Scotia Capital as of Sept. 30, 2011
Portfolio Holdings for Scotia Capital
Scotia Capital holds 280 positions in its portfolio as reported in the September 2011 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Tor Dom Bk Cad (TD) | 8.7 | $118M | 1.7M | 71.22 | |
| Rbc Cad (RY) | 7.8 | $107M | 2.3M | 45.72 | |
| Bk Nova Cad (BNS) | 7.5 | $103M | 2.1M | 50.19 | |
| Transcanada Corp | 5.7 | $78M | 1.9M | 40.46 | |
| Enbridge (ENB) | 4.1 | $57M | 1.8M | 31.91 | |
| Bce (BCE) | 4.1 | $56M | 1.5M | 37.45 | |
| Bank Of Montreal Cadcom (BMO) | 3.3 | $45M | 809k | 55.88 | |
| Rogers Communications -cl B (RCI) | 2.7 | $37M | 1.1M | 34.24 | |
| Canadian Natl Ry (CNI) | 2.7 | $37M | 552k | 66.86 | |
| iShares Silver Trust (SLV) | 2.2 | $31M | 1.1M | 28.92 | |
| Cibc Cad (CM) | 2.0 | $27M | 384k | 69.86 | |
| Suncor Energy (SU) | 1.6 | $22M | 850k | 25.55 | |
| Barrick Gold Corp (GOLD) | 1.3 | $18M | 392k | 46.77 | |
| Transalta Corp (TAC) | 1.3 | $18M | 804k | 21.77 | |
| Sun Life Financial (SLF) | 1.2 | $17M | 689k | 23.90 | |
| Shaw Communications Inc cl b conv | 1.2 | $16M | 807k | 20.30 | |
| Caterpillar (CAT) | 1.1 | $15M | 199k | 73.77 | |
| Manulife Finl Corp (MFC) | 1.1 | $15M | 1.3M | 11.35 | |
| Encana Corp | 1.1 | $14M | 748k | 19.20 | |
| Apple (AAPL) | 1.0 | $14M | 37k | 381.37 | |
| Wal-Mart Stores (WMT) | 1.0 | $14M | 264k | 51.89 | |
| Brookfield Asset Management | 1.0 | $14M | 487k | 27.67 | |
| Thomson Reuters Corp | 1.0 | $13M | 496k | 27.07 | |
| Pepsi (PEP) | 0.9 | $13M | 209k | 61.91 | |
| Canadian Pacific Railway | 0.9 | $13M | 264k | 48.12 | |
| Cenovus Energy (CVE) | 0.9 | $12M | 394k | 30.77 | |
| Johnson & Johnson (JNJ) | 0.9 | $12M | 189k | 63.53 | |
| Agrium | 0.8 | $10M | 157k | 66.55 | |
| Philip Morris International (PM) | 0.7 | $9.8M | 157k | 62.34 | |
| Tim Hortons Inc Com Stk | 0.7 | $9.8M | 212k | 46.51 | |
| McDonald's Corporation (MCD) | 0.7 | $9.4M | 107k | 87.71 | |
| Imperial Oil (IMO) | 0.7 | $9.2M | 257k | 35.91 | |
| iShares MSCI Emerging Markets Indx (EEM) | 0.6 | $8.6M | 246k | 35.12 | |
| Intel Corporation (INTC) | 0.6 | $8.4M | 392k | 21.36 | |
| General Electric Company | 0.6 | $8.2M | 536k | 15.24 | |
| Research In Motion | 0.6 | $8.1M | 397k | 20.30 | |
| Teck Resources Ltd cl b (TECK) | 0.6 | $8.0M | 274k | 29.27 | |
| 0.6 | $7.6M | 15k | 514.58 | ||
| Procter & Gamble Company (PG) | 0.5 | $7.3M | 115k | 63.20 | |
| Canadian Natural Resources (CNQ) | 0.5 | $7.3M | 249k | 29.38 | |
| Chipotle Mexican Grill (CMG) | 0.5 | $7.0M | 23k | 303.25 | |
| Potash Corp. Of Saskatchewan I | 0.5 | $6.8M | 157k | 43.24 | |
| Diageo (DEO) | 0.5 | $6.7M | 89k | 75.73 | |
| Costco Wholesale Corporation (COST) | 0.5 | $6.6M | 80k | 82.10 | |
| Goldcorp | 0.5 | $6.6M | 145k | 45.65 | |
| TELUS Corporation | 0.5 | $6.1M | 131k | 46.60 | |
| United Technologies Corporation | 0.4 | $5.8M | 82k | 70.29 | |
| Silver Wheaton Corp | 0.4 | $5.8M | 196k | 29.42 | |
| PowerShares QQQ Trust, Series 1 | 0.4 | $5.4M | 102k | 52.47 | |
| Ford Motor Company (F) | 0.4 | $5.2M | 538k | 9.66 | |
| Microsoft Corporation (MSFT) | 0.4 | $5.1M | 204k | 24.91 | |
| Toyota Motor Corporation (TM) | 0.3 | $4.5M | 65k | 68.25 | |
| At&t (T) | 0.3 | $4.3M | 149k | 28.54 | |
| Sigma-Aldrich Corporation | 0.3 | $4.2M | 69k | 61.80 | |
| Walt Disney Company (DIS) | 0.3 | $4.1M | 136k | 30.14 | |
| Walgreen Company | 0.3 | $3.9M | 120k | 32.87 | |
| BHP Billiton (BHP) | 0.3 | $3.9M | 59k | 66.40 | |
| Cameco Corporation (CCJ) | 0.3 | $3.9M | 212k | 18.34 | |
| Brookfield Infrastructure Part (BIP) | 0.3 | $3.8M | 159k | 24.12 | |
| SPDR S&P Dividend (SDY) | 0.3 | $3.6M | 74k | 48.37 | |
| Abbott Laboratories (ABT) | 0.2 | $3.2M | 63k | 50.96 | |
| Celgene Corporation | 0.2 | $3.3M | 54k | 61.92 | |
| Spdr S&p 500 Etf (SPY) | 0.2 | $3.2M | 28k | 112.88 | |
| United Parcel Service (UPS) | 0.2 | $3.2M | 51k | 63.11 | |
| iShares S&P 500 Index (IVV) | 0.2 | $3.1M | 27k | 113.54 | |
| iShares S&P Global Technology Sect. (IXN) | 0.2 | $3.1M | 58k | 54.47 | |
| Agnico (AEM) | 0.2 | $3.0M | 50k | 59.76 | |
| Kinross Gold Corp (KGC) | 0.2 | $2.9M | 200k | 14.75 | |
| Pengrowth Energy Corp | 0.2 | $3.0M | 338k | 9.01 | |
| Cisco Systems (CSCO) | 0.2 | $2.8M | 183k | 15.48 | |
| Kraft Foods | 0.2 | $2.9M | 86k | 33.51 | |
| Verizon Communications (VZ) | 0.2 | $2.8M | 76k | 36.75 | |
| Becton, Dickinson and (BDX) | 0.2 | $2.7M | 37k | 73.33 | |
| Brookfield Ppty Corp Cad | 0.2 | $2.7M | 197k | 13.76 | |
| Magna Intl Inc cl a (MGA) | 0.2 | $2.6M | 79k | 32.94 | |
| WisdomTree DEFA (DWM) | 0.2 | $2.5M | 64k | 39.66 | |
| Baytex Energy Corp (BTE) | 0.2 | $2.6M | 62k | 41.84 | |
| Freeport-McMoRan Copper & Gold (FCX) | 0.2 | $2.5M | 81k | 30.46 | |
| Novo Nordisk A/S (NVO) | 0.2 | $2.5M | 25k | 99.54 | |
| Green Mountain Coffee Roasters | 0.2 | $2.5M | 27k | 92.91 | |
| Provident Energy | 0.2 | $2.5M | 307k | 8.12 | |
| Vale (VALE) | 0.2 | $2.3M | 102k | 22.75 | |
| Berkshire Hathaway (BRK.B) | 0.2 | $2.3M | 32k | 70.93 | |
| Union Pacific Corporation (UNP) | 0.2 | $2.3M | 29k | 81.72 | |
| Nike (NKE) | 0.2 | $2.3M | 27k | 85.50 | |
| Progressive Waste Solutions | 0.2 | $2.4M | 115k | 20.53 | |
| Cit | 0.2 | $2.2M | 73k | 30.38 | |
| Starbucks Corporation (SBUX) | 0.2 | $2.2M | 58k | 37.29 | |
| Vanguard Short-Term Bond ETF (BSV) | 0.2 | $2.2M | 28k | 80.71 | |
| Pan American Silver Corp Can (PAAS) | 0.2 | $2.1M | 79k | 26.78 | |
| New Gold Inc Cda (NGD) | 0.2 | $2.1M | 208k | 10.29 | |
| iShares iBoxx $ High Yid Corp Bond (HYG) | 0.2 | $2.1M | 26k | 82.68 | |
| JPMorgan Chase & Co. (JPM) | 0.1 | $2.0M | 68k | 30.04 | |
| Coca-Cola Company (KO) | 0.1 | $2.1M | 31k | 67.45 | |
| Consumer Discretionary SPDR (XLY) | 0.1 | $2.1M | 59k | 34.64 | |
| Kimberly-Clark Corporation (KMB) | 0.1 | $1.9M | 27k | 70.97 | |
| International Business Machines (IBM) | 0.1 | $2.0M | 11k | 175.02 | |
| Macy's (M) | 0.1 | $1.8M | 70k | 26.32 | |
| iShares MSCI EAFE Index Fund (EFA) | 0.1 | $1.9M | 39k | 47.81 | |
| ITT Educational Services (ESINQ) | 0.1 | $1.9M | 34k | 57.54 | |
| SPDR Gold Trust (GLD) | 0.1 | $1.9M | 12k | 157.87 | |
| iShares S&P Global 100 Index (IOO) | 0.1 | $1.9M | 36k | 53.67 | |
| Petroleo Brasileiro SA (PBR) | 0.1 | $1.8M | 79k | 22.48 | |
| Pfizer (PFE) | 0.1 | $1.7M | 97k | 17.63 | |
| Honeywell International (HON) | 0.1 | $1.8M | 42k | 43.77 | |
| F5 Networks (FFIV) | 0.1 | $1.7M | 24k | 71.06 | |
| iShares Dow Jones EPAC Sel Div Ind (IDV) | 0.1 | $1.8M | 64k | 28.11 | |
| Crocs (CROX) | 0.1 | $1.6M | 69k | 23.65 | |
| Medtronic | 0.1 | $1.6M | 49k | 33.19 | |
| Anadarko Petroleum Corporation | 0.1 | $1.6M | 26k | 63.04 | |
| Telefonica (TEF) | 0.1 | $1.7M | 87k | 19.12 | |
| Biogen Idec (BIIB) | 0.1 | $1.7M | 18k | 93.13 | |
| Talisman Energy Inc Com Stk | 0.1 | $1.6M | 129k | 12.29 | |
| Home Depot (HD) | 0.1 | $1.6M | 48k | 32.87 | |
| Bristol Myers Squibb (BMY) | 0.1 | $1.5M | 49k | 31.34 | |
| First Majestic Silver Corp (AG) | 0.1 | $1.5M | 99k | 15.19 | |
| Enerplus Corp (ERF) | 0.1 | $1.5M | 63k | 24.49 | |
| Penn West Energy Trust | 0.1 | $1.5M | 99k | 14.84 | |
| Time Warner | 0.1 | $1.3M | 45k | 29.98 | |
| Waste Management (WM) | 0.1 | $1.3M | 41k | 32.50 | |
| Emerson Electric (EMR) | 0.1 | $1.4M | 34k | 41.32 | |
| Gap (GPS) | 0.1 | $1.4M | 87k | 16.21 | |
| iShares MSCI EMU Index (EZU) | 0.1 | $1.3M | 48k | 27.35 | |
| Lululemon Athletica (LULU) | 0.1 | $1.3M | 28k | 48.65 | |
| Central Fd Cda Ltd cl a | 0.1 | $1.4M | 68k | 20.65 | |
| WisdomTree Emerging Markets Eq (DEM) | 0.1 | $1.3M | 29k | 47.19 | |
| 3M Company (MMM) | 0.1 | $1.3M | 18k | 71.78 | |
| Novartis (NVS) | 0.1 | $1.2M | 22k | 55.75 | |
| Methanex Corp (MEOH) | 0.1 | $1.2M | 57k | 20.78 | |
| Franco-Nevada Corporation (FNV) | 0.1 | $1.2M | 32k | 36.20 | |
| BP (BP) | 0.1 | $1.1M | 30k | 36.05 | |
| America Movil Sab De Cv spon adr l | 0.1 | $1.0M | 46k | 22.09 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $1.1M | 15k | 72.63 | |
| Eli Lilly & Co. (LLY) | 0.1 | $1.0M | 28k | 36.91 | |
| Teva Pharmaceutical Industries (TEVA) | 0.1 | $1.1M | 29k | 37.22 | |
| Bunge | 0.1 | $1.1M | 19k | 58.27 | |
| Chevron Corporation (CVX) | 0.1 | $1.1M | 12k | 92.45 | |
| Cummins (CMI) | 0.1 | $1.1M | 14k | 81.70 | |
| Honda Motor (HMC) | 0.1 | $1.0M | 35k | 29.15 | |
| Oracle Corporation (ORCL) | 0.1 | $1.0M | 36k | 28.72 | |
| Church & Dwight (CHD) | 0.1 | $1.1M | 24k | 44.26 | |
| Seadrill | 0.1 | $1.0M | 38k | 27.27 | |
| iShares Lehman Short Treasury Bond (SHV) | 0.1 | $1.1M | 9.7k | 109.64 | |
| NetApp (NTAP) | 0.1 | $1.0M | 30k | 33.93 | |
| Boeing Company (BA) | 0.1 | $1.0M | 17k | 60.43 | |
| Valero Energy Corporation (VLO) | 0.1 | $994k | 56k | 17.76 | |
| Lockheed Martin Corporation (LMT) | 0.1 | $1.0M | 14k | 72.67 | |
| Royal Dutch Shell | 0.1 | $1.0M | 16k | 61.43 | |
| CBS Corporation | 0.1 | $807k | 40k | 20.38 | |
| Air Products & Chemicals (APD) | 0.1 | $779k | 10k | 76.30 | |
| General Mills (GIS) | 0.1 | $863k | 22k | 38.54 | |
| Praxair | 0.1 | $766k | 8.2k | 93.53 | |
| Schlumberger (SLB) | 0.1 | $886k | 15k | 59.73 | |
| Humana (HUM) | 0.1 | $785k | 11k | 72.69 | |
| GameStop (GME) | 0.1 | $880k | 38k | 23.11 | |
| Market Vectors Agribusiness | 0.1 | $796k | 19k | 43.10 | |
| W.W. Grainger (GWW) | 0.1 | $630k | 4.2k | 149.61 | |
| Best Buy (BBY) | 0.1 | $655k | 28k | 23.31 | |
| Celestica (CLS) | 0.1 | $724k | 100k | 7.22 | |
| Yum! Brands (YUM) | 0.1 | $727k | 15k | 49.41 | |
| Colgate-Palmolive Company (CL) | 0.1 | $715k | 8.1k | 88.58 | |
| Fluor Corporation (FLR) | 0.1 | $732k | 16k | 46.59 | |
| Hewlett-Packard Company | 0.1 | $678k | 30k | 22.43 | |
| Apollo | 0.1 | $749k | 19k | 39.63 | |
| Chesapeake Energy Corporation | 0.1 | $730k | 29k | 25.52 | |
| J.M. Smucker Company (SJM) | 0.1 | $641k | 8.8k | 72.84 | |
| iShares MSCI Japan Index | 0.1 | $717k | 76k | 9.46 | |
| Noble Corporation Com Stk | 0.1 | $668k | 23k | 29.38 | |
| McCormick & Company, Incorporated (MKC) | 0.1 | $625k | 14k | 46.13 | |
| Aruba Networks | 0.1 | $683k | 33k | 20.89 | |
| Iamgold Corp (IAG) | 0.1 | $634k | 32k | 19.88 | |
| Yamana Gold | 0.1 | $670k | 49k | 13.65 | |
| Citigroup (C) | 0.1 | $629k | 25k | 25.60 | |
| Peabody Energy Corporation | 0.0 | $481k | 14k | 33.90 | |
| Duke Energy Corporation | 0.0 | $602k | 30k | 20.00 | |
| Sonoco Products Company (SON) | 0.0 | $502k | 18k | 28.20 | |
| International Flavors & Fragrances (IFF) | 0.0 | $596k | 11k | 56.23 | |
| CVS Caremark Corporation (CVS) | 0.0 | $536k | 16k | 33.61 | |
| Altria (MO) | 0.0 | $526k | 20k | 26.85 | |
| Vodafone | 0.0 | $494k | 19k | 25.61 | |
| Exelon Corporation (EXC) | 0.0 | $595k | 14k | 42.54 | |
| TJX Companies (TJX) | 0.0 | $489k | 8.8k | 55.54 | |
| Southern Company (SO) | 0.0 | $609k | 14k | 42.37 | |
| First Solar (FSLR) | 0.0 | $504k | 8.0k | 63.08 | |
| iShares Russell 2000 Index (IWM) | 0.0 | $494k | 7.7k | 64.31 | |
| FARO Technologies (FARO) | 0.0 | $536k | 17k | 31.53 | |
| Group Cgi Cad Cl A | 0.0 | $533k | 28k | 18.82 | |
| Precision Drilling Corporation | 0.0 | $541k | 65k | 8.33 | |
| iShares MSCI Brazil Index (EWZ) | 0.0 | $515k | 9.9k | 51.90 | |
| iShares IBoxx $ Invest Grade Corp Bd (LQD) | 0.0 | $518k | 4.6k | 112.02 | |
| Vanguard Dividend Appreciation ETF (VIG) | 0.0 | $500k | 10k | 48.78 | |
| iShares Lehman 1-3 Year Treas.Bond (SHY) | 0.0 | $502k | 6.0k | 84.20 | |
| PowerShares Emerging Markets Sovere | 0.0 | $543k | 21k | 26.04 | |
| SPDR DJ International Real Estate ETF (RWX) | 0.0 | $499k | 16k | 32.07 | |
| iShares S&P Global Mat. Sector Inde (MXI) | 0.0 | $566k | 11k | 53.52 | |
| Diamond Offshore Drilling | 0.0 | $416k | 7.6k | 54.76 | |
| Banco Santander (BSBR) | 0.0 | $383k | 52k | 7.31 | |
| China Mobile | 0.0 | $447k | 9.2k | 48.64 | |
| ICICI Bank (IBN) | 0.0 | $407k | 12k | 34.73 | |
| iShares FTSE/Xinhua China 25 Index (FXI) | 0.0 | $470k | 15k | 30.83 | |
| Archer Daniels Midland Company (ADM) | 0.0 | $431k | 17k | 24.79 | |
| AFLAC Incorporated (AFL) | 0.0 | $405k | 12k | 34.94 | |
| Alcoa | 0.0 | $371k | 39k | 9.58 | |
| Deere & Company (DE) | 0.0 | $405k | 6.3k | 64.60 | |
| Mbia (MBI) | 0.0 | $354k | 49k | 7.28 | |
| Canon (CAJPY) | 0.0 | $428k | 9.5k | 45.29 | |
| Visa (V) | 0.0 | $401k | 4.7k | 85.96 | |
| Tesoro Corporation | 0.0 | $361k | 19k | 19.48 | |
| Walter Energy | 0.0 | $449k | 8.8k | 50.98 | |
| Under Armour (UAA) | 0.0 | $454k | 6.9k | 66.28 | |
| France Telecom SA | 0.0 | $383k | 23k | 16.37 | |
| Nexen | 0.0 | $418k | 27k | 15.48 | |
| Silver Standard Res | 0.0 | $347k | 19k | 18.28 | |
| Stantec (STN) | 0.0 | $421k | 19k | 22.12 | |
| Vanguard FTSE All-World ex-US ETF (VEU) | 0.0 | $410k | 11k | 38.68 | |
| iShares MSCI Pacific ex-Japan Idx (EPP) | 0.0 | $387k | 11k | 36.77 | |
| iShares MSCI Germany Index Fund (EWG) | 0.0 | $390k | 21k | 18.25 | |
| iShares Dow Jones US Technology (IYW) | 0.0 | $373k | 6.3k | 59.02 | |
| HSBC Holdings (HSBC) | 0.0 | $269k | 7.1k | 37.92 | |
| Goldman Sachs (GS) | 0.0 | $239k | 2.5k | 94.28 | |
| Bank of America Corporation (BAC) | 0.0 | $324k | 53k | 6.13 | |
| Blackstone | 0.0 | $263k | 22k | 11.96 | |
| Regeneron Pharmaceuticals (REGN) | 0.0 | $331k | 5.7k | 58.23 | |
| Citrix Systems | 0.0 | $256k | 4.7k | 54.47 | |
| Eaton Corporation | 0.0 | $241k | 6.8k | 35.44 | |
| Dow Chemical Company | 0.0 | $341k | 15k | 22.49 | |
| Nokia Corporation (NOK) | 0.0 | $216k | 38k | 5.68 | |
| E.I. du Pont de Nemours & Company | 0.0 | $308k | 7.7k | 39.87 | |
| Helen Of Troy (HELE) | 0.0 | $222k | 8.9k | 25.06 | |
| Unum (UNM) | 0.0 | $205k | 9.8k | 20.88 | |
| McKesson Corporation (MCK) | 0.0 | $296k | 4.1k | 72.69 | |
| Sprint Nextel Corporation | 0.0 | $242k | 79k | 3.05 | |
| Arrow Electronics (ARW) | 0.0 | $210k | 7.6k | 27.69 | |
| Allstate Corporation (ALL) | 0.0 | $299k | 13k | 23.67 | |
| Liberty Global | 0.0 | $220k | 6.1k | 36.18 | |
| Merck & Co (MRK) | 0.0 | $230k | 7.1k | 32.61 | |
| Total (TTE) | 0.0 | $287k | 6.5k | 43.96 | |
| Clorox Company (CLX) | 0.0 | $212k | 3.2k | 66.04 | |
| Dover Corporation (DOV) | 0.0 | $233k | 5.0k | 46.60 | |
| Zimmer Holdings (ZBH) | 0.0 | $303k | 5.7k | 53.36 | |
| Alpha Natural Resources | 0.0 | $276k | 16k | 17.66 | |
| ArcelorMittal | 0.0 | $227k | 14k | 15.95 | |
| Fairchild Semiconductor International | 0.0 | $205k | 19k | 10.80 | |
| iShares Russell 1000 Index (IWB) | 0.0 | $279k | 4.5k | 62.06 | |
| Altera Corporation | 0.0 | $286k | 9.1k | 31.58 | |
| JDS Uniphase Corporation | 0.0 | $266k | 27k | 9.98 | |
| Royal Gold (RGLD) | 0.0 | $228k | 3.6k | 63.56 | |
| Cepheid | 0.0 | $206k | 5.3k | 38.67 | |
| iShares MSCI Hong Kong Index Fund (EWH) | 0.0 | $213k | 15k | 14.34 | |
| Technology SPDR (XLK) | 0.0 | $300k | 13k | 23.59 | |
| Thompson Creek Metals | 0.0 | $255k | 42k | 6.07 | |
| iShares S&P 100 Index (OEF) | 0.0 | $237k | 4.6k | 51.47 | |
| SPDR Dow Jones Industrial Average ETF (DIA) | 0.0 | $229k | 2.1k | 108.69 | |
| Vanguard Emerging Markets ETF (VWO) | 0.0 | $268k | 7.5k | 35.83 | |
| Aberdeen Asia-Pacific Income Fund (FAX) | 0.0 | $213k | 31k | 6.89 | |
| iShares MSCI ACWI Index Fund (ACWI) | 0.0 | $244k | 6.2k | 39.10 | |
| HudBay Minerals (HBM) | 0.0 | $206k | 22k | 9.26 | |
| iShares S&P Global Financials Sect. (IXG) | 0.0 | $319k | 9.2k | 34.51 | |
| Melco Crown Entertainment (MLCO) | 0.0 | $153k | 19k | 8.29 | |
| Leap Wireless International | 0.0 | $106k | 15k | 6.88 | |
| Dell | 0.0 | $183k | 13k | 14.11 | |
| Marvell Technology Group | 0.0 | $162k | 11k | 14.50 | |
| Select Comfort | 0.0 | $168k | 12k | 13.90 | |
| Cae (CAE) | 0.0 | $138k | 15k | 9.38 | |
| iShares MSCI Taiwan Index | 0.0 | $204k | 17k | 11.81 | |
| Nevsun Res | 0.0 | $85k | 17k | 4.97 | |
| Gabelli Equity Trust (GAB) | 0.0 | $78k | 17k | 4.73 | |
| Atlantic Power Corporation | 0.0 | $174k | 12k | 14.06 | |
| Nuveen Quality Preferred Income Fund | 0.0 | $86k | 11k | 7.54 | |
| Firstservice Corp sdcv 6.500%12/3 | 0.0 | $161k | 150k | 1.07 | |
| Equal Energy | 0.0 | $83k | 19k | 4.37 | |
| Boston Scientific Corporation (BSX) | 0.0 | $64k | 11k | 5.95 | |
| Advanced Micro Devices (AMD) | 0.0 | $65k | 13k | 5.08 | |
| Sirius XM Radio | 0.0 | $30k | 20k | 1.50 | |
| Great Basin Gold Ltdcom Stk | 0.0 | $42k | 25k | 1.68 | |
| Denison Mines Corp (DNN) | 0.0 | $24k | 23k | 1.05 | |
| Uranium Resources | 0.0 | $14k | 20k | 0.70 | |
| Kingsway Finl Svcs | 0.0 | $63k | 92k | 0.68 | |
| Lake Shore Gold | 0.0 | $40k | 26k | 1.52 | |
| Student Transn | 0.0 | $61k | 11k | 5.65 |
