Rafferty Asset Management as of Sept. 30, 2013
Portfolio Holdings for Rafferty Asset Management
Rafferty Asset Management holds 161 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Market Vectors Gold Miners ETF | 36.8 | $191M | 7.6M | 25.06 | |
| iShares MSCI Emerging Markets Indx (EEM) | 11.1 | $58M | 1.4M | 40.77 | |
| Vanguard REIT ETF (VNQ) | 6.3 | $32M | 490k | 66.16 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 5.2 | $27M | 291k | 91.56 | |
| SPDR Barclays Capital High Yield B | 5.2 | $27M | 669k | 39.84 | |
| Health Care SPDR (XLV) | 4.0 | $21M | 413k | 50.57 | |
| Energy Select Sector SPDR (XLE) | 3.1 | $16M | 191k | 82.88 | |
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 2.6 | $14M | 127k | 106.40 | |
| iShares S&P Latin America 40 Index (ILF) | 1.6 | $8.5M | 222k | 38.26 | |
| iShares Russell 2000 Index (IWM) | 1.6 | $8.3M | 78k | 106.63 | |
| Berkshire Hathaway (BRK.B) | 1.1 | $5.7M | 51k | 113.52 | |
| Wells Fargo & Company (WFC) | 1.1 | $5.6M | 136k | 41.32 | |
| JPMorgan Chase & Co. (JPM) | 1.1 | $5.5M | 106k | 51.69 | |
| Bank of America Corporation (BAC) | 0.8 | $4.2M | 303k | 13.80 | |
| Citigroup (C) | 0.8 | $4.1M | 86k | 48.51 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.7 | $3.4M | 54k | 63.78 | |
| iShares MSCI Brazil Index (EWZ) | 0.6 | $3.2M | 67k | 47.91 | |
| Visa (V) | 0.5 | $2.8M | 15k | 191.10 | |
| Technology SPDR (XLK) | 0.5 | $2.4M | 74k | 32.03 | |
| MasterCard Incorporated (MA) | 0.4 | $2.2M | 3.3k | 672.67 | |
| Goldman Sachs (GS) | 0.4 | $2.0M | 13k | 158.21 | |
| American Express Company (AXP) | 0.4 | $2.0M | 27k | 75.52 | |
| American International (AIG) | 0.4 | $2.0M | 42k | 48.62 | |
| iShares MSCI Japan Index | 0.4 | $2.0M | 165k | 11.91 | |
| U.S. Bancorp (USB) | 0.4 | $1.9M | 52k | 36.59 | |
| Spdr S&p 500 Etf (SPY) | 0.3 | $1.8M | 11k | 168.09 | |
| SPDR Barclays Capital Intl Tresy Bd ETF (BWX) | 0.3 | $1.8M | 30k | 58.38 | |
| Powershares Senior Loan Portfo mf | 0.3 | $1.7M | 70k | 24.68 | |
| PowerShares India Portfolio | 0.3 | $1.6M | 103k | 15.97 | |
| iShares Russell 1000 Value Index (IWD) | 0.3 | $1.6M | 18k | 86.18 | |
| Market Vector Russia ETF Trust | 0.3 | $1.5M | 53k | 28.18 | |
| Vanguard European ETF (VGK) | 0.3 | $1.4M | 27k | 54.52 | |
| Simon Property (SPG) | 0.3 | $1.3M | 9.1k | 148.22 | |
| MetLife (MET) | 0.2 | $1.2M | 25k | 46.96 | |
| Morgan Stanley (MS) | 0.2 | $1.2M | 43k | 26.95 | |
| Capital One Financial (COF) | 0.2 | $1.1M | 16k | 68.74 | |
| PNC Financial Services (PNC) | 0.2 | $1.1M | 15k | 72.42 | |
| Prudential Financial (PRU) | 0.2 | $1.1M | 14k | 77.96 | |
| BlackRock (BLK) | 0.2 | $991k | 3.7k | 270.62 | |
| Bank of New York Mellon Corporation (BK) | 0.2 | $984k | 33k | 30.18 | |
| iShares MSCI United Kingdom Index | 0.2 | $1.0M | 51k | 19.63 | |
| China Mobile | 0.2 | $949k | 17k | 56.45 | |
| Ace Limited Cmn | 0.2 | $894k | 9.6k | 93.54 | |
| Travelers Companies (TRV) | 0.2 | $896k | 11k | 84.76 | |
| Baidu (BIDU) | 0.2 | $882k | 5.7k | 155.20 | |
| State Street Corporation (STT) | 0.2 | $842k | 13k | 65.72 | |
| AFLAC Incorporated (AFL) | 0.2 | $812k | 13k | 61.98 | |
| American Tower Reit (AMT) | 0.2 | $824k | 11k | 74.11 | |
| Amazon (AMZN) | 0.1 | $791k | 2.5k | 312.52 | |
| Cme (CME) | 0.1 | $712k | 9.6k | 73.87 | |
| Wal-Mart Stores (WMT) | 0.1 | $743k | 10k | 73.95 | |
| Pimco Etf Tr 0-5 high yield (HYS) | 0.1 | $721k | 6.9k | 104.89 | |
| Chubb Corporation | 0.1 | $651k | 7.3k | 89.32 | |
| Cnooc | 0.1 | $663k | 3.3k | 201.95 | |
| Charles Schwab Corporation (SCHW) | 0.1 | $652k | 31k | 21.13 | |
| Discover Financial Services (DFS) | 0.1 | $696k | 14k | 50.52 | |
| Home Depot (HD) | 0.1 | $690k | 9.1k | 75.84 | |
| Allstate Corporation (ALL) | 0.1 | $666k | 13k | 50.58 | |
| BB&T Corporation | 0.1 | $665k | 20k | 33.73 | |
| Marsh & McLennan Companies (MMC) | 0.1 | $674k | 16k | 43.52 | |
| Public Storage (PSA) | 0.1 | $645k | 4.0k | 160.49 | |
| Aon | 0.1 | $646k | 8.7k | 74.42 | |
| Franklin Resources (BEN) | 0.1 | $583k | 12k | 50.51 | |
| PetroChina Company | 0.1 | $550k | 5.0k | 109.96 | |
| iShares Lehman Aggregate Bond (AGG) | 0.1 | $584k | 5.4k | 107.20 | |
| SPDR S&P MidCap 400 ETF (MDY) | 0.1 | $573k | 2.5k | 226.30 | |
| China Petroleum & Chemical | 0.1 | $506k | 6.5k | 78.27 | |
| Ameriprise Financial (AMP) | 0.1 | $516k | 5.7k | 91.09 | |
| T. Rowe Price (TROW) | 0.1 | $524k | 7.3k | 71.94 | |
| Equity Residential (EQR) | 0.1 | $541k | 10k | 53.53 | |
| Health Care REIT | 0.1 | $499k | 8.0k | 62.41 | |
| Ventas (VTR) | 0.1 | $506k | 8.2k | 61.46 | |
| HCP | 0.1 | $523k | 13k | 40.96 | |
| Prologis (PLD) | 0.1 | $526k | 14k | 37.59 | |
| Progressive Corporation (PGR) | 0.1 | $461k | 17k | 27.24 | |
| Principal Financial (PFG) | 0.1 | $466k | 11k | 42.82 | |
| Suntrust Banks Inc $1.00 Par Cmn | 0.1 | $492k | 15k | 32.43 | |
| Weyerhaeuser Company (WY) | 0.1 | $468k | 16k | 28.62 | |
| Fifth Third Ban (FITB) | 0.1 | $444k | 25k | 18.06 | |
| AvalonBay Communities (AVB) | 0.1 | $462k | 3.6k | 126.96 | |
| Vornado Realty Trust (VNO) | 0.1 | $441k | 5.3k | 83.97 | |
| Fiserv (FI) | 0.1 | $452k | 4.5k | 101.01 | |
| China Life Insurance Company | 0.1 | $486k | 13k | 38.84 | |
| Boston Properties (BXP) | 0.1 | $456k | 4.3k | 106.97 | |
| iShares MSCI South Korea Index Fund (EWY) | 0.1 | $485k | 7.9k | 61.54 | |
| PowerShares Emerging Markets Sovere | 0.1 | $443k | 16k | 27.36 | |
| Loews Corporation (L) | 0.1 | $403k | 8.6k | 46.72 | |
| Hartford Financial Services (HIG) | 0.1 | $398k | 13k | 31.09 | |
| M&T Bank Corporation (MTB) | 0.1 | $406k | 3.6k | 111.97 | |
| Invesco (IVZ) | 0.1 | $417k | 13k | 31.87 | |
| Fidelity National Information Services (FIS) | 0.1 | $382k | 8.2k | 46.42 | |
| Northern Trust Corporation (NTRS) | 0.1 | $365k | 6.7k | 54.40 | |
| Moody's Corporation (MCO) | 0.1 | $384k | 5.5k | 70.36 | |
| Costco Wholesale Corporation (COST) | 0.1 | $387k | 3.4k | 115.18 | |
| Host Hotels & Resorts (HST) | 0.1 | $370k | 21k | 17.68 | |
| Regions Financial Corporation (RF) | 0.1 | $368k | 40k | 9.27 | |
| Lowe's Companies (LOW) | 0.1 | $376k | 7.9k | 47.63 | |
| IntercontinentalEx.. | 0.1 | $370k | 2.0k | 181.55 | |
| Key (KEY) | 0.1 | $384k | 34k | 11.40 | |
| American Capital Agency | 0.1 | $381k | 17k | 22.56 | |
| Thomson Reuters Corp | 0.1 | $363k | 10k | 35.02 | |
| Xl Group | 0.1 | $358k | 12k | 30.85 | |
| Huntington Bancshares Incorporated (HBAN) | 0.1 | $291k | 35k | 8.27 | |
| Annaly Capital Management | 0.1 | $304k | 26k | 11.56 | |
| Western Union Company (WU) | 0.1 | $292k | 16k | 18.66 | |
| Lincoln National Corporation (LNC) | 0.1 | $334k | 8.0k | 42.01 | |
| SLM Corporation (SLM) | 0.1 | $311k | 13k | 24.93 | |
| NYSE Euronext | 0.1 | $286k | 6.8k | 41.92 | |
| Alliance Data Systems Corporation (BFH) | 0.1 | $288k | 1.4k | 211.30 | |
| Ctrip.com International | 0.1 | $336k | 5.8k | 58.37 | |
| China Telecom Corporation | 0.1 | $291k | 5.9k | 49.40 | |
| China Uni | 0.1 | $293k | 19k | 15.44 | |
| iShares Russell 2000 Value Index (IWN) | 0.1 | $292k | 3.2k | 91.68 | |
| iShares Russell 2000 Growth Index (IWO) | 0.1 | $293k | 2.3k | 125.70 | |
| iShares MSCI Pacific ex-Japan Idx (EPP) | 0.1 | $289k | 6.1k | 47.68 | |
| General Growth Properties | 0.1 | $318k | 17k | 19.27 | |
| Vanguard Intl Equity Index F glb ex us etf (VNQI) | 0.1 | $292k | 5.2k | 56.70 | |
| Cit | 0.1 | $272k | 5.6k | 48.69 | |
| Reinsurance Group of America (RGA) | 0.1 | $251k | 3.7k | 67.09 | |
| Affiliated Managers (AMG) | 0.1 | $267k | 1.5k | 182.63 | |
| Target Corporation (TGT) | 0.1 | $256k | 4.0k | 64.05 | |
| Alleghany Corporation | 0.1 | $265k | 646.00 | 410.22 | |
| TJX Companies (TJX) | 0.1 | $272k | 4.8k | 56.42 | |
| HCC Insurance Holdings | 0.1 | $241k | 5.5k | 43.75 | |
| NetEase (NTES) | 0.1 | $250k | 3.4k | 72.72 | |
| Macerich Company (MAC) | 0.1 | $271k | 4.8k | 56.42 | |
| Udr (UDR) | 0.1 | $234k | 9.9k | 23.65 | |
| iShares S&P GSCI Commodity-Indexed (GSG) | 0.1 | $281k | 8.7k | 32.34 | |
| Qihoo 360 Technologies Co Lt | 0.1 | $275k | 3.3k | 83.18 | |
| Leucadia National | 0.0 | $226k | 8.3k | 27.19 | |
| Equifax (EFX) | 0.0 | $203k | 3.4k | 59.99 | |
| Comerica Incorporated (CMA) | 0.0 | $206k | 5.2k | 39.31 | |
| Cincinnati Financial Corporation (CINF) | 0.0 | $216k | 4.6k | 47.06 | |
| Everest Re Group (EG) | 0.0 | $201k | 1.4k | 145.23 | |
| Unum (UNM) | 0.0 | $228k | 7.5k | 30.43 | |
| Plum Creek Timber | 0.0 | $214k | 4.6k | 46.80 | |
| Apple (AAPL) | 0.0 | $223k | 467.00 | 477.52 | |
| SL Green Realty | 0.0 | $226k | 2.5k | 88.84 | |
| New York Community Ban (NYCB) | 0.0 | $185k | 12k | 15.12 | |
| Realty Income (O) | 0.0 | $216k | 5.4k | 39.71 | |
| Kimco Realty Corporation (KIM) | 0.0 | $232k | 12k | 20.21 | |
| Allied World Assurance | 0.0 | $228k | 2.3k | 99.35 | |
| FleetCor Technologies | 0.0 | $208k | 1.9k | 110.29 | |
| Youku | 0.0 | $211k | 7.7k | 27.46 | |
| Genworth Financial (GNW) | 0.0 | $177k | 14k | 12.77 | |
| Hudson City Ban | 0.0 | $134k | 15k | 9.04 | |
| Synovus Financial | 0.0 | $165k | 50k | 3.29 | |
| Yanzhou Coal Mining (YZCAY) | 0.0 | $139k | 15k | 9.56 | |
| Yingli Green Energy Hold | 0.0 | $89k | 13k | 6.98 | |
| Two Harbors Investment | 0.0 | $98k | 10k | 9.66 | |
| Aluminum Corp. of China | 0.0 | $120k | 13k | 9.20 | |
| Semiconductor Manufacturing Int'l | 0.0 | $125k | 36k | 3.48 | |
| Chimera Investment Corporation | 0.0 | $87k | 29k | 3.05 | |
| Giant Interactive | 0.0 | $99k | 11k | 9.08 | |
| Healthcare Tr Amer Inc cl a | 0.0 | $113k | 11k | 10.53 | |
| Spirit Realty reit | 0.0 | $94k | 10k | 9.15 | |
| ReneSola | 0.0 | $60k | 12k | 4.96 | |
| Shanda Games | 0.0 | $43k | 11k | 3.94 | |
| Quicksilver Resources | 0.0 | $33k | 17k | 1.96 | |
| Sirius XM Radio | 0.0 | $74k | 19k | 3.85 | |
| MFA Mortgage Investments | 0.0 | $75k | 10k | 7.48 |
