Silverback Asset Management

Silverback Asset Management as of March 31, 2014

Portfolio Holdings for Silverback Asset Management

Silverback Asset Management holds 61 positions in its portfolio as reported in the March 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Spdr S&p 500 Etf (SPY) 15.1 $215M 1.2M 187.01
Mu Us conv 9.0 $129M 51M 2.52
Endo Pharmaceuticals Hldgs I note 1.750% 4/1 8.0 $115M 49M 2.35
Citigroup Inc Com Us cmn 6.9 $98M 2.1M 47.60
Citigroup Inc *w exp 10/28/201 6.0 $85M 1.8M 47.60
Kinder Morgan Inc/delaware Wts 5.4 $77M 2.4M 32.49
Xm Sirius cv 7% 4.7 $67M 37M 1.78
Linear Technology Corp note 3.000% 5/0 3.6 $52M 43M 1.19
L-3 Communications Corp debt 3.000% 8/0 3.0 $43M 33M 1.33
Western Refng Inc note 5.750% 6/1 2.9 $41M 10M 4.06
Notes Gencorp Inc. 4.0625% dbcv 2.9 $41M 20M 2.03
Starwood Ppty note 4.0% 1/15/ 2.6 $37M 32M 1.14
Cemex Sab De Cv conv bnd 2.5 $35M 25M 1.38
American Rlty Cap Pptys Inc note 3.000% 8/0 1.8 $25M 24M 1.06
Group 1 Automotive Inc frnt 2.250% 6/1 1.3 $19M 15M 1.21
Vector Group Ltd frnt 1/1 1.2 $18M 13M 1.37
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 1.2 $18M 17M 1.06
RF MICRO DEVICE CONVERTIBLE security 1.2 $17M 17M 1.01
Stillwater Mng Co note 1.750%10/1 1.2 $17M 13M 1.30
Phh Corp note 4.000% 9/0 1.1 $16M 15M 1.09
Forest City Enterprises, Inc. conv 1.1 $16M 15M 1.04
Tesla Motors Inc bond 1.1 $16M 17M 0.92
Bpz Resources Inc note 8.500%10/0 1.0 $15M 13M 1.16
Newpark Res Inc note 4.000%10/0 1.0 $14M 11M 1.29
Ciena Corp 144a 4.0 03-15-15 convert 1.0 $14M 11M 1.25
Titan Wheel cv 5.625% 1.0 $14M 6.8M 2.00
Ak Steel Corp. conv 0.9 $13M 8.7M 1.53
Blackstone Mtg Tr Inc Note cb 0.9 $13M 12M 1.11
Castle A M & Co note 7.000%12/1 0.9 $13M 8.0M 1.61
Amag Pharmaceuticals Inc note 2.500% 2/1 0.9 $13M 12M 1.02
Molycorp Inc Del....... Note 6.0% 9/1/17 0.9 $12M 15M 0.80
J.C. Penney Company 0.8 $12M 1.3M 8.62
Take-two Interactive Sof note 0.7 $10M 7.8M 1.32
Vipshop Holdings Ltd - Ads bond 0.7 $10M 10M 1.02
Tesla Motors Inc bond 0.6 $9.1M 10M 0.91
Dollar Finl Corp note 3.000% 4/0 0.6 $7.9M 8.5M 0.93
Cobalt Intl Energy 0.4 $6.2M 339k 18.32
United States Stl Corp New note 4.000% 5/1 0.4 $6.1M 6.0M 1.01
Solarfun Power Hldgs Conv dbcv 0.4 $5.9M 6.4M 0.92
Fluidigm Corporation convertible cor 0.4 $5.7M 5.0M 1.14
Apollo Coml Real Estate Fin Inc Sr Nt Conv 5.500% 03/15/19 B/e Dtd 03/17/14 0.4 $5.1M 5.0M 1.02
Alpha Natural Resources Inc note 3.750%12/1 0.3 $4.3M 5.0M 0.85
Merrimack Pharmaceuticals In note 4.500% 7/1 0.3 $4.1M 4.0M 1.02
Hologic (HOLX) 0.2 $3.5M 165k 21.50
Exelixis Inc cnv 0.2 $3.2M 3.6M 0.89
United States Steel Corporation (X) 0.2 $2.8M 100k 27.61
Safeway 0.1 $1.8M 50k 36.94
Cubist Pharmaceutic-cvr 0.1 $1.7M 2.6M 0.65
FuelCell Energy 0.1 $1.5M 608k 2.48
Vringo 0.1 $1.6M 465k 3.47
Dfc Global 0.1 $1.3M 1.5M 0.85
Advaxis 0.1 $1.3M 400k 3.14
Moly 0.1 $1.0M 217k 4.69
Sunedison 0.1 $1.1M 56k 18.84
Starwood Property Trust (STWD) 0.1 $753k 32k 23.61
MannKind Corporation 0.0 $603k 150k 4.02
Solazyme 0.0 $581k 50k 11.62
BPZ Resources 0.0 $413k 130k 3.18
Sanofi Aventis Wi Conval Rt 0.0 $491k 1.6M 0.31
Carriage Services (CSV) 0.0 $339k 19k 18.27
Advaxis 0.0 $277k 88k 3.14