148.85
Cenovus Energy (CVE) 0.0 $971k 34k 28.64
Colgate-Palmolive Company (CL) 0.0 $1.0M 16k 65.25
Deere & Company (DE) 0.0 $768k 8.4k 91.43
Maxim Integrated Products 0.0 $952k 34k 27.92
Walgreen Company 0.0 $942k 16k 57.44
Danaher Corporation (DHR) 0.0 $958k 12k 77.26
Abercrombie & Fitch (ANF) 0.0 $984k 30k 32.91
USG Corporation 0.0 $1.1M 37k 28.37
Aeropostale 0.0 $1.1M 116k 9.09
Hovnanian Enterprises 0.0 $1.2M 183k 6.62
PetroChina Company 0.0 $988k 9.0k 109.78
Fifth Street Finance 0.0 $531k 57k 9.25
Pioneer Natural Resources (PXD) 0.0 $1.2M 6.6k 183.94
Sina Corporation 0.0 $1.1M 14k 84.22
Goldcorp 0.0 $964k 45k 21.66
Louisiana-Pacific Corporation (LPX) 0.0 $1.0M 55k 18.52
Equinix 0.0 $993k 5.6k 177.32
Broadcom Corporation 0.0 $1.0M 35k 29.67
PetroQuest Energy 0.0 $1.1M 248k 4.32
Select Comfort 0.0 $981k 47k 21.10
Elizabeth Arden 0.0 $953k 27k 35.43
Atlas Air Worldwide Holdings 0.0 $1.0M 25k 41.15
American Campus Communities 0.0 $956k 30k 32.19
Altera Corporation 0.0 $995k 31k 32.52
BHP Billiton (BHP) 0.0 $1.0M 15k 68.18
Mack-Cali Realty (VRE) 0.0 $971k 45k 21.48
Cooper Tire & Rubber Company 0.0 $420k 18k 24.00
Education Realty Trust 0.0 $963k 109k 8.82
Home Properties 0.0 $965k 18k 53.61
Healthways 0.0 $1.1M 70k 15.35
JDS Uniphase Corporation 0.0 $1.0M 78k 13.00
Royal Gold (RGLD) 0.0 $959k 21k 46.11
Titan Machinery (TITN) 0.0 $1.0M 58k 17.82
TTM Technologies (TTMI) 0.0 $420k 49k 8.58
HMS Holdings 0.0 $1.0M 46k 22.70
Harmony Gold Mining (HMY) 0.0 $976k 386k 2.53
Silver Standard Res 0.0 $626k 90k 6.96
Urban Outfitters (URBN) 0.0 $980k 26k 37.12
Brookdale Senior Living (BKD) 0.0 $1.0M 38k 27.19
Extra Space Storage (EXR) 0.0 $985k 23k 42.09
Kinross Gold Corp (KGC) 0.0 $901k 206k 4.38
HCP 0.0 $959k 26k 36.33
Infinity Pharmaceuticals (INFIQ) 0.0 $1.0M 75k 13.81
Merge Healthcare 0.0 $757k 326k 2.32
Taubman Centers 0.0 $940k 15k 63.95
Approach Resources 0.0 $963k 50k 19.30
dELiA*s 0.0 $484k 550k 0.88
Einstein Noah Restaurant 0.0 $611k 42k 14.48
Iamgold Corp (IAG) 0.0 $906k 272k 3.33
Rayonier (RYN) 0.0 $956k 23k 42.11
Westport Innovations 0.0 $1.0M 51k 19.61
Boston Properties (BXP) 0.0 $964k 9.6k 100.42
InterOil Corporation 0.0 $891k 17k 51.50
Changyou 0.0 $737k 23k 32.04
ParkerVision 0.0 $582k 128k 4.55
SolarWinds 0.0 $1.0M 27k 37.81
Ironwood Pharmaceuticals (IRWD) 0.0 $1.0M 88k 11.62
CAI International 0.0 $708k 30k 23.56
DuPont Fabros Technology 0.0 $999k 40k 24.73
Global Power Equipment Grp I 0.0 $692k 35k 19.57
Moly 0.0 $1.2M 210k 5.62
Fortinet (FTNT) 0.0 $1.0M 53k 19.12
Campus Crest Communities 0.0 $655k 70k 9.41
Flaherty & Crumrine/Claymore Preferred S (FFC) 0.0 $1.0M 59k 17.51
Fresh Market 0.0 $972k 24k 40.50
New America High Income Fund I (HYB) 0.0 $453k 47k 9.62
John Hancock Pref. Income Fund II (HPF) 0.0 $1.0M 58k 17.90
E Commerce China Dangdang 0.0 $1.2M 123k 9.55
RMK Multi-Sector High Income Fund (HMH) 0.0 $1.1M 181k 6.01
Nuveen Premium Income Muni Fund 2 0.0 $516k 41k 12.54
Nuveen Quality Pref. Inc. Fund II 0.0 $672k 82k 8.15
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $773k 87k 8.88
Nuveen Insd Dividend Advantage (NVG) 0.0 $1.0M 81k 12.52
Blackrock Muniassets Fund (MUA) 0.0 $546k 47k 11.56
RMK Advantage Income Fund (HAV) 0.0 $957k 105k 9.09
RMK High Income Fund (HIH) 0.0 $824k 100k 8.24
Nuveen Munpl Markt Opp Fund 0.0 $685k 57k 12.00
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.0 $1.0M 83k 12.35
Nuveen Quality Income Municipal Fund 0.0 $919k 75k 12.26
Putnam Managed Municipal Income Trust (PMM) 0.0 $521k 78k 6.65
Cohen & Steers Slt Pfd Incm (PSF) 0.0 $452k 18k 24.71
Managed High Yield Plus Fund 0.0 $1000k 492k 2.03
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.0 $626k 52k 12.17
Nuveen Conn Prem Income Mun sh ben int 0.0 $634k 55k 11.61
Servicesource 0.0 $989k 118k 8.38
Kinder Morgan (KMI) 0.0 $1.0M 29k 36.01
Gevo 0.0 $1.0M 700k 1.43
Fusion-io 0.0 $1000k 112k 8.90
Renren Inc- 0.0 $985k 323k 3.05
Francescas Hldgs Corp 0.0 $999k 54k 18.40
Skullcandy 0.0 $1.2M 167k 7.21
Halcon Resources 0.0 $980k 254k 3.86
Ares Capital Corp 5.75 16 convert 0.0 $1.1M 1.0M 1.08
Adt 0.0 $975k 24k 40.46
Tile Shop Hldgs (TTSH) 0.0 $1.0M 57k 18.07
Mondelez Int (MDLZ) 0.0 $1.1M 31k 35.29
Ruckus Wireless 0.0 $1000k 70k 14.20
Fairway Group Holdings 0.0 $1.1M 58k 18.16
Prospect Capital Corporati mtnf 5.375% 0.0 $525k 500k 1.05
Blackberry (BB) 0.0 $1.1M 154k 7.44
Biotelemetry 0.0 $588k 74k 7.94
Control4 0.0 $1.1M 61k 17.70
Capitol Acquisition Corp Ii *w exp 05/15/201 0.0 $540k 899k 0.60
Hmh Holdings 0.0 $1.0M 61k 16.96
Veracyte (VCYT) 0.0 $841k 58k 14.51
Quinpario Acquisition Corp *w exp 09/27/201 0.0 $432k 1.2M 0.36
Old Republic International Corporation (ORI) 0.0 $250k 15k 17.24
WuXi PharmaTech 0.0 $365k 9.5k 38.42
China XD Plastics 0.0 $68k 13k 5.23
Ecotality 0.0 $20k 1.0M 0.02
Flaherty & Crumrine Pref. Income (PFD) 0.0 $123k 10k 12.20
CAMAC Energy 0.0 $6.0k 150k 0.04
EnteroMedics 0.0 $4.0k 12k 0.33
Nuveen Quality Preferred Income Fund 0.0 $288k 38k 7.68
Nuveen Qual Preferred Inc. Fund III 0.0 $231k 30k 7.83
Resolute Energy Corp *w exp 09/25/201 0.0 $5.1k 20k 0.26
Blackrock Muni Intermediate Drtn Fnd (MUI) 0.0 $221k 16k 13.91
Federated Premier Intermediate Municipal 0.0 $163k 13k 12.21
Flaherty & Crumrine/Claymore Total Retur (FLC) 0.0 $321k 17k 18.58
Invesco Municipal Income Opp Trust (OIA) 0.0 $89k 14k 6.18
Invesco Quality Municipal Inc Trust (IQI) 0.0 $248k 22k 11.12
Nuveen Municipal Advantage Fund 0.0 $219k 18k 12.14
Nuveen Div. Advantage Muni. Fund (NAD) 0.0 $315k 25k 12.60
Nuveen Premium Income Municipal Fund 0.0 $140k 11k 12.36
Nuveen Maryland Premium Income Municipal 0.0 $171k 14k 11.92
Nuveen Massachusetts Pre Income Mun (NMT) 0.0 $207k 17k 12.14
TAL Education (TAL) 0.0 $264k 12k 22.00
Eaton Vance California Mun. Income Trust (CEV) 0.0 $189k 17k 11.25
D Bona Film Group 0.0 $344k 60k 5.73
Pluristem Therapeutics 0.0 $6.9k 30k 0.23
Alliance New York Municipal Income Fund 0.0 $206k 17k 11.85
Flaherty & Crumrine Pref. Incme Opp (PFO) 0.0 $103k 10k 10.02
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.0 $203k 20k 10.17
Eaton Vance Natl Mun Opport (EOT) 0.0 $275k 15k 18.49
MFS Investment Grade Municipal Trust (CXH) 0.0 $212k 25k 8.62
Nuveen CA Div Adv Muni Fd 3 Ben Int 0.0 $167k 15k 11.44
Discovery Laboratories 0.0 $166k 200k 0.83
BlackRock MuniYield Insured Investment 0.0 $306k 25k 12.24
Delaware Inv Mn Mun Inc Fd I 0.0 $203k 17k 12.31
Nuveen Ga Div Adv Mun Fd 2 0.0 $165k 14k 11.69
Nuveen Select Quality Municipal Fund 0.0 $319k 26k 12.41
Nuveen Mass Divid Advantag M 0.0 $138k 11k 12.09
China Hydroelectric Corporat w exp 01/25/201 0.0 $6.5k 649k 0.01
Lone Pine Res 0.0 $112k 2.8M 0.04
Prime Acquisition Corp *w exp 99/99/999 0.0 $53k 181k 0.29
Marina Biotech 0.0 $1.0k 26k 0.04
57th Street General Acq-cw16 rt 0.0 $5.7k 96k 0.06
Western Asset Mortgage cmn 0.0 $10k 506k 0.02
Infinity Cross Bo 0.0 $173k 315k 0.55
Collabrium Japan Acquisitn C *w exp 99/99/999 0.0 $55k 495k 0.11
Mast Therapeutics 0.0 $1.3k 63k 0.02
Chart Acquisition Co *w exp 12/1 0.0 $111k 148k 0.75
Aquasition Corp *w exp 99/99/999 0.0 $69k 300k 0.23
Evryware Global 0.0 $382k 46k 8.27
Neostem 0.0 $46k 381k 0.12
Bioamber Inc wrt 0.0 $393k 538k 0.73
Cis Acquisition Ltd-class A wrt 0.0 $201k 775k 0.26
Prospect Global Res 0.0 $35k 20k 1.74
Crown Castle International Corp. pfd stk 0.0 $150k 150k 1.00
Tandem Diabetes Care 0.0 $254k 9.9k 25.70