Vertex One Asset Management

Vertex One Asset Management as of June 30, 2013

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 83 positions in its portfolio as reported in the June 2013 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Deckers Outdoor Corporation (DECK) 9.7 $56M 1.1M 50.51
ROYAL BK SCOTLAND Group Plc sp adr pref t 8.2 $48M 2.0M 23.96
Dell 5.8 $34M 2.5M 13.35
Lloyds TSB (LYG) 4.9 $28M 7.3M 3.84
PHH Corporation 4.3 $25M 1.2M 20.38
Sprint Nextel Corporation 3.0 $17M 2.5M 7.02
Greenlight Capital Re Ltd cl a (GLRE) 2.8 $17M 671k 24.53
Pfizer (PFE) 2.8 $16M 581k 28.01
Platinum Underwriter/ptp 2.8 $16M 284k 57.22
Elan Corporation 2.6 $15M 1.1M 14.14
Royal Bank of Scotland 2.5 $15M 1.7M 8.41
Dole Food Company 2.4 $14M 1.1M 12.75
Central European Media sr nt cv 5%15 2.4 $14M 15M 0.96
Montpelier Re Holdings/mrh 2.4 $14M 554k 25.01
Partner Re 2.3 $14M 149k 90.56
General Mtrs Co jr pfd cnv srb 2.2 $13M 267k 48.16
Synovus Financial 2.2 $13M 4.3M 2.92
Genworth Financial (GNW) 2.1 $12M 1.1M 11.41
Mattel (MAT) 2.1 $12M 266k 45.31
Jabil Circuit (JBL) 2.0 $12M 569k 20.38
Citigroup (C) 1.8 $11M 220k 47.97
NYSE Euronext 1.6 $9.3M 224k 41.40
Pioneer Southwest Energy Partners 1.5 $8.7M 253k 34.28
Unisys Corporation (UIS) 1.3 $7.8M 352k 22.07
Xl Group 1.3 $7.7M 255k 30.32
Arbitron 1.2 $7.0M 150k 46.45
Liberty Media 1.2 $7.0M 55k 126.76
Merck & Co (MRK) 1.1 $6.6M 142k 46.45
Aspen Insurance Holdings 1.0 $5.9M 158k 37.09
Celestica (CLS) 1.0 $5.6M 594k 9.41
Blackstone 0.9 $5.5M 260k 21.06
Chimera Investment Corporation 0.9 $5.3M 1.8M 3.00
Key (KEY) 0.8 $4.6M 416k 11.04
iShares iBoxx $ High Yid Corp Bond (HYG) 0.8 $4.5M 50k 90.86
Bristol Myers Squibb (BMY) 0.7 $4.3M 96k 44.69
Regions Financial Corporation (RF) 0.7 $4.1M 433k 9.53
Zions Bancorporation (ZION) 0.7 $4.1M 143k 28.88
Banco Santander (SAN) 0.7 $4.1M 627k 6.47
Legg Mason 0.7 $3.7M 121k 31.01
Zoetis Inc Cl A (ZTS) 0.7 $3.8M 122k 30.89
Plum Creek Timber 0.6 $3.6M 78k 46.68
MGM Resorts International. (MGM) 0.6 $3.4M 230k 14.78
Hovnanian Enterprises 0.6 $3.2M 569k 5.61
Suntrust Banks Inc $1.00 Par Cmn 0.5 $3.1M 98k 31.57
Beazer Homes Usa (BZH) 0.5 $3.1M 175k 17.52
Warner Chilcott Plc - 0.4 $2.2M 113k 19.88
Validus Holdings 0.4 $2.3M 63k 36.12
WellCare Health Plans 0.4 $2.2M 40k 55.55
Intel Corp sdcv 0.4 $2.2M 2.0M 1.09
Cisco Systems (CSCO) 0.4 $2.1M 88k 24.31
Manulife Finl Corp (MFC) 0.3 $1.8M 116k 15.95
Western Union Company (WU) 0.3 $1.8M 104k 17.11
BofI Holding 0.3 $1.5M 34k 45.83
Eli Lilly & Co. (LLY) 0.3 $1.5M 30k 49.14
Sun Life Financial (SLF) 0.3 $1.5M 52k 29.53
E.W. Scripps Company (SSP) 0.3 $1.5M 95k 15.58
Tor Dom Bk Cad (TD) 0.3 $1.5M 19k 80.05
Safeway 0.2 $1.5M 62k 23.66
Qlt 0.2 $1.3M 302k 4.39
Old Republic International Corporation (ORI) 0.2 $1.1M 85k 12.87
Hologic Inc frnt 2.000%12/1 0.2 $1.1M 1.0M 1.12
Navistar Intl Corp New note 3.000%10/1 0.2 $980k 1.0M 0.98
Intel Corporation (INTC) 0.2 $993k 41k 24.22
Webmd Health Conv Sr Notes conv 0.2 $930k 1.0M 0.93
Rayonier (RYN) 0.1 $820k 15k 55.41
Seadrill 0.1 $807k 20k 40.76
Wells Fargo & Company (WFC) 0.1 $740k 18k 41.30
Lin Tv 0.1 $727k 48k 15.31
ROYAL BK SCOTLAND Group Plc adr pref shs q 0.1 $644k 29k 22.28
Trust Spanish (SBSAA) 0.1 $614k 181k 3.39
Arris Group Inc note 2.000%11/1 0.1 $515k 500k 1.03
Linear Technology Corp note 3.000% 5/0 0.1 $525k 500k 1.05
Xerox Corporation 0.1 $517k 57k 9.07
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.1 $549k 25k 21.79
Beazer Homes Pfd 7.5% 2015 pfd cv 0.1 $526k 18k 29.22
Callidus Software Inc. 4.75% D cvbond 0.1 $535k 500k 1.07
Goodyear Tire Rubr Pfd 5.875% p 0.1 $470k 9.6k 49.21
Keycorp New pfd 7.75% sr a 0.1 $374k 3.0k 124.67
Ingersoll-rand Co Ltd-cl A 0.1 $271k 4.9k 55.58
Johnson & Johnson (JNJ) 0.0 $258k 3.0k 86.00
Huntington Bancshares Inc pfd conv ser a 0.0 $220k 180.00 1222.22
Starwood Property Trust note 0.0 $260k 250k 1.04
Anglogold Ashanti Holdings Fin pfd cv 0.0 $182k 11k 17.17