Sandler O'Neill Asset Management

Sandler Oneill Asset Management as of Sept. 30, 2013

Portfolio Holdings for Sandler Oneill Asset Management

Sandler Oneill Asset Management holds 167 positions in its portfolio as reported in the September 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
State Street Bank Financial 4.2 $40M 2.5M 15.87
Citigroup (C) 3.2 $30M 627k 48.51
JPMorgan Chase & Co. (JPM) 2.5 $24M 455k 51.69
First Citizens BancShares (FCNCA) 2.4 $23M 111k 205.60
State Street Corporation (STT) 2.2 $21M 317k 65.75
OmniAmerican Ban 2.0 $19M 774k 24.46
Wintrust Financial Corporation (WTFC) 1.9 $18M 438k 41.07
First Nbc Bank Holding 1.8 $17M 697k 24.38
PNC Financial Services (PNC) 1.7 $17M 228k 72.45
BancFirst Corporation (BANF) 1.7 $16M 293k 54.07
Lazard Ltd-cl A shs a 1.6 $16M 436k 36.02
Southwest Ban 1.5 $15M 994k 14.81
First Midwest Ban 1.4 $14M 911k 15.08
Raymond James Financial (RJF) 1.4 $14M 329k 41.67
Independent Bank Corporation (IBCP) 1.4 $14M 1.4M 10.00
Capital One Financial (COF) 1.4 $14M 196k 68.74
Simmons First National Corporation (SFNC) 1.4 $13M 424k 31.09
Aercap Holdings Nv Ord Cmn (AER) 1.4 $13M 667k 19.46
Territorial Ban (TBNK) 1.3 $13M 575k 21.97
MetLife (MET) 1.2 $12M 253k 46.95
Ambac Finl (AMBC) 1.2 $12M 643k 18.14
Palmetto Bancshares 1.2 $12M 885k 13.04
North Valley Ban 1.2 $12M 608k 18.90
MB Financial 1.2 $11M 400k 28.21
Arthur J. Gallagher & Co. (AJG) 1.2 $11M 255k 43.65
American Express Company (AXP) 1.1 $10M 137k 75.52
Preferred Bank, Los Angeles (PFBC) 1.1 $10M 583k 17.79
American International (AIG) 1.1 $10M 206k 48.63
United Community Financial 1.0 $9.9M 2.6M 3.89
CoBiz Financial 1.0 $9.9M 1.0M 9.66
1st United Ban 1.0 $9.5M 1.3M 7.33
United Cmnty Bks Ga Cap Stk (UCBI) 1.0 $9.4M 627k 14.99
Heritage Oaks Ban 1.0 $9.4M 1.5M 6.40
First Financial Ban (FFBC) 0.9 $9.1M 600k 15.17
Discover Financial Services (DFS) 0.9 $9.1M 180k 50.54
Fox Chase Ban 0.9 $8.6M 495k 17.40
Century Ban 0.9 $8.4M 253k 33.33
HF Financial 0.9 $8.4M 656k 12.84
Walter Investment Management 0.9 $8.3M 209k 39.54
HopFed Ban 0.9 $8.2M 735k 11.19
Malvern Ban 0.9 $8.2M 645k 12.74
American River Bankshares 0.8 $7.4M 868k 8.50
Boston Private Financial Holdings 0.8 $7.1M 645k 11.09
Suffolk Ban 0.8 $7.2M 405k 17.72
If Bancorp (IROQ) 0.8 $7.2M 445k 16.10
Charter Fin. 0.7 $7.0M 649k 10.80
Realogy Hldgs (HOUS) 0.7 $6.9M 160k 43.02
1st Century Bancshares 0.7 $6.8M 900k 7.51
Evans Bancorp (EVBN) 0.7 $6.6M 339k 19.56
Si Financial Group 0.7 $6.6M 582k 11.35
M&t Bank Corp Wts Exp 12/23/1 wts 0.7 $6.4M 168k 38.26
Laporte Ban 0.7 $6.3M 600k 10.46
Texas Capital Bancshares (TCBI) 0.7 $6.2M 135k 45.89
11/14/2018 W Exp 11/14/2018 0.6 $6.1M 2.0M 3.12
Southern Missouri Ban (SMBC) 0.6 $6.0M 226k 26.60
City National Corporation 0.6 $5.9M 88k 66.66
Xenith Bankshares 0.6 $5.9M 986k 6.00
Northrim Ban (NRIM) 0.6 $5.8M 241k 24.10
Park Sterling Bk Charlott 0.6 $5.9M 913k 6.41
Silvercrest Asset Mgmt Groupcl (SAMG) 0.6 $5.7M 420k 13.63
Standard Financial 0.6 $5.7M 310k 18.25
Air Lease Corp (AL) 0.6 $5.4M 197k 27.66
Hamilton Bancorp Inc Md 0.6 $5.4M 365k 14.85
Invesco (IVZ) 0.6 $5.4M 168k 31.90
Bridge Capital Holdings 0.5 $5.1M 303k 16.98
Bank Mutual Corporation 0.5 $5.0M 805k 6.27
LNB Ban 0.5 $5.1M 540k 9.40
Wsfs Financial Corporation 6.25% P 0.5 $5.1M 196k 25.75
Seacoast Banking Corporation of Florida 0.5 $4.9M 2.3M 2.17
Huntington Bancshares Incorporated (HBAN) 0.5 $5.0M 600k 8.26
Chicopee Ban 0.5 $4.8M 270k 17.61
Bank Of Montreal Cadcom (BMO) 0.5 $4.7M 70k 66.82
Heritage Commerce (HTBK) 0.5 $4.7M 613k 7.65
Poage Bankshares 0.5 $4.5M 314k 14.45
Wilshire Ban 0.5 $4.5M 550k 8.17
Sierra Ban (BSRR) 0.5 $4.5M 285k 15.73
Capit Bk Fin A 0.5 $4.5M 205k 21.95
Synovus Financial 0.5 $4.4M 1.3M 3.30
Peoples Federal Bancshares 0.5 $4.3M 248k 17.42
First Busey Corporation 0.4 $4.2M 800k 5.21
Chemical Financial Corporation 0.4 $4.2M 150k 27.92
MidWestOne Financial (MOFG) 0.4 $4.2M 164k 25.71
First Community Corporation (FCCO) 0.4 $4.2M 405k 10.43
MainSource Financial 0.4 $4.0M 266k 15.19
Oba Financial Services 0.4 $4.0M 213k 19.00
State Invs Ban 0.4 $4.0M 245k 16.48
Guaranty Bancorp Del 0.4 $3.9M 286k 13.69
Louisiana Ban 0.4 $3.5M 201k 17.60
National Bank Hldgsk (NBHC) 0.4 $3.5M 172k 20.54
Comerica Incorporated (CMA) 0.4 $3.4M 86k 39.30
Bridge Ban 0.4 $3.4M 159k 21.50
Regions Financial Corporation (RF) 0.3 $3.2M 350k 9.26
Riverview Ban (RVSB) 0.3 $3.3M 1.2M 2.63
Bank of Marin Ban (BMRC) 0.3 $3.2M 78k 41.56
Alliance Bancorp Inc Pa 0.3 $3.1M 215k 14.50
Piper Jaffray Companies (PIPR) 0.3 $3.1M 90k 34.29
Walker & Dunlop (WD) 0.3 $3.0M 190k 15.91
Hometrust Bancshares (HTBI) 0.3 $3.1M 188k 16.50
Hingham Institution for Savings (HIFS) 0.3 $2.9M 42k 69.90
Polonia Bancorp Inc Md 0.3 $2.9M 288k 10.00
United Community Ban 0.3 $2.9M 287k 10.10
Washington Banking Company 0.3 $2.7M 195k 14.06
Eagle Ban (EBMT) 0.3 $2.7M 253k 10.85
Nationstar Mortgage 0.3 $2.8M 49k 56.22
Wolverine Bancorp 0.3 $2.7M 134k 19.80
First Bancshares (FBMS) 0.3 $2.6M 185k 14.00
Brown & Brown (BRO) 0.3 $2.5M 79k 32.10
Franklin Resources (BEN) 0.3 $2.5M 50k 50.54
Asb Bancorp Inc Nc 0.3 $2.4M 143k 17.13
Flushing Financial Corporation (FFIC) 0.2 $2.4M 128k 18.45
Willis Lease Finance Corporation (WLFC) 0.2 $2.4M 150k 15.73
Jacksonville Ban 0.2 $2.4M 4.9M 0.49
Trustmark Corporation (TRMK) 0.2 $2.3M 90k 25.60
FedFirst Financial Corporation 0.2 $2.3M 117k 19.25
Colonial Financial Services 0.2 $2.3M 173k 13.50
Camco Financial (CAFI) 0.2 $2.3M 562k 4.03
BOK Financial Corporation (BOKF) 0.2 $2.2M 35k 63.34
Cowen 0.2 $2.2M 635k 3.44
Wells Fargo & Company (WFC) 0.2 $2.1M 50k 41.32
Sterling Finl Corp Wash 0.2 $2.1M 74k 28.65
Old Line Bancshares 0.2 $2.1M 155k 13.42
T. Rowe Price (TROW) 0.2 $2.0M 28k 71.94
Morgan Stanley (MS) 0.2 $2.0M 75k 26.95
Access National Corporation 0.2 $2.0M 138k 14.26
Home Fed Bancorp Inc La (HFBL) 0.2 $2.0M 120k 16.97
Georgetown Bancorp Inc Md 0.2 $1.9M 135k 14.40
U.S. Bancorp (USB) 0.2 $1.8M 50k 36.58
Hilltop Holdings (HTH) 0.2 $1.9M 100k 18.50
Flagstar Ban 0.2 $1.7M 116k 14.76
Glacier Ban (GBCI) 0.2 $1.6M 65k 24.68
West Bancorporation (WTBA) 0.2 $1.6M 118k 13.80
Spdr S&p 500 Etf (SPY) 0.2 $1.5M 4.5k 332.44
Hancock Holding Company (HWC) 0.2 $1.6M 50k 31.38
Citizens & Northern Corporation (CZNC) 0.2 $1.5M 75k 19.95
Fly Leasing 0.1 $1.4M 100k 13.88
Connectone Ban 0.1 $1.5M 42k 35.12
Suntrust Banks Inc $1.00 Par Cmn 0.1 $1.3M 40k 32.42
Tor Dom Bk Cad (TD) 0.1 $1.4M 15k 90.00
First Ban (FNLC) 0.1 $1.4M 82k 16.65
Premier Financial Ban 0.1 $1.2M 104k 11.54
Suntrust Bks Inc wrt exp 12/31/2 0.1 $1.2M 154k 7.80
Yadkin Finl Corp 0.1 $1.2M 70k 17.23
Sunshine Financial 0.1 $1.1M 70k 15.60
Jpmorgan Chase & Co. w exp 10/201 0.1 $947k 57k 16.76
Jacksonville Ban 0.1 $937k 48k 19.48
American Homes 4 Rent-a reit (AMH) 0.1 $945k 59k 16.15
Partner Re 0.1 $829k 9.1k 91.54
First Interstate Bancsystem (FIBK) 0.1 $852k 35k 24.14
First Business Financial Services (FBIZ) 0.1 $816k 25k 32.64
American Residential Pptys I 0.1 $881k 50k 17.62
WesBan (WSBC) 0.1 $743k 25k 29.72
Oneida Financial 0.1 $806k 61k 13.23
Ambac Finl Group Inc *w exp 04/30/202 0.1 $754k 63k 12.06
Bank of America Corporation (BAC) 0.1 $690k 50k 13.80
Legg Mason 0.1 $669k 20k 33.45
Fidelity National Financial 0.1 $665k 25k 26.60
New Century Ban (NCBC) 0.1 $599k 89k 6.75
Carroll Ban 0.1 $569k 35k 16.26
Fortegra Financial 0.1 $434k 51k 8.51
First Ban (FBNC) 0.0 $361k 25k 14.44
Citizens Community Ban (CZWI) 0.0 $377k 52k 7.25
DNB Financial Corp 0.0 $363k 17k 20.98
Everbank Finl 0.0 $375k 25k 15.00
Simplicity Ban 0.0 $389k 25k 15.56
Westfield Financial 0.0 $161k 23k 7.06
HMN Financial (HMNF) 0.0 $229k 29k 7.90
Southcoast Financial cmn 0.0 $63k 11k 5.73