Roosevelt Investment as of Sept. 30, 2015
Portfolio Holdings for Roosevelt Investment
Roosevelt Investment holds 225 positions in its portfolio as reported in the September 2015 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Wells Fargo & Company (WFC) | 4.2 | $65M | 1.3M | 51.35 | |
| Home Depot (HD) | 4.0 | $62M | 537k | 115.49 | |
| Lockheed Martin Corporation (LMT) | 4.0 | $61M | 295k | 207.31 | |
| Pfizer (PFE) | 3.2 | $50M | 1.6M | 31.41 | |
| CVS Caremark Corporation (CVS) | 2.6 | $41M | 422k | 96.48 | |
| Apple (AAPL) | 2.5 | $39M | 357k | 110.30 | |
| Cme (CME) | 2.5 | $39M | 423k | 92.74 | |
| 2.5 | $39M | 61k | 638.37 | ||
| Darden Restaurants (DRI) | 2.5 | $38M | 559k | 68.54 | |
| Facebook Inc cl a (META) | 2.4 | $37M | 408k | 89.90 | |
| Dunkin' Brands Group | 2.1 | $32M | 655k | 49.00 | |
| Edwards Lifesciences (EW) | 2.0 | $31M | 220k | 142.17 | |
| ConAgra Foods (CAG) | 2.0 | $31M | 752k | 40.51 | |
| Kinder Morgan (KMI) | 1.9 | $30M | 1.1M | 27.68 | |
| Industries N shs - a - (LYB) | 1.9 | $29M | 350k | 83.36 | |
| Morgan Stanley (MS) | 1.9 | $29M | 922k | 31.50 | |
| Sherwin-Williams Company (SHW) | 1.9 | $29M | 130k | 222.78 | |
| Allergan | 1.8 | $28M | 103k | 271.81 | |
| Honeywell International (HON) | 1.8 | $27M | 289k | 94.69 | |
| Old Dominion Freight Line (ODFL) | 1.7 | $27M | 441k | 61.00 | |
| Visa (V) | 1.7 | $27M | 384k | 69.66 | |
| O'reilly Automotive (ORLY) | 1.7 | $26M | 105k | 250.00 | |
| Celgene Corporation | 1.6 | $24M | 225k | 108.17 | |
| Biogen Idec (BIIB) | 1.6 | $24M | 83k | 291.81 | |
| Allegion Plc equity (ALLE) | 1.4 | $22M | 384k | 57.66 | |
| VMware | 1.4 | $22M | 280k | 78.79 | |
| Hershey Company (HSY) | 1.3 | $20M | 219k | 91.88 | |
| Microchip Technology (MCHP) | 1.2 | $18M | 427k | 43.09 | |
| Sempra Energy (SRE) | 1.2 | $18M | 188k | 96.72 | |
| Michael Kors Holdings | 1.2 | $18M | 431k | 42.24 | |
| Masco Corporation (MAS) | 1.1 | $18M | 701k | 25.18 | |
| Berkshire Hathaway (BRK.B) | 1.1 | $18M | 134k | 130.40 | |
| Nxp Semiconductors N V (NXPI) | 1.1 | $17M | 198k | 87.07 | |
| IAC/InterActive | 1.1 | $17M | 262k | 65.27 | |
| Nextera Energy (NEE) | 1.1 | $17M | 175k | 97.55 | |
| Suntrust Banks Inc $1.00 Par Cmn | 1.1 | $17M | 434k | 38.24 | |
| Equity Commonwealth (EQC) | 1.1 | $16M | 598k | 27.24 | |
| American International (AIG) | 1.0 | $15M | 267k | 56.82 | |
| Tyson Foods (TSN) | 0.9 | $14M | 333k | 43.10 | |
| Bristol Myers Squibb (BMY) | 0.9 | $14M | 237k | 59.20 | |
| Snap-on Incorporated (SNA) | 0.9 | $13M | 88k | 150.94 | |
| Kansas City Southern | 0.8 | $13M | 142k | 90.88 | |
| Verisk Analytics (VRSK) | 0.8 | $13M | 178k | 70.56 | |
| MasterCard Incorporated (MA) | 0.8 | $12M | 129k | 90.12 | |
| Polaris Industries (PII) | 0.7 | $11M | 89k | 119.87 | |
| Ross Stores (ROST) | 0.7 | $11M | 220k | 48.47 | |
| Jarden Corporation | 0.7 | $11M | 219k | 48.88 | |
| Ecolab (ECL) | 0.7 | $10M | 94k | 109.72 | |
| Gilead Sciences (GILD) | 0.6 | $9.9M | 101k | 98.19 | |
| EOG Resources (EOG) | 0.6 | $9.8M | 135k | 72.80 | |
| Range Resources (RRC) | 0.6 | $8.7M | 270k | 32.12 | |
| stock | 0.6 | $8.6M | 155k | 55.35 | |
| Bank of America Corporation (BAC) | 0.6 | $8.5M | 547k | 15.58 | |
| Aetna | 0.5 | $7.6M | 69k | 109.41 | |
| Enterprise Products Partners (EPD) | 0.5 | $7.3M | 292k | 24.90 | |
| Vornado Realty Trust | 0.4 | $5.9M | 232k | 25.55 | |
| Pnc Financial Services Group | 0.4 | $5.8M | 212k | 27.41 | |
| Wells Fargo 5.85% public | 0.4 | $5.8M | 227k | 25.50 | |
| Kimco Realty Corporation | 0.4 | $5.6M | 223k | 25.23 | |
| Cabot Oil & Gas Corporation (CTRA) | 0.3 | $5.2M | 238k | 21.86 | |
| Affiliated Managers (AMG) | 0.3 | $5.2M | 30k | 170.99 | |
| Allstate Corp Pfd 6.625% Cal | 0.3 | $4.9M | 185k | 26.44 | |
| Alliance Data Systems Corporation (BFH) | 0.3 | $4.7M | 18k | 258.95 | |
| Nextera Energy Capital 5.7% Pf p | 0.3 | $4.4M | 175k | 24.96 | |
| Johnson & Johnson (JNJ) | 0.3 | $4.2M | 45k | 93.36 | |
| Aegon N V Pfd Perp 6.375 ps | 0.3 | $4.1M | 163k | 25.20 | |
| Qwest Corp p | 0.3 | $4.2M | 165k | 25.49 | |
| Eli Lilly & Co. (LLY) | 0.3 | $4.0M | 48k | 83.70 | |
| D.R. Horton (DHI) | 0.3 | $4.0M | 135k | 29.36 | |
| General Electric Company | 0.2 | $3.9M | 156k | 25.22 | |
| Pitney Bowes Nt 6.7% preferred stocks (PBI.PB) | 0.2 | $3.8M | 146k | 26.10 | |
| Jpm 6 1/8 12/31/49 | 0.2 | $3.8M | 152k | 25.12 | |
| Raytheon Company | 0.2 | $3.6M | 33k | 109.25 | |
| Reinsurance Grp Of Amerpfd 6.2 p | 0.2 | $3.8M | 136k | 27.69 | |
| Discover Finl Svs | 0.2 | $3.5M | 135k | 25.81 | |
| Microsoft Corporation (MSFT) | 0.2 | $3.5M | 78k | 44.26 | |
| D Qwest Corp 7.375%, 6/1/51 pfddom | 0.2 | $3.0M | 119k | 25.51 | |
| Public Storage | 0.2 | $3.0M | 119k | 25.63 | |
| iShares Gold Trust | 0.2 | $2.9M | 274k | 10.78 | |
| Public Storage | 0.2 | $2.8M | 112k | 25.44 | |
| Stanleyblack&decker5.75 p | 0.2 | $2.7M | 106k | 25.50 | |
| Procter & Gamble Company (PG) | 0.2 | $2.6M | 36k | 71.93 | |
| Goldman Sachs Group Inc 6.125% preferred | 0.2 | $2.6M | 104k | 25.31 | |
| Target Corporation (TGT) | 0.1 | $2.4M | 30k | 78.67 | |
| UnitedHealth (UNH) | 0.1 | $2.4M | 21k | 116.02 | |
| Mead Johnson Nutrition | 0.1 | $2.3M | 33k | 70.40 | |
| Charles Schwab Corp. 6% Pfd. p | 0.1 | $2.3M | 91k | 25.17 | |
| Bright Horizons Fam Sol In D (BFAM) | 0.1 | $2.3M | 36k | 64.25 | |
| DaVita (DVA) | 0.1 | $2.1M | 30k | 72.33 | |
| Stericycle (SRCL) | 0.1 | $2.1M | 15k | 139.33 | |
| Wells Fargo p | 0.1 | $2.2M | 89k | 24.50 | |
| Vz 5.9 02/15/54 | 0.1 | $2.2M | 85k | 26.00 | |
| Spdr S&p 500 Etf (SPY) | 0.1 | $2.0M | 10k | 191.65 | |
| Dow Chemical Company | 0.1 | $2.0M | 48k | 42.41 | |
| Verizon Communications (VZ) | 0.1 | $2.0M | 47k | 43.50 | |
| Plum Creek Timber | 0.1 | $2.0M | 51k | 39.51 | |
| International Business Machines (IBM) | 0.1 | $2.0M | 14k | 144.97 | |
| Us Bancorp 6.5% Pfd preferred | 0.1 | $2.0M | 69k | 28.71 | |
| Kraft Heinz (KHC) | 0.1 | $1.9M | 27k | 70.57 | |
| Waste Management (WM) | 0.1 | $1.9M | 38k | 49.82 | |
| Altria (MO) | 0.1 | $1.9M | 35k | 54.39 | |
| Occidental Petroleum Corporation (OXY) | 0.1 | $1.9M | 28k | 66.14 | |
| Philip Morris International (PM) | 0.1 | $1.9M | 24k | 79.33 | |
| Southern Company (SO) | 0.1 | $1.8M | 41k | 44.71 | |
| Concho Resources | 0.1 | $1.8M | 19k | 98.32 | |
| B&G Foods (BGS) | 0.1 | $1.9M | 52k | 36.46 | |
| Tractor Supply Company (TSCO) | 0.1 | $1.7M | 20k | 84.30 | |
| Nextera Energy Capital Holdings | 0.1 | $1.8M | 72k | 24.70 | |
| Duke Energy (DUK) | 0.1 | $1.7M | 24k | 71.93 | |
| Public Storage Dep 1/1000 Pfd p | 0.1 | $1.6M | 63k | 26.06 | |
| R.R. Donnelley & Sons Company | 0.1 | $1.6M | 109k | 14.56 | |
| Entergy Corporation (ETR) | 0.1 | $1.5M | 23k | 65.09 | |
| Hsbc Holdings Plc Pfd preferr | 0.1 | $1.6M | 62k | 25.51 | |
| Kkr Financial Holdings | 0.1 | $1.5M | 58k | 26.60 | |
| Bb&t Pfd 5.625% | 0.1 | $1.5M | 62k | 24.82 | |
| Axis Capital Hldgs Ltd Pfd 6.875% S preferred | 0.1 | $1.6M | 62k | 26.08 | |
| Dlr 7 3/8 12/31/49 | 0.1 | $1.5M | 56k | 26.70 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $1.5M | 20k | 74.37 | |
| At&t (T) | 0.1 | $1.4M | 42k | 32.59 | |
| D Bac Cap Tr Viii 6.00%35 preferred | 0.1 | $1.3M | 52k | 25.45 | |
| Google Inc Class C | 0.1 | $1.4M | 2.3k | 608.52 | |
| Arthur J. Gallagher & Co. (AJG) | 0.1 | $1.2M | 29k | 41.28 | |
| Alexion Pharmaceuticals | 0.1 | $1.2M | 7.9k | 156.34 | |
| Reynolds American | 0.1 | $1.1M | 26k | 44.26 | |
| Berkshire Hathaway (BRK.A) | 0.1 | $1.1M | 6.00 | 179000.00 | |
| Toll Brothers (TOL) | 0.1 | $1.1M | 32k | 34.24 | |
| Questar Corporation | 0.1 | $1.1M | 58k | 19.42 | |
| TreeHouse Foods (THS) | 0.1 | $1.0M | 13k | 77.78 | |
| Rayonier (RYN) | 0.1 | $1.1M | 50k | 22.06 | |
| KKR & Co | 0.1 | $1.1M | 66k | 16.78 | |
| D Entergy Mississippi Inc Pfd preferred | 0.1 | $1.1M | 44k | 25.69 | |
| Mondelez Int (MDLZ) | 0.1 | $1.0M | 24k | 41.86 | |
| Eaton (ETN) | 0.1 | $1.1M | 22k | 51.28 | |
| Wells Fargo Pfd 6% Ser V | 0.1 | $1.0M | 40k | 25.15 | |
| Cit | 0.1 | $928k | 23k | 40.03 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $898k | 15k | 60.98 | |
| Discover Financial Services (DFS) | 0.1 | $968k | 19k | 52.00 | |
| Royal Dutch Shell | 0.1 | $986k | 21k | 47.40 | |
| Boston Beer Company (SAM) | 0.1 | $869k | 4.1k | 210.67 | |
| Energy Transfer Partners | 0.1 | $873k | 21k | 41.05 | |
| Church & Dwight (CHD) | 0.1 | $874k | 10k | 83.90 | |
| Comcast Corp. 5% Pfd. p | 0.1 | $945k | 37k | 25.49 | |
| Weyerhaeuser C conv prf | 0.1 | $856k | 18k | 47.71 | |
| Plains Gp Hldgs L P shs a rep ltpn | 0.1 | $967k | 55k | 17.50 | |
| Costco Wholesale Corporation (COST) | 0.1 | $739k | 5.1k | 144.51 | |
| Newell Rubbermaid (NWL) | 0.1 | $830k | 21k | 39.70 | |
| Public Service Enterprise (PEG) | 0.1 | $843k | 20k | 42.15 | |
| CenterPoint Energy (CNP) | 0.1 | $814k | 45k | 18.05 | |
| Enbridge Energy Partners | 0.1 | $727k | 29k | 24.74 | |
| TASER International | 0.1 | $734k | 33k | 22.03 | |
| Holly Energy Partners | 0.1 | $736k | 25k | 29.03 | |
| Hsbc Usa Inc. New Prf. G p | 0.1 | $800k | 35k | 22.57 | |
| Wells Fargo pre | 0.1 | $777k | 32k | 24.23 | |
| Fifth Third Pfd 6.625% p (FITBI) | 0.1 | $723k | 27k | 27.23 | |
| Williams Partners | 0.1 | $823k | 26k | 31.90 | |
| McDonald's Corporation (MCD) | 0.0 | $542k | 5.5k | 98.58 | |
| Walt Disney Company (DIS) | 0.0 | $608k | 5.9k | 102.24 | |
| Marsh & McLennan Companies (MMC) | 0.0 | $589k | 11k | 52.24 | |
| Weyerhaeuser Company (WY) | 0.0 | $615k | 23k | 27.33 | |
| Danaher Corporation (DHR) | 0.0 | $624k | 7.3k | 85.22 | |
| Cheniere Energy (LNG) | 0.0 | $603k | 13k | 48.34 | |
| Getty Realty (GTY) | 0.0 | $652k | 41k | 15.81 | |
| Us Bancorp | 0.0 | $588k | 22k | 26.34 | |
| Public Stor 5.375% | 0.0 | $693k | 29k | 24.31 | |
| Mallinckrodt Pub | 0.0 | $671k | 11k | 63.91 | |
| Simon Ppty Gp 8.375% Ser J Pfd preferred (SPG.PJ) | 0.0 | $654k | 9.4k | 69.95 | |
| Jpm 6.27 12/31/49 | 0.0 | $587k | 22k | 26.80 | |
| Eqc 5 3/4 08/01/42 | 0.0 | $644k | 27k | 24.03 | |
| Cof 6.7 12/31/49 | 0.0 | $606k | 23k | 26.52 | |
| American Express Company (AXP) | 0.0 | $404k | 5.4k | 74.21 | |
| 3M Company (MMM) | 0.0 | $493k | 3.5k | 141.67 | |
| Hca | 0.0 | $391k | 5.1k | 77.43 | |
| Thermo Fisher Scientific (TMO) | 0.0 | $440k | 3.6k | 122.19 | |
| Schlumberger (SLB) | 0.0 | $505k | 7.3k | 68.91 | |
| United Technologies Corporation | 0.0 | $461k | 5.2k | 89.00 | |
| Advance Auto Parts (AAP) | 0.0 | $413k | 2.2k | 189.54 | |
| Frontier Communications | 0.0 | $516k | 109k | 4.75 | |
| Xcel Energy (XEL) | 0.0 | $494k | 14k | 35.41 | |
| Domino's Pizza (DPZ) | 0.0 | $502k | 4.7k | 107.91 | |
| Spectra Energy Partners | 0.0 | $537k | 13k | 40.20 | |
| Global Partners (GLP) | 0.0 | $487k | 17k | 28.31 | |
| Senomyx | 0.0 | $431k | 97k | 4.46 | |
| Capital One Finl 6% Pfd B p | 0.0 | $425k | 17k | 24.77 | |
| Vornado Realty Trust 5.4% Seri p (VNO.PL) | 0.0 | $396k | 18k | 22.49 | |
| Texas Capital Bk 6.50% 9/1/42 Ser preferred | 0.0 | $387k | 16k | 24.81 | |
| Crown Castle Intl Corp New cnv pfd stk sr a | 0.0 | $472k | 4.6k | 101.83 | |
| Monsanto Company | 0.0 | $234k | 2.7k | 85.40 | |
| Chevron Corporation (CVX) | 0.0 | $250k | 3.2k | 79.01 | |
| Avon Products | 0.0 | $248k | 77k | 3.24 | |
| Simpson Manufacturing (SSD) | 0.0 | $361k | 11k | 33.53 | |
| Macy's (M) | 0.0 | $246k | 4.8k | 51.35 | |
| Merck & Co (MRK) | 0.0 | $264k | 5.4k | 49.33 | |
| Starbucks Corporation (SBUX) | 0.0 | $254k | 4.5k | 56.91 | |
| Yahoo! | 0.0 | $271k | 9.4k | 28.95 | |
| NuStar Energy (NS) | 0.0 | $309k | 6.9k | 44.78 | |
| Plains All American Pipeline (PAA) | 0.0 | $379k | 13k | 30.38 | |
| Teleflex Incorporated (TFX) | 0.0 | $277k | 2.2k | 124.16 | |
| Hsbc Hldgs Plc adr a 1/40pf a | 0.0 | $239k | 9.5k | 25.25 | |
| Citigroup Capital 7.8 preferr (C.PN) | 0.0 | $348k | 14k | 25.71 | |
| Morgan Stanley Cap Tr V 5.75% preferred | 0.0 | $339k | 14k | 25.02 | |
| Proshares Tr pshs sh msci emr (EUM) | 0.0 | $344k | 12k | 29.91 | |
| Citigroup (C) | 0.0 | $285k | 5.7k | 49.65 | |
| Partnerre | 0.0 | $322k | 12k | 27.52 | |
| Dillards Capital Trust (DDT) | 0.0 | $337k | 13k | 26.41 | |
| State Street Corp | 0.0 | $364k | 15k | 24.89 | |
| Abbvie (ABBV) | 0.0 | $362k | 6.7k | 54.44 | |
| Regions Financial Corporation (RF) | 0.0 | $225k | 25k | 9.00 | |
| Mohawk Industries (MHK) | 0.0 | $224k | 1.2k | 181.52 | |
| Amgen (AMGN) | 0.0 | $230k | 1.7k | 138.22 | |
| Nike (NKE) | 0.0 | $205k | 1.7k | 122.83 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.0 | $179k | 19k | 9.68 | |
| New York Community Ban (NYCB) | 0.0 | $202k | 11k | 18.04 | |
| Hugoton Royalty Trust (HGTXU) | 0.0 | $138k | 47k | 2.95 | |
| Key (KEY) | 0.0 | $159k | 12k | 13.00 | |
| MarketAxess Holdings (MKTX) | 0.0 | $223k | 2.4k | 92.80 | |
| Pepco Holdings | 0.0 | $206k | 8.5k | 24.27 | |
| Precision Drilling Corporation | 0.0 | $157k | 42k | 3.72 | |
| Deutsche Bk 6.55% Pfd preferr | 0.0 | $208k | 7.9k | 26.33 | |
| Goldman Sachs Group | 0.0 | $205k | 8.2k | 25.00 | |
| Prudential Finl Inc Jr Sub Nt preferred | 0.0 | $219k | 8.7k | 25.17 | |
| Allstate Corp 6.75 p | 0.0 | $209k | 7.9k | 26.46 | |
| Nrg Yield | 0.0 | $165k | 14k | 11.59 | |
| Hii Technologies Incorporated | 0.0 | $0 | 36k | 0.00 | |
| Wind Energy America | 0.0 | $0 | 30k | 0.00 | |
| Northstar Electronics | 0.0 | $0 | 15k | 0.00 |
