Pine River Capital Management

Pine River Capital Management as of March 31, 2014

Portfolio Holdings for Pine River Capital Management

Pine River Capital Management holds 484 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 8.2 $531M 2.8M 187.01
iShares iBoxx $ High Yid Corp Bond (HYG) 8.0 $512M 5.4M 94.39
Intuitive Surgical (ISRG) 2.7 $176M 401k 437.99
Annaly Cap Mgmt Inc note 5.000% 5/1 2.6 $169M 164M 1.03
American Capital 2.5 $159M 10M 15.80
iShares MSCI EAFE Index Fund (EFA) 2.2 $139M 2.1M 67.20
Financial Select Sector SPDR (XLF) 1.9 $123M 5.5M 22.34
American Capital Agency 1.4 $91M 4.2M 21.49
Tesla Mtrs Inc note 1.500% 6/0 1.4 $88M 49M 1.80
Rwt 4 5/8 04/15/18 1.1 $67M 63M 1.07
Visa (V) 1.0 $64M 296k 215.86
Johnson & Johnson (JNJ) 1.0 $63M 643k 98.23
Anadarko Petroleum Corporation 1.0 $62M 731k 84.76
Verizon Communications (VZ) 0.9 $59M 1.2M 47.57
American International (AIG) 0.9 $58M 1.2M 50.01
Chevron Corporation (CVX) 0.9 $57M 475k 118.91
Sirius Xm Holdings (SIRI) 0.9 $55M 17M 3.20
Knight Capital Group Inc. 3.50% dbcv 0.8 $51M 51M 1.00
Exxon Mobil Corporation (XOM) 0.8 $50M 512k 97.68
International Business Machines (IBM) 0.8 $49M 254k 192.50
AMTRUST FINANCIAL CONVERTIBLE Services Inc security 0.7 $47M 32M 1.48
EMC Corporation 0.7 $45M 1.6M 27.41
Wells Fargo & Company (WFC) 0.7 $44M 881k 49.74
WellPoint 0.7 $42M 424k 99.55
Apple (AAPL) 0.7 $42M 78k 536.71
Boeing Company (BA) 0.6 $41M 330k 125.49
Walter Investment Management 0.6 $40M 1.4M 29.83
Citigroup (C) 0.6 $41M 858k 47.60
Lincoln National Corporation (LNC) 0.6 $39M 778k 50.67
Phh Corp cnv 0.6 $39M 18M 2.17
American Express Company (AXP) 0.6 $38M 422k 90.03
VeriFone Systems 0.6 $38M 1.1M 33.82
Facebook Inc cl a (META) 0.6 $37M 615k 60.24
Catamaran 0.6 $38M 840k 44.76
Liberty Media Corp deb 3.500% 1/1 0.6 $37M 69M 0.53
Santander Consumer Usa 0.6 $36M 1.5M 24.08
Microsoft Corporation (MSFT) 0.6 $36M 866k 40.99
Autodesk (ADSK) 0.5 $35M 705k 49.18
Sterlite Inds India Ltd note 4.000%10/3 0.5 $35M 35M 1.00
KB Home (KBH) 0.5 $33M 1.9M 16.99
VMware 0.5 $33M 304k 108.02
American Capital Mortgage In 0.5 $33M 1.7M 18.77
Sprint 0.5 $32M 3.5M 9.19
Bank of America Corporation (BAC) 0.5 $32M 1.9M 17.20
Principal Financial (PFG) 0.5 $31M 667k 45.99
Oracle Corporation (ORCL) 0.5 $30M 733k 40.91
Rait Financial Trust - Putable At 100 conv bond 0.5 $30M 22M 1.38
Comcast Corporation (CMCSA) 0.5 $29M 586k 50.06
Google Inc Class C 0.4 $29M 26k 1114.57
Cit 0.4 $28M 563k 49.02
JPMorgan Chase & Co. (JPM) 0.4 $28M 454k 60.71
Cognizant Technology Solutions (CTSH) 0.4 $27M 539k 50.60
Northstar Realty Finance 0.4 $27M 1.7M 16.14
Berkshire Hathaway (BRK.B) 0.4 $26M 205k 124.97
General Electric Company 0.4 $26M 994k 25.89
Apollo Residential Mortgage 0.4 $26M 1.6M 16.23
L-3 Communications Corp debt 3.000% 8/0 0.4 $25M 19M 1.33
Micron Technology (MU) 0.4 $25M 1.1M 23.66
Psec Us conv 0.4 $25M 24M 1.07
Procter & Gamble Company (PG) 0.4 $25M 306k 80.60
Apollo Investment 0.4 $24M 2.9M 8.31
At&t (T) 0.4 $23M 653k 35.06
Tesla Motors Inc bond 0.4 $23M 26M 0.91
Devon Energy Corporation (DVN) 0.3 $22M 335k 66.93
Intel Corporation (INTC) 0.3 $22M 861k 25.81
Resource Cap Corp Note 6.000%12/0 note 0.3 $23M 23M 1.00
Xilinx 0.3 $22M 400k 54.27
Allstate Corporation (ALL) 0.3 $22M 384k 56.58
Gilead Sciences (GILD) 0.3 $22M 312k 70.86
Lowe's Companies (LOW) 0.3 $22M 454k 48.90
McDonald's Corporation (MCD) 0.3 $21M 209k 98.04
Pfizer (PFE) 0.3 $21M 641k 32.12
Halliburton Company (HAL) 0.3 $21M 352k 58.89
Rock-Tenn Company 0.3 $21M 197k 105.57
Cisco Systems (CSCO) 0.3 $20M 900k 22.41
CIGNA Corporation 0.3 $20M 237k 83.73
St. Jude Medical 0.3 $20M 302k 65.39
Cobalt Intl Energy 0.3 $20M 1.1M 18.32
Healthways Inc note 1.500% 7/0 0.3 $20M 19M 1.08
Schlumberger (SLB) 0.3 $19M 195k 97.51
Evercore Partners (EVR) 0.3 $19M 350k 55.25
Morgans Hotel 0.3 $19M 2.4M 8.04
Augusta Res Corp 0.3 $19M 5.7M 3.41
Genworth Financial (GNW) 0.3 $19M 1.1M 17.73
Medical Properties Trust (MPW) 0.3 $18M 1.4M 12.79
Hawaiian Holdings Inc conv 0.3 $18M 10M 1.84
Prospect Capital Corp note 6.250%12/1 0.3 $19M 17M 1.08
Coca-Cola Company (KO) 0.3 $18M 465k 38.66
T. Rowe Price (TROW) 0.3 $18M 220k 82.35
CVS Caremark Corporation (CVS) 0.3 $18M 238k 74.86
Amazon (AMZN) 0.3 $18M 53k 336.41
Intercontinental Exchange (ICE) 0.3 $18M 92k 197.82
SEI Investments Company (SEIC) 0.3 $17M 514k 33.61
Agilent Technologies Inc C ommon (A) 0.3 $17M 307k 55.93
Fiserv (FI) 0.3 $18M 308k 56.69
Qihoo 360 Technology Co Ltd debt 2.500% 9/1 0.3 $17M 15M 1.16
Cash Amer Intl Inc ote 5.250% 5/1 0.3 $18M 12M 1.53
FMC Technologies 0.3 $17M 320k 52.29
International Game Technology 0.3 $17M 1.2M 14.06
ConAgra Foods (CAG) 0.3 $16M 530k 31.03
Retailmenot 0.3 $17M 523k 32.00
Thermo Fisher Scientific (TMO) 0.2 $16M 136k 120.24
AGCO Corporation (AGCO) 0.2 $16M 287k 55.16
Pepsi (PEP) 0.2 $16M 192k 83.50
SPDR Gold Trust (GLD) 0.2 $15M 125k 123.58
Superior Energy Services 0.2 $16M 506k 30.76
Valeant Pharmaceuticals Int 0.2 $16M 118k 131.83
Fortinet (FTNT) 0.2 $15M 693k 22.03
Hca Holdings (HCA) 0.2 $15M 290k 52.50
Walt Disney Company (DIS) 0.2 $15M 187k 80.07
Qualcomm (QCOM) 0.2 $15M 187k 78.86
Sandisk Corp note 1.500% 8/1 0.2 $15M 9.0M 1.64
CBS Corporation 0.2 $14M 229k 61.80
Medtronic 0.2 $14M 233k 61.54
Invesco Mortgage Capital 0.2 $14M 851k 16.47
Tenet Healthcare Corporation (THC) 0.2 $14M 325k 42.81
Merck & Co (MRK) 0.2 $13M 234k 56.77
PacWest Ban 0.2 $13M 310k 43.01
Trinet (TNET) 0.2 $14M 647k 21.31
Wal-Mart Stores (WMT) 0.2 $13M 165k 76.43
Philip Morris International (PM) 0.2 $13M 161k 81.88
Activision Blizzard 0.2 $13M 640k 20.44
Humana (HUM) 0.2 $13M 115k 112.71
New Residential Invt 0.2 $13M 2.0M 6.47
Home Depot (HD) 0.2 $12M 156k 79.13
Baidu (BIDU) 0.2 $12M 79k 152.27
Key (KEY) 0.2 $12M 840k 14.24
Community Health Systems (CYH) 0.2 $12M 307k 39.17
Cibc Cad (CM) 0.2 $12M 126k 95.39
Tor Dom Bk Cad (TD) 0.2 $13M 241k 51.83
BlackRock Corporate High Yield Fund VI (HYT) 0.2 $12M 977k 12.26
Marathon Petroleum Corp (MPC) 0.2 $12M 143k 87.04
Direxion Daily Fin Bull 3x dly (FAS) 0.2 $12M 131k 94.66
Adobe Systems Incorporated (ADBE) 0.2 $12M 180k 65.74
Hess (HES) 0.2 $12M 143k 82.88
United Technologies Corporation 0.2 $12M 99k 116.84
Hilltop Holdings (HTH) 0.2 $12M 499k 23.79
Omnicare Inc 3.75% '42 conv 0.2 $11M 7.5M 1.51
Chc 0.2 $12M 1.6M 7.39
CapitalSource 0.2 $11M 745k 14.59
Amgen (AMGN) 0.2 $11M 91k 123.33
RPC (RES) 0.2 $11M 552k 20.42
Brookdale Senior Living (BKD) 0.2 $11M 331k 33.51
Nabors Industries 0.2 $11M 443k 24.65
Chatham Lodging Trust (CLDT) 0.2 $11M 550k 20.22
3M Company (MMM) 0.2 $10M 76k 135.65
ConocoPhillips (COP) 0.2 $11M 149k 70.35
WisdomTree India Earnings Fund (EPI) 0.2 $10M 535k 18.95
Chesapeake Energy Corp note 2.500% 5/1 0.2 $10M 10M 1.01
ARMOUR Residential REIT 0.2 $10M 2.4M 4.12
Kosmos Energy 0.2 $11M 951k 11.00
Webmd Health Conv Sr Notes conv 0.2 $10M 10M 1.01
Scorpio Bulkers 0.2 $10M 1.0M 10.11
Vodafone Group New Adr F (VOD) 0.2 $10M 282k 36.81
Blackrock Kelso Cap Coorporation Sr Nt Conv 5.500% 02/15/18 B/e Dtd 02/19/13 0.2 $10M 9.7M 1.04
MasterCard Incorporated (MA) 0.1 $9.5M 128k 74.68
Eli Lilly & Co. (LLY) 0.1 $9.4M 160k 58.86
Occidental Petroleum Corporation (OXY) 0.1 $9.5M 100k 95.30
Juniper Networks (JNPR) 0.1 $9.4M 365k 25.76
Dresser-Rand 0.1 $9.9M 169k 58.41
Riverbed Technology 0.1 $9.8M 499k 19.71
Nuveen Mtg opportunity term (JLS) 0.1 $9.7M 412k 23.47
Hawaiian Telcom Holdco 0.1 $9.8M 344k 28.49
Abbvie (ABBV) 0.1 $9.7M 188k 51.39
ardmore Shipping (ASC) 0.1 $9.7M 726k 13.30
Levy Acquisition 0.1 $9.7M 1000k 9.69
U.S. Bancorp (USB) 0.1 $8.8M 204k 42.86
Bristol Myers Squibb (BMY) 0.1 $9.1M 175k 51.96
Solar Cap (SLRC) 0.1 $8.9M 408k 21.78
Invesco (IVZ) 0.1 $9.2M 248k 37.00
Rex Energy Corporation 0.1 $9.0M 481k 18.71
Atwood Oceanics 0.1 $8.9M 176k 50.39
Rbc Cad (RY) 0.1 $8.8M 120k 72.88
Bank Of Montreal Cadcom (BMO) 0.1 $9.2M 124k 74.02
General Motors Company (GM) 0.1 $8.8M 255k 34.43
Sun Communities (SUI) 0.1 $9.0M 200k 45.09
Mgm Mirage conv 0.1 $9.0M 6.1M 1.46
Dht Holdings (DHT) 0.1 $8.8M 1.1M 7.78
Priceline.com debt 1.000% 3/1 0.1 $9.3M 6.6M 1.41
Intrawest Resorts Holdings 0.1 $8.8M 676k 13.04
Tesla Motors Inc bond 0.1 $9.2M 10M 0.92
Cemex SAB de CV (CX) 0.1 $8.6M 678k 12.63
Choice Hotels International (CHH) 0.1 $8.1M 175k 46.01
Yahoo! 0.1 $8.5M 236k 35.90
Cablevision Systems Corporation 0.1 $8.6M 512k 16.87
Tsakos Energy Navigation 0.1 $8.1M 1.1M 7.76
Colony Financial 0.1 $8.3M 378k 21.95
Mednax (MD) 0.1 $8.3M 134k 61.98
Scorpio Tankers 0.1 $8.1M 817k 9.97
Cys Investments 0.1 $8.3M 1.0M 8.26
Zynga 0.1 $8.5M 2.0M 4.30
Quintiles Transnatio Hldgs I 0.1 $8.3M 164k 50.77
Ipath S&p 500 Vix S/t Fu Etn 0.1 $8.4M 200k 42.15
Safeguard Scientifics In conv bnd 0.1 $8.2M 6.0M 1.36
Hennessy Cap Acquisition Cor 0.1 $8.6M 900k 9.50
Sina Corporation 0.1 $7.7M 127k 60.41
priceline.com Incorporated 0.1 $7.8M 6.5k 1191.94
NuVasive 0.1 $7.6M 199k 38.41
Ocwen Financial Corporation 0.1 $7.8M 200k 39.18
Bk Nova Cad (BNS) 0.1 $7.7M 120k 64.03
Bright Horizons Fam Sol In D (BFAM) 0.1 $7.8M 200k 39.11
Chemed Corp New note 1.875% 5/1 0.1 $6.8M 6.0M 1.13
Altria (MO) 0.1 $7.4M 197k 37.43
Ciena Corporation (CIEN) 0.1 $6.8M 297k 22.74
GulfMark Offshore 0.1 $6.8M 152k 44.94
Wright Medical Group Inc note 2 000 8/1 0.1 $6.8M 5.0M 1.36
Veeva Sys Inc cl a (VEEV) 0.1 $6.9M 260k 26.70
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 0.1 $7.1M 7.0M 1.02
Continental Bldg Prods 0.1 $7.2M 383k 18.84
Mentor Graphics Corporation 0.1 $6.4M 292k 22.02
Cubist Pharmaceuticals 0.1 $6.2M 85k 73.16
Western Asset Hgh Yld Dfnd (HYI) 0.1 $6.2M 344k 17.88
Inland Real Estate Corp note 5.000%11/1 0.1 $6.6M 6.0M 1.10
General Mtrs Co *w exp 07/10/201 0.1 $6.6M 382k 17.41
Us Silica Hldgs (SLCA) 0.1 $6.2M 163k 38.17
SK Tele 0.1 $5.9M 261k 22.57
Weight Watchers International 0.1 $6.0M 291k 20.54
Ford Motor Company (F) 0.1 $6.0M 386k 15.60
Patterson-UTI Energy (PTEN) 0.1 $5.7M 179k 31.68
Anworth Mortgage Asset Corporation 0.1 $5.6M 1.1M 4.96
Cepheid 0.1 $6.1M 118k 51.58
Wright Medical 0.1 $5.9M 189k 31.07
First Tr High Income L/s (FSD) 0.1 $6.1M 344k 17.73
Prologis (PLD) 0.1 $5.8M 142k 40.83
Zillow 0.1 $5.5M 62k 88.10
Xpo Logistics Inc equity (XPO) 0.1 $5.9M 200k 29.41
Allegheny Technologies Inc note 4.250% 6/0 0.1 $5.1M 5.0M 1.02
ICICI Bank (IBN) 0.1 $5.2M 119k 43.80
Whiting Petroleum Corporation 0.1 $5.2M 75k 69.38
Rite Aid Corp note 8.500% 5/1 0.1 $5.4M 2.2M 2.50
Emergent BioSolutions (EBS) 0.1 $5.5M 216k 25.27
Iconix Brand 0.1 $5.1M 130k 39.27
MicroStrategy Incorporated (MSTR) 0.1 $5.2M 45k 115.39
Oceaneering International (OII) 0.1 $5.3M 74k 71.86
Stone Energy Corporation 0.1 $5.0M 120k 41.97
Emeritus Corporation 0.1 $4.9M 157k 31.44
Western Asst High Incm Opprtnty Fnd (HIO) 0.1 $4.9M 814k 6.05
TAL Education (TAL) 0.1 $5.1M 226k 22.52
Solazyme 0.1 $4.9M 425k 11.61
United Ins Hldgs (ACIC) 0.1 $5.2M 357k 14.61
American Airls (AAL) 0.1 $5.3M 146k 36.60
Rice Energy 0.1 $5.3M 200k 26.39
Boulevard Acquis Corp Ut1com & 0.1 $5.0M 500k 10.05
Thoratec Corporation 0.1 $4.5M 126k 35.81
Abiomed 0.1 $4.7M 179k 26.04
KongZhong Corporation 0.1 $4.4M 381k 11.47
Noranda Aluminum Holding Corporation 0.1 $4.4M 1.1M 4.11
Globus Med Inc cl a (GMED) 0.1 $4.6M 175k 26.60
E2open 0.1 $4.3M 183k 23.57
Gain Cap Hldgs Inc note 4.125%12/0 0.1 $4.8M 4.3M 1.13
Aerohive Networks 0.1 $4.3M 410k 10.55
ReneSola 0.1 $3.6M 1.1M 3.21
Barnes Group Inc note 3.375% 3/1 0.1 $4.1M 3.0M 1.36
Newfield Exploration 0.1 $3.7M 119k 31.36
McKesson Corporation (MCK) 0.1 $3.7M 21k 176.60
Alere 0.1 $4.1M 121k 34.35
Banco de Chile (BCH) 0.1 $3.8M 50k 75.28
Cimarex Energy 0.1 $4.1M 34k 119.10
Cardtronics 0.1 $3.9M 100k 38.86
Oasis Petroleum 0.1 $3.7M 89k 41.73
E Commerce China Dangdang 0.1 $3.6M 251k 14.36
Navios Maritime Acquis Corp 0.1 $3.7M 1.0M 3.66
Direxion Shs Exch Trd 0.1 $4.1M 157k 26.12
Blucora 0.1 $3.9M 198k 19.69
stock 0.1 $3.9M 55k 71.49
Collabrium Japan 0.1 $3.6M 350k 10.35
Yume 0.1 $3.8M 520k 7.31
Chegg (CHGG) 0.1 $4.0M 577k 7.00
Tpg Specialty Lnding Inc equity 0.1 $4.1M 247k 16.60
Melco Crown Entertainment (MLCO) 0.1 $3.0M 78k 38.63
Sony Corporation (SONY) 0.1 $3.4M 176k 19.11
Nuance Communications 0.1 $3.5M 206k 17.17
Mylan 0.1 $3.0M 61k 48.83
Encana Corp 0.1 $2.9M 137k 21.38
ION Geophysical Corporation 0.1 $3.4M 800k 4.21
Medivation 0.1 $3.2M 50k 64.36
Greenbrier Companies (GBX) 0.1 $3.1M 68k 45.60
Lehman Brothers First Trust IOF (NHS) 0.1 $3.4M 247k 13.62
Nuveen Mortgage opportunity trm fd2 0.1 $3.2M 139k 23.35
First Trust Strategic 0.1 $3.3M 210k 15.93
Paragon Shipping Inc cl a 0.1 $2.9M 429k 6.85
Oxygenbiotherapeutics Inccom Par 0.1 $3.0M 540k 5.55
Triplepoint Venture Gr Bdc cs (TPVG) 0.1 $3.5M 217k 16.23
American Cap Sr Floating 0.1 $3.5M 248k 14.05
Installed Bldg Prods (IBP) 0.1 $2.9M 208k 13.95
2u (TWOU) 0.1 $3.3M 243k 13.65
China Petroleum & Chemical 0.0 $2.9M 32k 89.58
J.C. Penney Company 0.0 $2.6M 300k 8.62
Union Pacific Corporation (UNP) 0.0 $2.4M 13k 187.30
Illumina (ILMN) 0.0 $2.8M 19k 148.69
BioScrip 0.0 $2.7M 383k 6.98
Hornbeck Offshore Services 0.0 $2.6M 63k 41.80
MFA Mortgage Investments 0.0 $2.8M 362k 7.75
SanDisk Corporation 0.0 $2.8M 34k 81.19
Spansion 0.0 $2.8M 162k 17.42
ChinaEdu Corporation (CEDU) 0.0 $2.5M 355k 6.90
Evryware Global 0.0 $2.6M 576k 4.56
Cis Acquisition Ltd shs ser a 0.0 $2.9M 283k 10.20
Premier (PINC) 0.0 $2.7M 83k 32.95
Rexford Industrial Realty Inc reit (REXR) 0.0 $2.3M 160k 14.18
Violin Memory 0.0 $2.7M 676k 4.00
Navigator Holdings Ltd Com Stk (NVGS) 0.0 $2.3M 88k 26.00
Square 1 Financial 0.0 $2.5M 125k 20.10
Argos Therapeutics 0.0 $2.6M 256k 10.00
United Parcel Service (UPS) 0.0 $2.0M 21k 97.43
RPM International (RPM) 0.0 $2.0M 48k 41.85
UnitedHealth (UNH) 0.0 $1.8M 22k 81.85
Discovery Communications 0.0 $2.2M 27k 82.71
Pioneer Natural Resources (PXD) 0.0 $1.8M 9.4k 187.17
Take-Two Interactive Software (TTWO) 0.0 $2.1M 94k 21.93
Canadian Solar (CSIQ) 0.0 $1.7M 52k 32.06
Healthways 0.0 $2.0M 115k 17.14
Chart Industries (GTLS) 0.0 $2.1M 27k 79.45
Western Asset Managed High Incm Fnd 0.0 $2.1M 363k 5.73
Qihoo 360 Technologies Co Lt 0.0 $1.8M 18k 99.56
Netqin Mobile 0.0 $1.8M 100k 17.61
Homeaway 0.0 $2.0M 54k 37.67
REPCOM cla 0.0 $2.0M 26k 76.35
Bioamber 0.0 $2.2M 195k 11.44
Blue Capital Reinsurance Hol 0.0 $1.8M 103k 17.40
Borderfree 0.0 $1.9M 100k 18.64
Dipexium Pharmaceuticals 0.0 $2.1M 206k 10.08
Teva Pharmaceutical Industries (TEVA) 0.0 $1.6M 30k 52.84
Fidelity National Financial 0.0 $1.1M 34k 31.43
Las Vegas Sands (LVS) 0.0 $1.1M 14k 80.78
Monster Worldwide 0.0 $1.1M 152k 7.48
Tesco Corporation 0.0 $1.4M 75k 18.50
LDK Solar 0.0 $1.0M 1.0M 1.01
Silver Standard Res 0.0 $1.2M 120k 9.93
SWS 0.0 $1.5M 200k 7.48
Goodrich Petroleum Corporation 0.0 $1.1M 68k 15.81
Mercer International (MERC) 0.0 $1.5M 200k 7.50
Merge Healthcare 0.0 $1.1M 461k 2.44
WebMD Health 0.0 $1.4M 34k 41.39
NCI Building Systems 0.0 $1.5M 84k 17.45
New America High Income Fund I (HYB) 0.0 $1.1M 115k 9.81
John Hancock Pref. Income Fund II (HPF) 0.0 $1.2M 58k 19.97
John Hancock Preferred Income Fund III (HPS) 0.0 $1.2M 71k 17.32
John Hancock Preferred Income Fund (HPI) 0.0 $1.6M 80k 19.91
RMK Multi-Sector High Income Fund (HMH) 0.0 $1.0M 153k 6.80
RMK Advantage Income Fund (HAV) 0.0 $985k 105k 9.36
SciQuest 0.0 $1.4M 50k 27.02
Managed High Yield Plus Fund 0.0 $1.0M 492k 2.12
Universal American 0.0 $1.4M 198k 7.07
Dfc Global 0.0 $1.2M 141k 8.84
Ares Capital Corp 5.75 16 convert 0.0 $1.1M 1.0M 1.09
Axogen (AXGN) 0.0 $1.1M 349k 3.05
Ofs Capital (OFS) 0.0 $1.3M 107k 12.51
Atlas Financial Holdings (AFHIF) 0.0 $1.2M 84k 13.69
Chart Acquisition 0.0 $1.5M 146k 9.94
Biotelemetry 0.0 $989k 98k 10.09
Bioamber Inc wrt 0.0 $1.2M 538k 2.18
Veracyte (VCYT) 0.0 $985k 58k 17.13
Tetrelogic Pharmaceuticals (TLOG) 0.0 $1.1M 167k 6.38
Silver Eagle Acquisition Cor w exp 07/26/202 0.0 $1.4M 2.0M 0.72
Q2 Holdings (QTWO) 0.0 $1.3M 85k 15.53
Cambridge Cap Acquisition 0.0 $1.2M 125k 9.64
CMS Energy Corporation (CMS) 0.0 $372k 13k 29.29
Portland General Electric Company (POR) 0.0 $534k 17k 32.36
Seacor Holdings 0.0 $510k 5.9k 86.44
Goldman Sachs (GS) 0.0 $492k 3.0k 164.00
Renaissance Re Holdings Ltd Cmn (RNR) 0.0 $410k 4.2k 97.62
First Citizens BancShares (FCNCA) 0.0 $530k 2.2k 240.91
Reinsurance Group of America (RGA) 0.0 $358k 4.5k 79.56
DST Systems 0.0 $502k 5.3k 94.72
Caterpillar (CAT) 0.0 $517k 5.2k 99.42
Archer Daniels Midland Company (ADM) 0.0 $516k 12k 43.36
AGL Resources 0.0 $524k 11k 48.97
Great Plains Energy Incorporated 0.0 $533k 20k 27.06
Ameren Corporation (AEE) 0.0 $544k 13k 41.21
Bunge 0.0 $413k 5.2k 79.42
FirstEnergy (FE) 0.0 $439k 13k 34.03
Sonoco Products Company (SON) 0.0 $492k 12k 41.00
Harris Corporation 0.0 $512k 7.0k 73.14
TECO Energy 0.0 $521k 30k 17.14
Everest Re Group (EG) 0.0 $413k 2.7k 152.96
Unum (UNM) 0.0 $512k 15k 35.31
CenturyLink 0.0 $440k 13k 32.84
American Financial (AFG) 0.0 $358k 6.2k 57.74
Target Corporation (TGT) 0.0 $508k 8.4k 60.48
W.R. Berkley Corporation (WRB) 0.0 $516k 12k 41.61
ProAssurance Corporation (PRA) 0.0 $494k 11k 44.50
Platinum Underwriter/ptp 0.0 $415k 6.9k 60.14
Empire District Electric Company 0.0 $523k 22k 24.34
Bce (BCE) 0.0 $562k 12k 47.63
PPL Corporation (PPL) 0.0 $537k 16k 33.15
Public Service Enterprise (PEG) 0.0 $561k 15k 38.16
Arch Capital Group (ACGL) 0.0 $414k 7.2k 57.50
Axis Capital Holdings (AXS) 0.0 $417k 9.1k 45.82
Fifth Street Finance 0.0 $543k 57k 9.46
Sohu 0.0 $358k 5.5k 65.09
HCC Insurance Holdings 0.0 $509k 11k 45.45
WuXi PharmaTech 0.0 $781k 21k 36.84
Perfect World 0.0 $496k 24k 20.67
Aspen Insurance Holdings 0.0 $421k 11k 39.72
Endurance Specialty Hldgs Lt 0.0 $409k 7.6k 53.82
Entergy Corporation (ETR) 0.0 $535k 8.0k 66.88
Align Technology (ALGN) 0.0 $405k 7.8k 51.75
CenterPoint Energy (CNP) 0.0 $507k 21k 23.69
DTE Energy Company (DTE) 0.0 $542k 7.3k 74.25
El Paso Electric Company 0.0 $411k 12k 35.74
E-House 0.0 $503k 42k 12.08
L-3 Communications Holdings 0.0 $532k 4.5k 118.22
Titan Machinery (TITN) 0.0 $907k 58k 15.66
Hancock Holding Company (HWC) 0.0 $359k 9.8k 36.63
Northwest Natural Gas 0.0 $533k 12k 44.05
Sinovac Biotech (SVA) 0.0 $471k 66k 7.19
Einstein Noah Restaurant 0.0 $694k 42k 16.45
Changyou 0.0 $850k 29k 29.51
Pinnacle West Capital Corporation (PNW) 0.0 $508k 9.3k 54.62
Global Power Equipment Grp I 0.0 $703k 35k 19.88
Capitol Federal Financial (CFFN) 0.0 $512k 41k 12.55
Vectren Corporation 0.0 $536k 14k 39.41
John Hancock Patriot Premium Div Fund II (PDT) 0.0 $914k 70k 12.98
Nuveen Quality Pref. Inc. Fund II 0.0 $715k 82k 8.67
Nuveen Multi-Strategy Income & Growth (JPC) 0.0 $493k 53k 9.32
RMK High Income Fund (HIH) 0.0 $862k 100k 8.62
Cohen & Steers Slt Pfd Incm (PSF) 0.0 $359k 14k 24.95
Nuveen Conn Prem Income Mun sh ben int 0.0 $563k 46k 12.15
Trunkbow Intl Hldgs 0.0 $677k 480k 1.41
Phoenix New Media 0.0 $633k 61k 10.36
Ares Capital Corp 5.125 2016 conv 0.0 $702k 650k 1.08
Kinder Morgan Inc/delaware Wts 0.0 $880k 500k 1.76
Prospect Capital Corporati mtnf 5.375% 0.0 $525k 500k 1.05
Windstream Hldgs 0.0 $531k 65k 8.23
Capitol Acquisition Corp Ii *w exp 05/15/201 0.0 $441k 899k 0.49
Roi Acquisition Corp Ii *w exp 99/99/999 0.0 $462k 1.1M 0.44
Quinpario Acquisition Corp *w exp 09/27/201 0.0 $743k 1.2M 0.61
Ares Coml Real Estate Corp Sr Nt Conv 7.000% 12/15/15 B/e Dtd 12/19/12 0.0 $510k 500k 1.02
Amber Road 0.0 $770k 50k 15.40
Hennessy Cap Acquisition Cor *w exp 01/23/201 0.0 $540k 900k 0.60
A10 Networks 0.0 $642k 43k 15.04
Huntington Bancshares Incorporated (HBAN) 0.0 $102k 10k 10.00
People's United Financial 0.0 $257k 17k 14.86
C.R. Bard 0.0 $252k 1.7k 148.24
Cott Corp 0.0 $104k 12k 8.47
Omnicare 0.0 $239k 4.0k 59.75
Kroger (KR) 0.0 $297k 6.8k 43.68
White Mountains Insurance Gp (WTM) 0.0 $240k 400.00 600.00
Alleghany Corporation 0.0 $244k 600.00 406.67
Torchmark Corporation 0.0 $252k 3.2k 78.75
PG&E Corporation (PCG) 0.0 $259k 6.0k 43.17
Southern Company (SO) 0.0 $259k 5.9k 43.90
Greenlight Capital Re Ltd cl a (GLRE) 0.0 $256k 7.8k 32.82
Montpelier Re Holdings/mrh 0.0 $259k 8.7k 29.77
Old Republic International Corporation (ORI) 0.0 $237k 15k 16.34
Edison International (EIX) 0.0 $294k 5.2k 56.54
Old National Ban (ONB) 0.0 $259k 17k 14.89
Brookline Ban (BRKL) 0.0 $261k 28k 9.42
ManTech International Corporation 0.0 $250k 8.5k 29.41
PennantPark Investment (PNNT) 0.0 $245k 22k 11.04
Benchmark Electronics (BHE) 0.0 $249k 11k 22.64
Consolidated Communications Holdings (CNSL) 0.0 $258k 13k 20.00
Navigators 0.0 $252k 4.1k 61.28
Northwest Bancshares (NWBI) 0.0 $256k 18k 14.63
Questar Corporation 0.0 $257k 11k 23.80
Werner Enterprises (WERN) 0.0 $250k 9.8k 25.51
ARGO GROUP INTERNATIONAL Holdi Com Stk 0.0 $257k 5.6k 45.89
Capstead Mortgage Corporation 0.0 $247k 20k 12.67
Hanover Insurance (THG) 0.0 $258k 4.2k 61.43
Cleco Corporation 0.0 $258k 5.1k 50.59
First Commonwealth Financial (FCF) 0.0 $256k 28k 9.05
Otter Tail Corporation (OTTR) 0.0 $280k 9.1k 30.77
Transalta Corp (TAC) 0.0 $262k 20k 12.84
Nuveen Quality Preferred Income Fund 0.0 $140k 17k 8.04
Nuveen Qual Preferred Inc. Fund III 0.0 $248k 30k 8.41
Resolute Energy Corp *w exp 09/25/201 0.0 $973.300000 20k 0.05
Nuveen Massachusetts Pre Income Mun (NMT) 0.0 $209k 16k 12.79
Nuveen Mass Divid Advantag M 0.0 $137k 11k 12.67
Kemper Corp Del (KMPR) 0.0 $251k 6.4k 39.22
57th Street General Acq-cw16 rt 0.0 $4.8k 96k 0.05
Collabrium Japan Acquisitn C *w exp 99/99/999 0.0 $69k 495k 0.14
Chart Acquisition Co *w exp 12/1 0.0 $102k 148k 0.69
Aquasition Corp *w exp 99/99/999 0.0 $78k 300k 0.26
Cis Acquisition Ltd-class A wrt 0.0 $201k 775k 0.26
Murphy Usa (MUSA) 0.0 $244k 6.0k 40.67
Nrg Yield 0.0 $261k 6.6k 39.55
Prospect Global Res 0.0 $27k 20k 1.35
Tandem Diabetes Care 0.0 $284k 13k 22.02
Quantum Corp note 4.500% 11/1 0.0 $157k 155k 1.01
Community Health Sys Inc New right 01/27/2016 0.0 $295k 4.9M 0.06
American Airls Group Inc pfd a mand cv 0.0 $27k 99k 0.27
Cambridge Cap Acquisition Co w exp 12/23/201 0.0 $53k 125k 0.42
Levy Acquisition Corp w exp 11/19/201 0.0 $240k 500k 0.48