Roosevelt Investment as of Sept. 30, 2013
Portfolio Holdings for Roosevelt Investment
Roosevelt Investment holds 267 positions in its portfolio as reported in the September 2013 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Facebook Inc cl a (META) | 4.2 | $94M | 1.9M | 50.23 | |
| Home Depot (HD) | 3.1 | $71M | 934k | 75.85 | |
| Morgan Stanley (MS) | 3.1 | $71M | 2.6M | 26.95 | |
| Discover Financial Services (DFS) | 3.1 | $70M | 1.4M | 50.54 | |
| Hertz Global Holdings | 3.0 | $68M | 3.1M | 22.16 | |
| Pfizer (PFE) | 2.9 | $66M | 2.3M | 28.72 | |
| Wells Fargo & Company (WFC) | 2.8 | $62M | 1.5M | 41.32 | |
| Chicago Bridge & Iron Company | 2.6 | $58M | 862k | 67.77 | |
| Celgene Corporation | 2.5 | $57M | 370k | 154.14 | |
| Regeneron Pharmaceuticals (REGN) | 2.5 | $55M | 176k | 312.87 | |
| WisdomTree Japan Total Dividend (DXJ) | 2.4 | $54M | 1.1M | 47.93 | |
| Biogen Idec (BIIB) | 2.4 | $54M | 223k | 240.76 | |
| Industries N shs - a - (LYB) | 2.3 | $52M | 710k | 73.23 | |
| eBay (EBAY) | 2.3 | $51M | 914k | 55.79 | |
| EOG Resources (EOG) | 2.2 | $51M | 299k | 169.28 | |
| Eli Lilly & Co. (LLY) | 2.2 | $51M | 1.0M | 50.33 | |
| Microchip Technology (MCHP) | 2.2 | $50M | 1.2M | 40.29 | |
| Nomura Holdings (NMR) | 2.2 | $50M | 6.4M | 7.81 | |
| Barclays Bk Plc Ipsp croil etn | 2.2 | $49M | 2.0M | 24.23 | |
| American International (AIG) | 2.1 | $48M | 994k | 48.63 | |
| Gnc Holdings Inc Cl A | 2.1 | $47M | 859k | 54.63 | |
| Archer Daniels Midland Company (ADM) | 2.1 | $47M | 1.3M | 36.84 | |
| Ocwen Financial Corporation | 2.0 | $46M | 822k | 55.77 | |
| Raytheon Company | 2.0 | $45M | 585k | 77.07 | |
| Cree | 1.9 | $44M | 729k | 60.19 | |
| Cognizant Technology Solutions (CTSH) | 1.6 | $36M | 442k | 82.12 | |
| Kinder Morgan Management | 1.6 | $36M | 482k | 74.96 | |
| Kansas City Southern | 1.6 | $36M | 330k | 109.36 | |
| Broadcom Corporation | 1.6 | $36M | 1.4M | 26.02 | |
| Energy Xxi | 1.5 | $34M | 1.1M | 30.21 | |
| Workday Inc cl a (WDAY) | 1.4 | $31M | 379k | 80.93 | |
| Eaton (ETN) | 1.3 | $29M | 418k | 68.84 | |
| ICICI Bank (IBN) | 1.1 | $26M | 836k | 30.48 | |
| Nordstrom (JWN) | 1.0 | $23M | 416k | 56.20 | |
| SLM Corporation (SLM) | 0.9 | $21M | 826k | 24.90 | |
| Stratasys (SSYS) | 0.8 | $19M | 188k | 101.26 | |
| Proto Labs (PRLB) | 0.8 | $18M | 237k | 76.39 | |
| Pimco Etf Tr 25yr+ zero u s (ZROZ) | 0.8 | $18M | 201k | 88.32 | |
| Timken Company (TKR) | 0.8 | $17M | 284k | 60.40 | |
| Cme (CME) | 0.7 | $15M | 203k | 73.88 | |
| Cit | 0.6 | $14M | 280k | 48.77 | |
| Apple (AAPL) | 0.6 | $13M | 28k | 476.72 | |
| ProShares UltraShrt Mrkt | 0.6 | $13M | 567k | 22.14 | |
| International Business Machines (IBM) | 0.5 | $12M | 66k | 185.17 | |
| General Electric Company | 0.5 | $12M | 482k | 23.89 | |
| Novo Nordisk A/S (NVO) | 0.5 | $11M | 63k | 169.21 | |
| McDonald's Corporation (MCD) | 0.5 | $11M | 110k | 96.20 | |
| Westport Innovations | 0.4 | $9.5M | 392k | 24.19 | |
| Ishares Trust Msci China msci china idx (MCHI) | 0.4 | $9.2M | 219k | 41.89 | |
| Enterprise Products Partners (EPD) | 0.4 | $9.0M | 148k | 61.04 | |
| iShares MSCI Brazil Index (EWZ) | 0.4 | $8.5M | 190k | 44.77 | |
| Bristol Myers Squibb (BMY) | 0.4 | $8.4M | 181k | 46.27 | |
| iShares Barclays 20+ Yr Treas.Bond (TLT) | 0.4 | $8.3M | 78k | 106.39 | |
| Philip Morris International (PM) | 0.4 | $8.1M | 93k | 86.58 | |
| Precision Castparts | 0.3 | $8.0M | 35k | 227.23 | |
| Nextera Energy (NEE) | 0.3 | $7.4M | 92k | 80.15 | |
| 0.3 | $7.1M | 8.1k | 875.80 | ||
| Tyco International Ltd S hs | 0.3 | $7.0M | 200k | 34.98 | |
| Berkshire Hathaway (BRK.B) | 0.3 | $6.6M | 59k | 113.49 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.3 | $6.3M | 168k | 37.32 | |
| iShares MSCI Japan Index | 0.3 | $6.0M | 519k | 11.51 | |
| MasterCard Incorporated (MA) | 0.2 | $5.6M | 8.3k | 672.71 | |
| Plum Creek Timber | 0.2 | $5.7M | 123k | 46.83 | |
| National-Oilwell Var | 0.2 | $4.9M | 63k | 78.11 | |
| Mead Johnson Nutrition | 0.2 | $5.0M | 67k | 74.25 | |
| iShares MSCI Turkey Index Fund (TUR) | 0.2 | $4.8M | 82k | 58.31 | |
| iShares MSCI United Kingdom Index | 0.2 | $4.8M | 262k | 18.47 | |
| Stanleyblack&decker5.75 p | 0.2 | $4.8M | 216k | 22.02 | |
| Proshs Ultrashrt S&p500 Prosha etf | 0.2 | $4.7M | 128k | 36.57 | |
| Aetna | 0.2 | $4.6M | 71k | 64.02 | |
| Johnson & Johnson (JNJ) | 0.2 | $4.3M | 49k | 86.69 | |
| iShares MSCI Poland Investable ETF (EPOL) | 0.2 | $4.0M | 158k | 25.37 | |
| Deutsche Bank 6.625% p | 0.2 | $4.1M | 164k | 24.65 | |
| Discover Finl Svs | 0.2 | $3.9M | 166k | 23.52 | |
| ETFS Physical Palladium Shares | 0.2 | $3.6M | 51k | 70.72 | |
| Rayonier (RYN) | 0.1 | $3.1M | 56k | 55.64 | |
| Kinder Morgan (KMI) | 0.1 | $3.3M | 92k | 35.57 | |
| Us Bancorp | 0.1 | $3.1M | 116k | 26.94 | |
| Microsoft Corporation (MSFT) | 0.1 | $3.0M | 90k | 33.27 | |
| Jp Morgan Chase Cap Xx1 p | 0.1 | $2.8M | 111k | 25.41 | |
| Goldman Sachs Group Inc 6.125% preferred | 0.1 | $2.9M | 118k | 24.36 | |
| Hess (HES) | 0.1 | $2.7M | 35k | 77.32 | |
| iShares MSCI Germany Index Fund (EWG) | 0.1 | $2.6M | 101k | 25.97 | |
| iShares MSCI France Index (EWQ) | 0.1 | $2.7M | 108k | 24.77 | |
| Hsbc Holdings Plc Pfd preferr | 0.1 | $2.4M | 90k | 27.04 | |
| Vornado Realty Trust | 0.1 | $2.4M | 97k | 25.15 | |
| Public Storage | 0.1 | $2.4M | 100k | 24.61 | |
| Us Bancorp 6.5% Pfd preferred | 0.1 | $2.4M | 93k | 25.98 | |
| Nextera Energy Capital 5.7% Pf p | 0.1 | $2.5M | 118k | 21.25 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $2.2M | 42k | 51.67 | |
| Verizon Communications (VZ) | 0.1 | $2.3M | 49k | 46.67 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $2.2M | 17k | 127.50 | |
| ConAgra Foods (CAG) | 0.1 | $2.3M | 76k | 30.33 | |
| Questar Corporation | 0.1 | $2.1M | 96k | 22.48 | |
| iShares MSCI Spain Index (EWP) | 0.1 | $2.2M | 73k | 30.59 | |
| Public Storage | 0.1 | $2.2M | 87k | 25.19 | |
| D Qwest Corp 7.375%, 6/1/51 pfddom | 0.1 | $2.2M | 88k | 25.01 | |
| Kimco Realty Corporation | 0.1 | $2.2M | 100k | 21.93 | |
| Mondelez Int (MDLZ) | 0.1 | $2.2M | 70k | 31.42 | |
| Omnicare Inc dbcv 3.250%12/1 | 0.1 | $1.9M | 1.8M | 1.06 | |
| Target Corporation (TGT) | 0.1 | $2.0M | 31k | 63.96 | |
| Ford Motor Company (F) | 0.1 | $1.9M | 115k | 16.87 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $1.7M | 20k | 86.01 | |
| Dow Chemical Company | 0.1 | $1.9M | 49k | 38.38 | |
| TECO Energy | 0.1 | $1.8M | 107k | 16.54 | |
| Waste Management (WM) | 0.1 | $1.6M | 38k | 41.22 | |
| Southern Company (SO) | 0.1 | $1.6M | 39k | 41.16 | |
| Hershey Company (HSY) | 0.1 | $1.6M | 17k | 92.45 | |
| Lorillard | 0.1 | $1.6M | 35k | 44.78 | |
| Cheniere Energy (LNG) | 0.1 | $1.7M | 49k | 34.13 | |
| Natural Resource Partners | 0.1 | $1.5M | 79k | 19.05 | |
| Aegon Nv 7.2500% Series p | 0.1 | $1.6M | 66k | 25.05 | |
| Duke Energy (DUK) | 0.1 | $1.6M | 24k | 66.77 | |
| Kraft Foods | 0.1 | $1.7M | 32k | 52.46 | |
| Comcast Corp. 5% Pfd. p | 0.1 | $1.6M | 76k | 21.24 | |
| Axis Capital Hldgs Ltd Pfd 6.875% S preferred | 0.1 | $1.7M | 70k | 23.75 | |
| Arthur J. Gallagher & Co. (AJG) | 0.1 | $1.3M | 29k | 43.62 | |
| Blackstone | 0.1 | $1.3M | 52k | 24.87 | |
| Tractor Supply Company (TSCO) | 0.1 | $1.3M | 20k | 67.16 | |
| At&t (T) | 0.1 | $1.3M | 39k | 33.80 | |
| MDU Resources (MDU) | 0.1 | $1.3M | 47k | 27.95 | |
| Royal Dutch Shell | 0.1 | $1.4M | 21k | 65.63 | |
| Verisk Analytics (VRSK) | 0.1 | $1.2M | 19k | 64.94 | |
| Entergy Corporation (ETR) | 0.1 | $1.4M | 23k | 63.16 | |
| Alexion Pharmaceuticals | 0.1 | $1.3M | 11k | 116.15 | |
| Holly Energy Partners | 0.1 | $1.4M | 44k | 33.05 | |
| Protective Life | 0.1 | $1.4M | 33k | 42.55 | |
| Kinder Morgan Energy Partners | 0.1 | $1.3M | 16k | 79.80 | |
| D Bac Cap Tr Viii 6.00%35 preferred | 0.1 | $1.3M | 52k | 24.79 | |
| D Entergy Mississippi Inc Pfd preferred | 0.1 | $1.4M | 57k | 23.98 | |
| Pentair | 0.1 | $1.4M | 22k | 64.92 | |
| Hasbro (HAS) | 0.1 | $1.0M | 22k | 47.10 | |
| U.S. Bancorp (USB) | 0.1 | $1.1M | 30k | 36.58 | |
| United Parcel Service (UPS) | 0.1 | $1.2M | 13k | 91.30 | |
| 3M Company (MMM) | 0.1 | $1.1M | 9.3k | 119.39 | |
| Cisco Systems (CSCO) | 0.1 | $1.1M | 46k | 23.42 | |
| Intel Corporation (INTC) | 0.1 | $1.1M | 48k | 22.90 | |
| AmerisourceBergen (COR) | 0.1 | $1.2M | 20k | 61.09 | |
| Berkshire Hathaway (BRK.A) | 0.1 | $1.2M | 7.00 | 170285.71 | |
| Marsh & McLennan Companies (MMC) | 0.1 | $1.2M | 27k | 43.54 | |
| Stericycle (SRCL) | 0.1 | $1.2M | 10k | 115.36 | |
| TJX Companies (TJX) | 0.1 | $1.2M | 21k | 56.37 | |
| CenterPoint Energy (CNP) | 0.1 | $1.1M | 45k | 23.97 | |
| Park Electrochemical | 0.1 | $1.1M | 39k | 28.63 | |
| Williams Partners | 0.1 | $1.1M | 21k | 52.85 | |
| Church & Dwight (CHD) | 0.1 | $1.2M | 20k | 60.01 | |
| iShares MSCI South Korea Index Fund (EWY) | 0.1 | $1.2M | 19k | 61.45 | |
| iShares MSCI Canada Index (EWC) | 0.1 | $1.0M | 38k | 27.05 | |
| Hsbc Usa Inc. New Prf. G p | 0.1 | $1.1M | 51k | 20.78 | |
| Pnc Financial Services Group | 0.1 | $1.2M | 47k | 25.22 | |
| Tribune Co New Cl A | 0.1 | $1.2M | 20k | 63.09 | |
| Monsanto Company | 0.0 | $988k | 9.5k | 104.27 | |
| Ross Stores (ROST) | 0.0 | $848k | 12k | 72.73 | |
| Simpson Manufacturing (SSD) | 0.0 | $807k | 25k | 32.54 | |
| Olin Corporation (OLN) | 0.0 | $1.0M | 44k | 23.06 | |
| Altria (MO) | 0.0 | $953k | 28k | 34.33 | |
| UnitedHealth (UNH) | 0.0 | $877k | 12k | 71.55 | |
| Accenture (ACN) | 0.0 | $907k | 12k | 73.57 | |
| ITC Holdings | 0.0 | $923k | 9.8k | 93.79 | |
| Nestle SA Reg Shs. Ser. B Spons (NSRGY) | 0.0 | $964k | 14k | 69.55 | |
| Intel Corp sdcv | 0.0 | $810k | 750k | 1.08 | |
| National Fuel Gas (NFG) | 0.0 | $928k | 14k | 68.74 | |
| Reed Elsevier | 0.0 | $804k | 15k | 53.85 | |
| Getty Realty (GTY) | 0.0 | $805k | 42k | 19.42 | |
| Weatherford International Lt reg | 0.0 | $995k | 65k | 15.32 | |
| iShares MSCI Australia Index Fund (EWA) | 0.0 | $795k | 34k | 23.68 | |
| iShares MSCI Switzerland Index Fund (EWL) | 0.0 | $884k | 30k | 29.72 | |
| iShares MSCI Italy Index | 0.0 | $888k | 70k | 12.74 | |
| Aegon N V Pfd Perp 6.375 ps | 0.0 | $1.0M | 44k | 23.18 | |
| Pvr Partners | 0.0 | $840k | 36k | 23.12 | |
| Reinsurance Grp Of Amerpfd 6.2 p | 0.0 | $916k | 37k | 24.71 | |
| Capital One Finl 6% Pfd B p | 0.0 | $875k | 40k | 21.87 | |
| Weyerhaeuser C conv prf | 0.0 | $796k | 15k | 52.94 | |
| Simon Ppty Gp 8.375% Ser J Pfd preferred (SPG.PJ) | 0.0 | $849k | 13k | 64.20 | |
| Bank of America Corporation (BAC) | 0.0 | $605k | 44k | 13.79 | |
| Costco Wholesale Corporation (COST) | 0.0 | $641k | 5.6k | 115.08 | |
| Chevron Corporation (CVX) | 0.0 | $782k | 6.4k | 121.43 | |
| Hawaiian Electric Industries (HE) | 0.0 | $609k | 24k | 25.07 | |
| International Paper Company (IP) | 0.0 | $628k | 14k | 44.78 | |
| American Financial (AFG) | 0.0 | $727k | 14k | 54.01 | |
| CIGNA Corporation | 0.0 | $733k | 9.5k | 76.82 | |
| Fluor Corporation (FLR) | 0.0 | $773k | 11k | 70.88 | |
| Procter & Gamble Company (PG) | 0.0 | $708k | 9.4k | 75.56 | |
| United Technologies Corporation | 0.0 | $630k | 5.9k | 107.69 | |
| WellPoint | 0.0 | $727k | 8.7k | 83.54 | |
| Weyerhaeuser Company (WY) | 0.0 | $655k | 23k | 28.60 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.0 | $602k | 18k | 33.08 | |
| SLM Corporation (SLMPRA) | 0.0 | $638k | 13k | 47.77 | |
| Public Service Enterprise (PEG) | 0.0 | $658k | 20k | 32.90 | |
| Oracle Corporation (ORCL) | 0.0 | $758k | 23k | 33.14 | |
| Roper Industries (ROP) | 0.0 | $773k | 5.8k | 132.73 | |
| CF Industries Holdings (CF) | 0.0 | $585k | 2.8k | 210.58 | |
| Harte-Hanks | 0.0 | $571k | 65k | 8.83 | |
| Alaska Air (ALK) | 0.0 | $623k | 10k | 62.56 | |
| Boston Beer Company (SAM) | 0.0 | $755k | 3.1k | 244.18 | |
| Metlife Inc. 6.5% Pfd Non-cumu p | 0.0 | $612k | 25k | 24.85 | |
| iShares MSCI Austria Investable Mkt (EWO) | 0.0 | $689k | 39k | 17.51 | |
| Bb&t Pfd 5.625% | 0.0 | $634k | 31k | 20.56 | |
| Wells Fargo pre | 0.0 | $689k | 33k | 21.02 | |
| American Express Company (AXP) | 0.0 | $362k | 4.8k | 75.42 | |
| Abbott Laboratories (ABT) | 0.0 | $423k | 13k | 33.18 | |
| Spdr S&p 500 Etf (SPY) | 0.0 | $380k | 2.3k | 167.77 | |
| Cardinal Health (CAH) | 0.0 | $422k | 8.1k | 52.10 | |
| R.R. Donnelley & Sons Company | 0.0 | $550k | 35k | 15.76 | |
| Kroger (KR) | 0.0 | $349k | 8.7k | 40.23 | |
| Diageo (DEO) | 0.0 | $369k | 2.9k | 126.85 | |
| Merck & Co (MRK) | 0.0 | $366k | 7.7k | 47.57 | |
| Danaher Corporation (DHR) | 0.0 | $506k | 7.3k | 69.28 | |
| Murphy Oil Corporation (MUR) | 0.0 | $371k | 6.2k | 60.17 | |
| Xcel Energy (XEL) | 0.0 | $385k | 14k | 27.60 | |
| Hugoton Royalty Trust (HGTXU) | 0.0 | $394k | 53k | 7.46 | |
| Domino's Pizza (DPZ) | 0.0 | $387k | 5.7k | 67.88 | |
| Banco Macro SA (BMA) | 0.0 | $360k | 15k | 24.00 | |
| USANA Health Sciences (USNA) | 0.0 | $490k | 5.6k | 86.77 | |
| Ypf Sa (YPF) | 0.0 | $426k | 21k | 20.09 | |
| Precision Drilling Corporation | 0.0 | $418k | 42k | 9.91 | |
| iShares MSCI Taiwan Index | 0.0 | $467k | 34k | 13.90 | |
| iShares MSCI Thailand Index Fund (THD) | 0.0 | $399k | 5.4k | 74.50 | |
| WisdomTree India Earnings Fund (EPI) | 0.0 | $417k | 27k | 15.29 | |
| Citigroup Capital 7.8 preferr (C.PN) | 0.0 | $461k | 17k | 27.42 | |
| Vornado Realty Lp 7.875% Call | 0.0 | $386k | 15k | 26.17 | |
| Citigroup (C) | 0.0 | $348k | 7.2k | 48.49 | |
| Marathon Petroleum Corp (MPC) | 0.0 | $373k | 5.8k | 64.31 | |
| Dillards Capital Trust (DDT) | 0.0 | $520k | 20k | 25.67 | |
| State Street Corp | 0.0 | $557k | 27k | 20.46 | |
| Farmer Mac Pfd 5.875% Series preferred | 0.0 | $350k | 17k | 20.29 | |
| Texas Capital Bk 6.50% 9/1/42 Ser preferred | 0.0 | $561k | 26k | 21.41 | |
| Companhia de Bebidas das Americas | 0.0 | $303k | 7.9k | 38.29 | |
| Travelers Companies (TRV) | 0.0 | $262k | 3.1k | 84.46 | |
| Nu Skin Enterprises (NUS) | 0.0 | $229k | 2.4k | 95.42 | |
| Johnson Controls | 0.0 | $207k | 5.0k | 41.40 | |
| Regions Financial Corporation (RF) | 0.0 | $231k | 25k | 9.24 | |
| Emerson Electric (EMR) | 0.0 | $204k | 3.2k | 64.56 | |
| Hca | 0.0 | $215k | 5.1k | 42.57 | |
| Valero Energy Corporation (VLO) | 0.0 | $224k | 6.6k | 34.03 | |
| Thermo Fisher Scientific (TMO) | 0.0 | $331k | 3.6k | 91.92 | |
| McKesson Corporation (MCK) | 0.0 | $254k | 2.0k | 128.02 | |
| Macy's (M) | 0.0 | $207k | 4.8k | 43.22 | |
| Pepsi (PEP) | 0.0 | $250k | 3.1k | 79.49 | |
| New York Community Ban (NYCB) | 0.0 | $169k | 11k | 15.09 | |
| Delta Air Lines (DAL) | 0.0 | $265k | 11k | 23.51 | |
| Key (KEY) | 0.0 | $213k | 19k | 11.35 | |
| Petrobras Energia Participaciones SA | 0.0 | $212k | 38k | 5.62 | |
| Western Refining | 0.0 | $319k | 11k | 30.03 | |
| Cognex Corporation (CGNX) | 0.0 | $261k | 8.3k | 31.28 | |
| Teleflex Incorporated (TFX) | 0.0 | $312k | 3.8k | 82.24 | |
| Alliance Resource Partners (ARLP) | 0.0 | $296k | 4.0k | 74.00 | |
| Banco Bradesco SA (BBD) | 0.0 | $247k | 18k | 13.87 | |
| Senomyx | 0.0 | $320k | 91k | 3.53 | |
| iShares MSCI Malaysia Index Fund | 0.0 | $170k | 11k | 15.03 | |
| Hsbc Hldgs Plc adr a 1/40pf a | 0.0 | $304k | 12k | 24.62 | |
| Clearwire Communications Llc E conv | 0.0 | $333k | 300k | 1.11 | |
| Morgan Stanley Cap Tr V 5.75% preferred | 0.0 | $325k | 14k | 23.47 | |
| Morgan Stanley Cap Tr Vi p | 0.0 | $236k | 9.5k | 24.84 | |
| Ppl Corporation 8.75% pfd cv | 0.0 | $200k | 3.7k | 53.69 | |
| Partnerre | 0.0 | $306k | 12k | 25.08 | |
| Pvh Corporation (PVH) | 0.0 | $327k | 2.8k | 118.35 | |
| Monster Beverage | 0.0 | $290k | 5.6k | 52.10 | |
| Abbvie (ABBV) | 0.0 | $232k | 5.2k | 44.62 | |
| Goldman Sachs Group | 0.0 | $202k | 9.0k | 22.44 | |
| Hilton Hotels Pfd 8% preferred | 0.0 | $285k | 12k | 24.40 | |
| Frontier Communications | 0.0 | $44k | 11k | 4.18 | |
| National Bank of Greece | 0.0 | $89k | 22k | 4.04 | |
| Capstone Turbine Corporation | 0.0 | $23k | 20k | 1.15 | |
| Consumer Portfolio Services (CPSS) | 0.0 | $71k | 12k | 5.92 | |
| Chembio Diagnostics | 0.0 | $68k | 19k | 3.63 | |
| Wind Energy America | 0.0 | $0 | 30k | 0.00 |
