Roosevelt Investment Group

Roosevelt Investment as of Sept. 30, 2014

Portfolio Holdings for Roosevelt Investment

Roosevelt Investment holds 227 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Industries N shs - a - (LYB) 4.4 $83M 764k 108.66
Discover Financial Services (DFS) 4.4 $82M 1.3M 64.39
Wells Fargo & Company (WFC) 4.0 $75M 1.4M 51.87
Biogen Idec (BIIB) 3.0 $56M 169k 330.81
Facebook Inc cl a (META) 2.9 $54M 689k 79.04
CVS Caremark Corporation (CVS) 2.9 $54M 678k 79.59
Hess (HES) 2.8 $53M 560k 94.32
Morgan Stanley (MS) 2.7 $50M 1.4M 34.57
Microchip Technology (MCHP) 2.5 $47M 997k 47.23
Merck & Co (MRK) 2.5 $47M 784k 59.28
Weatherford Intl Plc ord 2.4 $46M 2.2M 20.80
Microsoft Corporation (MSFT) 2.3 $44M 940k 46.36
Home Depot (HD) 2.3 $43M 464k 91.74
Mallinckrodt Pub 2.3 $42M 470k 90.15
Apple (AAPL) 2.2 $42M 416k 100.75
Pfizer (PFE) 2.2 $41M 1.4M 29.57
Kansas City Southern 2.1 $40M 329k 121.20
Celgene Corporation 2.1 $39M 410k 94.78
EOG Resources (EOG) 2.0 $38M 384k 99.02
Nextera Energy (NEE) 2.0 $37M 396k 93.88
Flowserve Corporation (FLS) 1.9 $35M 493k 70.52
Kinder Morgan Management 1.8 $34M 366k 94.15
Stratasys (SSYS) 1.8 $34M 281k 120.78
Nxp Semiconductors N V (NXPI) 1.8 $33M 484k 68.43
Raytheon Company 1.7 $33M 322k 101.62
Cme (CME) 1.7 $32M 400k 79.95
Cit 1.4 $27M 591k 45.96
Fanuc Ltd-unpons (FANUY) 1.3 $25M 823k 30.20
Timkensteel (TMST) 1.2 $22M 482k 46.49
Sherwin-Williams Company (SHW) 1.2 $22M 100k 218.99
Visa (V) 1.1 $21M 98k 213.37
Timken Company (TKR) 1.1 $20M 481k 42.39
Boston Beer Company (SAM) 1.0 $19M 84k 221.76
American International (AIG) 0.9 $18M 326k 54.02
Plains Gp Hldgs L P shs a rep ltpn 0.9 $18M 576k 30.65
Novo Nordisk A/S (NVO) 0.9 $16M 343k 47.62
E.I. du Pont de Nemours & Company 0.9 $16M 224k 71.76
Oneok (OKE) 0.8 $16M 245k 65.55
Ubs Ag Jersey Brh Alerian Infrst 0.8 $15M 337k 45.72
Archer Daniels Midland Company (ADM) 0.8 $15M 294k 51.10
Equity Commonwealth (EQC) 0.7 $13M 506k 25.71
Eaton (ETN) 0.7 $13M 201k 63.37
Berkshire Hathaway (BRK.B) 0.7 $13M 91k 138.13
Enterprise Products Partners (EPD) 0.6 $11M 277k 40.30
Precision Castparts 0.6 $11M 44k 236.88
Gilead Sciences (GILD) 0.5 $10M 96k 106.45
Alcoa 0.5 $10M 620k 16.09
Honeywell International (HON) 0.5 $9.3M 100k 93.12
Google 0.5 $9.1M 15k 588.38
MasterCard Incorporated (MA) 0.5 $8.5M 115k 73.92
Cabot Oil & Gas Corporation (CTRA) 0.4 $8.0M 243k 32.69
McDonald's Corporation (MCD) 0.4 $7.6M 81k 94.81
Ann 0.4 $7.3M 178k 41.13
Tyco International Ltd S hs 0.3 $6.5M 145k 44.57
Nestle SA Reg Shs. Ser. B Spons (NSRGY) 0.3 $6.5M 88k 73.63
Ross Stores (ROST) 0.3 $5.9M 78k 75.57
Old Dominion Freight Line (ODFL) 0.3 $5.6M 79k 70.64
Aetna 0.3 $5.5M 67k 80.99
Vornado Realty Trust 0.3 $5.5M 208k 26.43
Johnson & Johnson (JNJ) 0.3 $5.1M 47k 106.58
Stanleyblack&decker5.75 p 0.3 $5.0M 204k 24.68
Google Inc Class C 0.3 $5.1M 8.9k 577.33
Kimco Realty Corporation 0.2 $4.6M 183k 24.95
General Electric Company 0.2 $4.2M 166k 25.62
Deutsche Bank 6.625% p 0.2 $4.0M 156k 25.39
Pnc Financial Services Group 0.2 $3.9M 144k 27.31
Reinsurance Grp Of Amerpfd 6.2 p 0.2 $3.9M 143k 27.51
Nextera Energy Capital 5.7% Pf p 0.2 $3.8M 157k 24.15
Bristol Myers Squibb (BMY) 0.2 $3.5M 69k 51.18
Aegon N V Pfd Perp 6.375 ps 0.2 $3.6M 142k 25.44
Public Storage 0.2 $3.6M 142k 25.69
JPMorgan Chase & Co. (JPM) 0.2 $3.4M 57k 60.24
Occidental Petroleum Corporation (OXY) 0.2 $3.4M 36k 96.15
DaVita (DVA) 0.2 $3.1M 43k 73.15
Lockheed Martin Corporation (LMT) 0.2 $3.2M 18k 182.80
Alliance Data Systems Corporation (BFH) 0.2 $3.1M 13k 248.28
Micron Technology (MU) 0.2 $3.3M 95k 34.26
Goldman Sachs Group Inc 6.125% preferred 0.2 $3.1M 120k 25.97
D Qwest Corp 7.375%, 6/1/51 pfddom 0.2 $3.3M 126k 26.02
Discover Finl Svs 0.2 $3.2M 128k 25.22
Kinder Morgan (KMI) 0.2 $3.0M 77k 38.34
Public Storage 0.2 $2.9M 112k 26.22
Mondelez Int (MDLZ) 0.2 $3.0M 86k 34.27
Eli Lilly & Co. (LLY) 0.1 $2.9M 44k 64.85
Lorillard 0.1 $2.7M 46k 59.92
Jp Morgan Chase Cap Xx1 p 0.1 $2.6M 101k 25.56
Us Bancorp 6.5% Pfd preferred 0.1 $2.7M 94k 28.68
Dow Chemical Company 0.1 $2.5M 48k 52.43
Verizon Communications (VZ) 0.1 $2.4M 49k 49.98
ConAgra Foods (CAG) 0.1 $2.5M 76k 33.04
Cheniere Energy (LNG) 0.1 $2.3M 29k 80.03
Metlife Inc. 6.5% Pfd Non-cumu p 0.1 $2.2M 87k 25.62
Qwest Corp p 0.1 $2.3M 92k 25.16
Plum Creek Timber 0.1 $2.0M 52k 39.00
Philip Morris International (PM) 0.1 $2.0M 25k 83.42
United States Cellular Corp 0.1 $2.1M 83k 25.30
Pitney Bowes Nt 6.7% preferred stocks (PBI.PB) 0.1 $2.1M 80k 25.91
Wells Fargo 5.85% public 0.1 $2.0M 80k 25.63
Waste Management (WM) 0.1 $1.8M 38k 47.52
TECO Energy 0.1 $1.9M 107k 17.38
Target Corporation (TGT) 0.1 $2.0M 31k 62.69
Entergy Corporation (ETR) 0.1 $1.8M 24k 77.32
Questar Corporation 0.1 $1.9M 87k 22.29
Duke Energy (DUK) 0.1 $1.8M 25k 74.77
Kraft Foods 0.1 $1.8M 32k 56.40
Allstate Corp Pfd 6.625% Cal 0.1 $2.0M 76k 25.60
Exxon Mobil Corporation (XOM) 0.1 $1.6M 18k 94.07
Altria (MO) 0.1 $1.6M 35k 45.94
Southern Company (SO) 0.1 $1.7M 39k 43.65
Regency Energy Partners 0.1 $1.7M 52k 32.62
Williams Partners 0.1 $1.6M 31k 53.03
O'reilly Automotive (ORLY) 0.1 $1.6M 11k 150.40
Hsbc Holdings Plc Pfd preferr 0.1 $1.7M 63k 26.64
Nextera Energy Capital Holdings 0.1 $1.7M 72k 23.67
Axis Capital Hldgs Ltd Pfd 6.875% S preferred 0.1 $1.7M 67k 25.91
At&t (T) 0.1 $1.5M 43k 35.23
Royal Dutch Shell 0.1 $1.6M 21k 76.18
Kinder Morgan Energy Partners 0.1 $1.5M 16k 93.26
Rayonier (RYN) 0.1 $1.6M 51k 31.15
Bb&t Pfd 5.625% 0.1 $1.5M 66k 23.14
Wells Fargo p 0.1 $1.4M 62k 22.79
Arthur J. Gallagher & Co. (AJG) 0.1 $1.3M 29k 45.34
Tractor Supply Company (TSCO) 0.1 $1.3M 21k 61.50
R.R. Donnelley & Sons Company 0.1 $1.4M 83k 16.47
International Business Machines (IBM) 0.1 $1.3M 7.1k 189.87
Alexion Pharmaceuticals 0.1 $1.4M 8.2k 165.82
Powershares Senior Loan Portfo mf 0.1 $1.3M 52k 24.28
D Bac Cap Tr Viii 6.00%35 preferred 0.1 $1.3M 52k 25.35
Tribune Co New Cl A 0.1 $1.3M 19k 65.81
Olin Corporation (OLN) 0.1 $1.1M 44k 25.26
Berkshire Hathaway (BRK.A) 0.1 $1.1M 6.00 189666.67
Marsh & McLennan Companies (MMC) 0.1 $1.1M 22k 52.35
Stericycle (SRCL) 0.1 $1.1M 9.9k 116.55
Verisk Analytics (VRSK) 0.1 $1.1M 19k 60.86
CenterPoint Energy (CNP) 0.1 $1.1M 46k 24.47
Enbridge Energy Partners 0.1 $1.2M 31k 38.86
Holly Energy Partners 0.1 $1.1M 30k 36.38
D Entergy Mississippi Inc Pfd preferred 0.1 $1.2M 46k 25.55
Kkr Financial Holdings 0.1 $1.0M 39k 26.69
BP (BP) 0.1 $865k 20k 43.93
Omnicare Inc dbcv 3.250%12/1 0.1 $1.0M 987k 1.04
Intel Corp sdcv 0.1 $953k 750k 1.27
Natural Resource Partners 0.1 $939k 72k 13.04
Reed Elsevier 0.1 $962k 15k 64.43
KKR & Co 0.1 $1.0M 45k 22.29
Hsbc Usa Inc. New Prf. G p 0.1 $878k 38k 22.96
Spdr Short-term High Yield mf (SJNK) 0.1 $1.0M 34k 29.92
Comcast Corp. 5% Pfd. p 0.1 $992k 40k 25.14
Weyerhaeuser C conv prf 0.1 $992k 18k 54.03
Spdr S&p 500 Etf (SPY) 0.0 $777k 3.9k 196.91
Simpson Manufacturing (SSD) 0.0 $723k 25k 29.15
Procter & Gamble Company (PG) 0.0 $813k 9.7k 83.71
Weyerhaeuser Company (WY) 0.0 $730k 23k 31.87
Public Service Enterprise (PEG) 0.0 $761k 20k 37.22
Roper Industries (ROP) 0.0 $738k 5.0k 146.23
Gulfport Energy Corporation 0.0 $818k 15k 53.41
Plains All American Pipeline (PAA) 0.0 $764k 13k 58.86
Spectra Energy Partners 0.0 $750k 14k 53.00
Church & Dwight (CHD) 0.0 $731k 10k 70.17
Global Partners (GLP) 0.0 $717k 17k 41.69
Getty Realty (GTY) 0.0 $701k 41k 16.99
Senomyx 0.0 $825k 101k 8.20
Ubs Ag Jersey Branch 0.0 $718k 9.8k 73.33
Simon Ppty Gp 8.375% Ser J Pfd preferred (SPG.PJ) 0.0 $829k 11k 72.75
Bank of America Corporation (BAC) 0.0 $611k 36k 17.05
Costco Wholesale Corporation (COST) 0.0 $648k 5.2k 125.36
Hawaiian Electric Industries (HE) 0.0 $645k 24k 26.55
International Paper Company (IP) 0.0 $541k 11k 47.77
United Technologies Corporation 0.0 $643k 6.1k 105.65
Danaher Corporation (DHR) 0.0 $550k 7.2k 76.01
Freeport-McMoRan Copper & Gold (FCX) 0.0 $626k 19k 32.66
Hugoton Royalty Trust (HGTXU) 0.0 $474k 53k 8.98
Domino's Pizza (DPZ) 0.0 $492k 6.4k 76.96
Us Bancorp 0.0 $630k 23k 26.98
Capital One Finl 6% Pfd B p 0.0 $473k 20k 23.40
Wells Fargo pre 0.0 $548k 24k 22.73
State Street Corp 0.0 $494k 22k 23.00
Crown Castle International Corp. pfd stk 0.0 $476k 4.5k 105.19
Jpm 6.27 12/31/49 0.0 $575k 23k 25.56
Eqc 5 3/4 08/01/42 0.0 $596k 28k 21.69
American Express Company (AXP) 0.0 $428k 4.9k 87.60
Monsanto Company 0.0 $308k 2.7k 112.41
Chevron Corporation (CVX) 0.0 $455k 3.8k 119.27
3M Company (MMM) 0.0 $350k 2.5k 141.64
MDU Resources (MDU) 0.0 $356k 13k 27.82
Hca 0.0 $356k 5.1k 70.50
Thermo Fisher Scientific (TMO) 0.0 $438k 3.6k 121.63
ConocoPhillips (COP) 0.0 $420k 5.5k 76.47
Pepsi (PEP) 0.0 $341k 3.7k 93.17
SLM Corporation (SLMPRA) 0.0 $402k 8.2k 49.32
PPL Corporation (PPL) 0.0 $324k 9.9k 32.84
Xcel Energy (XEL) 0.0 $424k 14k 30.39
Cognex Corporation (CGNX) 0.0 $322k 8.0k 40.25
El Paso Pipeline Partners 0.0 $462k 12k 40.17
NuStar Energy (NS) 0.0 $455k 6.9k 65.94
Park Electrochemical 0.0 $458k 20k 23.55
Teleflex Incorporated (TFX) 0.0 $399k 3.8k 105.17
Alliance Resource Partners (ARLP) 0.0 $343k 8.0k 42.88
Precision Drilling Corporation 0.0 $455k 42k 10.78
Market Vectors High Yield Muni. Ind 0.0 $347k 11k 30.77
Citigroup Capital 7.8 preferr (C.PN) 0.0 $374k 14k 26.94
Morgan Stanley Cap Tr V 5.75% preferred 0.0 $339k 14k 25.02
Vornado Realty Lp 7.875% Call 0.0 $315k 13k 25.28
Citigroup (C) 0.0 $329k 6.4k 51.80
Partnerre 0.0 $290k 11k 26.85
Dillards Capital Trust (DDT) 0.0 $355k 14k 25.88
Abbvie (ABBV) 0.0 $312k 5.4k 57.78
Texas Capital Bk 6.50% 9/1/42 Ser preferred 0.0 $443k 19k 23.98
Caterpillar (CAT) 0.0 $264k 2.7k 98.95
Walt Disney Company (DIS) 0.0 $231k 2.6k 88.91
Regions Financial Corporation (RF) 0.0 $251k 25k 10.04
Amgen (AMGN) 0.0 $249k 1.8k 140.68
Macy's (M) 0.0 $279k 4.8k 58.25
Energy Xxi 0.0 $223k 20k 11.35
New York Community Ban (NYCB) 0.0 $178k 11k 15.89
Mead Johnson Nutrition 0.0 $212k 2.2k 96.23
Harte-Hanks 0.0 $205k 32k 6.37
Key (KEY) 0.0 $216k 16k 13.32
Pepco Holdings 0.0 $227k 8.5k 26.74
Hsbc Hldgs Plc adr a 1/40pf a 0.0 $256k 10k 25.18
Jp Morgan Alerian Mlp Index (AMJ) 0.0 $242k 4.6k 53.19
Morgan Stanley Cap Tr Vi p 0.0 $227k 8.9k 25.51
Us Silica Hldgs (SLCA) 0.0 $277k 4.4k 62.40
Prudential Finl Inc Jr Sub Nt preferred 0.0 $215k 8.7k 24.71
Farmer Mac Pfd 5.875% Series preferred 0.0 $242k 10k 24.02
Allstate Corp 6.75 p 0.0 $206k 7.9k 26.08
Wind Energy America 0.0 $0 30k 0.00