Vertex One Asset Management

Vertex One Asset Management as of March 31, 2013

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 89 positions in its portfolio as reported in the March 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Deckers Outdoor Corporation (DECK) 10.6 $77M 1.4M 55.69
Virgin Media 6.7 $48M 985k 48.97
ROYAL BK SCOTLAND Group Plc sp adr pref t 6.4 $46M 1.9M 24.36
Safeway 6.1 $44M 1.7M 26.35
Citigroup (C) 5.0 $36M 821k 44.24
PHH Corporation 3.9 $28M 1.3M 21.96
Anglogold Ashanti Holdings Fin pfd cv 3.5 $25M 891k 28.48
Sprint Nextel Corporation 3.4 $25M 4.0M 6.21
Royal Bank of Scotland 3.2 $23M 2.7M 8.43
American International (AIG) 2.4 $17M 441k 38.82
Lloyds TSB (LYG) 2.4 $17M 5.7M 3.00
Greenlight Capital Re Ltd cl a (GLRE) 2.2 $16M 661k 24.45
Platinum Underwriter/ptp 2.1 $15M 274k 55.81
NYSE Euronext 2.0 $15M 379k 38.64
Montpelier Re Holdings/mrh 1.9 $14M 535k 26.05
Blackstone 1.9 $14M 689k 19.78
Partner Re 1.8 $13M 141k 93.11
Mattel (MAT) 1.7 $12M 277k 43.79
Central European Media sr nt cv 5%15 1.6 $12M 13M 0.96
Pfizer (PFE) 1.6 $12M 403k 28.86
Genworth Financial (GNW) 1.5 $11M 1.1M 10.00
Franco-Nevada Corporation (FNV) 1.4 $10M 220k 45.64
Synovus Financial 1.3 $9.2M 3.3M 2.77
Dell 1.2 $8.9M 622k 14.33
Arbitron 1.2 $8.4M 179k 46.87
Liberty Media 1.1 $8.4M 75k 111.63
AngloGold Ashanti 1.1 $8.2M 350k 23.55
Xl Group 1.1 $7.7M 255k 30.30
MetroPCS Communications 0.9 $6.7M 617k 10.90
MGM Resorts International. (MGM) 0.9 $6.6M 500k 13.15
Aspen Insurance Holdings 0.8 $5.9M 154k 38.58
Merck & Co (MRK) 0.8 $5.8M 132k 44.23
Mcmoran Exploration note 4.000%12/3 0.8 $5.8M 5.0M 1.15
Jabil Circuit (JBL) 0.7 $5.4M 292k 18.48
J.C. Penney Company 0.7 $5.1M 336k 15.11
Gran Tierra Energy 0.7 $5.0M 850k 5.84
Plum Creek Timber 0.6 $4.6M 88k 52.20
Celestica (CLS) 0.6 $4.4M 544k 8.08
Bristol Myers Squibb (BMY) 0.6 $4.1M 100k 41.19
Alterra Capital Holdings Lim 0.6 $4.0M 126k 31.50
Key (KEY) 0.5 $3.8M 380k 9.96
Banco Santander (SAN) 0.5 $3.8M 552k 6.81
Spirit Realty Capital 0.5 $3.8M 200k 19.00
Regions Financial Corporation (RF) 0.5 $3.5M 433k 8.19
Amarin Corporation (AMRN) 0.5 $3.6M 480k 7.41
Zions Bancorporation (ZION) 0.4 $3.2M 128k 24.99
Liberty Media 4.000 11/15/29 deb 4.000% 0.4 $3.0M 4.3M 0.70
Coventry Health Care 0.4 $2.9M 6.2k 469.68
Hovnanian Enterprises 0.4 $2.8M 486k 5.77
Plains Exploration & Production Company 0.4 $2.8M 60k 47.46
Qlt 0.4 $2.7M 302k 8.86
Aurizon Mines 0.4 $2.6M 598k 4.38
Suntrust Banks Inc $1.00 Par Cmn 0.3 $2.5M 86k 28.81
Sony Corporation (SONY) 0.3 $2.4M 140k 17.40
Aetna 0.3 $2.2M 44k 51.13
CurrencyShares Japanese Yen Trust 0.3 $2.1M 20k 104.05
Validus Holdings 0.3 $2.0M 53k 37.36
Beazer Homes Usa (BZH) 0.3 $2.0M 126k 15.84
Bank of America Corporation (BAC) 0.2 $1.8M 146k 12.18
New Gold Inc Cda (NGD) 0.2 $1.8M 200k 9.10
Bank of New York Mellon Corporation (BK) 0.2 $1.7M 61k 27.99
Tor Dom Bk Cad (TD) 0.2 $1.8M 21k 83.23
Western Union Company (WU) 0.2 $1.7M 112k 15.04
Eli Lilly & Co. (LLY) 0.2 $1.6M 28k 56.80
Manulife Finl Corp (MFC) 0.2 $1.6M 111k 14.72
Sun Life Financial (SLF) 0.2 $1.5M 56k 27.28
Aspen Insurance Holdings Ltd pfd prp inc eq 0.2 $1.3M 20k 66.19
Old Republic International Corporation (ORI) 0.1 $1.1M 85k 12.71
Lululemon Athletica (LULU) 0.1 $1.0M 16k 62.30
Panasonic Corporation (PCRFY) 0.1 $962k 131k 7.33
Hecla Mining Company (HL) 0.1 $948k 240k 3.95
Rayonier (RYN) 0.1 $883k 15k 59.66
Apollo Residential Mortgage 0.1 $780k 35k 22.29
Seadrill 0.1 $737k 20k 37.22
ROYAL BK SCOTLAND Group Plc adr pref shs q 0.1 $736k 32k 23.37
Wells Fargo & Company (WFC) 0.1 $663k 18k 37.00
Bce (BCE) 0.1 $665k 14k 46.71
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.1 $641k 28k 23.15
Synovus Finl Corp unit 99/99/9999 0.1 $609k 25k 24.36
Keycorp New pfd 7.75% sr a 0.1 $415k 3.2k 129.69
Goodyear Tire Rubr Pfd 5.875% p 0.1 $461k 11k 43.49
Trust Spanish (SBSAA) 0.1 $466k 181k 2.57
Resource Capital 0.0 $264k 40k 6.60
Ingersoll-rand Co Ltd-cl A 0.0 $268k 4.9k 54.96
Huntington Bancshares Inc pfd conv ser a 0.0 $257k 200.00 1285.00
Invesco Mortgage Capital 0.0 $325k 15k 21.38
Hovnanian Enterprises Inc unit 99/99/9999 0.0 $293k 10k 29.30
Starwood Property Trust note 0.0 $275k 250k 1.10
Annaly Capital Management 0.0 $238k 15k 15.87