Vertex One Asset Management

Vertex One Asset Management as of March 31, 2015

Portfolio Holdings for Vertex One Asset Management

Vertex One Asset Management holds 121 positions in its portfolio as reported in the March 2015 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Royal Bank of Scotland 5.2 $44M 4.4M 10.09
Actavis 4.2 $36M 120k 297.62
TRW Automotive Holdings 3.9 $33M 314k 104.85
Hospira 3.8 $32M 369k 87.84
Sigma-Aldrich Corporation 3.3 $28M 204k 138.25
Restaurant Brands Intl Inc Com equity / large cap (QSR) 3.0 $25M 658k 38.40
Salix Pharmaceuticals 2.8 $23M 135k 172.81
Talisman Energy Inc Com Stk 2.7 $23M 2.9M 7.68
Family Dollar Stores 2.4 $21M 261k 79.24
Jabil Circuit (JBL) 2.4 $20M 856k 23.38
Greenlight Capital Re Ltd cl a (GLRE) 2.3 $20M 621k 31.80
Dresser-Rand 2.3 $20M 243k 80.35
Synovus Finl (SNV) 2.2 $18M 658k 28.01
Pharmacyclics 2.1 $18M 70k 255.95
Jpmorgan Chase & Co. w exp 10/201 2.0 $17M 775k 22.01
Skyworks Solutions (SWKS) 1.8 $15M 157k 98.29
Unisys Corporation (UIS) 1.7 $15M 635k 23.21
Liberty Media Corp Del Com Ser C 1.7 $15M 385k 38.20
RTI International Metals 1.7 $14M 393k 35.91
Nxp Semiconductors N V (NXPI) 1.6 $14M 135k 100.36
Exelis 1.5 $13M 527k 24.37
Pacific Ethanol 1.4 $12M 1.1M 10.79
Banco Santander (SAN) 1.4 $12M 1.6M 7.45
Catamaran 1.4 $12M 200k 59.54
Goodyear Tire & Rubber Company (GT) 1.4 $12M 427k 27.08
Montpelier Re Holdings/mrh 1.4 $12M 300k 38.44
Freescale Semiconductor Holdin 1.3 $11M 275k 40.76
Directv 1.3 $11M 125k 85.10
Mattel (MAT) 1.2 $10M 445k 22.85
MeadWestva 1.2 $10M 203k 49.87
Genworth Financial (GNW) 1.2 $10M 1.4M 7.31
City National Corporation 1.1 $9.5M 106k 89.08
Xl Group 1.0 $8.5M 232k 36.80
Office Depot 1.0 $8.3M 900k 9.20
Lorillard 0.9 $8.1M 124k 65.35
BofI Holding 0.9 $8.0M 86k 93.04
Xerox Corporation 0.9 $7.8M 607k 12.85
Susquehanna Bancshares 0.9 $7.6M 553k 13.71
Merus Labs Intl 0.9 $7.6M 3.6M 2.11
Beazer Homes Usa (BZH) 0.9 $7.3M 414k 17.72
Celestica (CLS) 0.9 $7.3M 654k 11.10
Hovnanian Enterprises 0.8 $7.1M 2.0M 3.56
Qorvo (QRVO) 0.8 $6.8M 85k 79.69
Key (KEY) 0.8 $6.6M 465k 14.16
Catchmark Timber Tr Inc cl a 0.8 $6.6M 567k 11.72
Adept Technology 0.8 $6.4M 1.0M 6.15
Zions Bancorporation (ZION) 0.7 $5.7M 213k 27.00
Regions Financial Corporation (RF) 0.7 $5.5M 587k 9.45
Yamana Gold 0.7 $5.6M 1.6M 3.58
Taseko Cad (TGB) 0.7 $5.5M 8.8M 0.63
M.D.C. Holdings (MDC) 0.6 $5.3M 188k 28.50
Customers Ban (CUBI) 0.6 $5.2M 215k 24.36
Mavenir Systems 0.6 $5.2M 294k 17.74
Quinpario Acquisition Corp 2 unit 01/01/2023 0.6 $5.0M 500k 10.08
Barclays (BCS) 0.6 $4.9M 335k 14.57
Rio Alto Mng 0.6 $4.9M 2.0M 2.46
Noble Corp Plc equity 0.6 $4.6M 325k 14.28
Suntrust Banks Inc $1.00 Par Cmn 0.5 $4.2M 103k 41.09
Ford Motor Company (F) 0.5 $4.2M 258k 16.14
Plum Creek Timber 0.5 $4.1M 94k 43.45
Freeport-McMoRan Copper & Gold (FCX) 0.4 $3.4M 181k 18.95
Sun Life Financial (SLF) 0.4 $3.4M 112k 30.82
Wells Fargo & Company (WFC) 0.4 $3.4M 62k 54.39
Liberty Broadband Cl C (LBRDK) 0.4 $3.3M 58k 56.60
Intel Corporation (INTC) 0.4 $3.2M 103k 31.27
CenturyLink 0.4 $3.2M 93k 34.55
BHP Billiton (BHP) 0.4 $3.2M 70k 46.47
Diamond Offshore Drilling 0.4 $3.2M 118k 26.79
Rayonier (RYN) 0.4 $3.1M 115k 26.96
Terrapin 3 Acquisition Corp unit 06/27/2019 0.4 $3.0M 300k 10.08
Ensco Plc Shs Class A 0.3 $2.9M 139k 21.07
North Atlantic Drilling 0.3 $3.0M 2.6M 1.16
Aruba Networks 0.3 $2.4M 100k 24.49
Intrexon 0.3 $2.3M 50k 45.36
Agrium 0.2 $2.0M 20k 104.29
Micron Technology (MU) 0.2 $2.0M 75k 27.13
Mag Silver Corp (MAG) 0.2 $2.0M 316k 6.19
Central European Media sr nt cv 5%15 0.2 $2.0M 2.0M 1.01
Weyerhaeuser C conv prf 0.2 $1.9M 35k 54.71
Mosaic (MOS) 0.2 $1.8M 40k 46.05
Century Communities (CCS) 0.2 $1.9M 98k 19.33
Harmony Merger Corp unit 99/99/9999 0.2 $1.8M 175k 10.00
Transocean (RIG) 0.2 $1.7M 115k 14.67
Hologic Inc frnt 2.000%12/1 0.2 $1.5M 1.0M 1.47
Kinross Gold Corp (KGC) 0.2 $1.3M 597k 2.22
Mcewen Mining 0.1 $1.3M 1.3M 1.00
Brookfield Ppty Partners L P unit ltd partn 0.1 $1.2M 51k 24.37
Paramount Gold and Silver 0.1 $1.1M 1.1M 1.01
Revolution Lighting Tech 0.1 $1.1M 1.0M 1.11
Goldcorp 0.1 $994k 55k 18.09
Webmd Health Conv Sr Notes conv 0.1 $1.0M 1.0M 1.02
Xplore Technologies Corporation 0.1 $1.0M 160k 6.35
Alaska Communications Systems conv 0.1 $990k 1.0M 0.99
Jds Uniphase Corp conv 0.1 $1.0M 1.0M 1.04
Schnitzer Steel Industries (RDUS) 0.1 $952k 60k 15.87
Eldorado Gold Corp 0.1 $916k 200k 4.58
Lake Shore Gold 0.1 $938k 1.2M 0.81
Renewable Energy 0.1 $903k 98k 9.22
Pdl Biopharma Inc Sr Nt Conv 4.000% 02/01/18 B/e Dtd 02/12/14 0.1 $960k 1.0M 0.96
Seadrill 0.1 $836k 89k 9.35
Silver Wheaton Corp 0.1 $856k 45k 19.02
Alcoa Inc cnv p 0.1 $877k 20k 43.85
ROYAL BK SCOTLAND Group Plc adr pref shs q 0.1 $793k 32k 25.17
Beazer Homes Pfd 7.5% 2015 pfd cv 0.1 $686k 26k 26.90
Shutterfly Inc note 0.250% 5/1 0.1 $693k 700k 0.99
Qlt 0.1 $558k 142k 3.94
ROYAL BK SCOTLAND Group Plc sp adr pref s 0.1 $568k 23k 25.03
Aviv Reit 0.1 $559k 15k 36.48
Wl Ross Holding Corp Uts 0.1 $588k 56k 10.50
Riverbed Technology 0.1 $523k 25k 20.92
Pretium Res Inc Com Isin# Ca74 0.1 $504k 100k 5.04
Vertex Energy (VTNR) 0.1 $544k 147k 3.70
Fiat Chrysler Auto 0.1 $455k 330k 1.38
Renaissance Re Holdings Ltd Cmn (RNR) 0.0 $324k 3.2k 99.75
Trust Spanish (SBSAA) 0.0 $338k 84k 4.02
Thompson Creek Metals 0.0 $288k 218k 1.32
T Mobile Us Inc conv pfd ser a 0.0 $229k 3.9k 58.72
GulfMark Offshore 0.0 $196k 15k 13.07
Bpz Resources Inc bond 0.0 $95k 500k 0.19
Covisint 0.0 $75k 37k 2.04
Blue Bird Corp *w exp 01/23/201 0.0 $52k 75k 0.69