Vertex One Asset Management

Vertex One Asset Management as of Sept. 30, 2014

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 119 positions in its portfolio as reported in the September 2014 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Royal Bank of Scotland 5.1 $51M 4.3M 11.93
Northern Tier Energy 4.5 $44M 1.9M 23.35
BP Prudhoe Bay Royalty Trust (BPT) 3.8 $38M 402k 94.23
Allergan 3.5 $35M 194k 178.19
Cvr Refng 3.5 $35M 1.5M 23.28
Time Warner Cable 3.1 $31M 215k 143.49
Shire 2.8 $28M 107k 259.05
Greenlight Capital Re Ltd cl a (GLRE) 2.7 $27M 821k 32.41
Protective Life 2.6 $25M 365k 69.41
Office Depot 2.5 $25M 4.8M 5.14
Covidien 2.5 $25M 285k 86.51
Actavis 2.5 $24M 100k 241.28
New Residential Invt 2.3 $23M 3.9M 5.83
American Realty Capital Prop 2.3 $23M 1.9M 12.06
Newcastle Invt 1.9 $19M 1.5M 12.68
Jabil Circuit (JBL) 1.8 $17M 856k 20.17
Tim Hortons Inc Com Stk 1.6 $16M 207k 78.91
tw tele 1.6 $16M 376k 41.61
Synovus Finl (SNV) 1.6 $16M 658k 23.64
Genworth Financial (GNW) 1.5 $15M 1.1M 13.10
Concur Technologies 1.5 $15M 116k 126.82
Unisys Corporation (UIS) 1.4 $14M 610k 23.41
Platinum Underwriter/ptp 1.4 $14M 230k 60.87
TRW Automotive Holdings 1.4 $14M 137k 101.25
Montpelier Re Holdings/mrh 1.4 $14M 434k 31.09
Liberty Media Corp Del Com Ser C 1.3 $13M 270k 46.99
Skyworks Solutions (SWKS) 1.3 $13M 216k 58.05
Banco Santander (SAN) 1.2 $12M 1.3M 9.50
Mattel (MAT) 1.2 $12M 399k 30.65
Williams Partners 1.2 $12M 225k 53.05
Pacific Ethanol 1.2 $12M 830k 13.96
Family Dollar Stores 1.1 $11M 144k 77.24
Partner Re 1.1 $11M 96k 109.89
Glimcher Realty Trust 1.0 $10M 750k 13.54
Agrium 0.9 $8.9M 100k 89.09
North Atlantic Drilling 0.9 $8.8M 1.3M 6.66
ROYAL BK SCOTLAND Group Plc sp adr pref t 0.9 $8.7M 343k 25.25
Goodyear Tire & Rubber Company (GT) 0.9 $8.5M 375k 22.58
Xl Group 0.9 $8.5M 256k 33.17
Brookfield Ppty Partners L P unit ltd partn 0.9 $8.5M 403k 21.07
Xerox Corporation 0.8 $8.0M 607k 13.23
Adept Technology 0.8 $7.8M 923k 8.41
El Paso Pipeline Partners 0.7 $7.1M 178k 40.16
Celestica (CLS) 0.7 $6.6M 654k 10.16
Hovnanian Enterprises 0.6 $6.2M 1.7M 3.67
Key (KEY) 0.6 $6.2M 465k 13.33
BofI Holding 0.6 $6.2M 86k 72.71
Catchmark Timber Tr Inc cl a 0.6 $6.2M 567k 10.96
Compuware Corporation 0.6 $6.0M 568k 10.61
Regions Financial Corporation (RF) 0.6 $5.9M 587k 10.04
WellCare Health Plans 0.6 $5.8M 97k 60.34
RF Micro Devices 0.6 $5.7M 495k 11.54
Dresser-Rand 0.6 $5.8M 70k 82.26
Seadrill 0.6 $5.8M 215k 26.76
Beazer Homes Usa (BZH) 0.6 $5.8M 343k 16.78
Sirius Xm Holdings (SIRI) 0.6 $5.5M 1.6M 3.49
Hercules Offshore 0.5 $5.2M 2.3M 2.20
Zions Bancorporation (ZION) 0.5 $5.0M 173k 29.06
Taseko Cad (TGB) 0.5 $5.0M 3.0M 1.70
Bpz Resources Inc note 8.500%10/0 0.5 $5.0M 5.1M 0.99
Central European Media sr nt cv 5%15 0.5 $4.9M 5.0M 0.98
Barclays (BCS) 0.5 $4.5M 304k 14.81
Plum Creek Timber 0.4 $4.4M 113k 39.01
Suntrust Banks Inc $1.00 Par Cmn 0.4 $3.9M 103k 38.03
URS Corporation 0.4 $3.9M 68k 57.61
Turkcell Iletisim Hizmetleri A.S. (TKC) 0.3 $3.5M 265k 13.14
Liberty Media 0.3 $3.3M 70k 47.19
Wells Fargo & Company (WFC) 0.3 $3.1M 60k 51.88
Darden Restaurants (DRI) 0.3 $3.1M 60k 51.46
M.D.C. Holdings (MDC) 0.3 $3.0M 119k 25.32
CenturyLink 0.3 $2.9M 72k 40.90
Amer Rlty Cap Healthcar Tr Icom us equities / etf's 0.3 $3.0M 282k 10.48
Terrapin 3 Acquisition Corp unit 06/27/2019 0.3 $3.0M 300k 10.02
Oi Sa-adr sp 0.3 $2.8M 4.0M 0.70
Customers Ban (CUBI) 0.3 $2.7M 153k 17.96
Zynga 0.3 $2.7M 1.0M 2.70
Ford Motor Company (F) 0.3 $2.6M 173k 14.79
Adt 0.3 $2.6M 74k 35.46
Blackstone Mtg Tr (BXMT) 0.3 $2.6M 96k 27.10
Rayonier (RYN) 0.2 $2.4M 79k 31.14
Northstar Rlty Fin 0.2 $2.5M 141k 17.67
Sun Life Financial (SLF) 0.2 $2.3M 62k 36.33
Diamond Offshore Drilling 0.2 $2.0M 59k 34.26
Marvell Technology Group 0.2 $2.1M 155k 13.48
Ocwen Financial Corporation 0.2 $2.1M 79k 26.18
Bank of New York Mellon Corporation (BK) 0.2 $1.9M 49k 38.73
Citigroup (C) 0.2 $1.9M 37k 51.81
Weyerhaeuser C conv prf 0.2 $1.9M 35k 54.03
Validus Holdings 0.2 $1.7M 44k 39.13
Nmi Hldgs Inc cl a (NMIH) 0.2 $1.7M 200k 8.65
Titan Machy Inc note 3.750% 5/0 0.2 $1.5M 2.0M 0.77
Hennessy Capital Acquisition 0.2 $1.5M 150k 10.30
Annaly Cap Mgmt Inc note 5.000% 5/1 0.1 $1.5M 1.5M 1.01
Intel Corp sdcv 0.1 $1.3M 1.0M 1.28
Hologic Inc frnt 2.000%12/1 0.1 $1.2M 1.0M 1.19
Dominion Res D Ser A Units 6.375% 01-jul-2017 convprf 0.1 $1.2M 25k 49.92
Wl Ross Holding Corp Uts 0.1 $1.2M 109k 10.71
Navistar Intl Corp New note 3.000%10/1 0.1 $1.0M 1.0M 1.00
Webmd Health Conv Sr Notes conv 0.1 $1.0M 1.0M 1.01
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.1 $980k 1.0M 0.98
Pennymac Corp conv 0.1 $980k 1.0M 0.98
Jds Uniphase Corp conv 0.1 $1.0M 1.0M 1.00
Annaly Capital Management 0.1 $844k 79k 10.68
ROYAL BK SCOTLAND Group Plc adr pref shs q 0.1 $788k 32k 25.02
Alaska Communications Systems conv 0.1 $810k 1.0M 0.81
Intel Corporation (INTC) 0.1 $728k 21k 34.83
Qlt 0.1 $733k 160k 4.57
Beazer Homes Pfd 7.5% 2015 pfd cv 0.1 $690k 26k 27.06
Shutterfly Inc note 0.250% 5/1 0.1 $728k 700k 1.04
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.1 $563k 23k 24.81
Chiquita Brands Intl Inc note 4.250% 8/1 0.1 $505k 500k 1.01
Bpz Resources Inc bond 0.1 $505k 500k 1.01
Hennessy Cap Acquisition Cor 0.1 $494k 50k 9.88
Alcoa Inc cnv p 0.1 $499k 10k 49.90
Move Inc note 2.750% 9/0 0.1 $540k 500k 1.08
Nicholas Financial (NICK) 0.0 $368k 32k 11.58
Trust Spanish (SBSAA) 0.0 $434k 103k 4.20
Starwood Property Trust note 0.0 $270k 250k 1.08
Vertex Energy (VTNR) 0.0 $139k 20k 6.95