Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors as of June 30, 2014

Portfolio Holdings for Thomas J. Herzfeld Advisors

Thomas J. Herzfeld Advisors holds 288 positions in its portfolio as reported in the June 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
First Opportunity Fund 3.4 $6.0M 624k 9.62
Virtus Total Return Fund Cef 3.4 $5.9M 1.2M 4.80
Petroleum & Resources Corporation 3.2 $5.5M 178k 31.18
Alpine Total Dyn Fd New cefs 2.9 $5.1M 575k 8.92
Adams Express Company (ADX) 2.8 $4.9M 359k 13.75
Tri-Continental Corporation (TY) 2.6 $4.6M 221k 20.98
Pimco Dynamic Credit Income other 2.3 $4.1M 170k 23.82
General American Investors (GAM) 1.9 $3.3M 89k 36.82
RMR Asia Pacific Real Estate Fund 1.8 $3.1M 156k 19.70
Clough Gbl Opps Fund Sh Ben Int closed-end fund (GLO) 1.7 $3.0M 228k 13.00
Oxford Lane Capital, 7.50% Pfd Series 2023 preferred (OXLCO) 1.6 $2.8M 115k 24.55
Alpine Global Dynamic 1.6 $2.8M 267k 10.51
Federated Enhanced Treasury 1.6 $2.7M 204k 13.49
Liberty All-Star Equity Fund (USA) 1.5 $2.6M 426k 6.01
Copa Holdings Sa-class A (CPA) 1.4 $2.5M 17k 142.56
BlackRock Credit All Inc Trust IV (BTZ) 1.4 $2.5M 179k 13.75
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 1.3 $2.3M 169k 13.68
Herzfeld Caribbean Basin (CUBA) 1.3 $2.3M 283k 8.15
Cohen & Steers infrastucture Fund (UTF) 1.3 $2.3M 93k 24.49
Coca-Cola FEMSA, S.A.B. de C.V. (KOF) 1.3 $2.2M 20k 113.61
Putnam Premier Income Trust (PPT) 1.2 $2.2M 394k 5.55
American Select Portfolio 1.2 $2.1M 195k 10.70
Nuveen Multi-Strategy Inc & Growth Fd 2 (JQC) 1.2 $2.1M 221k 9.36
Royce Value Trust (RVT) 1.2 $2.1M 129k 16.00
First Tr High Income L/s (FSD) 1.1 $2.0M 111k 18.15
Kayne Anderson Mdstm Energy 1.1 $1.9M 48k 40.52
Seaboard Corporation (SEB) 1.1 $1.9M 633.00 3020.54
MasTec (MTZ) 1.1 $1.9M 60k 30.82
Japan Equity Fund ietf (JEQ) 1.0 $1.8M 249k 7.11
Lennar Corporation (LEN) 1.0 $1.7M 41k 41.98
Royal Caribbean Cruises (RCL) 0.9 $1.7M 30k 55.60
Nuveen Ins Ca Tx Fr Adv Mun (NKX) 0.9 $1.7M 123k 13.65
BlackRock Enhanced Dividend Achievers Tr (BDJ) 0.9 $1.6M 186k 8.39
Oxlc 8 1/8 06/30/24 0.9 $1.6M 61k 25.33
Gabelli Equity Trust Preferred Series G preferred 0.9 $1.5M 67k 22.71
Zweig Total Return 0.8 $1.4M 100k 14.39
Allianzgi Equity & Conv In 0.8 $1.4M 70k 20.19
Korea (KF) 0.8 $1.4M 33k 42.71
Doubleline Income Solutions (DSL) 0.8 $1.4M 63k 22.47
Aberdeen Asia-Pacific Income Fund (FAX) 0.8 $1.4M 220k 6.28
MUTUAL FUND Gabelli Healthcare & Wellnessr*x (GRX) 0.8 $1.4M 135k 10.32
Putnam High Income Securities Fund 0.8 $1.4M 160k 8.71
American Income Fund (MRF) 0.8 $1.4M 174k 7.77
First Trust/FIDAC Mortgage Income Fund (FMY) 0.8 $1.3M 85k 15.86
Tortoise Pipeline & Energy 0.7 $1.3M 36k 35.60
Watsco, Incorporated (WSO) 0.7 $1.3M 12k 102.76
Bancolombia (CIB) 0.7 $1.2M 21k 57.80
CONSOLIDATED WATER CO Inc Com Stk (CWCO) 0.7 $1.2M 104k 11.77
New Germany Fund (GF) 0.7 $1.2M 66k 18.67
Montgomery Street Income Securities 0.7 $1.2M 74k 16.68
Norwegian Cruise Line Hldgs (NCLH) 0.7 $1.2M 38k 31.71
Boulder Growth & Income Fund (STEW) 0.7 $1.2M 143k 8.52
Carnival Corporation (CCL) 0.7 $1.2M 31k 37.65
Cyberonics 0.7 $1.1M 18k 62.47
AllianceBernstein Income Fund 0.6 $1.1M 148k 7.52
First Tr Inter Duration Pfd & Income (FPF) 0.6 $1.1M 49k 22.88
PIMCO Enhanced Short Mat Str Fund ETF (MINT) 0.6 $1.1M 11k 101.42
Tortoise Energy equity 0.6 $1.0M 37k 28.13
Chiquita Brands International 0.6 $1.0M 95k 10.85
Japan Smaller Capitalizaion Fund (JOF) 0.6 $1.0M 107k 9.45
Grupo Televisa (TV) 0.6 $974k 28k 34.30
Freeport-McMoRan Copper & Gold (FCX) 0.6 $986k 27k 36.52
Nuveen Insd Dividend Advantage (NVG) 0.6 $981k 69k 14.17
Clough Global Equity Fund closed-end fund (GLQ) 0.5 $939k 61k 15.49
America Movil Sab De Cv spon adr l 0.5 $927k 45k 20.74
Gamco Global Gold, Natural Resources & Income Trust By Gabelli Preferred Series B preferred 0.5 $934k 43k 21.56
Fomento Economico Mexicano SAB (FMX) 0.5 $890k 9.5k 93.68
Steiner Leisure Ltd Com Stk 0.5 $843k 20k 43.30
LMP Capital and Income Fund (SCD) 0.5 $819k 46k 17.73
Neuberger Berman Real Estate Sec (NRO) 0.5 $824k 165k 5.00
Morgan Stanley Emerging Markets Domestic (EDD) 0.5 $781k 59k 13.31
Bancroft Fund (BCV) 0.4 $775k 38k 20.19
TECO Energy 0.4 $748k 41k 18.47
Cemex SAB de CV (CX) 0.4 $751k 57k 13.24
Kayne Anderson Energy Total Return Fund 0.4 $748k 23k 32.44
Nuveen Qual Preferred Inc. Fund III 0.4 $746k 86k 8.68
Royce Micro Capital Trust (RMT) 0.4 $728k 58k 12.63
Brookfield Global Listed 0.4 $741k 30k 25.06
Boulder Total Return Fund 0.4 $715k 28k 25.65
Nuveen Munpl Markt Opp Fund 0.4 $715k 54k 13.35
Central Securities (CET) 0.4 $672k 29k 23.45
Gdl Fund Preferred Series B preferred 0.4 $644k 13k 50.31
Cohen & Steers Total Return Real (RFI) 0.4 $637k 51k 12.40
Macquarie Global Infr Total Rtrn Fnd 0.4 $633k 25k 25.71
Tahoe Resources 0.4 $626k 24k 26.19
Cohen & Steers REIT/P (RNP) 0.3 $606k 34k 18.04
Delaware Enhanced Glbl. Div. & Inc. Fund 0.3 $605k 48k 12.72
H&Q Healthcare Investors 0.3 $594k 23k 26.34
Clough Global Allocation Fun (GLV) 0.3 $604k 39k 15.49
Norfolk Southern (NSC) 0.3 $567k 5.5k 103.09
Fresh Del Monte Produce (FDP) 0.3 $518k 17k 30.67
Nuveen Mult Curr St Gv Incm 0.3 $523k 47k 11.23
Apollo Tactical Income Fd In (AIF) 0.3 $523k 29k 18.35
TCW Strategic Income Fund (TSI) 0.3 $491k 89k 5.52
Nuveen Build Amer Bd Opptny 0.3 $495k 23k 21.51
Atlantic Tele-Network 0.3 $464k 8.0k 58.00
American Strategic Income Portf. Inc II 0.2 $443k 50k 8.79
Wstrn Ast Clymr Infltn Lkd Opts & Inc (WIW) 0.2 $432k 35k 12.32
Goldman Sachs Mlp Inc Opp 0.2 $443k 21k 20.80
Cushing Renaissance 0.2 $417k 15k 28.41
Evertec (EVTC) 0.2 $428k 18k 24.26
Center Coast Mlp And Infrastructure unit 0.2 $421k 22k 19.14
Western Asset Hgh Yld Dfnd (HYI) 0.2 $406k 23k 17.91
Teekay Lng Partners 0.2 $386k 8.4k 46.17
Putnam Master Int. Income (PIM) 0.2 $363k 71k 5.15
Royce Focus Tr 0.2 $376k 44k 8.54
Templeton Dragon Fund (TDF) 0.2 $343k 13k 25.85
Singapore Fund 0.2 $346k 27k 13.06
Nexpoint Credit Strategies 0.2 $332k 28k 12.07
Thai Fund 0.2 $324k 29k 11.23
Eaton V.Tax-Advantaged Dividend Inc Fund (EVT) 0.2 $315k 15k 20.71
Source Capital (SOR) 0.2 $300k 4.3k 69.95
Vulcan Materials Company (VMC) 0.1 $255k 4.0k 63.75
AllianceBernstein Global Hgh Incm (AWF) 0.1 $262k 18k 14.35
Morgan Stanley Asia Pacific Fund 0.1 $261k 16k 16.73
Zweig Fund 0.1 $270k 17k 15.65
Dividend & Income Fund (BXSY) 0.1 $264k 17k 15.93
Martin Marietta Materials (MLM) 0.1 $251k 1.9k 132.11
BlackRock Global Energy & Resources Trus (BGR) 0.1 $244k 9.0k 27.01
Mexico Equity and Income Fund (MXE) 0.1 $240k 15k 16.12
Aberdeen Indonesia Fund 0.1 $248k 26k 9.48
Blackstone Gso Strategic (BGB) 0.1 $249k 14k 17.78
Equus Total Return (EQS) 0.1 $229k 92k 2.48
MFS InterMarket Income Trust I 0.1 $222k 26k 8.52
Alliance California Municipal Income Fun 0.1 $234k 18k 13.17
BlackRock Muniyield Michigan Ins. Fnd II 0.1 $228k 18k 12.99
Nuveen Intermediate 0.1 $221k 18k 12.61
Western Union Company (WU) 0.1 $208k 12k 17.33
Morgan Stanley Emerging Markets Debt (MSD) 0.1 $202k 20k 10.15
Blackrock Res & Commodities Strategy Tr (BCX) 0.1 $208k 17k 12.41
Popular (BPOP) 0.1 $205k 6.0k 34.17
Ing Global Advantage And Premium Opportunity Fund (IGA) 0.1 $212k 17k 12.32
Special Opportunities Fund (SPE) 0.1 $190k 11k 16.69
Nuveen Build Amer Bd (NBB) 0.1 $185k 9.0k 20.50
Morgan Stanley income sec 0.1 $188k 10k 18.03
Brookfield Total Return Fd I 0.1 $201k 8.0k 25.12
Guggenheim Bld Amr Bds Mng D (GBAB) 0.1 $182k 8.3k 22.04
Guggenheim Equal 0.1 $184k 9.2k 20.02
Neuberger Berman Mlp Income (NML) 0.1 $182k 9.0k 20.22
Eaton Vance Fltg Rate In 0.1 $168k 9.3k 18.00
Nuveen Flexible Invt Income 0.1 $169k 9.0k 18.78
Jpmorgan China Region 0.1 $168k 11k 15.18
Seacor Holdings 0.1 $165k 2.0k 82.50
Asa (ASA) 0.1 $151k 10k 14.65
EATON VANCE MI Municipal 0.1 $160k 13k 12.48
European Equity Fund (EEA) 0.1 $153k 17k 9.00
John Hancock Tax-Advantage Dvd Incom (HTD) 0.1 $150k 7.2k 20.95
Gabelli Dividend & Income Trust (GDV) 0.1 $153k 7.0k 21.86
Nuveen Premium Income Muni Fund 2 0.1 $158k 11k 13.82
Advent/Claymore Enhanced Growth & Income 0.1 $165k 16k 10.32
Nuveen CA Div Adv Muni Fd 3 Ben Int 0.1 $155k 12k 12.76
RENN Global Entrepreneurs Fund (RCG) 0.1 $157k 107k 1.47
New Ireland Fund 0.1 $150k 11k 13.60
Avenue Income Cr Strat 0.1 $165k 9.2k 17.96
Flaherty & Crumrine Dyn P (DFP) 0.1 $152k 6.4k 23.64
Royce Global Value Tr (RGT) 0.1 $159k 17k 9.39
Eaton Vance California Mun. Income Trust (CEV) 0.1 $136k 11k 12.51
Foxby (FXBY) 0.1 $147k 77k 1.92
Cohen & Steers Mlp Fund 0.1 $140k 6.6k 21.31
Morgan Stanley India Investment Fund (IIF) 0.1 $128k 5.5k 23.14
Central Fd Cda Ltd cl a 0.1 $116k 8.0k 14.50
Central Europe and Russia Fund (CEE) 0.1 $130k 4.4k 29.23
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.1 $117k 10k 11.57
Nuveen Int Dur Qual Mun Trm 0.1 $128k 10k 12.86
Voya Natural Res Eq Inc Fund 0.1 $118k 10k 11.51
ULTRAPETROL BAHAMAS LTD COM Stk (ULTRF) 0.1 $107k 36k 2.97
China Fund (CHN) 0.1 $106k 5.0k 21.20
Mfs Calif Mun 0.1 $97k 8.8k 11.03
Western Ast Clymr Infl Lkd Sc & Incm (WIA) 0.1 $103k 8.4k 12.20
Delaware Investments Dividend And Income 0.1 $104k 9.9k 10.48
Nuveen Conn Prem Income Mun sh ben int 0.1 $111k 8.8k 12.60
THE GDL FUND Closed-End fund (GDL) 0.1 $108k 10k 10.84
Blackrock Util & Infrastrctu (BUI) 0.1 $105k 5.0k 21.00
PriceSmart (PSMT) 0.1 $87k 1.0k 87.00
Market Vectors Gold Miners ETF 0.1 $79k 3.0k 26.33
Eaton Vance Limited Duration Income Fund (EVV) 0.1 $85k 5.4k 15.62
Nuveen Insured Tax-Free Adv Munici (NEA) 0.1 $88k 6.5k 13.54
Nuveen Equity Premium and Growth Fund (SPXX) 0.1 $87k 6.0k 14.50
Nuveen Insured Quality Muncipal Fund 0.1 $92k 7.0k 13.14
Nuveen New Jersey Divid 0.1 $94k 7.0k 13.43
Fort Dearborn Income Securities 0.1 $80k 5.4k 14.81
Taiwan Fund (TWN) 0.1 $93k 4.5k 20.55
BlackRock MuniYield Michigan Insured Fnd (MIY) 0.1 $95k 6.8k 13.97
Salient Midstream & M 0.1 $89k 3.0k 29.66
Brookfield Mortg. Opportunity bond etf 0.1 $88k 5.0k 17.60
Era 0.1 $92k 3.2k 28.62
Avianca Holdings Sa 0.1 $80k 5.0k 16.00
FedEx Corporation (FDX) 0.0 $76k 500.00 152.00
Aberdn Emring Mkts Telecomtions 0.0 $71k 5.0k 14.30
Eaton Vance Risk Managed Diversified (ETJ) 0.0 $71k 6.1k 11.59
Invesco Van Kampen Muni Opp Trust (VMO) 0.0 $76k 6.1k 12.56
Invesco Van Kampen Cal Val Mun Inc Trust (VCV) 0.0 $62k 5.0k 12.40
Nuveen Dividend Advantage Municipal Fd 2 0.0 $70k 5.0k 14.00
Nuveen Quality Income Municipal Fund 0.0 $65k 4.7k 13.76
LEGG MASON BW GLOBAL Income 0.0 $77k 4.2k 18.31
Ares Multi Strategy Cr Fd In 0.0 $72k 3.3k 21.71
iShares Barclays TIPS Bond Fund (TIP) 0.0 $48k 420.00 114.29
John Hancock Patriot Premium Div Fund II (PDT) 0.0 $50k 3.7k 13.64
Aberdeen Israel Fund 0.0 $49k 2.8k 17.82
Turkish Investment Fund 0.0 $59k 4.9k 12.09
Asia Pacific Fund 0.0 $57k 5.2k 11.07
Nuveen Select Quality Municipal Fund 0.0 $58k 4.2k 13.81
BlackRock Insured Municipal Income Inves 0.0 $57k 4.0k 14.25
Trust Spanish (SBSAA) 0.0 $57k 10k 5.68
Duff & Phelps Global (DPG) 0.0 $53k 2.4k 21.99
Nuveen Preferred And equity (JPI) 0.0 $54k 2.3k 23.48
Dreyfus Mun Bd Infrastructure 0.0 $57k 4.8k 11.87
Kkr Income Opportunities (KIO) 0.0 $56k 3.0k 18.66
Deutsche Multi-mkt Income Tr Shs cef 0.0 $45k 4.8k 9.47
MVC Capital 0.0 $34k 2.6k 12.99
American Strategic Income Portfolio 0.0 $34k 3.3k 10.30
Morgan Stanley Emerging Markets Fund 0.0 $36k 2.3k 15.90
H&Q Life Sciences Investors 0.0 $39k 1.9k 20.92
Tortoise Energy Infrastructure 0.0 $37k 746.00 49.60
Blackrock S&p Qlty Rk Eq Md shs ben int 0.0 $36k 2.7k 13.58
GABELLI GLOBL UTIL & INCOME COM Sh Ben Int (GLU) 0.0 $37k 1.8k 20.99
Morgan Stanley East. Euro 0.0 $30k 1.6k 18.58
Blackrock Multi-sector Incom other (BIT) 0.0 $43k 2.3k 18.69
Health Care SPDR (XLV) 0.0 $13k 211.00 61.61
iShares NASDAQ Biotechnology Index (IBB) 0.0 $9.0k 36.00 250.00
iShares MSCI EMU Index (EZU) 0.0 $14k 322.00 43.48
Consumer Discretionary SPDR (XLY) 0.0 $15k 225.00 66.67
Grupo TMM, S.A.B. (GTMAY) 0.0 $11k 12k 0.90
Gabelli Equity Trust (GAB) 0.0 $24k 3.1k 7.65
New America High Income Fund I (HYB) 0.0 $20k 2.0k 10.00
Vanguard Information Technology ETF (VGT) 0.0 $18k 186.00 96.77
Liberty All-Star Growth Fund (ASG) 0.0 $17k 3.1k 5.41
Nuveen Global Value Opportunities Fund 0.0 $15k 1.0k 15.00
Nuveen Fltng Rte Incm Opp 0.0 $25k 2.0k 12.50
Nuveen Floating Rate Income Fund (JFR) 0.0 $10k 800.00 12.50
Nuveen Premier Mun Income 0.0 $11k 800.00 13.75
NASDAQ Premium Income & Growth Fund 0.0 $23k 1.2k 19.06
Lehman Brothers First Trust IOF (NHS) 0.0 $24k 1.7k 13.77
Nuveen Core Equity Alpha Fund (JCE) 0.0 $24k 1.3k 17.99
Putnam Municipal Opportunities Trust (PMO) 0.0 $9.0k 800.00 11.25
Vanguard Energy ETF (VDE) 0.0 $16k 109.00 146.79
Vanguard Industrials ETF (VIS) 0.0 $17k 166.00 102.41
Wells Fargo Adv Multi-Sector Inco Fund (ERC) 0.0 $19k 1.3k 14.62
Transamerica Income Shares 0.0 $9.0k 429.00 20.98
Swiss Helvetia Fund (SWZ) 0.0 $17k 1.2k 14.49
First Trust Spclty Fin & Fncl Opptnts (FGB) 0.0 $15k 1.8k 8.35
Cornerstone Strategic Value 0.0 $12k 2.0k 6.09
Latin American Discovery Fund 0.0 $11k 800.00 13.75
Gabelli Equity Trust Preferred Series D preferred 0.0 $21k 848.00 24.76
Tri-Continental Corp. preferred Preferred B 0.0 $23k 500.00 46.00
BLACKROCK MUN TARGET TERM TR SHARES Of Ben (BTT) 0.0 $12k 601.00 19.97
Eaton Vance Mun Income Term Tr (ETX) 0.0 $19k 1.2k 16.51
Tortoise Energy Infrastructure, 3.75% Preferred Series B preferred 0.0 $12k 1.3k 9.23
Dws Global High Income Fund 0.0 $15k 1.8k 8.32
Dws Strategic Income Trust 0.0 $26k 2.0k 13.00
Vanguard Intermediate-Term Bond ETF (BIV) 0.0 $3.0k 37.00 81.08
Vanguard Short-Term Bond ETF (BSV) 0.0 $4.0k 48.00 83.33
Tim Hortons Inc Com Stk 0.0 $999.960000 13.00 76.92
Homex Development 0.0 $5.0k 6.1k 0.82
iShares IBoxx $ Invest Grade Corp Bd (LQD) 0.0 $2.0k 20.00 100.00
Financial Select Sector SPDR (XLF) 0.0 $7.0k 302.00 23.18
iShares MSCI Pacific ex-Japan Idx (EPP) 0.0 $3.0k 51.00 58.82
First Trust DJ Internet Index Fund (FDN) 0.0 $6.0k 97.00 61.86
iShares Lehman MBS Bond Fund (MBB) 0.0 $4.0k 38.00 105.26
iShares MSCI Canada Index (EWC) 0.0 $3.0k 81.00 37.04
Vanguard Materials ETF (VAW) 0.0 $3.0k 31.00 96.77
PowerShares Emerging Markets Sovere 0.0 $1.0k 27.00 37.04
SPDR Barclays Capital High Yield B 0.0 $2.0k 42.00 47.62
iShares MSCI United Kingdom Index 0.0 $6.0k 282.00 21.28
iShares Lehman 3-7 Yr Treasury Bond (IEI) 0.0 $1.0k 6.00 166.67
iShares MSCI Sweden Index (EWD) 0.0 $999.900000 33.00 30.30
iShares MSCI Switzerland Index Fund (EWL) 0.0 $3.0k 99.00 30.30
Market Vectors Emerging Mkts Local ETF 0.0 $999.900000 33.00 30.30
Ega Emerging Global Shs Tr emrg gl dj 0.0 $2.0k 72.00 27.78
Nuveen Diversified Dividend & Income 0.0 $2.0k 151.00 13.25
Vanguard Consumer Staples ETF (VDC) 0.0 $5.0k 40.00 125.00
WisdomTree Japan Total Dividend (DXJ) 0.0 $7.0k 143.00 48.95
Vanguard Telecommunication Services ETF (VOX) 0.0 $3.0k 39.00 76.92
Federated Premier Intermediate Municipal 0.0 $2.0k 150.00 13.33
Invesco Quality Municipal Inc Trust (IQI) 0.0 $7.0k 600.00 11.67
Nuveen Tax-Advantaged Dividend Growth 0.0 $2.0k 150.00 13.33
Western Asset Municipal Hgh Incm Fnd (MHF) 0.0 $7.0k 1.0k 7.00
Aberdeen Latin Amer Eqty 0.0 $3.0k 88.00 34.09
Alliance New York Municipal Income Fund 0.0 $2.0k 150.00 13.33
Eaton Vance N J Mun Bd 0.0 $7.0k 500.00 14.00
Eaton Vance Natl Mun Opport (EOT) 0.0 $2.0k 101.00 19.80
MFS Investment Grade Municipal Trust (CXH) 0.0 $2.0k 250.00 8.00
Rand Capital Corporation 0.0 $6.0k 2.0k 3.00
Blackrock Md Municipal Bond 0.0 $7.0k 528.00 13.26
First Trust Cloud Computing Et (SKYY) 0.0 $6.0k 209.00 28.71
Ishares Inc core msci emkt (IEMG) 0.0 $6.0k 116.00 51.72
Car Charging 0.0 $8.0k 10k 0.80
Gabelli mutual funds - (GGZ) 0.0 $8.0k 700.00 11.43